$121 Million is the total value of SHEPHERD KAPLAN KROCHUK, LLC's 217 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 28.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $6,582,000 | +8.2% | 35,902 | 0.0% | 5.45% | +53.9% | |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcall | $5,371,000 | -17.2% | 29,300 | -23.5% | 4.45% | +17.7% |
| SVXY | Buy | PROSHARES TR IIsht vix st trm | $3,017,000 | +0.6% | 32,186 | +73.1% | 2.50% | +43.1% |
| NBL | Sell | NOBLE ENERGY INC | $2,933,000 | -62.1% | 103,410 | -62.2% | 2.43% | -46.1% |
| SPY | New | SPDR S&P 500 ETF TRput | $2,512,000 | – | 10,000 | +100.0% | 2.08% | – |
| REN | Sell | RESOLUTE ENERGY CORP | $2,317,000 | -68.2% | 78,055 | -68.1% | 1.92% | -54.8% |
| AXP | Sell | AMERICAN EXPRESS CO | $2,214,000 | +1.9% | 24,478 | -5.0% | 1.84% | +44.9% |
| CPRT | COPART INC | $2,137,000 | +8.1% | 62,170 | 0.0% | 1.77% | +53.7% | |
| CPE | Sell | CALLON PETE CO DEL | $2,071,000 | -58.8% | 184,269 | -61.1% | 1.72% | -41.5% |
| PXD | Sell | PIONEER NAT RES CO | $2,036,000 | -62.9% | 13,802 | -59.9% | 1.69% | -47.2% |
| CRCQQ | Sell | CALIFORNIA RES CORP | $1,866,000 | -62.8% | 178,417 | -69.6% | 1.55% | -47.1% |
| SPGI | Sell | S&P GLOBAL INC | $1,829,000 | +5.2% | 11,703 | -1.7% | 1.52% | +49.7% |
| GPORQ | Sell | GULFPORT ENERGY CORP | $1,650,000 | -44.6% | 115,061 | -43.0% | 1.37% | -21.2% |
| DAL | DELTA AIR LINES INC DEL | $1,582,000 | -10.3% | 32,816 | 0.0% | 1.31% | +27.5% | |
| UNH | UNITEDHEALTH GROUP INC | $1,507,000 | +5.7% | 7,693 | 0.0% | 1.25% | +50.3% | |
| MPC | MARATHON PETE CORP | $1,453,000 | +7.2% | 25,901 | 0.0% | 1.20% | +52.4% | |
| WPX | Sell | WPX ENERGY INC | $1,406,000 | -57.2% | 122,267 | -64.0% | 1.16% | -39.2% |
| ESRX | EXPRESS SCRIPTS HLDG COput | $1,374,000 | -0.8% | 21,700 | 0.0% | 1.14% | +41.1% | |
| C | Sell | CITIGROUP INC | $1,303,000 | -2.2% | 17,912 | -10.0% | 1.08% | +39.2% |
| CAR | Sell | AVIS BUDGET GROUP | $1,283,000 | +35.8% | 33,700 | -2.7% | 1.06% | +92.9% |
| TMO | THERMO FISHER SCIENTIFIC INC | $1,243,000 | +8.4% | 6,572 | 0.0% | 1.03% | +54.0% | |
| AIG | AMERICAN INTL GROUP INC | $1,243,000 | -1.8% | 20,242 | 0.0% | 1.03% | +39.6% | |
| CVS | CVS HEALTH CORPput | $1,228,000 | +1.1% | 15,100 | 0.0% | 1.02% | +43.8% | |
| DVA | DAVITA INC | $1,186,000 | -8.3% | 19,974 | 0.0% | 0.98% | +30.4% | |
| GILD | Sell | GILEAD SCIENCES INC | $1,154,000 | -2.9% | 14,241 | -15.2% | 0.96% | +38.0% |
| MEOH | METHANEX CORP | $1,130,000 | +14.3% | 22,460 | 0.0% | 0.94% | +62.5% | |
| NFX | Sell | NEWFIELD EXPL CO | $1,079,000 | -50.5% | 36,350 | -52.5% | 0.89% | -29.7% |
| TSLA | Buy | TESLA INCput | $1,057,000 | +317.8% | 3,100 | +342.9% | 0.88% | +495.9% |
| PEP | PEPSICO INC | $1,056,000 | -3.5% | 9,476 | 0.0% | 0.88% | +37.1% | |
| ANTM | ANTHEM INC | $1,012,000 | +0.9% | 5,330 | 0.0% | 0.84% | +43.4% | |
| BBG | Sell | BARRETT BILL CORP | $1,009,000 | -47.4% | 235,300 | -62.4% | 0.84% | -25.3% |
| PSX | PHILLIPS 66 | $993,000 | +10.8% | 10,839 | 0.0% | 0.82% | +57.7% | |
