$352 Million is the total value of SHEPHERD KAPLAN KROCHUK, LLC's 273 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 150.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DVN | Buy | DEVON ENERGY CORP NEW | $6,293,000 | +397.9% | 137,800 | +380.9% | 1.79% | +579.5% |
| PEGI | Buy | PATTERN ENERGY GROUP INCcl a | $1,375,000 | -10.8% | 72,417 | +5.7% | 0.39% | +21.8% |
| HDSN | New | HUDSON TECHNOLOGIES INC | $1,278,000 | – | 159,554 | +100.0% | 0.36% | – |
| WFTIQ | New | WEATHERFORD INTL PLC | $1,139,000 | – | 228,228 | +100.0% | 0.32% | – |
| GILD | Buy | GILEAD SCIENCES INC | $780,000 | +19.8% | 10,897 | +32.5% | 0.22% | +64.4% |
| ENB | Buy | ENBRIDGE INC | $649,000 | -4.0% | 15,456 | +0.6% | 0.18% | +30.5% |
| PRGO | Buy | PERRIGO CO PLC | $624,000 | +7.2% | 7,498 | +19.0% | 0.18% | +46.3% |
| IWN | New | ISHARES TRrus 2000 val etf | $577,000 | – | 4,854 | +100.0% | 0.16% | – |
| TRIB | Buy | TRINITY BIOTECH PLCspon adr new | $543,000 | -21.0% | 78,457 | +51.1% | 0.15% | +7.7% |
| ASC | Buy | ARDMORE SHIPPING CORP | $486,000 | +66.4% | 65,696 | +58.3% | 0.14% | +126.2% |
| BGB | Buy | BLACKSTONE GSO STRATEGIC CR | $324,000 | +106.4% | 21,100 | +100.4% | 0.09% | +178.8% |
| NYLDA | Buy | NRG YIELD INCcl a new | $313,000 | +27.2% | 20,377 | +35.0% | 0.09% | +74.5% |
| NYLD | Buy | NRG YIELD INCcl c | $306,000 | +19.5% | 19,349 | +28.2% | 0.09% | +64.2% |
| PDCO | New | PATTERSON COMPANIES INC | $308,000 | – | 7,497 | +100.0% | 0.09% | – |
| VSTO | Buy | VISTA OUTDOOR INC | $285,000 | -5.9% | 7,715 | +1.5% | 0.08% | +28.6% |
| EW | New | EDWARDS LIFESCIENCES CORP | $260,000 | – | 2,773 | +100.0% | 0.07% | – |
| MIND | Buy | MITCHAM INDS INC | $256,000 | +224.1% | 61,676 | +161.4% | 0.07% | +356.2% |
| AFCO | Buy | AMERICAN FARMLAND CO | $245,000 | +8.9% | 30,703 | +7.7% | 0.07% | +48.9% |
| SHW | New | SHERWIN WILLIAMS CO | $237,000 | – | 881 | +100.0% | 0.07% | – |
| RMT | Buy | ROYCE MICRO-CAP TR INC | $232,000 | +65.7% | 28,400 | +58.0% | 0.07% | +127.6% |
| ISIG | Buy | INSIGNIA SYS INC | $225,000 | +14.2% | 92,288 | +11.3% | 0.06% | +56.1% |
| MAG | Buy | MAG SILVER CORP | $216,000 | +8.5% | 19,542 | +48.4% | 0.06% | +48.8% |
| HBI | New | HANESBRANDS INC | $216,000 | – | 10,000 | +100.0% | 0.06% | – |
| NTZ | Buy | NATUZZI S P Aadr | $213,000 | +62.6% | 94,374 | +25.7% | 0.06% | +122.2% |
| FENX | New | FENIX PTS INC | $206,000 | – | 73,000 | +100.0% | 0.06% | – |
| BDJ | Buy | BLACKROCK ENHANCED EQT DIV T | $205,000 | +33.1% | 25,200 | +29.1% | 0.06% | +81.2% |
