$115 Million is the total value of SHEPHERD KAPLAN KROCHUK, LLC's 52 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 11.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | Buy | APPLE INC | $8,187,006 | -11.7% | 47,819 | +0.0% | 7.11% | -3.0% |
| ANGL | Buy | VANECK ETF TRUSTfallen angel hg | $7,782,240 | +0.1% | 287,592 | +2.7% | 6.76% | +9.9% |
| SPLV | Buy | INVESCO EXCH TRADED FD TR IIs&p500 low vol | $7,330,812 | +4.3% | 124,695 | +11.4% | 6.37% | +14.6% |
| CPB | Buy | CAMPBELL SOUP CO | $6,218,362 | +29.6% | 151,372 | +44.2% | 5.40% | +42.3% |
| SHV | Sell | ISHARES TRshort treas bd | $5,876,562 | -0.1% | 53,196 | -0.1% | 5.10% | +9.7% |
| JQUA | Sell | J P MORGAN EXCHANGE TRADED Fus qualty fctr | $5,649,257 | -3.0% | 130,558 | -0.8% | 4.91% | +6.5% |
| SCHV | Buy | SCHWAB STRATEGIC TRus lcap va etf | $5,616,309 | -1.7% | 87,129 | +2.3% | 4.88% | +8.0% |
| MTUM | Sell | ISHARES TRmsci usa mmentm | $5,458,840 | -7.9% | 39,075 | -4.9% | 4.74% | +1.2% |
| SCHD | Sell | SCHWAB STRATEGIC TRus dividend eq | $4,527,154 | -6.9% | 63,979 | -4.4% | 3.93% | +2.3% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $3,953,179 | -5.3% | 41,908 | +0.0% | 3.43% | +4.0% |
| CORP | Sell | PIMCO ETF TRinv grd crp bd | $3,840,435 | -12.9% | 42,147 | -9.4% | 3.34% | -4.4% |
| JMBS | Sell | JANUS DETROIT STR TRhenderson mtg | $3,646,425 | -30.6% | 84,019 | -26.8% | 3.17% | -23.8% |
| ET | Sell | ENERGY TRANSFER L P | $3,260,458 | -7.9% | 232,392 | -16.7% | 2.83% | +1.1% |
| JEPI | New | J P MORGAN EXCHANGE TRADED Fequity premium | $2,953,145 | – | 55,137 | +100.0% | 2.56% | – |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $2,935,514 | +1.4% | 8,380 | -1.3% | 2.55% | +11.4% |
| VNQ | Sell | VANGUARD INDEX FDSreal estate etf | $2,922,746 | -13.9% | 38,630 | -4.9% | 2.54% | -5.4% |
| TLT | Sell | ISHARES TR20 yr tr bd etf | $2,723,633 | -76.2% | 30,710 | -72.3% | 2.37% | -73.8% |
| AMLP | Buy | ALPS ETF TRalerian mlp | $2,390,081 | +52.7% | 56,637 | +41.9% | 2.08% | +67.7% |
| HDEF | Sell | DBX ETF TRxtrack msci eafe | $2,291,484 | -37.3% | 101,438 | -36.1% | 1.99% | -31.1% |
| JPEM | Sell | J P MORGAN EXCHANGE TRADED Fdiv rtn em eqt | $1,863,186 | -4.0% | 36,990 | -3.8% | 1.62% | +5.5% |
| SYUS | Buy | SYNTAX ETF TRstratified us tt | $1,834,430 | -2.9% | 44,485 | +1.6% | 1.59% | +6.8% |
| PGX | Buy | INVESCO EXCH TRADED FD TR IIpfd etf | $1,816,988 | -0.8% | 165,935 | +3.0% | 1.58% | +9.0% |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $1,634,675 | -5.1% | 7,850 | +0.4% | 1.42% | +4.3% |
| KMI | Sell | KINDER MORGAN INC DEL | $1,378,380 | -6.5% | 83,135 | -2.9% | 1.20% | +2.7% |
| GSIE | Buy | GOLDMAN SACHS ETF TRactivebeta int | $1,324,593 | -3.1% | 44,109 | +1.1% | 1.15% | +6.4% |
| New | GSK PLCsponsored adr | $1,227,751 | – | 33,869 | +100.0% | 1.07% | – | |
| BX | Sell | BLACKSTONE INC | $1,221,289 | +1.3% | 11,399 | -12.1% | 1.06% | +11.2% |
| GD | Sell | GENERAL DYNAMICS CORP | $1,169,373 | -5.1% | 5,292 | -7.6% | 1.02% | +4.3% |
| DUK | Sell | DUKE ENERGY CORP NEW | $998,309 | -7.1% | 11,311 | -5.6% | 0.87% | +2.0% |
| VIOO | VANGUARD ADMIRAL FDS INCsmllcp 600 idx | $952,289 | -4.9% | 10,896 | 0.0% | 0.83% | +4.4% | |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $912,784 | -3.7% | 3,352 | +0.1% | 0.79% | +5.9% |
| MRK | Sell | MERCK & CO INC | $912,034 | -17.4% | 8,859 | -7.4% | 0.79% | -9.3% |