| SNECQ | Sell | SANCHEZ ENERGY CORP | $948,000 | -80.1% | 196,730 | -70.4% | 0.79% | -71.7% |
| EQT | Sell | EQT CORP | $932,000 | -41.8% | 14,280 | -47.7% | 0.77% | -17.3% |
| COG | Sell | CABOT OIL & GAS CORP | $916,000 | -32.6% | 34,250 | -36.8% | 0.76% | -4.2% |
| CXO | Sell | CONCHO RES INC | $915,000 | -73.0% | 6,950 | -75.1% | 0.76% | -61.7% |
| ZBH | ZIMMER BIOMET HLDGS INC | $884,000 | -8.9% | 7,553 | 0.0% | 0.73% | +29.6% | |
| WLL | Sell | WHITING PETE CORP NEW | $859,000 | -77.1% | 157,388 | -76.9% | 0.71% | -67.4% |
| EGN | Sell | ENERGEN CORP | $851,000 | -76.6% | 15,558 | -78.8% | 0.70% | -66.7% |
| FIS | Sell | FIDELITY NATL INFORMATION SV | $845,000 | -10.4% | 9,044 | -18.1% | 0.70% | +27.3% |
| TRV | TRAVELERS COMPANIES INC | $840,000 | -3.1% | 6,855 | 0.0% | 0.70% | +37.8% | |
| FLEX | FLEX LTDord | $811,000 | +1.6% | 48,937 | 0.0% | 0.67% | +44.5% | |
| AAL | AMERICAN AIRLS GROUP INC | $799,000 | -5.7% | 16,828 | 0.0% | 0.66% | +34.0% | |
| AGU | AGRIUM INC | $790,000 | +18.4% | 7,367 | 0.0% | 0.66% | +68.4% | |
| MSFT | MICROSOFT CORP | $768,000 | +8.0% | 10,309 | 0.0% | 0.64% | +53.6% | |
| GOOG | ALPHABET INCcap stk cl c | $767,000 | +5.5% | 800 | 0.0% | 0.64% | +50.0% | |
| KO | COCA COLA CO | $755,000 | +0.3% | 16,781 | 0.0% | 0.63% | +42.6% | |
| BHBK | BLUE HILLS BANCORP INC | $751,000 | +7.3% | 39,123 | 0.0% | 0.62% | +52.5% | |
| SNA | New | SNAP ON INC | $739,000 | – | 4,957 | +100.0% | 0.61% | – |
| UAL | UNITED CONTL HLDGS INC | $732,000 | -19.1% | 12,029 | 0.0% | 0.61% | +15.2% | |
| PAY | Sell | VERIFONE SYS INC | $730,000 | -11.9% | 36,000 | -21.4% | 0.60% | +25.3% |
| CARA | CARA THERAPEUTICS INC | $725,000 | -11.0% | 52,937 | 0.0% | 0.60% | +26.5% | |
| HDSN | Sell | HUDSON TECHNOLOGIES INC | $719,000 | -26.0% | 92,000 | -20.0% | 0.60% | +5.1% |
| SBGI | Buy | SINCLAIR BROADCAST GROUP INCcl a | $635,000 | +3.1% | 19,827 | +5.9% | 0.53% | +46.5% |
| CLB | CORE LABORATORIES N V | $628,000 | -2.5% | 6,358 | 0.0% | 0.52% | +38.7% | |
| SYK | STRYKER CORP | $623,000 | +2.3% | 4,389 | 0.0% | 0.52% | +45.4% | |
| CAFD | Sell | 8POINT3 ENERGY PARTNERS LPcl a rpt ltdpt | $621,000 | -72.5% | 41,331 | -72.3% | 0.52% | -60.9% |
| JNJ | JOHNSON & JOHNSON | $611,000 | -1.8% | 4,703 | 0.0% | 0.51% | +39.4% | |
| BERY | BERRY GLOBAL GROUP INC | $603,000 | -0.7% | 10,649 | 0.0% | 0.50% | +41.2% | |
| NCS | Buy | NCI BUILDING SYS INC | $563,000 | +11.0% | 36,091 | +18.9% | 0.47% | +57.8% |
| BIIB | Sell | BIOGEN INCput | $564,000 | -42.3% | 1,800 | -50.0% | 0.47% | -17.9% |
| RVT | ROYCE VALUE TR INC | $548,000 | +8.3% | 34,700 | 0.0% | 0.45% | +53.9% | |
| MA | MASTERCARD INCORPORATEDcl a | $542,000 | +16.3% | 3,836 | 0.0% | 0.45% | +65.1% | |
| ABT | ABBOTT LABS | $541,000 | +10.0% | 10,130 | 0.0% | 0.45% | +56.1% | |
| USA | Sell | LIBERTY ALL STAR EQUITY FDsh ben int | $538,000 | +3.9% | 89,200 | -2.6% | 0.45% | +47.7% |
| GAM | GENERAL AMERN INVS INC | $537,000 | +4.9% | 14,900 | 0.0% | 0.44% | +49.3% | |
| BCX | Sell | BLACKROCK RES & COMM STRAT T | $531,000 | +8.6% | 59,700 | -2.3% | 0.44% | +54.4% |
