$146 Million is the total value of SHEPHERD KAPLAN KROCHUK, LLC's 193 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 39.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRput | $16,895,000 | -1.8% | 67,600 | +14.2% | 11.58% | +30.8% |
| BRKA | Sell | BERKSHIRE HATHAWAY INC DELcl a | $9,792,000 | -7.3% | 32 | -3.0% | 6.71% | +23.6% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $9,570,000 | -6.8% | 46,871 | -2.3% | 6.56% | +24.2% |
| CRCQQ | Buy | CALIFORNIA RES CORP | $3,493,000 | -64.6% | 205,017 | +0.8% | 2.40% | -52.8% |
| CPRT | Sell | COPART INC | $2,861,000 | -17.3% | 59,872 | -10.9% | 1.96% | +10.2% |
| IVW | Sell | ISHARES TRs&p 500 grwt etf | $2,689,000 | -23.3% | 17,844 | -9.8% | 1.84% | +2.3% |
| REN | RESOLUTE ENERGY CORP | $2,679,000 | -23.3% | 92,430 | 0.0% | 1.84% | +2.2% | |
| AMLP | Buy | ALPS ETF TRalerian mlp | $2,316,000 | +373.6% | 265,259 | +479.1% | 1.59% | +530.2% |
| DLN | Sell | WISDOMTREE TRus largecap divd | $2,249,000 | -18.4% | 26,628 | -7.8% | 1.54% | +8.8% |
| ESL | ESTERLINE TECHNOLOGIES CORP | $2,029,000 | +33.6% | 16,704 | 0.0% | 1.39% | +78.1% | |
| VOO | Buy | VANGUARD INDEX FDS | $2,009,000 | +101.9% | 8,742 | +134.6% | 1.38% | +168.9% |
| AXP | Sell | AMERICAN EXPRESS CO | $1,805,000 | -17.2% | 18,940 | -7.5% | 1.24% | +10.3% |
| PXD | PIONEER NAT RES CO | $1,684,000 | -24.5% | 12,802 | 0.0% | 1.16% | +0.7% | |
| NBL | NOBLE ENERGY INC | $1,584,000 | -39.8% | 84,410 | 0.0% | 1.09% | -19.9% | |
| DVA | Sell | DAVITA INC | $1,523,000 | -40.1% | 29,602 | -16.6% | 1.04% | -20.2% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $1,493,000 | -12.2% | 5,993 | -6.3% | 1.02% | +17.0% |
| UVXY | PROSHARES TR IIput | $1,471,000 | +122.2% | 18,000 | 0.0% | 1.01% | +195.9% | |
| CPB | CAMPBELL SOUP CO | $1,466,000 | -10.0% | 44,450 | 0.0% | 1.00% | +19.9% | |
| DAL | Sell | DELTA AIR LINES INC DEL | $1,448,000 | -23.7% | 29,021 | -11.6% | 0.99% | +1.7% |
| VT | New | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $1,410,000 | – | 21,535 | +100.0% | 0.97% | – |
| WPX | WPX ENERGY INC | $1,388,000 | -43.6% | 122,267 | 0.0% | 0.95% | -24.8% | |
| SPGI | Sell | S&P GLOBAL INC | $1,360,000 | -22.7% | 8,003 | -11.1% | 0.93% | +3.0% |
| MPC | Sell | MARATHON PETE CORP | $1,340,000 | -35.3% | 22,705 | -12.3% | 0.92% | -13.7% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $1,283,000 | -20.0% | 5,731 | -12.8% | 0.88% | +6.7% |
| CPE | CALLON PETE CO DEL | $1,196,000 | -45.9% | 184,269 | 0.0% | 0.82% | -27.8% | |
| MAG | Sell | MAG SILVER CORP | $1,130,000 | -28.1% | 154,800 | -20.1% | 0.78% | -4.2% |
| BWXT | New | BWX TECHNOLOGIES INC | $1,128,000 | – | 29,500 | +100.0% | 0.77% | – |
| MEOH | Buy | METHANEX CORP | $1,120,000 | -37.0% | 23,260 | +3.6% | 0.77% | -16.0% |
| KRE | Sell | SPDR SERIES TRUSTs&p regl bkg | $1,090,000 | -25.3% | 23,302 | -5.2% | 0.75% | -0.5% |
| C | Buy | CITIGROUP INC | $1,073,000 | -15.0% | 20,612 | +17.0% | 0.74% | +13.2% |
| PEGI | Sell | PATTERN ENERGY GROUP INCcl a | $1,061,000 | -6.5% | 57,000 | -0.2% | 0.73% | +24.5% |
