$271 Million is the total value of SHEPHERD KAPLAN KROCHUK, LLC's 185 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 32.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPTL | Buy | SPDR SER TRportfolio ln tsr | $29,341,000 | +13.4% | 650,147 | +17.4% | 10.83% | +0.6% |
| VMBS | Buy | VANGUARD SCOTTSDALE FDSmortg-back sec | $19,255,000 | +15.0% | 356,115 | +15.4% | 7.11% | +2.0% |
| EQT | New | EQT CORP | $12,855,000 | – | 1,011,407 | +100.0% | 4.75% | – |
| SCHA | Buy | SCHWAB STRATEGIC TRus sml cap etf | $11,618,000 | +93.5% | 251,505 | +186.2% | 4.29% | +71.7% |
| SCHV | Buy | SCHWAB STRATEGIC TRus lcap va etf | $9,958,000 | +15.9% | 167,280 | +1.6% | 3.68% | +2.8% |
| ANGL | Sell | VANECK VECTORS ETF TRfallen angel hg | $9,417,000 | +5.8% | 293,370 | -2.0% | 3.48% | -6.1% |
| SPLV | Buy | INVESCO EXCH TRADED FD TR IIs&p500 low vol | $9,326,000 | +10.7% | 165,849 | +5.6% | 3.44% | -1.8% |
| JQUA | Sell | J P MORGAN EXCHANGE-TRADED Fus qualty fctr | $7,944,000 | +10.4% | 221,409 | -0.2% | 2.93% | -2.0% |
| MTUM | Buy | ISHARES TRmsci usa mmentm | $6,913,000 | +16.3% | 42,862 | +6.3% | 2.55% | +3.2% |
| AAPL | Sell | APPLE INC | $6,049,000 | -3.0% | 45,587 | -15.3% | 2.23% | -13.9% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $5,970,000 | -2.3% | 25,748 | -10.3% | 2.20% | -13.3% |
| SHV | Buy | ISHARES TRshort treas bd | $5,952,000 | +1281.0% | 53,854 | +1284.4% | 2.20% | +1127.9% |
| GIGB | Buy | GOLDMAN SACHS ETF TRaccess invt gr | $5,811,000 | +18.6% | 103,324 | +16.3% | 2.15% | +5.2% |
| SPY | Sell | SPDR S&P 500 ETF TRput | $5,515,000 | -74.4% | 14,750 | -77.1% | 2.04% | -77.3% |
| FDL | Sell | FIRST TR MORNINGSTAR DIVID L | $5,322,000 | +7.3% | 179,859 | -5.5% | 1.96% | -4.8% |
| GEM | Buy | GOLDMAN SACHS ETF TRactivebeta eme | $5,040,000 | +31.7% | 132,040 | +13.1% | 1.86% | +16.8% |
| GSIE | Buy | GOLDMAN SACHS ETF TRactivebeta int | $4,786,000 | +44.0% | 150,045 | +27.1% | 1.77% | +27.8% |
| CPRT | Sell | COPART INC | $3,951,000 | -4.8% | 31,051 | -21.3% | 1.46% | -15.5% |
| PGX | Sell | INVESCO EXCH TRADED FD TR IIpfd etf | $3,916,000 | -40.0% | 256,617 | -42.1% | 1.45% | -46.8% |
| DVA | Sell | DAVITA INC | $3,639,000 | +34.0% | 31,000 | -2.2% | 1.34% | +18.9% |
| PE | Buy | PARSLEY ENERGY INCcl a | $3,371,000 | +271.7% | 237,369 | +144.9% | 1.24% | +230.2% |
| VNQ | Sell | VANGUARD INDEX FDSreal estate etf | $3,225,000 | +5.9% | 37,969 | -1.5% | 1.19% | -6.0% |
| ET | Sell | ENERGY TRANSFER LP | $2,535,000 | -3.6% | 410,197 | -15.5% | 0.94% | -14.5% |