| ABG | Buy | ASBURY AUTOMOTIVE GROUP INC | $531,000 | +10.6% | 8,691 | +2.4% | 0.44% | +57.1% |
| SHV | New | ISHARES TRshort treas bd | $530,000 | – | 4,800 | +100.0% | 0.44% | – |
| SCHO | New | SCHWAB STRATEGIC TRsht tm us tres | $529,000 | – | 10,500 | +100.0% | 0.44% | – |
| VGSH | New | VANGUARD SCOTTSDALE FDSshtrm gvt bd etf | $528,000 | – | 8,700 | +100.0% | 0.44% | – |
| PRTK | Sell | PARATEK PHARMACEUTICALS INC | $520,000 | -21.1% | 20,725 | -24.2% | 0.43% | +12.2% |
| WMT | WAL-MART STORES INC | $516,000 | +3.4% | 6,598 | 0.0% | 0.43% | +47.1% | |
| MDLZ | MONDELEZ INTL INCcl a | $510,000 | -5.9% | 12,547 | 0.0% | 0.42% | +33.9% | |
| AR | Sell | ANTERO RES CORP | $504,000 | -62.7% | 25,333 | -59.5% | 0.42% | -47.0% |
| NXE | NEXGEN ENERGY LTD | $502,000 | +1.4% | 226,000 | 0.0% | 0.42% | +43.9% | |
| NBIX | NEUROCRINE BIOSCIENCES INC | $501,000 | +33.2% | 8,169 | 0.0% | 0.42% | +89.5% | |
| MHK | MOHAWK INDS INC | $496,000 | +2.3% | 2,005 | 0.0% | 0.41% | +45.2% | |
| OLN | OLIN CORP | $476,000 | +13.3% | 13,884 | 0.0% | 0.39% | +60.8% | |
| PEGI | Sell | PATTERN ENERGY GROUP INCcl a | $474,000 | -59.5% | 19,666 | -60.0% | 0.39% | -42.5% |
| HBI | HANESBRANDS INC | $468,000 | +6.4% | 19,000 | 0.0% | 0.39% | +51.6% | |
| FMC | F M C CORP | $465,000 | +22.4% | 5,202 | 0.0% | 0.38% | +74.2% | |
| AMGN | AMGEN INC | $462,000 | +8.5% | 2,476 | 0.0% | 0.38% | +54.4% | |
| PG | PROCTER AND GAMBLE CO | $449,000 | +4.4% | 4,935 | 0.0% | 0.37% | +48.2% | |
| TREE | New | LENDINGTREE INC NEW | $440,000 | – | 1,800 | +100.0% | 0.36% | – |
| HASI | HANNON ARMSTRONG SUST INFR C | $438,000 | +6.6% | 17,953 | 0.0% | 0.36% | +51.2% | |
| PCSB | Buy | PCSB FINL CORP | $436,000 | +12.7% | 23,100 | +1.8% | 0.36% | +59.7% |
| PENN | Sell | PENN NATL GAMING INC | $433,000 | +6.1% | 18,500 | -3.1% | 0.36% | +50.8% |
| EBS | EMERGENT BIOSOLUTIONS INC | $402,000 | +19.3% | 9,934 | 0.0% | 0.33% | +69.9% | |
| SFE | SAFEGUARD SCIENTIFICS INC | $400,000 | +12.4% | 29,954 | 0.0% | 0.33% | +59.1% | |
| BAC | BANK AMER CORP | $396,000 | +4.5% | 15,616 | 0.0% | 0.33% | +48.4% | |
| TEI | Buy | TEMPLETON EMERG MKTS INCOME | $396,000 | +82.5% | 34,200 | +77.2% | 0.33% | +160.3% |
| IGR | CBRE CLARION GLOBAL REAL EST | $394,000 | +2.3% | 49,900 | 0.0% | 0.33% | +45.5% | |
| PYPL | PAYPAL HLDGS INC | $382,000 | +19.4% | 5,969 | 0.0% | 0.32% | +69.5% | |
| VNQ | VANGUARD INDEX FDSreit etf | $374,000 | -0.3% | 4,500 | 0.0% | 0.31% | +41.6% | |
| FNF | FIDELITY NATIONAL FINANCIAL | $368,000 | +5.7% | 7,758 | 0.0% | 0.30% | +50.2% | |
| EFA | ISHARES TRmsci eafe etf | $363,000 | +4.9% | 5,300 | 0.0% | 0.30% | +49.0% | |
| WPM | WHEATON PRECIOUS METALS CORP | $362,000 | -4.0% | 18,950 | 0.0% | 0.30% | +36.4% | |
| TRIB | Sell | TRINITY BIOTECH PLCspon adr new | $361,000 | -10.6% | 64,335 | -4.5% | 0.30% | +27.2% |
| IWN | ISHARES TRrus 2000 val etf | $355,000 | +4.4% | 2,857 | 0.0% | 0.29% | +48.5% | |
| MTSC | MTS SYS CORP | $353,000 | +3.2% | 6,600 | 0.0% | 0.29% | +46.7% | |
| KAR | KAR AUCTION SVCS INC | $346,000 | +13.8% | 7,254 | 0.0% | 0.29% | +62.1% | |