| HCA | HCA HEALTHCARE INC | $1,059,000 | -10.6% | 8,513 | 0.0% | 0.73% | +19.2% | |
| MSFT | MICROSOFT CORP | $1,047,000 | -11.2% | 10,309 | 0.0% | 0.72% | +18.3% | |
| QQQ | Buy | INVESCO QQQ TRput | $1,034,000 | +73.8% | 6,700 | +109.4% | 0.71% | +131.7% |
| ANTM | Sell | ANTHEM INC | $1,032,000 | -23.6% | 3,930 | -20.3% | 0.71% | +1.9% |
| UAL | UNITED CONTL HLDGS INC | $1,007,000 | -6.0% | 12,029 | 0.0% | 0.69% | +25.2% | |
| FANG | New | DIAMONDBACK ENERGY INC | $998,000 | – | 10,767 | +100.0% | 0.68% | – |
| KRNY | Buy | KEARNY FINL CORP MD | $973,000 | -4.2% | 75,864 | +3.4% | 0.67% | +27.5% |
| PSX | Sell | PHILLIPS 66 | $917,000 | -25.0% | 10,639 | -1.8% | 0.63% | 0.0% |
| WLL | WHITING PETE CORP NEW | $893,000 | -57.2% | 39,347 | 0.0% | 0.61% | -43.0% | |
| PEP | Sell | PEPSICO INC | $893,000 | -15.7% | 8,082 | -14.7% | 0.61% | +12.3% |
| KO | Sell | COCA COLA CO | $889,000 | +1.8% | 18,781 | -0.6% | 0.61% | +35.9% |
| IWP | ISHARES TRrus md cp gr etf | $875,000 | -16.1% | 7,694 | 0.0% | 0.60% | +11.7% | |
| GOOG | ALPHABET INCcap stk cl c | $860,000 | -13.2% | 830 | 0.0% | 0.59% | +15.7% | |
| XOM | Sell | EXXON MOBIL CORP | $855,000 | -20.3% | 12,542 | -0.6% | 0.59% | +6.2% |
| BHBK | BLUE HILLS BANCORP INC | $835,000 | -11.5% | 39,123 | 0.0% | 0.57% | +17.9% | |
| AXTA | Buy | AXALTA COATING SYS LTD | $785,000 | +55.8% | 33,531 | +93.8% | 0.54% | +107.7% |
| AIG | Sell | AMERICAN INTL GROUP INC | $776,000 | -28.0% | 19,701 | -2.7% | 0.53% | -4.1% |
| NTR | NUTRIEN LTD | $772,000 | -18.6% | 16,428 | 0.0% | 0.53% | +8.4% | |
| CAR | AVIS BUDGET GROUP | $762,000 | -30.1% | 33,900 | 0.0% | 0.52% | -7.0% | |
| BK | BANK NEW YORK MELLON CORP | $739,000 | -7.7% | 15,701 | 0.0% | 0.51% | +23.1% | |
| ABT | ABBOTT LABS | $733,000 | -1.3% | 10,130 | 0.0% | 0.50% | +31.7% | |
| FIS | Sell | FIDELITY NATL INFORMATION SV | $727,000 | -17.1% | 7,094 | -11.8% | 0.50% | +10.4% |
| GPORQ | Sell | GULFPORT ENERGY CORP | $710,000 | -39.2% | 108,430 | -3.4% | 0.49% | -19.0% |
| TRV | TRAVELERS COMPANIES INC | $701,000 | -7.6% | 5,855 | 0.0% | 0.48% | +23.3% | |
| UCTT | Buy | ULTRA CLEAN HLDGS INC | $695,000 | -10.0% | 82,000 | +33.3% | 0.48% | +19.9% |
| CXO | CONCHO RES INC | $690,000 | -32.7% | 6,712 | 0.0% | 0.47% | -10.2% | |
| PG | PROCTER AND GAMBLE CO | $683,000 | +10.3% | 7,435 | 0.0% | 0.47% | +47.2% | |
| JNJ | JOHNSON & JOHNSON | $679,000 | -6.5% | 5,258 | 0.0% | 0.47% | +24.9% | |
| IBB | Sell | ISHARES TRnasdaq biotech | $668,000 | -69.3% | 6,924 | -61.2% | 0.46% | -59.1% |
| TSLA | TESLA INCput | $666,000 | +25.7% | 2,000 | 0.0% | 0.46% | +67.4% | |
| VBR | Sell | VANGUARD INDEX FDSsm cp val etf | $665,000 | -70.9% | 5,827 | -64.5% | 0.46% | -61.2% |
| GILD | GILEAD SCIENCES INC | $663,000 | -18.9% | 10,600 | 0.0% | 0.46% | +8.1% | |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $662,000 | -37.6% | 16,960 | -31.4% | 0.45% | -16.8% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcall | $613,000 | -60.8% | 3,000 | -58.9% | 0.42% | -47.8% |