| SPGI | Sell | S&P GLOBAL INC | $2,337,000 | -15.9% | 7,108 | -7.8% | 0.86% | -25.3% |
| MSFT | Sell | MICROSOFT CORP | $2,257,000 | -0.8% | 10,146 | -6.2% | 0.83% | -12.0% |
| CPB | CAMPBELL SOUP CO | $2,149,000 | -0.0% | 44,450 | 0.0% | 0.79% | -11.4% | |
| GDX | New | VANECK VECTORS ETF TRgold miners etf | $1,801,000 | – | 50,000 | +100.0% | 0.66% | – |
| MAG | Sell | MAG SILVER CORP | $1,616,000 | +7.6% | 78,750 | -14.8% | 0.60% | -4.5% |
| QCOM | Buy | QUALCOMM INC | $1,545,000 | +39.9% | 10,140 | +8.1% | 0.57% | +24.2% |
| WPX | Buy | WPX ENERGY INC | $1,472,000 | +156.0% | 180,672 | +53.9% | 0.54% | +127.2% |
| CRC | New | CALIFORNIA RES CORP | $1,460,000 | – | 61,900 | +100.0% | 0.54% | – |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $1,399,000 | +19.4% | 8,306 | +18.1% | 0.52% | +5.9% |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $1,367,000 | +110.0% | 6,610 | +79.0% | 0.50% | +86.3% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $1,366,000 | +12.0% | 780 | -6.0% | 0.50% | -0.8% |
| FANG | Buy | DIAMONDBACK ENERGY INC | $1,313,000 | +149.1% | 27,135 | +55.0% | 0.48% | +121.5% |
| PXD | Buy | PIONEER NAT RES CO | $1,298,000 | +135.6% | 11,396 | +78.0% | 0.48% | +109.2% |
| IVW | Buy | ISHARES TRs&p 500 grwt etf | $1,227,000 | +10.4% | 19,232 | +300.0% | 0.45% | -1.9% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $1,169,000 | -5.7% | 2,509 | -10.7% | 0.43% | -16.3% |
| VCSH | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $1,166,000 | +0.5% | 14,000 | 0.0% | 0.43% | -10.8% | |
| VOO | Sell | VANGUARD INDEX FDS | $1,140,000 | +10.8% | 3,318 | -0.8% | 0.42% | -1.6% |
| PYPL | Sell | PAYPAL HLDGS INC | $1,101,000 | +16.4% | 4,700 | -2.1% | 0.41% | +3.3% |
| CVE | Sell | CENOVUS ENERGY INCcall | $1,056,000 | +43.1% | 174,800 | -7.9% | 0.39% | +27.0% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $1,021,000 | +8.7% | 2,912 | -3.3% | 0.38% | -3.6% |
| PEP | Sell | PEPSICO INC | $1,008,000 | +3.9% | 6,800 | -2.9% | 0.37% | -7.9% |
| NUV | Sell | NUVEEN MUN VALUE FD INC | $985,000 | -1.4% | 88,750 | -5.3% | 0.36% | -12.5% |
| PVG | Sell | PRETIUM RES INC | $987,000 | -14.1% | 86,000 | -3.9% | 0.36% | -23.8% |
| SII | Sell | SPROTT INC | $955,000 | -22.3% | 33,000 | -8.3% | 0.35% | -30.9% |
| NFLX | NETFLIX INC | $938,000 | +8.1% | 1,735 | 0.0% | 0.35% | -4.2% | |
| XEC | CIMAREX ENERGY CO | $885,000 | +54.2% | 23,604 | 0.0% | 0.33% | +36.8% | |
| VLO | Sell | VALERO ENERGY CORP | $885,000 | -5.3% | 15,638 | -27.6% | 0.33% | -15.9% |
| CXO | Buy | CONCHO RES INC | $874,000 | +99.1% | 14,974 | +50.5% | 0.32% | +76.5% |
