$379 Million is the total value of SHEPHERD KAPLAN KROCHUK, LLC's 429 reported holdings in Q4 2015. The portfolio turnover from Q3 2015 to Q4 2015 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PLG | Exit | PLATINUM GROUP METALS LTD | $0 | – | -10,000 | -100.0% | -0.00% | – |
| LINC | Exit | LINCOLN EDL SVCS CORP | $0 | – | -22,085 | -100.0% | -0.00% | – |
| DNRCQ | Exit | DENBURY RES INC | $0 | – | -5,888 | -100.0% | -0.00% | – |
| LUNA | Exit | LUNA INNOVATIONS | $0 | – | -14,818 | -100.0% | -0.00% | – |
| LF | Exit | LEAPFROG ENTERPRISES INCcl a | $0 | – | -25,050 | -100.0% | -0.01% | – |
| SLW | Exit | SILVER WHEATON CORPcall | $0 | – | -1,600 | -100.0% | -0.01% | – |
| CVGI | Exit | COMMERCIAL VEH GROUP INCcall | $0 | – | -5,000 | -100.0% | -0.01% | – |
| SEAC | Exit | SEACHANGE INTL INCput | $0 | – | -3,000 | -100.0% | -0.01% | – |
| ESSX | Exit | ESSEX RENT CORP | $0 | – | -75,168 | -100.0% | -0.01% | – |
| TRQ | Exit | TURQUOISE HILL RES LTD | $0 | – | -12,000 | -100.0% | -0.01% | – |
| SGRP | Exit | SPAR GROUP INC | $0 | – | -20,808 | -100.0% | -0.01% | – |
| BOTA | Exit | BIOTA PHARMACEUTIALS INC | $0 | – | -15,456 | -100.0% | -0.01% | – |
| GIGA | Exit | GIGA TRONICS INC | $0 | – | -35,670 | -100.0% | -0.01% | – |
| OCC | Exit | OPTICAL CABLE CORP | $0 | – | -10,272 | -100.0% | -0.01% | – |
| CTG | Exit | COMPUTER TASK GROUP INCcall | $0 | – | -7,000 | -100.0% | -0.01% | – |
| CASM | Exit | CAS MED SYS INC | $0 | – | -35,848 | -100.0% | -0.01% | – |
| DLHC | Exit | DLH HLDGS CORP | $0 | – | -15,632 | -100.0% | -0.01% | – |
| CVGI | Exit | COMMERCIAL VEH GROUP INC | $0 | – | -11,000 | -100.0% | -0.01% | – |
| NSU | Exit | NEVSUN RES LTD | $0 | – | -20,000 | -100.0% | -0.02% | – |
| BIOS | Exit | BIOSCRIP INC | $0 | – | -29,221 | -100.0% | -0.02% | – |
| DNRCQ | Exit | DENBURY RES INCcall | $0 | – | -23,400 | -100.0% | -0.02% | – |
| MFRI | Exit | MFRI INC | $0 | – | -10,900 | -100.0% | -0.02% | – |
| IRDM | Exit | IRIDIUM COMMUNICATIONS INCcall | $0 | – | -10,000 | -100.0% | -0.02% | – |
| ALSK | Exit | ALASKA COMMUNICATIONS SYS GR | $0 | – | -32,946 | -100.0% | -0.02% | – |
| ELGX | Exit | ENDOLOGIX INCput | $0 | – | -6,000 | -100.0% | -0.02% | – |
| EVLV | Exit | EVINE LIVE INCcl a | $0 | – | -32,200 | -100.0% | -0.02% | – |
| AXTI | Exit | AXT INC | $0 | – | -46,864 | -100.0% | -0.02% | – |
| WSCI | Exit | WSI INDS INC | $0 | – | -17,918 | -100.0% | -0.02% | – |
| CTG | Exit | COMPUTER TASK GROUP INC | $0 | – | -15,000 | -100.0% | -0.02% | – |
| NAUH | Exit | NATIONAL AMERN UNIV HLDGS IN | $0 | – | -34,952 | -100.0% | -0.03% | – |
| HDNG | Exit | HARDINGE INC | $0 | – | -10,952 | -100.0% | -0.03% | – |
| SNOW | Exit | INTRAWEST RESORTS HLDGS INC | $0 | – | -11,637 | -100.0% | -0.03% | – |