| PE | PARSLEY ENERGY INCcl a | $609,000 | -45.4% | 38,120 | 0.0% | 0.42% | -27.2% | |
| PVG | Sell | PRETIUM RES INC | $592,000 | +0.3% | 70,000 | -9.7% | 0.41% | +33.6% |
| CELG | CELGENE CORP | $577,000 | -28.3% | 9,000 | 0.0% | 0.40% | -4.3% | |
| AAL | Buy | AMERICAN AIRLS GROUP INC | $576,000 | -16.2% | 17,928 | +7.8% | 0.40% | +11.9% |
| ENB | Buy | ENBRIDGE INC | $562,000 | +19.3% | 18,079 | +23.8% | 0.38% | +59.1% |
| SNA | Sell | SNAP ON INC | $554,000 | -41.5% | 3,812 | -26.1% | 0.38% | -22.0% |
| AMT | New | AMERICAN TOWER CORP NEWput | $554,000 | – | 3,500 | +100.0% | 0.38% | – |
| WPM | Sell | WHEATON PRECIOUS METALS CORPcall | $551,000 | +4.2% | 28,200 | -6.6% | 0.38% | +39.0% |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INC | $540,000 | -1.3% | 7,900 | +5.3% | 0.37% | +31.7% |
| HPR | HIGHPOINT RES CORP | $536,000 | -49.0% | 215,300 | 0.0% | 0.37% | -32.2% | |
| WMT | WALMART INC | $521,000 | -1.0% | 5,598 | 0.0% | 0.36% | +31.7% | |
| GBIL | Sell | GOLDMAN SACHS ETF TRacces treasury | $516,000 | -2.3% | 5,160 | -2.1% | 0.35% | +30.1% |
| USFR | Sell | WISDOMTREE TRfloatng rat trea | $517,000 | -1.1% | 20,620 | -1.1% | 0.35% | +31.6% |
| BIL | Sell | SPDR SER TRspdr bloomberg | $517,000 | -1.3% | 5,650 | -1.2% | 0.35% | +31.1% |
| AIMC | New | ALTRA INDL MOTION CORP | $516,000 | – | 20,500 | +100.0% | 0.35% | – |
| TFLO | Sell | ISHARES TRtrs flt rt bd | $517,000 | -2.1% | 10,290 | -1.9% | 0.35% | +30.1% |
| SHV | Sell | ISHARES TRshort treas bd | $517,000 | -2.1% | 4,690 | -1.9% | 0.35% | +30.1% |
| CAT | CATERPILLAR INC DEL | $508,000 | -16.7% | 4,000 | 0.0% | 0.35% | +10.8% | |
| MDLZ | MONDELEZ INTL INCcl a | $502,000 | -6.9% | 12,547 | 0.0% | 0.34% | +24.2% | |
| PYPL | PAYPAL HLDGS INC | $502,000 | -4.2% | 5,969 | 0.0% | 0.34% | +27.4% | |
| GLD | New | SPDR GOLD TRUST | $497,000 | – | 4,097 | +100.0% | 0.34% | – |
| SBGI | SINCLAIR BROADCAST GROUP INCcl a | $493,000 | -7.2% | 18,727 | 0.0% | 0.34% | +23.8% | |
| OEC | ORION ENGINEERED CARBONS S A | $488,000 | -21.2% | 19,293 | 0.0% | 0.34% | +5.3% | |
| GAM | Buy | GENERAL AMERN INVS INC | $483,000 | -10.1% | 16,980 | +16.9% | 0.33% | +19.9% |
| AMGN | AMGEN INC | $482,000 | -6.0% | 2,476 | 0.0% | 0.33% | +25.0% | |
| PEO | Buy | ADAM NAT RES FD INC | $480,000 | -11.9% | 32,940 | +20.5% | 0.33% | +17.5% |
| NFJ | Buy | ALLIANZGI NFJ DIVID INT & PR | $480,000 | -9.6% | 44,960 | +10.9% | 0.33% | +20.5% |
| BCX | Buy | BLACKROCK RES & COMM STRAT T | $476,000 | -4.0% | 67,380 | +23.2% | 0.33% | +27.8% |
| BERY | Sell | BERRY GLOBAL GROUP INC | $473,000 | -8.2% | 9,949 | -6.6% | 0.32% | +22.3% |
| NHS | NEUBERGER BERMAN HGH YLD FD | $465,000 | -11.6% | 48,040 | 0.0% | 0.32% | +17.7% | |
| PCSB | PCSB FINL CORP | $452,000 | -3.8% | 23,100 | 0.0% | 0.31% | +28.1% | |
| CET | CENTRAL SECS CORP | $443,000 | -15.8% | 17,840 | 0.0% | 0.30% | +12.2% | |
| DNIF | Buy | DIVIDEND & INCOME FUND | $430,000 | -16.3% | 45,120 | +4.6% | 0.30% | +11.7% |