| UCTT | Sell | ULTRA CLEAN HLDGS INC | $835,000 | +36.4% | 26,800 | -6.0% | 0.31% | +20.8% |
| WMT | Sell | WALMART INC | $822,000 | -0.4% | 5,700 | -3.4% | 0.30% | -11.7% |
| ABT | Sell | ABBOTT LABS | $821,000 | -5.7% | 7,500 | -6.2% | 0.30% | -16.3% |
| GLD | Buy | SPDR GOLD TR | $798,000 | +24.1% | 4,474 | +23.3% | 0.30% | +10.1% |
| KO | Sell | COCA COLA CO | $796,000 | +6.7% | 14,515 | -3.9% | 0.29% | -5.2% |
| FB | Sell | FACEBOOK INCcl a | $792,000 | +0.9% | 2,898 | -3.3% | 0.29% | -10.7% |
| C | Sell | CITIGROUP INC | $789,000 | +27.1% | 12,800 | -11.1% | 0.29% | +12.8% |
| PPL | Buy | PPL CORP | $779,000 | +5.4% | 27,621 | +1.7% | 0.29% | -6.5% |
| IWP | Buy | ISHARES TRrus md cp gr etf | $781,000 | +18.9% | 7,604 | +100.0% | 0.29% | +5.5% |
| NEM | Sell | NEWMONT CORP | $746,000 | -10.1% | 12,456 | -4.7% | 0.28% | -20.3% |
| STMP | Sell | STAMPS COM INC | $746,000 | -22.6% | 3,800 | -5.0% | 0.28% | -31.4% |
| ANTM | Sell | ANTHEM INC | $739,000 | +14.6% | 2,300 | -4.2% | 0.27% | +1.9% |
| AXP | Sell | AMERICAN EXPRESS CO | $725,000 | -7.3% | 6,000 | -23.1% | 0.27% | -17.5% |
| FIS | FIDELITY NATL INFORMATION SV | $693,000 | -3.9% | 4,897 | 0.0% | 0.26% | -14.7% | |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $690,000 | +0.1% | 11,800 | -1.7% | 0.26% | -11.1% |
| SSPY | Buy | SYNTAX ETF TRstratifd lrg cap | $661,000 | +17.2% | 11,814 | +1.5% | 0.24% | +3.8% |
| KL | KIRKLAND LAKE GOLD LTD | $640,000 | -15.2% | 15,500 | 0.0% | 0.24% | -24.8% | |
| PG | PROCTER AND GAMBLE CO | $640,000 | +0.2% | 4,600 | 0.0% | 0.24% | -11.3% | |
| VIOO | New | VANGUARD ADMIRAL FDS INCsmllcp 600 idx | $634,000 | – | 3,779 | +100.0% | 0.23% | – |
| WPM | Sell | WHEATON PRECIOUS METALS CORP | $626,000 | -29.1% | 15,000 | -16.7% | 0.23% | -37.1% |
| NOG | NORTHERN OIL AND GAS INC MNcall | $622,000 | +52.5% | 71,000 | 0.0% | 0.23% | +35.3% | |
| GBIL | Buy | GOLDMAN SACHS ETF TRacces treasury | $580,000 | +33.6% | 5,790 | +34.0% | 0.21% | +18.2% |
| BIL | Buy | SPDR SER TRspdr bloomberg | $580,000 | +33.6% | 6,340 | +33.8% | 0.21% | +18.2% |
| V | Sell | VISA INC | $580,000 | +5.5% | 2,653 | -3.6% | 0.21% | -6.6% |
| GDV | Buy | GABELLI DIVID & INCOME TR | $580,000 | +17.4% | 27,020 | +0.4% | 0.21% | +3.9% |
| RVT | Buy | ROYCE VALUE TR INC | $578,000 | +35.7% | 35,820 | +6.2% | 0.21% | +20.3% |
| EDD | New | MORGAN STANLEY EMERGING MKTS | $575,000 | – | 91,450 | +100.0% | 0.21% | – |
| SPHQ | New | INVESCO EXCHANGE TRADED FD Ts&p500 quality | $569,000 | – | 13,511 | +100.0% | 0.21% | – |
