$271 Million is the total value of SHEPHERD KAPLAN KROCHUK, LLC's 185 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 68.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPTL | Buy | SPDR SER TRportfolio ln tsr | $29,341,000 | +13.4% | 650,147 | +17.4% | 10.83% | +0.6% |
| VMBS | Buy | VANGUARD SCOTTSDALE FDSmortg-back sec | $19,255,000 | +15.0% | 356,115 | +15.4% | 7.11% | +2.0% |
| EQT | New | EQT CORP | $12,855,000 | – | 1,011,407 | +100.0% | 4.75% | – |
| SCHA | Buy | SCHWAB STRATEGIC TRus sml cap etf | $11,618,000 | +93.5% | 251,505 | +186.2% | 4.29% | +71.7% |
| SCHV | Buy | SCHWAB STRATEGIC TRus lcap va etf | $9,958,000 | +15.9% | 167,280 | +1.6% | 3.68% | +2.8% |
| SPLV | Buy | INVESCO EXCH TRADED FD TR IIs&p500 low vol | $9,326,000 | +10.7% | 165,849 | +5.6% | 3.44% | -1.8% |
| MTUM | Buy | ISHARES TRmsci usa mmentm | $6,913,000 | +16.3% | 42,862 | +6.3% | 2.55% | +3.2% |
| SHV | Buy | ISHARES TRshort treas bd | $5,952,000 | +1281.0% | 53,854 | +1284.4% | 2.20% | +1127.9% |
| GIGB | Buy | GOLDMAN SACHS ETF TRaccess invt gr | $5,811,000 | +18.6% | 103,324 | +16.3% | 2.15% | +5.2% |
| GEM | Buy | GOLDMAN SACHS ETF TRactivebeta eme | $5,040,000 | +31.7% | 132,040 | +13.1% | 1.86% | +16.8% |
| GSIE | Buy | GOLDMAN SACHS ETF TRactivebeta int | $4,786,000 | +44.0% | 150,045 | +27.1% | 1.77% | +27.8% |
| PE | Buy | PARSLEY ENERGY INCcl a | $3,371,000 | +271.7% | 237,369 | +144.9% | 1.24% | +230.2% |
| GDX | New | VANECK VECTORS ETF TRgold miners etf | $1,801,000 | – | 50,000 | +100.0% | 0.66% | – |
| QCOM | Buy | QUALCOMM INC | $1,545,000 | +39.9% | 10,140 | +8.1% | 0.57% | +24.2% |
| WPX | Buy | WPX ENERGY INC | $1,472,000 | +156.0% | 180,672 | +53.9% | 0.54% | +127.2% |
| CRC | New | CALIFORNIA RES CORP | $1,460,000 | – | 61,900 | +100.0% | 0.54% | – |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $1,399,000 | +19.4% | 8,306 | +18.1% | 0.52% | +5.9% |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $1,367,000 | +110.0% | 6,610 | +79.0% | 0.50% | +86.3% |
| FANG | Buy | DIAMONDBACK ENERGY INC | $1,313,000 | +149.1% | 27,135 | +55.0% | 0.48% | +121.5% |
| PXD | Buy | PIONEER NAT RES CO | $1,298,000 | +135.6% | 11,396 | +78.0% | 0.48% | +109.2% |
| IVW | Buy | ISHARES TRs&p 500 grwt etf | $1,227,000 | +10.4% | 19,232 | +300.0% | 0.45% | -1.9% |
| CXO | Buy | CONCHO RES INC | $874,000 | +99.1% | 14,974 | +50.5% | 0.32% | +76.5% |
| GLD | Buy | SPDR GOLD TR | $798,000 | +24.1% | 4,474 | +23.3% | 0.30% | +10.1% |
| PPL | Buy | PPL CORP | $779,000 | +5.4% | 27,621 | +1.7% | 0.29% | -6.5% |
| IWP | Buy | ISHARES TRrus md cp gr etf | $781,000 | +18.9% | 7,604 | +100.0% | 0.29% | +5.5% |
| SSPY | Buy | SYNTAX ETF TRstratifd lrg cap | $661,000 | +17.2% | 11,814 | +1.5% | 0.24% | +3.8% |
| VIOO | New | VANGUARD ADMIRAL FDS INCsmllcp 600 idx | $634,000 | – | 3,779 | +100.0% | 0.23% | – |
| GBIL | Buy | GOLDMAN SACHS ETF TRacces treasury | $580,000 | +33.6% | 5,790 | +34.0% | 0.21% | +18.2% |