| AEM | AGNICO EAGLE MINES LTD | $346,000 | +0.3% | 7,648 | 0.0% | 0.29% | +42.8% | |
| KHC | KRAFT HEINZ CO | $336,000 | -9.7% | 4,338 | 0.0% | 0.28% | +28.1% | |
| STX | SEAGATE TECHNOLOGY PLC | $330,000 | -14.5% | 9,957 | 0.0% | 0.27% | +21.3% | |
| MGM | MGM RESORTS INTERNATIONAL | $326,000 | +4.2% | 10,000 | 0.0% | 0.27% | +48.4% | |
| OSUR | ORASURE TECHNOLOGIES INC | $323,000 | +30.2% | 14,350 | 0.0% | 0.27% | +84.8% | |
| GSTCQ | Sell | GASTAR EXPL INC NEW | $321,000 | -68.2% | 364,559 | -66.6% | 0.27% | -54.8% |
| HONE | HARBORONE BANCORP INC | $319,000 | -5.6% | 16,948 | 0.0% | 0.26% | +34.0% | |
| MD | MEDNAX INC | $317,000 | -28.6% | 7,356 | 0.0% | 0.26% | +1.5% | |
| V | VISA INC | $316,000 | +12.5% | 3,000 | 0.0% | 0.26% | +59.8% | |
| SHW | SHERWIN WILLIAMS CO | $315,000 | +1.9% | 881 | 0.0% | 0.26% | +45.0% | |
| GG | Sell | GOLDCORP INC NEWcall | $310,000 | -20.9% | 23,900 | -21.4% | 0.26% | +12.7% |
| FHI | FEDERATED INVS INC PAcl b | $309,000 | +5.1% | 10,398 | 0.0% | 0.26% | +49.7% | |
| ASC | ARDMORE SHIPPING CORP | $307,000 | +1.3% | 37,162 | 0.0% | 0.25% | +43.5% | |
| EW | EDWARDS LIFESCIENCES CORP | $303,000 | -7.6% | 2,773 | 0.0% | 0.25% | +31.4% | |
| RFIL | Sell | RF INDS LTD | $301,000 | -11.2% | 133,408 | -28.9% | 0.25% | +25.8% |
| GPI | Sell | GROUP 1 AUTOMOTIVE INC | $299,000 | +4.2% | 4,129 | -8.8% | 0.25% | +48.5% |
| F | FORD MTR CO DEL | $296,000 | +6.9% | 24,731 | 0.0% | 0.24% | +52.2% | |
| PDCO | PATTERSON COMPANIES INC | $290,000 | -17.6% | 7,497 | 0.0% | 0.24% | +17.1% | |
| TAHO | New | TAHOE RES INC | $290,000 | – | 55,000 | +100.0% | 0.24% | – |
| IWM | ISHARES TRrussell 2000 etf | $289,000 | +5.1% | 1,951 | 0.0% | 0.24% | +49.4% | |
| NGD | NEW GOLD INC CDAcall | $287,000 | +16.7% | 77,300 | 0.0% | 0.24% | +66.4% | |
| TAP | New | MOLSON COORS BREWING COcl b | $286,000 | – | 3,500 | +100.0% | 0.24% | – |
| FTEK | Buy | FUEL TECH INC | $282,000 | +46.9% | 282,402 | +16.0% | 0.23% | +108.9% |
| MRK | MERCK & CO INC | $283,000 | 0.0% | 4,414 | 0.0% | 0.23% | +41.8% | |
| FLXN | FLEXION THERAPEUTICS INC | $276,000 | +19.5% | 11,428 | 0.0% | 0.23% | +69.6% | |
| DWSN | Buy | DAWSON GEOPHYSICAL CO NEW | $271,000 | +33.5% | 59,896 | +15.4% | 0.22% | +90.7% |
| NFLX | NETFLIX INCput | $272,000 | +21.4% | 1,500 | 0.0% | 0.22% | +71.8% | |
| RMT | ROYCE MICRO-CAP TR INC | $272,000 | +8.4% | 29,000 | 0.0% | 0.22% | +54.1% | |
| DNIF | New | DIVIDEND & INCOME FUND | $269,000 | – | 20,900 | +100.0% | 0.22% | – |
| MAG | MAG SILVER CORP | $268,000 | -13.8% | 23,842 | 0.0% | 0.22% | +22.7% | |
| ATKR | Buy | ATKORE INTL GROUP INC | $266,000 | -2.6% | 13,628 | +12.4% | 0.22% | +38.4% |
| EMF | New | TEMPLETON EMERGING MKTS FD I | $262,000 | – | 15,900 | +100.0% | 0.22% | – |
| NHS | NEUBERGER BERMAN HGH YLD FD | $254,000 | +2.0% | 20,900 | 0.0% | 0.21% | +44.8% | |
| CASC | Buy | CASCADIAN THERAPEUTICS INC | $252,000 | +16.7% | 61,609 | +6.0% | 0.21% | +65.9% |
| UTF | COHEN & STEERS INFRASTRUCTUR | $251,000 | -2.7% | 10,900 | 0.0% | 0.21% | +38.7% | |