| IGD | Buy | VOYA GLBL EQTY DIV & PREM OP | $565,000 | +15.5% | 108,230 | +9.7% | 0.21% | +3.0% |
| STNG | New | SCORPIO TANKERS INC | $565,000 | – | 50,447 | +100.0% | 0.21% | – |
| JNJ | Buy | JOHNSON & JOHNSON | $551,000 | +5.8% | 3,499 | +0.1% | 0.20% | -6.5% |
| SHY | Buy | ISHARES TR1 3 yr treas bd | $542,000 | +21.8% | 6,280 | +22.2% | 0.20% | +8.1% |
| TFLO | Buy | ISHARES TRtrs flt rt bd | $543,000 | +26.0% | 10,800 | +26.0% | 0.20% | +11.7% |
| SCHO | Buy | SCHWAB STRATEGIC TRsht tm us tres | $542,000 | +23.7% | 10,540 | +24.0% | 0.20% | +9.9% |
| USFR | Buy | WISDOMTREE TRfloatng rat trea | $543,000 | +26.0% | 21,620 | +26.0% | 0.20% | +11.7% |
| VGSH | Buy | VANGUARD SCOTTSDALE FDSshort term treas | $537,000 | +22.3% | 8,710 | +23.2% | 0.20% | +8.2% |
| EQAL | INVESCO EXCH TRADED FD TR IIrusel 1000 eql | $534,000 | +21.1% | 13,700 | 0.0% | 0.20% | +7.1% | |
| KMI | Buy | KINDER MORGAN INC DEL | $522,000 | +46.2% | 38,202 | +32.1% | 0.19% | +29.5% |
| DEN | New | DENBURY INC | $514,000 | – | 20,000 | +100.0% | 0.19% | – |
| AIMC | Sell | ALTRA INDL MOTION CORP | $504,000 | +23.8% | 9,100 | -17.3% | 0.19% | +10.1% |
| PSX | Sell | PHILLIPS 66 | $500,000 | +22.9% | 7,150 | -8.9% | 0.18% | +9.5% |
| GPI | Sell | GROUP 1 AUTOMOTIVE INC | $498,000 | +40.7% | 3,800 | -5.0% | 0.18% | +25.2% |
| TRV | Sell | TRAVELERS COMPANIES INC | $491,000 | +8.1% | 3,500 | -16.7% | 0.18% | -4.2% |
| DLN | Buy | WISDOMTREE TRus largecap divd | $477,000 | +11.2% | 4,439 | +0.3% | 0.18% | -1.7% |
| CRWD | CROWDSTRIKE HLDGS INCcl a | $470,000 | +54.1% | 2,219 | 0.0% | 0.17% | +37.0% | |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $468,000 | +33.7% | 23,888 | +7.7% | 0.17% | +18.5% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $448,000 | +12.6% | 2,302 | -1.6% | 0.16% | -0.6% |
| STX | Sell | SEAGATE TECHNOLOGY PLC | $441,000 | +24.2% | 7,100 | -1.4% | 0.16% | +10.1% |
| MMP | Buy | MAGELLAN MIDSTREAM PRTNRS LP | $440,000 | +60.6% | 10,366 | +29.3% | 0.16% | +42.1% |
| MMT | Sell | MFS MULTIMARKET INCOME TRsh ben int | $431,000 | +4.4% | 70,540 | -3.9% | 0.16% | -7.6% |
| NML | New | NEUBERGER BERMAN MLP & ENERG | $426,000 | – | 126,530 | +100.0% | 0.16% | – |
| GM | New | GENERAL MTRS CO | $416,000 | – | 10,000 | +100.0% | 0.15% | – |
| DVN | New | DEVON ENERGY CORP NEW | $411,000 | – | 25,988 | +100.0% | 0.15% | – |
| HQH | TEKLA HEALTHCARE INVSsh ben int | $408,000 | +15.6% | 17,130 | 0.0% | 0.15% | +2.7% | |
| T | AT&T INC | $405,000 | +1.0% | 14,076 | 0.0% | 0.15% | -10.2% | |
| GAIA | Sell | GAIA INC NEWcl a | $405,000 | -6.5% | 41,000 | -6.8% | 0.15% | -16.7% |