| BIL | Buy | SPDR SER TRspdr bloomberg | $580,000 | +33.6% | 6,340 | +33.8% | 0.21% | +18.2% |
| GDV | Buy | GABELLI DIVID & INCOME TR | $580,000 | +17.4% | 27,020 | +0.4% | 0.21% | +3.9% |
| RVT | Buy | ROYCE VALUE TR INC | $578,000 | +35.7% | 35,820 | +6.2% | 0.21% | +20.3% |
| EDD | New | MORGAN STANLEY EMERGING MKTS | $575,000 | – | 91,450 | +100.0% | 0.21% | – |
| SPHQ | New | INVESCO EXCHANGE TRADED FD Ts&p500 quality | $569,000 | – | 13,511 | +100.0% | 0.21% | – |
| IGD | Buy | VOYA GLBL EQTY DIV & PREM OP | $565,000 | +15.5% | 108,230 | +9.7% | 0.21% | +3.0% |
| STNG | New | SCORPIO TANKERS INC | $565,000 | – | 50,447 | +100.0% | 0.21% | – |
| JNJ | Buy | JOHNSON & JOHNSON | $551,000 | +5.8% | 3,499 | +0.1% | 0.20% | -6.5% |
| SHY | Buy | ISHARES TR1 3 yr treas bd | $542,000 | +21.8% | 6,280 | +22.2% | 0.20% | +8.1% |
| TFLO | Buy | ISHARES TRtrs flt rt bd | $543,000 | +26.0% | 10,800 | +26.0% | 0.20% | +11.7% |
| SCHO | Buy | SCHWAB STRATEGIC TRsht tm us tres | $542,000 | +23.7% | 10,540 | +24.0% | 0.20% | +9.9% |
| USFR | Buy | WISDOMTREE TRfloatng rat trea | $543,000 | +26.0% | 21,620 | +26.0% | 0.20% | +11.7% |
| VGSH | Buy | VANGUARD SCOTTSDALE FDSshort term treas | $537,000 | +22.3% | 8,710 | +23.2% | 0.20% | +8.2% |
| KMI | Buy | KINDER MORGAN INC DEL | $522,000 | +46.2% | 38,202 | +32.1% | 0.19% | +29.5% |
| DEN | New | DENBURY INC | $514,000 | – | 20,000 | +100.0% | 0.19% | – |
| DLN | Buy | WISDOMTREE TRus largecap divd | $477,000 | +11.2% | 4,439 | +0.3% | 0.18% | -1.7% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $468,000 | +33.7% | 23,888 | +7.7% | 0.17% | +18.5% |
| MMP | Buy | MAGELLAN MIDSTREAM PRTNRS LP | $440,000 | +60.6% | 10,366 | +29.3% | 0.16% | +42.1% |
| NML | New | NEUBERGER BERMAN MLP & ENERG | $426,000 | – | 126,530 | +100.0% | 0.16% | – |
| GM | New | GENERAL MTRS CO | $416,000 | – | 10,000 | +100.0% | 0.15% | – |
| DVN | New | DEVON ENERGY CORP NEW | $411,000 | – | 25,988 | +100.0% | 0.15% | – |
| BDSI | Buy | BIODELIVERY SCIENCES INTL IN | $378,000 | +60.2% | 89,900 | +41.8% | 0.14% | +42.9% |
| NGD | Buy | NEW GOLD INC CDAcall | $337,000 | +58.2% | 153,800 | +23.0% | 0.12% | +39.3% |
| SILV | Buy | SILVERCREST METALS INC | $330,000 | +129.2% | 29,500 | +73.5% | 0.12% | +103.3% |
| IJK | Buy | ISHARES TRs&p mc 400gr etf | $322,000 | +21.1% | 4,452 | +299.6% | 0.12% | +7.2% |
| PPT | New | PUTNAM PREMIER INCOME TRsh ben int | $303,000 | – | 65,160 | +100.0% | 0.11% | – |
| XLE | Buy | SELECT SECTOR SPDR TRenergy | $297,000 | +28.0% | 7,841 | +1.4% | 0.11% | +13.4% |
| AWF | New | ALLIANCEBERNSTEIN GLOBAL HIG | $295,000 | – | 25,070 | +100.0% | 0.11% | – |
| PIM | New | PUTNAM MASTER INTER INCOME Tsh ben int | $293,000 | – | 69,350 | +100.0% | 0.11% | – |
| MSD | New | MORGAN STANLEY EMER MKTS DEB | $287,000 | – | 30,990 | +100.0% | 0.11% | – |
| FPL | New | FST TR NEW OPPORT MLP & ENE | $286,000 | – | 67,040 | +100.0% | 0.11% | – |