| AAPL | APPLE INC | $247,000 | +7.4% | 1,600 | 0.0% | 0.20% | +53.0% | |
| IDSA | Sell | INDUSTRIAL SVCS AMER INC FLA | $247,000 | +11.8% | 138,557 | -6.6% | 0.20% | +58.9% |
| SIF | New | SIFCO INDS INC | $248,000 | – | 42,739 | +100.0% | 0.20% | – |
| BDSI | BIODELIVERY SCIENCES INTL IN | $248,000 | +5.5% | 83,973 | 0.0% | 0.20% | +49.6% | |
| UCTT | New | ULTRA CLEAN HLDGS INC | $242,000 | – | 7,914 | +100.0% | 0.20% | – |
| GECC | GREAT ELM CAP CORP | $233,000 | -1.7% | 22,326 | 0.0% | 0.19% | +39.9% | |
| NIE | Sell | ALLIANZGI EQUITY & CONV INCO | $232,000 | -6.8% | 11,200 | -11.1% | 0.19% | +32.4% |
| ACRX | ACELRX PHARMACEUTICALS INC | $229,000 | +114.0% | 49,761 | 0.0% | 0.19% | +206.5% | |
| NXST | New | NEXSTAR MEDIA GROUP INCcl a | $218,000 | – | 3,500 | +100.0% | 0.18% | – |
| FPI | Buy | FARMLAND PARTNERS INC | $217,000 | +6.4% | 24,000 | +5.4% | 0.18% | +51.3% |
| PE | Sell | PARSLEY ENERGY INCcl a | $206,000 | -89.9% | 7,820 | -89.3% | 0.17% | -85.6% |
| OTEL | Sell | OTELCO INCcl a new | $206,000 | +15.7% | 21,937 | -7.6% | 0.17% | +64.4% |
| MKC | New | MCCORMICK & CO INC | $205,000 | – | 2,000 | +100.0% | 0.17% | – |
| SMIT | Sell | SCHMITT INDS INC ORE | $203,000 | +4.6% | 107,350 | -4.9% | 0.17% | +48.7% |
| NFJ | Sell | ALLIANZGI NFJ DIVID INT & PR | $200,000 | -21.3% | 14,900 | -23.2% | 0.17% | +12.2% |
| DEX | Sell | DELAWARE ENHANCED GBL DIV & | $198,000 | -12.0% | 16,700 | -15.2% | 0.16% | +25.2% |
| LGI | Sell | LAZARD GLB TTL RET&INCM FD I | $196,000 | -26.0% | 11,700 | -27.8% | 0.16% | +5.2% |
| GMRE | Sell | GLOBAL MED REIT INC | $188,000 | -6.5% | 20,882 | -7.1% | 0.16% | +33.3% |
| PVG | Buy | PRETIUM RES INC | $185,000 | +28.5% | 20,000 | +33.3% | 0.15% | +82.1% |
| HRG | New | HRG GROUP INC | $184,000 | – | 11,760 | +100.0% | 0.15% | – |
| TACT | Sell | TRANSACT TECHNOLOGIES INC | $180,000 | -15.9% | 18,444 | -27.0% | 0.15% | +19.2% |
| HSON | Buy | HUDSON GLOBAL INC | $175,000 | +43.4% | 120,087 | +31.8% | 0.14% | +104.2% |
| GLMD | GALMED PHARMACEUTICALS LTD | $167,000 | +46.5% | 18,314 | 0.0% | 0.14% | +109.1% | |
| JOF | JAPAN SMALLER CAPTLZTN FD IN | $157,000 | +9.0% | 12,500 | 0.0% | 0.13% | +54.8% | |
| CSBR | CHAMPIONS ONCOLOGY INC | $156,000 | +47.2% | 41,064 | 0.0% | 0.13% | +108.1% | |
| GRX | GABELLI HLTHCARE & WELLNESS | $154,000 | -6.7% | 15,200 | 0.0% | 0.13% | +33.3% | |
| OBCI | Buy | OCEAN BIO CHEM INC | $150,000 | +85.2% | 29,374 | +47.8% | 0.12% | +163.8% |
| WSCI | Buy | WSI INDS INC | $146,000 | +12.3% | 46,131 | +15.2% | 0.12% | +59.2% |
| SGYPQ | SYNERGY PHARMACEUTICALS DEL | $143,000 | -35.0% | 49,421 | 0.0% | 0.12% | -7.8% | |
| MIND | Buy | MITCHAM INDS INC | $140,000 | -9.1% | 40,676 | +2.5% | 0.12% | +28.9% |
| AWP | ALPINE GLOBAL PREMIER PPTYS | $139,000 | +4.5% | 20,900 | 0.0% | 0.12% | +47.4% | |
| EVOL | Sell | EVOLVING SYS INC | $138,000 | -9.8% | 29,115 | -1.7% | 0.11% | +28.1% |
| VSI | New | VITAMIN SHOPPE INC | $138,000 | – | 25,500 | +100.0% | 0.11% | – |
| VKTX | Sell | VIKING THERAPEUTICS INC | $136,000 | +47.8% | 75,570 | -11.7% | 0.11% | +109.3% |