| GRA | Sell | GRACE W R & CO DEL NEW | $400,000 | +22.7% | 7,300 | -9.9% | 0.15% | +8.8% |
| IGA | VOYA GLBL ADV & PREM OPP FD | $400,000 | +5.0% | 45,660 | 0.0% | 0.15% | -6.9% | |
| BLFS | Sell | BIOLIFE SOLUTIONS INC | $399,000 | +4.5% | 10,000 | -24.2% | 0.15% | -7.5% |
| KRNY | Sell | KEARNY FINL CORP MD | $383,000 | -6.6% | 36,300 | -36.1% | 0.14% | -17.5% |
| BAC | Sell | BK OF AMERICA CORP | $379,000 | +21.1% | 12,500 | -3.8% | 0.14% | +7.7% |
| BDSI | Buy | BIODELIVERY SCIENCES INTL IN | $378,000 | +60.2% | 89,900 | +41.8% | 0.14% | +42.9% |
| BCX | BLACKROCK RES & COMMODITIES | $376,000 | +24.5% | 50,690 | 0.0% | 0.14% | +10.3% | |
| HQL | TEKLA LIFE SCIENCES INVSsh ben int | $366,000 | +12.3% | 18,520 | 0.0% | 0.14% | -0.7% | |
| ASA | ASA GOLD AND PRECIOUS MTLS L | $358,000 | +2.6% | 16,385 | 0.0% | 0.13% | -9.0% | |
| GF | NEW GERMANY FD INC | $350,000 | +12.9% | 18,390 | 0.0% | 0.13% | 0.0% | |
| RMT | ROYCE MICRO-CAP TR INC | $347,000 | +31.9% | 34,270 | 0.0% | 0.13% | +17.4% | |
| MEOH | Sell | METHANEX CORP | $346,000 | +46.0% | 7,500 | -22.7% | 0.13% | +29.3% |
| FMC | FMC CORP | $345,000 | +8.5% | 3,000 | 0.0% | 0.13% | -3.8% | |
| IAA | Sell | IAA INC | $338,000 | +15.8% | 5,200 | -7.1% | 0.12% | +2.5% |
| BERY | Sell | BERRY GLOBAL GROUP INC | $337,000 | +14.2% | 6,000 | -1.6% | 0.12% | +0.8% |
| NGD | Buy | NEW GOLD INC CDAcall | $337,000 | +58.2% | 153,800 | +23.0% | 0.12% | +39.3% |
| OR | Sell | OSISKO GOLD ROYALTIES LTD | $330,000 | -7.0% | 26,000 | -13.3% | 0.12% | -17.6% |
| SILV | Buy | SILVERCREST METALS INC | $330,000 | +129.2% | 29,500 | +73.5% | 0.12% | +103.3% |
| AEM | Sell | AGNICO EAGLE MINES LTD | $331,000 | -16.8% | 4,700 | -6.0% | 0.12% | -26.5% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $325,000 | +19.5% | 1,670 | -5.7% | 0.12% | +6.2% |
| IJK | Buy | ISHARES TRs&p mc 400gr etf | $322,000 | +21.1% | 4,452 | +299.6% | 0.12% | +7.2% |
| AMGN | Sell | AMGEN INC | $308,000 | -15.8% | 1,339 | -6.9% | 0.11% | -25.0% |
| TY | TRI CONTL CORP | $306,000 | +13.8% | 10,380 | 0.0% | 0.11% | +0.9% | |
| CRK | COMSTOCK RES INC | $304,000 | -0.3% | 69,620 | 0.0% | 0.11% | -11.8% | |
| PPT | New | PUTNAM PREMIER INCOME TRsh ben int | $303,000 | – | 65,160 | +100.0% | 0.11% | – |
| AEF | ABERDEEN EMRG MRKTS EQT INM | $299,000 | +25.6% | 36,680 | 0.0% | 0.11% | +11.1% | |
| VMC | Sell | VULCAN MATLS CO | $297,000 | +4.2% | 2,000 | -4.8% | 0.11% | -7.6% |
| XLE | Buy | SELECT SECTOR SPDR TRenergy | $297,000 | +28.0% | 7,841 | +1.4% | 0.11% | +13.4% |