| SSPY | SYNTAX ETF TRstratifd lrg cap | $902,850 | -4.1% | 13,808 | 0.0% | 0.78% | +5.2% | |
| TBF | New | PROSHARES TRshrt 20+yr tre | $810,584 | – | 32,230 | +100.0% | 0.70% | – |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $729,483 | +86.7% | 3,434 | +93.6% | 0.63% | +105.2% |
| CAG | Sell | CONAGRA BRANDS INC | $657,340 | -19.4% | 23,973 | -0.9% | 0.57% | -11.5% |
| NFLX | NETFLIX INC | $655,136 | -14.3% | 1,735 | 0.0% | 0.57% | -5.8% | |
| SHUS | SYNTAX ETF TRstratified us tt | $633,054 | -3.5% | 16,682 | 0.0% | 0.55% | +6.0% | |
| PPL | Sell | PPL CORP | $622,926 | -15.3% | 26,440 | -4.9% | 0.54% | -7.0% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $616,865 | -0.5% | 22,538 | -4.2% | 0.54% | +9.4% |
| GDX | VANECK ETF TRUSTgold miners etf | $611,099 | -10.6% | 22,709 | 0.0% | 0.53% | -1.8% | |
| BAX | Sell | BAXTER INTL INC | $607,804 | -22.7% | 16,105 | -6.7% | 0.53% | -15.1% |
| IVW | Sell | ISHARES TRs&p 500 grwt etf | $594,255 | -15.5% | 8,685 | -12.9% | 0.52% | -7.2% |
| NUV | Sell | NUVEEN MUN VALUE FD INC | $539,072 | -7.7% | 65,263 | -2.7% | 0.47% | +1.3% |
| SGOV | Buy | ISHARES TR0-3 mnth treasry | $501,665 | +0.6% | 4,983 | +0.5% | 0.44% | +10.7% |
| VOO | Buy | VANGUARD INDEX FDS | $456,582 | -3.5% | 1,163 | +0.1% | 0.40% | +6.1% |
| NEM | NEWMONT CORP | $406,856 | -13.4% | 11,011 | 0.0% | 0.35% | -4.9% | |
| IVV | Buy | ISHARES TRcore s&p500 etf | $340,286 | -0.5% | 792 | +3.3% | 0.30% | +9.6% |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $281,870 | -4.9% | 1,491 | +0.1% | 0.24% | +4.7% |
| T | AT&T INC | $211,420 | -5.8% | 14,076 | 0.0% | 0.18% | +3.4% | |
| BIVI | BIOVIE INCcl a new | $100,424 | -20.9% | 29,450 | 0.0% | 0.09% | -13.0% | |
| GALT | GALECTIN THERAPEUTICS INC | $23,040 | +33.3% | 12,000 | 0.0% | 0.02% | +42.9% | |
| DLN | Exit | WISDOMTREE TRus largecap divd | $0 | – | -4,664 | -100.0% | -0.24% | – |
| MMP | Exit | MAGELLAN MIDSTREAM PRTNRS LP | $0 | – | -10,366 | -100.0% | -0.51% | – |
| AMGN | Exit | AMGEN INC | $0 | – | -5,302 | -100.0% | -0.93% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 7.8% |
| AMGEN INC | 41 | Q2 2023 | 1.1% |
| PIONEER NAT RES CO | 39 | Q4 2022 | 6.5% |
| DAVITA INC | 39 | Q4 2022 | 4.1% |
| AGNICO EAGLE MINES LTD | 39 | Q1 2023 | 0.9% |
| COPART INC | 38 | Q3 2022 | 4.5% |
| AMERICAN EXPRESS CO | 38 | Q3 2022 | 1.8% |
| MICROSOFT CORP | 38 | Q3 2022 | 2.5% |
| THERMO FISHER SCIENTIFIC INC | 38 | Q3 2022 | 1.4% |
| UNITEDHEALTH GROUP INC | 38 | Q3 2022 | 1.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Wayside Technology Group, Inc. | April 20, 2020 | ? | ? |
| Energy Services of America CORP | February 13, 2018 | 314,504 | 2.2% |
| ESCALON MEDICAL CORP | February 13, 2018 | 310,171 | 4.1% |
| CLAYTON WILLIAMS ENERGY INC /DE | February 10, 2017 | 273,710 | 1.6% |
| Electromed, Inc. | February 16, 2016 | 353,470 | 4.3% |
| SUNLINK HEALTH SYSTEMS INC | February 16, 2016 | 252,673 | 2.7% |
| IEH CORPORATION | February 17, 2015 | 111,473 | 4.8% |
| DEWEY ELECTRONICS CORP | February 13, 2014 | 28,304 | 2.1% |
| Matador Resources CoSold out | February 13, 2014 | 0 | 0.0% |
| SED INTERNATIONAL HOLDINGS INC | February 13, 2014 | 117,275 | 2.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-12 |
View SHEPHERD KAPLAN KROCHUK, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.