| FB | New | FACEBOOK INCcl a | $420,000 | – | 3,203 | +100.0% | 0.29% | – |
| EDD | New | MORGAN STANLEY EM MKTS DM DE | $418,000 | – | 68,990 | +100.0% | 0.29% | – |
| V | VISA INC | $396,000 | -12.0% | 3,000 | 0.0% | 0.27% | +16.8% | |
| WPM | Sell | WHEATON PRECIOUS METALS CORP | $391,000 | 0.0% | 20,000 | -10.5% | 0.27% | +33.3% |
| FMC | F M C CORP | $385,000 | -15.2% | 5,202 | 0.0% | 0.26% | +12.8% | |
| BAC | BANK AMER CORP | $385,000 | -16.3% | 15,616 | 0.0% | 0.26% | +11.4% | |
| STX | SEAGATE TECHNOLOGY PLC | $384,000 | -18.5% | 9,957 | 0.0% | 0.26% | +8.7% | |
| VEA | New | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $382,000 | – | 10,284 | +100.0% | 0.26% | – |
| CLB | CORE LABORATORIES N V | $379,000 | -48.5% | 6,358 | 0.0% | 0.26% | -31.4% | |
| TQQQ | Buy | PROSHARES TRput | $367,000 | -19.3% | 9,900 | +54.7% | 0.25% | +7.7% |
| GIM | New | TEMPLETON GLOBAL INCOME FD | $354,000 | – | 58,750 | +100.0% | 0.24% | – |
| HACK | Sell | ETF MANAGERS TRprime cybr scrty | $351,000 | -25.8% | 10,424 | -11.5% | 0.24% | -0.8% |
| KAR | KAR AUCTION SVCS INC | $346,000 | -20.1% | 7,254 | 0.0% | 0.24% | +6.3% | |
| QCOM | New | QUALCOMM INC | $341,000 | – | 6,000 | +100.0% | 0.23% | – |
| PENN | PENN NATL GAMING INC | $330,000 | -42.7% | 17,500 | 0.0% | 0.23% | -23.6% | |
| KBE | Sell | SPDR SERIES TRUSTs&p bk etf | $330,000 | -23.8% | 8,832 | -5.0% | 0.23% | +1.3% |
| HLF | Sell | HERBALIFE NUTRITION LTD | $330,000 | -13.6% | 5,600 | -20.0% | 0.23% | +14.7% |
| XLC | New | SELECT SECTOR SPDR TR | $326,000 | – | 7,905 | +100.0% | 0.22% | – |
| PVG | PRETIUM RES INCcall | $321,000 | +11.1% | 38,000 | 0.0% | 0.22% | +47.7% | |
| ECON | Sell | COLUMBIA ETF TR IIemrg markets etf | $321,000 | -57.5% | 15,748 | -53.5% | 0.22% | -43.3% |
| AEM | AGNICO EAGLE MINES LTD | $309,000 | +17.9% | 7,648 | 0.0% | 0.21% | +57.0% | |
| IGR | CBRE CLARION GLOBAL REAL EST | $307,000 | -15.7% | 49,900 | 0.0% | 0.21% | +12.3% | |
| FLEX | Sell | FLEX LTDord | $289,000 | -54.1% | 37,937 | -20.9% | 0.20% | -38.9% |
| ASA | Sell | ASA GOLD AND PRECIOUS MTLS L | $283,000 | -7.8% | 29,865 | -13.7% | 0.19% | +22.8% |
| EXP | New | EAGLE MATERIALS INC | $275,000 | – | 4,500 | +100.0% | 0.19% | – |
| HONE | HARBORONE BANCORP INC | $269,000 | -17.0% | 16,948 | 0.0% | 0.18% | +10.2% | |
| IWR | Buy | ISHARES TRrus mid cap etf | $252,000 | -53.8% | 5,424 | +119.3% | 0.17% | -38.2% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $250,000 | -20.6% | 3,612 | +0.1% | 0.17% | +5.6% |
| KL | New | KIRKLAND LAKE GOLD LTD | $248,000 | – | 9,500 | +100.0% | 0.17% | – |
| NES | Sell | NUVERRA ENVIRONMENTAL SOLUTI | $246,000 | -49.7% | 29,975 | -31.9% | 0.17% | -32.9% |
| FT | FRANKLIN UNVL TRsh ben int | $246,000 | -4.3% | 38,700 | 0.0% | 0.17% | +28.0% | |
| VTA | Sell | INVESCO DYNAMIC CR OPP FD | $242,000 | -53.8% | 23,550 | -48.5% | 0.17% | -38.5% |
| VVR | Sell | INVESCO SR INCOME TR | $242,000 | -53.3% | 61,780 | -48.8% | 0.17% | -37.6% |
| AR | ANTERO RES CORP | $238,000 | -47.0% | 25,333 | 0.0% | 0.16% | -29.4% | |