| HONE | Sell | HARBORONE BANCORP INC NEW | $298,000 | +33.0% | 27,400 | -1.4% | 0.11% | +18.3% |
| GRX | GABELLI HLTHCARE & WELLNESS | $296,000 | +15.6% | 24,760 | 0.0% | 0.11% | +1.9% | |
| LUMN | Sell | LUMEN TECHNOLOGIES INC | $294,000 | -11.7% | 30,205 | -8.4% | 0.11% | -21.6% |
| AWF | New | ALLIANCEBERNSTEIN GLOBAL HIG | $295,000 | – | 25,070 | +100.0% | 0.11% | – |
| PIM | New | PUTNAM MASTER INTER INCOME Tsh ben int | $293,000 | – | 69,350 | +100.0% | 0.11% | – |
| BOE | BLACKROCK ENHANCED GLOBAL DI | $292,000 | +14.1% | 26,770 | 0.0% | 0.11% | +0.9% | |
| IVV | Sell | ISHARES TRcore s&p500 etf | $291,000 | +11.5% | 776 | -0.1% | 0.11% | -1.8% |
| MSD | New | MORGAN STANLEY EMER MKTS DEB | $287,000 | – | 30,990 | +100.0% | 0.11% | – |
| FPL | New | FST TR NEW OPPORT MLP & ENE | $286,000 | – | 67,040 | +100.0% | 0.11% | – |
| IBB | ISHARES TRnasdaq biotech | $281,000 | +12.0% | 1,856 | 0.0% | 0.10% | 0.0% | |
| NGVT | New | INGEVITY CORP | $265,000 | – | 3,500 | +100.0% | 0.10% | – |
| DISCK | DISCOVERY INC | $262,000 | +33.7% | 10,000 | 0.0% | 0.10% | +18.3% | |
| BWXT | BWX TECHNOLOGIES INC | $259,000 | +7.0% | 4,300 | 0.0% | 0.10% | -5.0% | |
| NTR | Sell | NUTRIEN LTD | $260,000 | +10.6% | 5,400 | -10.0% | 0.10% | -2.0% |
| ENB | Sell | ENBRIDGE INC | $256,000 | -39.9% | 8,000 | -45.2% | 0.10% | -46.3% |
| JOF | JAPAN SMALLER CAPITALIZATION | $249,000 | +4.6% | 27,490 | 0.0% | 0.09% | -7.1% | |
| MMSI | Sell | MERIT MED SYS INC | $250,000 | +14.7% | 4,500 | -10.0% | 0.09% | +1.1% |
| WAB | Sell | WABTEC | $242,000 | -12.9% | 3,300 | -26.7% | 0.09% | -23.3% |
| NVST | New | ENVISTA HOLDINGS CORPORATION | $236,000 | – | 7,000 | +100.0% | 0.09% | – |
| FRO | New | FRONTLINE LTD | $234,000 | – | 37,659 | +100.0% | 0.09% | – |
| GILD | Sell | GILEAD SCIENCES INC | $233,000 | -21.5% | 4,000 | -14.9% | 0.09% | -30.6% |
| GAM | GENERAL AMERN INVS CO INC | $230,000 | +9.5% | 6,190 | 0.0% | 0.08% | -2.3% | |
| IGR | CBRE CLARION GLOBAL REAL EST | $215,000 | +15.0% | 31,320 | 0.0% | 0.08% | +1.3% | |
| TSLA | New | TESLA INCcall | $212,000 | – | 300 | +100.0% | 0.08% | – |
| CVE | Buy | CENOVUS ENERGY INC | $211,000 | +142.5% | 35,000 | +56.2% | 0.08% | +116.7% |
| VET | Sell | VERMILION ENERGY INC | $205,000 | +33.1% | 46,000 | -30.1% | 0.08% | +18.8% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $203,000 | -4.2% | 542 | -14.4% | 0.08% | -14.8% |
| EEM | New | ISHARES TRmsci emg mkt etf | $203,000 | – | 3,937 | +100.0% | 0.08% | – |
| CNX | CNX RES CORP | $203,000 | +14.0% | 18,830 | 0.0% | 0.08% | +1.4% | |
| SWKS | New | SKYWORKS SOLUTIONS INC | $200,000 | – | 1,309 | +100.0% | 0.07% | – |