| IGA | VOYA GLBL ADV & PREM OPP FD | $136,000 | +6.2% | 11,800 | 0.0% | 0.11% | +50.7% | |
| ISIG | Buy | INSIGNIA SYS INC | $135,000 | +101.5% | 124,138 | +90.3% | 0.11% | +187.2% |
| TNDM | New | TANDEM DIABETES CARE INC | $133,000 | – | 181,933 | +100.0% | 0.11% | – |
| MSD | MORGAN STANLEY EMER MKTS DEB | $131,000 | +1.6% | 13,000 | 0.0% | 0.11% | +45.3% | |
| AAME | Buy | ATLANTIC AMERN CORP | $128,000 | +45.5% | 40,081 | +71.5% | 0.11% | +107.8% |
| MMT | MFS MULTIMARKET INCOME TRsh ben int | $119,000 | +0.8% | 19,000 | 0.0% | 0.10% | +43.5% | |
| BIF | BOULDER GROWTH & INCOME FD I | $118,000 | +4.4% | 11,600 | 0.0% | 0.10% | +48.5% | |
| TORM | TOR MINERALS INTL INC | $114,000 | -12.3% | 16,076 | 0.0% | 0.09% | +23.7% | |
| ALSK | Buy | ALASKA COMMUNICATIONS SYS GR | $112,000 | +20.4% | 49,051 | +16.6% | 0.09% | +72.2% |
| DXYN | Sell | DIXIE GROUP INCcl a | $110,000 | -20.3% | 27,551 | -11.1% | 0.09% | +13.8% |
| CROX | Sell | CROCS INC | $105,000 | -19.8% | 11,000 | -35.3% | 0.09% | +14.5% |
| HELIX ENERGY SOLUTIONS GRP Inote 3.250% 3/1 | $100,000 | +2.0% | 100,000 | 0.0% | 0.08% | +45.6% | ||
| OCC | Buy | OPTICAL CABLE CORP | $100,000 | +6.4% | 46,630 | +19.6% | 0.08% | +50.9% |
| MEIP | Sell | MEI PHARMA INC | $99,000 | -15.4% | 36,500 | -25.5% | 0.08% | +20.6% |
| KGC | KINROSS GOLD CORPcall | $95,000 | +4.4% | 22,400 | 0.0% | 0.08% | +49.1% | |
| SUMR | Sell | SUMMER INFANT INC | $91,000 | +1.1% | 46,631 | -7.9% | 0.08% | +44.2% |
| GSL | Sell | GLOBAL SHIP LEASE INC NEW | $87,000 | +3.6% | 59,512 | -13.1% | 0.07% | +46.9% |
| JVA | Buy | COFFEE HLDGS INC | $87,000 | +17.6% | 19,661 | +18.0% | 0.07% | +67.4% |
| INUV | Buy | INUVO INC | $86,000 | +32.3% | 87,043 | +36.0% | 0.07% | +86.8% |
| DDE | Sell | DOVER DOWNS GAMING & ENTMT I | $83,000 | -21.7% | 81,605 | -14.6% | 0.07% | +11.3% |
| RWC | Buy | RELM WIRELESS CORP | $81,000 | +113.2% | 22,121 | +121.2% | 0.07% | +204.5% |
| APT | Sell | ALPHA PRO TECH LTD | $81,000 | +24.6% | 20,000 | -9.1% | 0.07% | +76.3% |
| FTK | New | FLOTEK INDS INC DEL | $77,000 | – | 16,500 | +100.0% | 0.06% | – |
| ASPN | ASPEN AEROGELS INC | $76,000 | -5.0% | 18,000 | 0.0% | 0.06% | +34.0% | |
| DRAD | New | DIGIRAD CORP | $75,000 | – | 22,500 | +100.0% | 0.06% | – |
| MLNK | Sell | MODUSLINK GLOBAL SOLUTIONS I | $71,000 | -12.3% | 36,608 | -23.1% | 0.06% | +25.5% |
| YUME | Sell | YUME INC | $65,000 | -30.1% | 14,114 | -28.8% | 0.05% | 0.0% |
| WPM | WHEATON PRECIOUS METALS CORPcall | $65,000 | -4.4% | 3,400 | 0.0% | 0.05% | +35.0% | |
| CVS | CVS HEALTH CORP | $64,000 | +1.6% | 782 | 0.0% | 0.05% | +43.2% | |
| GRPN | Sell | GROUPON INC | $63,000 | -8.7% | 12,500 | -30.6% | 0.05% | +30.0% |
| OZM | OCH ZIFF CAP MGMT GROUPcl a | $55,000 | +19.6% | 18,000 | 0.0% | 0.05% | +70.4% | |
| HWCC | Sell | HOUSTON WIRE & CABLE CO | $56,000 | -22.2% | 10,375 | -25.2% | 0.05% | +9.5% |
| RVP | Buy | RETRACTABLE TECHNOLOGIES INC | $49,000 | -10.9% | 72,000 | +67.4% | 0.04% | +28.1% |
| ENG | Buy | ENGLOBAL CORP | $45,000 | +50.0% | 35,252 | +52.7% | 0.04% | +117.6% |