| KMI | KINDER MORGAN INC DEL | $237,000 | -13.2% | 15,395 | 0.0% | 0.16% | +15.7% | |
| EPD | ENTERPRISE PRODS PARTNERS L | $236,000 | -14.5% | 9,610 | 0.0% | 0.16% | +14.1% | |
| CVE | Buy | CENOVUS ENERGY INCcall | $233,000 | -22.6% | 33,200 | +10.7% | 0.16% | +3.2% |
| IJK | Sell | ISHARES TRs&p mc 400gr etf | $233,000 | -64.6% | 1,217 | -56.9% | 0.16% | -52.8% |
| GRX | GABELLI HLTHCARE & WELLNESS | $229,000 | -16.1% | 24,760 | 0.0% | 0.16% | +12.1% | |
| FTEK | Sell | FUEL TECH INC | $219,000 | -30.7% | 184,152 | -24.3% | 0.15% | -8.0% |
| MXF | MEXICO FD INC | $218,000 | -18.7% | 16,460 | 0.0% | 0.15% | +8.0% | |
| GPI | Sell | GROUP 1 AUTOMOTIVE INC | $218,000 | -30.4% | 4,129 | -14.5% | 0.15% | -7.5% |
| BABA | ALIBABA GROUP HLDG LTDsponsored ads | $216,000 | -16.9% | 1,578 | 0.0% | 0.15% | +10.4% | |
| BDCS | UBS AG JERSEY BRHetrac wells bdci | $215,000 | -14.7% | 12,142 | 0.0% | 0.15% | +13.1% | |
| EMF | TEMPLETON EMERGING MKTS FD I | $210,000 | -9.9% | 15,900 | 0.0% | 0.14% | +20.0% | |
| ASC | Sell | ARDMORE SHIPPING CORP | $205,000 | -30.0% | 44,000 | -2.2% | 0.14% | -6.6% |
| VTI | New | VANGUARD INDEX FDStotal stk mkt | $205,000 | – | 1,606 | +100.0% | 0.14% | – |
| IWD | New | ISHARES TRrus 1000 val etf | $203,000 | – | 1,826 | +100.0% | 0.14% | – |
| NXE | Sell | NEXGEN ENERGY LTD | $190,000 | -36.0% | 107,000 | -26.2% | 0.13% | -15.0% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $189,000 | -11.7% | 757 | +2.9% | 0.13% | +18.2% |
| THQ | TEKLA HEALTHCARE OPPORTUNIT | $188,000 | -10.5% | 11,210 | 0.0% | 0.13% | +19.4% | |
| BLFS | BIOLIFE SOLUTIONS INC | $168,000 | -31.4% | 14,000 | 0.0% | 0.12% | -8.7% | |
| JPS | NUVEEN PFD & INCM SECURTIES | $158,000 | -6.0% | 19,070 | 0.0% | 0.11% | +25.6% | |
| IDSA | Sell | INDUSTRIAL SVCS AMER INC FLA | $154,000 | -54.2% | 137,557 | -7.8% | 0.11% | -38.7% |
| GAIA | New | GAIA INC NEWcl a | $155,000 | – | 15,000 | +100.0% | 0.11% | – |
| RMT | Sell | ROYCE MICRO-CAP TR INC | $141,000 | -52.4% | 19,000 | -34.5% | 0.10% | -36.2% |
| EVF | Sell | EATON VANCE SR INCOME TRsh ben int | $123,000 | -76.6% | 20,490 | -74.8% | 0.08% | -68.9% |
| BIF | BOULDER GROWTH & INCOME FD I | $121,000 | -6.9% | 11,600 | 0.0% | 0.08% | +23.9% | |
| FAX | New | ABERDEEN ASIA PACIFIC INCOM | $118,000 | – | 30,500 | +100.0% | 0.08% | – |
| MICR | Sell | MICRON SOLUTIONS INC | $114,000 | -28.8% | 42,938 | -5.9% | 0.08% | -4.9% |
| OBCI | Sell | OCEAN BIO CHEM INC | $114,000 | -40.9% | 34,652 | -26.7% | 0.08% | -21.2% |
| RGT | ROYCE GLOBAL VALUE TR INC | $110,000 | -16.0% | 12,430 | 0.0% | 0.08% | +11.9% | |
| GEOS | New | GEOSPACE TECHNOLOGIES CORP | $108,000 | – | 10,500 | +100.0% | 0.07% | – |
| GFF | Sell | GRIFFON CORP | $105,000 | -91.5% | 10,000 | -86.9% | 0.07% | -88.7% |
| JOF | JAPAN SMALLER CAPTLZTN FD IN | $104,000 | -24.6% | 12,500 | 0.0% | 0.07% | 0.0% | |
| CKPT | Buy | CHECKPOINT THERAPEUTICS INC | $91,000 | -36.4% | 50,000 | +25.0% | 0.06% | -16.2% |