| GDP | GOODRICH PETE CORP | $193,000 | +31.3% | 19,160 | 0.0% | 0.07% | +16.4% | |
| DHT | New | DHT HOLDINGS INC | $171,000 | – | 32,765 | +100.0% | 0.06% | – |
| AGI | New | ALAMOS GOLD INC NEWcall | $163,000 | – | 18,600 | +100.0% | 0.06% | – |
| NXE | Sell | NEXGEN ENERGY LTD | $160,000 | +35.6% | 58,100 | -14.6% | 0.06% | +20.4% |
| TGLS | Sell | TECNOGLASS INC | $152,000 | -14.6% | 22,000 | -34.5% | 0.06% | -24.3% |
| NAK | Sell | NORTHERN DYNASTY MINERALS LT | $145,000 | -68.3% | 450,800 | -3.2% | 0.05% | -71.6% |
| EVG | New | EATON VANCE SHORT DURATION D | $145,000 | – | 11,720 | +100.0% | 0.05% | – |
| FEI | New | FIRST TR MLP & ENERGY INCOM | $146,000 | – | 25,190 | +100.0% | 0.05% | – |
| COP | New | CONOCOPHILLIPS | $128,000 | – | 3,200 | +100.0% | 0.05% | – |
| FREE | Sell | WHOLE EARTH BRANDS INC | $125,000 | +15.7% | 11,500 | -11.5% | 0.05% | +2.2% |
| KGC | Buy | KINROSS GOLD CORP | $123,000 | -6.8% | 16,800 | +12.0% | 0.04% | -18.2% |
| ZNGA | New | ZYNGA INCcall | $118,000 | – | 12,000 | +100.0% | 0.04% | – |
| ERF | ENERPLUS CORP | $101,000 | +68.3% | 32,200 | 0.0% | 0.04% | +48.0% | |
| COP | New | CONOCOPHILLIPScall | $84,000 | – | 2,100 | +100.0% | 0.03% | – |
| AR | ANTERO RESOURCES CORP | $69,000 | +97.1% | 12,673 | 0.0% | 0.02% | +66.7% | |
| GM | New | GENERAL MTRS COcall | $50,000 | – | 1,200 | +100.0% | 0.02% | – |
| New | TILRAY INCnote 5.000%10/0 | $42,000 | – | 50,000 | +100.0% | 0.02% | – | |
| ASC | New | ARDMORE SHIPPING CORPcall | $39,000 | – | 12,000 | +100.0% | 0.01% | – |
| GALT | Buy | GALECTIN THERAPEUTICS INC | $28,000 | -12.5% | 12,575 | +4.8% | 0.01% | -23.1% |
| HYMCW | Buy | HYCROFT MINING HOLDING CORP*w exp 02/12/202 | $28,000 | +75.0% | 20,000 | +96.1% | 0.01% | +42.9% |
| NOG | Exit | NORTHERN OIL AND GAS INC MN | $0 | – | -210 | -100.0% | 0.00% | – |
| HPR | Exit | HIGHPOINT RES CORP | $0 | – | -107,740 | -100.0% | -0.01% | – |
| JMP | Exit | JMP GROUP LLC | $0 | – | -10,800 | -100.0% | -0.01% | – |
| WPM | Exit | WHEATON PRECIOUS METALS CORPcall | $0 | – | -2,500 | -100.0% | -0.05% | – |
| VREX | Exit | VAREX IMAGING CORP | $0 | – | -10,000 | -100.0% | -0.05% | – |
| JSD | Exit | NUVEEN SHT DUR CR OPP FD | $0 | – | -10,640 | -100.0% | -0.06% | – |
| PDLB | Exit | PDL CMNTY BANCORP | $0 | – | -15,033 | -100.0% | -0.06% | – |
| GPM | Exit | GUGGENHEIM ENHANCED EQUITY I | $0 | – | -29,690 | -100.0% | -0.07% | – |
| IVZ | Exit | INVESCO LTDcall | $0 | – | -15,000 | -100.0% | -0.07% | – |
| ARCH | Exit | ARCH RESOURCES INCcl a | $0 | – | -4,800 | -100.0% | -0.08% | – |