| GG | New | GOLDCORP INC NEWcall | $196,000 | – | 14,400 | +100.0% | 0.06% | – |
| TORM | Buy | TOR MINERALS INTL INC | $190,000 | +16.6% | 31,077 | +0.7% | 0.05% | +58.8% |
| PMTS | New | CPI CARD GROUP INC | $190,000 | – | 45,772 | +100.0% | 0.05% | – |
| OCC | New | OPTICAL CABLE CORP | $182,000 | – | 60,423 | +100.0% | 0.05% | – |
| PQUEQ | Buy | PETROQUEST ENERGY INC | $182,000 | +2.2% | 55,040 | +6.7% | 0.05% | +40.5% |
| IWN | New | ISHARES TRput | $178,000 | – | 1,500 | +100.0% | 0.05% | – |
| LGL | Buy | LGL GROUP INC | $167,000 | +33.6% | 33,295 | +13.9% | 0.05% | +80.8% |
| PVG | New | PRETIUM RES INC | $165,000 | – | 20,000 | +100.0% | 0.05% | – |
| GMRE | Buy | GLOBAL MED REIT INC | $157,000 | -1.9% | 17,576 | +7.5% | 0.04% | +36.4% |
| TACT | New | TRANSACT TECHNOLOGIES INC | $160,000 | – | 24,200 | +100.0% | 0.04% | – |
| SPLS | New | STAPLES INC | $158,000 | – | 17,500 | +100.0% | 0.04% | – |
| CSBR | Buy | CHAMPIONS ONCOLOGY INC | $141,000 | +200.0% | 55,564 | +98.4% | 0.04% | +300.0% |
| ACY | New | AEROCENTURY CORP | $140,000 | – | 14,849 | +100.0% | 0.04% | – |
| CVU | New | CPI AEROSTRUCTURES INC | $139,000 | – | 15,017 | +100.0% | 0.04% | – |
| WTT | Buy | WIRELESS TELECOM GROUP INC | $132,000 | +34.7% | 69,167 | +16.9% | 0.04% | +85.0% |
| EVOL | New | EVOLVING SYS INC | $128,000 | – | 31,166 | +100.0% | 0.04% | – |
| CRVP | Buy | CRYSTAL ROCK HLDGS INC | $116,000 | +118.9% | 142,520 | +144.1% | 0.03% | +200.0% |
| VKTX | Buy | VIKING THERAPEUTICS INC | $113,000 | +145.7% | 94,978 | +187.8% | 0.03% | +220.0% |
| ASG | New | LIBERTY ALL-STAR GROWTH FD I | $113,000 | – | 27,100 | +100.0% | 0.03% | – |
| CASC | New | CASCADIAN THERAPEUTICS INC | $114,000 | – | 26,561 | +100.0% | 0.03% | – |
| INUV | New | INUVO INC | $108,000 | – | 64,500 | +100.0% | 0.03% | – |
| ARTW | New | ARTS WAY MFG INC | $106,000 | – | 31,202 | +100.0% | 0.03% | – |
| HBIO | New | HARVARD BIOSCIENCE INC | $104,000 | – | 34,250 | +100.0% | 0.03% | – |
| TCCO | New | TECHNICAL COMMUNICATIONS COR | $87,000 | – | 35,640 | +100.0% | 0.02% | – |
| RMGN | New | RMG NETWORKS HLDG CORP | $89,000 | – | 125,000 | +100.0% | 0.02% | – |
| NAME | New | RIGHTSIDE GROUP LTD | $87,000 | – | 10,500 | +100.0% | 0.02% | – |
| PCOM | New | POINTS INTL LTD | $80,000 | – | 10,500 | +100.0% | 0.02% | – |
| DVAX | New | DYNAVAX TECHNOLOGIES CORP | $75,000 | – | 18,975 | +100.0% | 0.02% | – |
| MOC | New | COMMAND SEC CORP | $72,000 | – | 26,125 | +100.0% | 0.02% | – |