| BDJ | New | BLACKROCK ENHANCED EQT DIV T | $88,000 | – | 11,320 | +100.0% | 0.06% | – |
| DWSN | Sell | DAWSON GEOPHYSICAL CO NEW | $84,000 | -64.4% | 24,900 | -34.6% | 0.06% | -52.1% |
| SIF | Sell | SIFCO INDS INC | $79,000 | -47.0% | 22,767 | -23.1% | 0.05% | -29.9% |
| SNECQ | SANCHEZ ENERGY CORP | $76,000 | -88.2% | 280,215 | 0.0% | 0.05% | -84.3% | |
| TRVG | New | TRIVAGO N V | $68,000 | – | 12,000 | +100.0% | 0.05% | – |
| NGD | Buy | NEW GOLD INC CDAcall | $61,000 | +8.9% | 80,400 | +14.2% | 0.04% | +44.8% |
| AHT | ASHFORD HOSPITALITY TR INC | $56,000 | -37.1% | 14,000 | 0.0% | 0.04% | -17.4% | |
| SCX | New | STARRETT L S COcl a | $54,000 | – | 10,300 | +100.0% | 0.04% | – |
| ARTX | New | AROTECH CORP | $54,000 | – | 20,500 | +100.0% | 0.04% | – |
| KGC | Sell | KINROSS GOLD CORP | $53,000 | -1.9% | 16,500 | -17.5% | 0.04% | +28.6% |
| BKTI | Sell | BK TECHNOLOGIES INC | $51,000 | -56.4% | 13,500 | -53.3% | 0.04% | -41.7% |
| AVP | Sell | AVON PRODS INC | $49,000 | -68.0% | 32,000 | -53.9% | 0.03% | -57.0% |
| PRTS | Sell | U.S. AUTO PARTS NETWORK INC | $49,000 | -62.3% | 53,535 | -36.3% | 0.03% | -49.3% |
| ARC | Sell | ARC DOCUMENT SOLUTIONS INC | $45,000 | -54.5% | 22,100 | -36.9% | 0.03% | -39.2% |
| ISIG | Sell | INSIGNIA SYS INC | $44,000 | -36.2% | 29,554 | -26.3% | 0.03% | -14.3% |
| ALSK | Sell | ALASKA COMMUNICATIONS SYS GR | $34,000 | -59.5% | 23,410 | -54.2% | 0.02% | -46.5% |
| HBP | Buy | HUTTIG BLDG PRODS INC | $32,000 | -56.8% | 18,000 | +2.9% | 0.02% | -42.1% |
| DHX | Sell | DHI GROUP INC | $30,000 | -63.4% | 20,000 | -48.7% | 0.02% | -50.0% |
| JASN | Sell | JASON INDS INC | $31,000 | -80.6% | 22,457 | -52.8% | 0.02% | -74.4% |
| SGMA | New | SIGMATRON INTL INC | $30,000 | – | 12,600 | +100.0% | 0.02% | – |
| DRAD | Sell | DIGIRAD CORP | $29,000 | -75.6% | 51,000 | -35.4% | 0.02% | -67.2% |
| SMIT | Sell | SCHMITT INDS INC ORE | $28,000 | -20.0% | 10,000 | -20.8% | 0.02% | +5.6% |
| SGRP | Sell | SPAR GROUP INC | $27,000 | -67.5% | 50,449 | -40.3% | 0.02% | -55.8% |
| MIND | Sell | MITCHAM INDS INC | $27,000 | -76.9% | 10,573 | -62.3% | 0.02% | -68.3% |
| EVOL | Buy | EVOLVING SYS INC | $22,000 | -47.6% | 18,557 | +2.8% | 0.02% | -31.8% |
| ASV | New | ASV HLDGS INC | $20,000 | – | 10,000 | +100.0% | 0.01% | – |
| RVP | Sell | RETRACTABLE TECHNOLOGIES INC | $16,000 | -54.3% | 27,000 | -43.2% | 0.01% | -38.9% |
| ECR | ECLIPSE RES CORP | $12,000 | -14.3% | 11,800 | 0.0% | 0.01% | +14.3% | |
| BW | New | BABCOCK & WILCOX ENTERPRIS I | $10,000 | – | 25,000 | +100.0% | 0.01% | – |
| EVLV | Exit | EVINE LIVE INCcl a | $0 | – | -17,975 | -100.0% | -0.01% | – |
| GSL | Exit | GLOBAL SHIP LEASE INC NEW | $0 | – | -23,512 | -100.0% | -0.01% | – |
| AAME | Exit | ATLANTIC AMERN CORP | $0 | – | -15,354 | -100.0% | -0.02% | – |
| LINC | Exit | LINCOLN EDL SVCS CORP | $0 | – | -20,200 | -100.0% | -0.02% | – |
| ASYS | Exit | AMTECH SYS INC | $0 | – | -11,000 | -100.0% | -0.03% | – |
| JVA | Exit | COFFEE HLDGS INC | $0 | – | -13,481 | -100.0% | -0.03% | – |