| OVAS | Buy | OVASCIENCE INC | $45,000 | +87.5% | 33,000 | +112.9% | 0.04% | +164.3% |
| CRVP | Sell | CRYSTAL ROCK HLDGS INC | $43,000 | -48.8% | 60,055 | -41.7% | 0.04% | -26.5% |
| RMGN | New | RMG NETWORKS HLDG CORP | $43,000 | – | 20,558 | +100.0% | 0.04% | – |
| ARTW | Sell | ARTS WAY MFG INC | $43,000 | -35.8% | 18,702 | -17.6% | 0.04% | -7.7% |
| ARCI | Sell | APPLIANCE RECYCLING CTRS AME | $40,000 | -31.0% | 36,417 | -50.3% | 0.03% | -2.9% |
| WYY | Sell | WIDEPOINT CORP | $34,000 | -17.1% | 50,186 | -43.7% | 0.03% | +16.7% |
| AWX | Buy | AVALON HLDGS CORPcl a | $32,000 | -3.0% | 16,125 | +18.3% | 0.03% | +42.1% |
| ECR | Sell | ECLIPSE RES CORP | $30,000 | -63.0% | 11,800 | -58.3% | 0.02% | -46.8% |
| HHS | Sell | HARTE-HANKS INC | $26,000 | -48.0% | 25,664 | -47.3% | 0.02% | -24.1% |
| IWN | New | ISHARES TRput | $25,000 | – | 200 | +100.0% | 0.02% | – |
| SMTX | Sell | SMTC CORP | $18,000 | -64.0% | 14,045 | -63.6% | 0.02% | -48.3% |
| FORD | New | FORWARD INDS INC N Y | $14,000 | – | 12,075 | +100.0% | 0.01% | – |
| IMI | Exit | INTERMOLECULAR INC | $0 | – | -27,607 | -100.0% | -0.02% | – |
| HBIO | Exit | HARVARD BIOSCIENCE INC | $0 | – | -12,000 | -100.0% | -0.02% | – |
| RLOGQ | Exit | RAND LOGISTICS INC | $0 | – | -78,853 | -100.0% | -0.02% | – |
| CFMS | Exit | CONFORMIS INC | $0 | – | -8,000 | -100.0% | -0.02% | – |
| AEY | Exit | ADDVANTAGE TECHNOLOGIES GP I | $0 | – | -22,468 | -100.0% | -0.02% | – |
| CBKCQ | Exit | CHRISTOPHER & BANKS CORP | $0 | – | -28,000 | -100.0% | -0.02% | – |
| ITEK | Exit | INOTEK PHARMACEUTICALS CORP | $0 | – | -20,500 | -100.0% | -0.02% | – |
| CFMS | Exit | CONFORMIS INCcall | $0 | – | -10,000 | -100.0% | -0.02% | – |
| VSTM | Exit | VERASTEM INC | $0 | – | -22,405 | -100.0% | -0.03% | – |
| ISNS | Exit | IMAGE SENSING SYS INC | $0 | – | -15,350 | -100.0% | -0.03% | – |
| RMGN | Exit | RMG NETWORKS HLDG CORP | $0 | – | -83,571 | -100.0% | -0.03% | – |
| LGL | Exit | LGL GROUP INC | $0 | – | -16,795 | -100.0% | -0.05% | – |
| FEIM | Exit | FREQUENCY ELECTRS INC | $0 | – | -11,000 | -100.0% | -0.06% | – |
| PCOM | Exit | POINTS INTL LTD | $0 | – | -14,000 | -100.0% | -0.07% | – |
| ACY | Exit | AEROCENTURY CORP | $0 | – | -10,449 | -100.0% | -0.08% | – |
| ASG | Exit | LIBERTY ALL-STAR GROWTH FD I | $0 | – | -27,100 | -100.0% | -0.08% | – |
| MHLD | Exit | MAIDEN HOLDINGS LTD | $0 | – | -14,000 | -100.0% | -0.09% | – |
| SGMA | Exit | SIGMATRON INTL INC | $0 | – | -29,538 | -100.0% | -0.11% | – |
| BOE | Exit | BLACKROCK ENHANCED GBL DIV T | $0 | – | -14,400 | -100.0% | -0.11% | – |
| STRT | Exit | STRATTEC SEC CORP | $0 | – | -5,800 | -100.0% | -0.12% | – |
| SMCI | Exit | SUPER MICRO COMPUTER INC | $0 | – | -8,421 | -100.0% | -0.12% | – |
| BGX | Exit | BLACKSTONE GSO LNG SHRT CR I | $0 | – | -13,200 | -100.0% | -0.12% | – |
| RRC | Exit | RANGE RES CORP | $0 | – | -10,000 | -100.0% | -0.14% | – |
| NYLD | Exit | NRG YIELD INCcl c | $0 | – | -14,806 | -100.0% | -0.15% | – |
| NYLDA | Exit | NRG YIELD INCcl a new | $0 | – | -16,323 | -100.0% | -0.16% | – |