| MEIP | Buy | MEI PHARMA INC | $72,000 | +111.8% | 50,000 | +150.0% | 0.02% | +185.7% |
| IDSA | New | INDUSTRIAL SVCS AMER INC FLA | $71,000 | – | 39,558 | +100.0% | 0.02% | – |
| DXYN | New | DIXIE GROUP INCcl a | $63,000 | – | 17,500 | +100.0% | 0.02% | – |
| ARCI | New | APPLIANCE RECYCLING CTRS AME | $61,000 | – | 54,500 | +100.0% | 0.02% | – |
| INFU | New | INFUSYSTEM HLDGS INC | $54,000 | – | 21,343 | +100.0% | 0.02% | – |
| RLOGQ | New | RAND LOGISTICS INC | $47,000 | – | 57,000 | +100.0% | 0.01% | – |
| RVP | New | RETRACTABLE TECHNOLOGIES INC | $44,000 | – | 47,000 | +100.0% | 0.01% | – |
| CRCQQ | New | CALIFORNIA RES CORPcall | $43,000 | – | 2,000 | +100.0% | 0.01% | – |
| VSTM | New | VERASTEM INC | $38,000 | – | 33,905 | +100.0% | 0.01% | – |
| FVE | New | FIVE STAR QUALITY CARE INC | $28,000 | – | 10,376 | +100.0% | 0.01% | – |
| LOV | New | SPARK NETWORKS INC | $29,000 | – | 34,108 | +100.0% | 0.01% | – |
| TGC | Buy | TENGASCO INC | $24,000 | -7.7% | 34,789 | +57.7% | 0.01% | +40.0% |
| KOSS | New | KOSS CORP | $23,000 | – | 10,000 | +100.0% | 0.01% | – |
| KIQ | New | KELSO TECHNOLOGIES INC | $19,000 | – | 20,000 | +100.0% | 0.01% | – |
| MLNK | New | MODUSLINK GLOBAL SOLUTIONS I | $15,000 | – | 10,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 7.8% |
| AMGEN INC | 41 | Q2 2023 | 1.1% |
| PIONEER NAT RES CO | 39 | Q4 2022 | 6.5% |
| DAVITA INC | 39 | Q4 2022 | 4.1% |
| AGNICO EAGLE MINES LTD | 39 | Q1 2023 | 0.9% |
| COPART INC | 38 | Q3 2022 | 4.5% |
| AMERICAN EXPRESS CO | 38 | Q3 2022 | 1.8% |
| MICROSOFT CORP | 38 | Q3 2022 | 2.5% |
| THERMO FISHER SCIENTIFIC INC | 38 | Q3 2022 | 1.4% |
| UNITEDHEALTH GROUP INC | 38 | Q3 2022 | 1.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Wayside Technology Group, Inc. | April 20, 2020 | ? | ? |
| Energy Services of America CORP | February 13, 2018 | 314,504 | 2.2% |
| ESCALON MEDICAL CORP | February 13, 2018 | 310,171 | 4.1% |
| CLAYTON WILLIAMS ENERGY INC /DE | February 10, 2017 | 273,710 | 1.6% |
| Electromed, Inc. | February 16, 2016 | 353,470 | 4.3% |
| SUNLINK HEALTH SYSTEMS INC | February 16, 2016 | 252,673 | 2.7% |
| IEH CORPORATION | February 17, 2015 | 111,473 | 4.8% |
| DEWEY ELECTRONICS CORP | February 13, 2014 | 28,304 | 2.1% |
| Matador Resources CoSold out | February 13, 2014 | 0 | 0.0% |
| SED INTERNATIONAL HOLDINGS INC | February 13, 2014 | 117,275 | 2.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-12 |
View SHEPHERD KAPLAN KROCHUK, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.