| SND | Exit | SMART SAND INC | $0 | – | -14,700 | -100.0% | -0.03% | – |
| HSON | Exit | HUDSON GLOBAL INC | $0 | – | -43,287 | -100.0% | -0.04% | – |
| CRWS | Exit | CROWN CRAFTS INC | $0 | – | -13,300 | -100.0% | -0.04% | – |
| CECE | Exit | CECO ENVIRONMENTAL CORP | $0 | – | -10,300 | -100.0% | -0.04% | – |
| UFAB | Exit | UNIQUE FABRICATING INC | $0 | – | -10,000 | -100.0% | -0.04% | – |
| GSM | Exit | FERROGLOBE PLC | $0 | – | -10,000 | -100.0% | -0.04% | – |
| TAHO | Exit | TAHOE RES INC | $0 | – | -30,000 | -100.0% | -0.04% | – |
| TTSH | Exit | TILE SHOP HLDGS INC | $0 | – | -12,300 | -100.0% | -0.04% | – |
| IVAC | Exit | INTEVAC INC | $0 | – | -18,213 | -100.0% | -0.05% | – |
| TSQ | Exit | TOWNSQUARE MEDIA INCcl a | $0 | – | -12,700 | -100.0% | -0.05% | – |
| CVV | Exit | CVD EQUIPMENT CORP | $0 | – | -16,300 | -100.0% | -0.05% | – |
| BPI | Exit | BRIDGEPOINT ED INC | $0 | – | -10,000 | -100.0% | -0.05% | – |
| EEQ | Exit | ENBRIDGE ENERGY MANAGEMENT L | $0 | – | -10,061 | -100.0% | -0.06% | – |
| TLFA | Exit | TANDY LEATHER FACTORY INC | $0 | – | -17,500 | -100.0% | -0.07% | – |
| DSU | Exit | BLACKROCK DEBT STRAT FD INC | $0 | – | -11,730 | -100.0% | -0.07% | – |
| CHRA | Exit | CHARAH SOLUTIONS INC | $0 | – | -18,200 | -100.0% | -0.07% | – |
| MSF | Exit | MORGAN STANLEY EMER MKTS FD | $0 | – | -10,430 | -100.0% | -0.08% | – |
| GPIC | Exit | GAMING PARTNERS INTL CORP | $0 | – | -19,541 | -100.0% | -0.09% | – |
| F | Exit | FORD MTR CO DEL | $0 | – | -20,000 | -100.0% | -0.10% | – |
| GMRE | Exit | GLOBAL MED REIT INC | $0 | – | -20,882 | -100.0% | -0.10% | – |
| SU | Exit | SUNCOR ENERGY INC NEW | $0 | – | -5,300 | -100.0% | -0.10% | – |
| VWO | Exit | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $0 | – | -5,040 | -100.0% | -0.11% | – |
| MMM | Exit | 3M CO | $0 | – | -1,000 | -100.0% | -0.11% | – |
| VICI | Exit | VICI PPTYS INC | $0 | – | -9,893 | -100.0% | -0.11% | – |
| BOOM | Exit | DMC GLOBAL INC | $0 | – | -5,300 | -100.0% | -0.11% | – |
| VTV | Exit | VANGUARD INDEX FDSvalue etf | $0 | – | -2,014 | -100.0% | -0.12% | – |
| NVDA | Exit | NVIDIA CORP | $0 | – | -800 | -100.0% | -0.12% | – |
| HLT | Exit | HILTON WORLDWIDE HLDGS INC | $0 | – | -2,845 | -100.0% | -0.12% | – |
| MKC | Exit | MCCORMICK & CO INC | $0 | – | -1,780 | -100.0% | -0.12% | – |
| KHC | Exit | KRAFT HEINZ CO | $0 | – | -4,338 | -100.0% | -0.12% | – |
| AET | Exit | AETNA INC NEW | $0 | – | -1,195 | -100.0% | -0.12% | – |
| PQG | Exit | PQ GROUP HLDGS INC | $0 | – | -14,500 | -100.0% | -0.13% | – |
| HBI | Exit | HANESBRANDS INC | $0 | – | -15,000 | -100.0% | -0.14% | – |
| MGM | Exit | MGM RESORTS INTERNATIONAL | $0 | – | -10,000 | -100.0% | -0.14% | – |
| AMWD | Exit | AMERICAN WOODMARK CORPORATIO | $0 | – | -3,900 | -100.0% | -0.16% | – |
| FNF | Exit | FIDELITY NATIONAL FINANCIAL | $0 | – | -7,758 | -100.0% | -0.16% | – |
| OLN | Exit | OLIN CORP | $0 | – | -12,384 | -100.0% | -0.16% | – |
| MTSC | Exit | MTS SYS CORP | $0 | – | -6,000 | -100.0% | -0.17% | – |