| NGVT | New | INGEVITY CORP | $265,000 | – | 3,500 | +100.0% | 0.10% | – |
| NVST | New | ENVISTA HOLDINGS CORPORATION | $236,000 | – | 7,000 | +100.0% | 0.09% | – |
| FRO | New | FRONTLINE LTD | $234,000 | – | 37,659 | +100.0% | 0.09% | – |
| TSLA | New | TESLA INCcall | $212,000 | – | 300 | +100.0% | 0.08% | – |
| CVE | Buy | CENOVUS ENERGY INC | $211,000 | +142.5% | 35,000 | +56.2% | 0.08% | +116.7% |
| EEM | New | ISHARES TRmsci emg mkt etf | $203,000 | – | 3,937 | +100.0% | 0.08% | – |
| SWKS | New | SKYWORKS SOLUTIONS INC | $200,000 | – | 1,309 | +100.0% | 0.07% | – |
| DHT | New | DHT HOLDINGS INC | $171,000 | – | 32,765 | +100.0% | 0.06% | – |
| AGI | New | ALAMOS GOLD INC NEWcall | $163,000 | – | 18,600 | +100.0% | 0.06% | – |
| EVG | New | EATON VANCE SHORT DURATION D | $145,000 | – | 11,720 | +100.0% | 0.05% | – |
| FEI | New | FIRST TR MLP & ENERGY INCOM | $146,000 | – | 25,190 | +100.0% | 0.05% | – |
| COP | New | CONOCOPHILLIPS | $128,000 | – | 3,200 | +100.0% | 0.05% | – |
| KGC | Buy | KINROSS GOLD CORP | $123,000 | -6.8% | 16,800 | +12.0% | 0.04% | -18.2% |
| ZNGA | New | ZYNGA INCcall | $118,000 | – | 12,000 | +100.0% | 0.04% | – |
| COP | New | CONOCOPHILLIPScall | $84,000 | – | 2,100 | +100.0% | 0.03% | – |
| GM | New | GENERAL MTRS COcall | $50,000 | – | 1,200 | +100.0% | 0.02% | – |
| New | TILRAY INCnote 5.000%10/0 | $42,000 | – | 50,000 | +100.0% | 0.02% | – | |
| ASC | New | ARDMORE SHIPPING CORPcall | $39,000 | – | 12,000 | +100.0% | 0.01% | – |
| GALT | Buy | GALECTIN THERAPEUTICS INC | $28,000 | -12.5% | 12,575 | +4.8% | 0.01% | -23.1% |
| HYMCW | Buy | HYCROFT MINING HOLDING CORP*w exp 02/12/202 | $28,000 | +75.0% | 20,000 | +96.1% | 0.01% | +42.9% |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 7.8% |
| AMGEN INC | 41 | Q2 2023 | 1.1% |
| PIONEER NAT RES CO | 39 | Q4 2022 | 6.5% |
| DAVITA INC | 39 | Q4 2022 | 4.1% |
| AGNICO EAGLE MINES LTD | 39 | Q1 2023 | 0.9% |
| COPART INC | 38 | Q3 2022 | 4.5% |
| AMERICAN EXPRESS CO | 38 | Q3 2022 | 1.8% |
| MICROSOFT CORP | 38 | Q3 2022 | 2.5% |
| THERMO FISHER SCIENTIFIC INC | 38 | Q3 2022 | 1.4% |
| UNITEDHEALTH GROUP INC | 38 | Q3 2022 | 1.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Wayside Technology Group, Inc. | April 20, 2020 | ? | ? |
| Energy Services of America CORP | February 13, 2018 | 314,504 | 2.2% |
| ESCALON MEDICAL CORP | February 13, 2018 | 310,171 | 4.1% |
| CLAYTON WILLIAMS ENERGY INC /DE | February 10, 2017 | 273,710 | 1.6% |
| Electromed, Inc. | February 16, 2016 | 353,470 | 4.3% |
| SUNLINK HEALTH SYSTEMS INC | February 16, 2016 | 252,673 | 2.7% |
| IEH CORPORATION | February 17, 2015 | 111,473 | 4.8% |
| DEWEY ELECTRONICS CORP | February 13, 2014 | 28,304 | 2.1% |
| Matador Resources CoSold out | February 13, 2014 | 0 | 0.0% |
| SED INTERNATIONAL HOLDINGS INC | February 13, 2014 | 117,275 | 2.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-14 |
View SHEPHERD KAPLAN KROCHUK, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.