| CDEV | Exit | CENTENNIAL RESOURCE DEV INCcl a | $0 | – | -19,482 | -100.0% | -0.18% | – |
| MCF | Exit | CONTANGO OIL & GAS COMPANY | $0 | – | -47,743 | -100.0% | -0.18% | – |
| DRA | Exit | DIVERSIFIED REAL ASSET INC F | $0 | – | -18,400 | -100.0% | -0.19% | – |
| VET | Exit | VERMILION ENERGY INC | $0 | – | -10,428 | -100.0% | -0.19% | – |
| BGB | Exit | BLACKSTONE GSO STRATEGIC CR | $0 | – | -21,100 | -100.0% | -0.20% | – |
| TEVA | Exit | TEVA PHARMACEUTICAL INDS LTDput | $0 | – | -10,600 | -100.0% | -0.20% | – |
| HLF | Exit | HERBALIFE LTD | $0 | – | -5,206 | -100.0% | -0.22% | – |
| CRZO | Exit | CARRIZO OIL & GAS INC | $0 | – | -21,249 | -100.0% | -0.22% | – |
| PNRA | Exit | PANERA BREAD COcl a | $0 | – | -1,200 | -100.0% | -0.22% | – |
| SRCI | Exit | SRC ENERGY INC | $0 | – | -66,577 | -100.0% | -0.26% | – |
| WFTIQ | Exit | WEATHERFORD INTL PLC | $0 | – | -120,000 | -100.0% | -0.27% | – |
| ENB | Exit | ENBRIDGE INC | $0 | – | -11,827 | -100.0% | -0.28% | – |
| ACP | Exit | AVENUE INCOME CR STRATEGIES | $0 | – | -34,800 | -100.0% | -0.28% | – |
| GLOP | Exit | GASLOG PARTNERS LPunit ltd ptnrp | $0 | – | -24,543 | -100.0% | -0.32% | – |
| CLR | Exit | CONTINENTAL RESOURCES INC | $0 | – | -17,699 | -100.0% | -0.33% | – |
| CNQ | Exit | CANADIAN NAT RES LTD | $0 | – | -23,000 | -100.0% | -0.39% | – |
| NEP | Exit | NEXTERA ENERGY PARTNERS LP | $0 | – | -18,536 | -100.0% | -0.40% | – |
| DVN | Exit | DEVON ENERGY CORP NEW | $0 | – | -22,256 | -100.0% | -0.42% | – |
| EOG | Exit | EOG RES INC | $0 | – | -9,797 | -100.0% | -0.52% | – |
| BASX | Exit | BASIC ENERGY SVCS INC NEW | $0 | – | -53,046 | -100.0% | -0.77% | – |
| FANG | Exit | DIAMONDBACK ENERGY INC | $0 | – | -15,211 | -100.0% | -0.79% | – |
| XEC | Exit | CIMAREX ENERGY CO | $0 | – | -22,708 | -100.0% | -1.24% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 7.8% |
| AMGEN INC | 41 | Q2 2023 | 1.1% |
| PIONEER NAT RES CO | 39 | Q4 2022 | 6.5% |
| DAVITA INC | 39 | Q4 2022 | 4.1% |
| AGNICO EAGLE MINES LTD | 39 | Q1 2023 | 0.9% |
| COPART INC | 38 | Q3 2022 | 4.5% |
| AMERICAN EXPRESS CO | 38 | Q3 2022 | 1.8% |
| MICROSOFT CORP | 38 | Q3 2022 | 2.5% |
| THERMO FISHER SCIENTIFIC INC | 38 | Q3 2022 | 1.4% |
| UNITEDHEALTH GROUP INC | 38 | Q3 2022 | 1.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Wayside Technology Group, Inc. | April 20, 2020 | ? | ? |
| Energy Services of America CORP | February 13, 2018 | 314,504 | 2.2% |
| ESCALON MEDICAL CORP | February 13, 2018 | 310,171 | 4.1% |
| CLAYTON WILLIAMS ENERGY INC /DE | February 10, 2017 | 273,710 | 1.6% |
| Electromed, Inc. | February 16, 2016 | 353,470 | 4.3% |
| SUNLINK HEALTH SYSTEMS INC | February 16, 2016 | 252,673 | 2.7% |
| IEH CORPORATION | February 17, 2015 | 111,473 | 4.8% |
| DEWEY ELECTRONICS CORP | February 13, 2014 | 28,304 | 2.1% |
| Matador Resources CoSold out | February 13, 2014 | 0 | 0.0% |
| SED INTERNATIONAL HOLDINGS INC | February 13, 2014 | 117,275 | 2.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-12 |
View SHEPHERD KAPLAN KROCHUK, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.