| MD | Exit | MEDNAX INC | $0 | – | -7,356 | -100.0% | -0.18% | – |
| IWM | Exit | ISHARES TRrussell 2000 etf | $0 | – | -2,048 | -100.0% | -0.18% | – |
| ATKR | Exit | ATKORE INTL GROUP INC | $0 | – | -13,628 | -100.0% | -0.19% | – |
| HASI | Exit | HANNON ARMSTRONG SUST INFR C | $0 | – | -17,953 | -100.0% | -0.20% | – |
| TAP | Exit | MOLSON COORS BREWING COcl b | $0 | – | -6,500 | -100.0% | -0.21% | – |
| SHW | Exit | SHERWIN WILLIAMS CO | $0 | – | -881 | -100.0% | -0.21% | – |
| ZBH | Exit | ZIMMER BIOMET HLDGS INC | $0 | – | -3,396 | -100.0% | -0.23% | – |
| SODA | Exit | SODASTREAM INTERNATIONAL LTD | $0 | – | -3,200 | -100.0% | -0.24% | – |
| SPB | Exit | SPECTRUM BRANDS HLDGS INC NE | $0 | – | -6,206 | -100.0% | -0.24% | – |
| DIG | Exit | PROSHARES TR | $0 | – | -11,150 | -100.0% | -0.25% | – |
| LILAK | Exit | LIBERTY LATIN AMERICA LTD | $0 | – | -23,500 | -100.0% | -0.25% | – |
| PPR | Exit | VOYA PRIME RATE TRsh ben int | $0 | – | -103,210 | -100.0% | -0.26% | – |
| JQC | Exit | NUVEEN CR STRATEGIES INCM FD | $0 | – | -66,550 | -100.0% | -0.27% | – |
| IWN | Exit | ISHARES TRrus 2000 val etf | $0 | – | -4,000 | -100.0% | -0.27% | – |
| NCS | Exit | NCI BUILDING SYS INC | $0 | – | -37,091 | -100.0% | -0.29% | – |
| ABG | Exit | ASBURY AUTOMOTIVE GROUP INC | $0 | – | -8,691 | -100.0% | -0.31% | – |
| KMG | Exit | KMG CHEMICALS INC | $0 | – | -8,000 | -100.0% | -0.31% | – |
| MA | Exit | MASTERCARD INCORPORATEDcl a | $0 | – | -3,836 | -100.0% | -0.44% | – |
| MHK | Exit | MOHAWK INDS INC | $0 | – | -4,979 | -100.0% | -0.45% | – |
| EGN | Exit | ENERGEN CORP | $0 | – | -14,558 | -100.0% | -0.64% | – |
| IVV | Exit | ISHARES TRcore s&p500 etf | $0 | – | -13,334 | -100.0% | -2.01% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 7.8% |
| AMGEN INC | 41 | Q2 2023 | 1.1% |
| PIONEER NAT RES CO | 39 | Q4 2022 | 6.5% |
| DAVITA INC | 39 | Q4 2022 | 4.1% |
| AGNICO EAGLE MINES LTD | 39 | Q1 2023 | 0.9% |
| COPART INC | 38 | Q3 2022 | 4.5% |
| AMERICAN EXPRESS CO | 38 | Q3 2022 | 1.8% |
| MICROSOFT CORP | 38 | Q3 2022 | 2.5% |
| THERMO FISHER SCIENTIFIC INC | 38 | Q3 2022 | 1.4% |
| UNITEDHEALTH GROUP INC | 38 | Q3 2022 | 1.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Wayside Technology Group, Inc. | April 20, 2020 | ? | ? |
| Energy Services of America CORP | February 13, 2018 | 314,504 | 2.2% |
| ESCALON MEDICAL CORP | February 13, 2018 | 310,171 | 4.1% |
| CLAYTON WILLIAMS ENERGY INC /DE | February 10, 2017 | 273,710 | 1.6% |
| Electromed, Inc. | February 16, 2016 | 353,470 | 4.3% |
| SUNLINK HEALTH SYSTEMS INC | February 16, 2016 | 252,673 | 2.7% |
| IEH CORPORATION | February 17, 2015 | 111,473 | 4.8% |
| DEWEY ELECTRONICS CORP | February 13, 2014 | 28,304 | 2.1% |
| Matador Resources CoSold out | February 13, 2014 | 0 | 0.0% |
| SED INTERNATIONAL HOLDINGS INC | February 13, 2014 | 117,275 | 2.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-12 |
View SHEPHERD KAPLAN KROCHUK, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.