| BP | Exit | BP PLCsponsored adr | $0 | – | -12,000 | -100.0% | -0.09% | – |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -6,299 | -100.0% | -0.09% | – |
| BTZ | Exit | BLACKROCK CR ALLOCATION INCO | $0 | – | -16,870 | -100.0% | -0.10% | – |
| JHI | Exit | HANCOCK JOHN INVS TR | $0 | – | -16,620 | -100.0% | -0.11% | – |
| LGI | Exit | LAZARD GLOBAL TOTAL RETURN & | $0 | – | -17,610 | -100.0% | -0.11% | – |
| BIT | Exit | BLACKROCK MULTI-SECTOR INC T | $0 | – | -18,840 | -100.0% | -0.12% | – |
| DNIF | Exit | DIVIDEND & INCOME FD INC | $0 | – | -37,090 | -100.0% | -0.14% | – |
| BWG | Exit | BRANDYWINEGBL GBL INCM OPP | $0 | – | -29,820 | -100.0% | -0.14% | – |
| BXMX | Exit | NUVEEN S&P 500 BUY-WRITE INC | $0 | – | -45,680 | -100.0% | -0.21% | – |
| NBL | Exit | NOBLE ENERGY INC | $0 | – | -70,630 | -100.0% | -0.25% | – |
| ABB | Exit | ABB LTDsponsored adr | $0 | – | -29,190 | -100.0% | -0.31% | – |
| GSK | Exit | GLAXOSMITHKLINE PLCsponsored adr | $0 | – | -21,900 | -100.0% | -0.34% | – |
| ABBV | Exit | ABBVIE INC | $0 | – | -10,438 | -100.0% | -0.38% | – |
| DG | Exit | DOLLAR GEN CORP NEW | $0 | – | -5,516 | -100.0% | -0.48% | – |
| HDEF | Exit | DBX ETF TRxtrack msci eafe | $0 | – | -211,530 | -100.0% | -1.79% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 7.8% |
| AMGEN INC | 41 | Q2 2023 | 1.1% |
| PIONEER NAT RES CO | 39 | Q4 2022 | 6.5% |
| DAVITA INC | 39 | Q4 2022 | 4.1% |
| AGNICO EAGLE MINES LTD | 39 | Q1 2023 | 0.9% |
| COPART INC | 38 | Q3 2022 | 4.5% |
| AMERICAN EXPRESS CO | 38 | Q3 2022 | 1.8% |
| MICROSOFT CORP | 38 | Q3 2022 | 2.5% |
| THERMO FISHER SCIENTIFIC INC | 38 | Q3 2022 | 1.4% |
| UNITEDHEALTH GROUP INC | 38 | Q3 2022 | 1.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Wayside Technology Group, Inc. | April 20, 2020 | ? | ? |
| Energy Services of America CORP | February 13, 2018 | 314,504 | 2.2% |
| ESCALON MEDICAL CORP | February 13, 2018 | 310,171 | 4.1% |
| CLAYTON WILLIAMS ENERGY INC /DE | February 10, 2017 | 273,710 | 1.6% |
| Electromed, Inc. | February 16, 2016 | 353,470 | 4.3% |
| SUNLINK HEALTH SYSTEMS INC | February 16, 2016 | 252,673 | 2.7% |
| IEH CORPORATION | February 17, 2015 | 111,473 | 4.8% |
| DEWEY ELECTRONICS CORP | February 13, 2014 | 28,304 | 2.1% |
| Matador Resources CoSold out | February 13, 2014 | 0 | 0.0% |
| SED INTERNATIONAL HOLDINGS INC | February 13, 2014 | 117,275 | 2.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-12 |
View SHEPHERD KAPLAN KROCHUK, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.