| SMT | Exit | SMART TECHNOLOGIES INC | $0 | – | -156,856 | -100.0% | -0.03% | – |
| PRGX | Exit | PRGX GLOBAL INC | $0 | – | -27,743 | -100.0% | -0.03% | – |
| PGNX | Exit | PROGENICS PHARMACEUTICALS IN | $0 | – | -20,497 | -100.0% | -0.03% | – |
| MOC | Exit | COMMAND SEC CORP | $0 | – | -66,263 | -100.0% | -0.03% | – |
| EDD | Exit | MORGAN STANLEY EM MKTS DM DE | $0 | – | -18,590 | -100.0% | -0.03% | – |
| ELON | Exit | ECHELON CORP | $0 | – | -232,600 | -100.0% | -0.04% | – |
| ORIG | Exit | OCEAN RIG UDW INC | $0 | – | -65,928 | -100.0% | -0.04% | – |
| HHS | Exit | HARTE-HANKS INC | $0 | – | -42,000 | -100.0% | -0.04% | – |
| OMN | Exit | OMNOVA SOLUTIONS INC | $0 | – | -29,215 | -100.0% | -0.04% | – |
| BSX | Exit | BOSTON SCIENTIFIC CORP | $0 | – | -10,000 | -100.0% | -0.04% | – |
| RIG | Exit | TRANSOCEAN LTD | $0 | – | -13,098 | -100.0% | -0.04% | – |
| TLN | Exit | TALEN ENERGY CORP | $0 | – | -17,216 | -100.0% | -0.05% | – |
| LRN | Exit | K12 INC | $0 | – | -14,909 | -100.0% | -0.05% | – |
| AJRD | Exit | AEROJET ROCKETDYNE HLDGS INC | $0 | – | -11,540 | -100.0% | -0.05% | – |
| WNC | Exit | WABASH NATL CORP | $0 | – | -18,032 | -100.0% | -0.05% | – |
| PDII | Exit | PDI INC | $0 | – | -108,790 | -100.0% | -0.05% | – |
| GIFI | Exit | GULF ISLAND FABRICATION INC | $0 | – | -18,417 | -100.0% | -0.05% | – |
| CBOE | Exit | CBOE HLDGS INC | $0 | – | -3,000 | -100.0% | -0.05% | – |
| JAKK | Exit | JAKKS PAC INC | $0 | – | -23,332 | -100.0% | -0.05% | – |
| MWW | Exit | MONSTER WORLDWIDE INC | $0 | – | -30,924 | -100.0% | -0.05% | – |
| IWO | Exit | ISHARES TRput | $0 | – | -1,500 | -100.0% | -0.05% | – |
| TNP | Exit | TSAKOS ENERGY NAVIGATION LTD | $0 | – | -24,748 | -100.0% | -0.05% | – |
| RM | Exit | REGIONAL MGMT CORP | $0 | – | -12,962 | -100.0% | -0.05% | – |
| RTEC | Exit | RUDOLPH TECHNOLOGIES INC | $0 | – | -16,072 | -100.0% | -0.05% | – |
| RT | Exit | RUBY TUESDAY INC | $0 | – | -32,512 | -100.0% | -0.05% | – |
| VRTX | Exit | VERTEX PHARMACEUTICALS INC | $0 | – | -1,964 | -100.0% | -0.05% | – |
| PENN | Exit | PENN NATL GAMING INC | $0 | – | -12,189 | -100.0% | -0.05% | – |
| EXAM | Exit | EXAMWORKS GROUP INCput | $0 | – | -7,000 | -100.0% | -0.05% | – |
| MDCA | Exit | MDC PARTNERS INCcl a sub vtg | $0 | – | -11,253 | -100.0% | -0.06% | – |
| WNR | Exit | WESTERN REFNG INC | $0 | – | -4,797 | -100.0% | -0.06% | – |
| CYTK | Exit | CYTOKINETICS INC | $0 | – | -31,436 | -100.0% | -0.06% | – |
| JGV | Exit | NUVEEN GLOBAL EQUITY INCOME | $0 | – | -21,120 | -100.0% | -0.06% | – |
| PDLI | Exit | PDL BIOPHARMA INC | $0 | – | -43,133 | -100.0% | -0.06% | – |
| TECD | Exit | TECH DATA CORP | $0 | – | -3,182 | -100.0% | -0.06% | – |
| GWB | Exit | GREAT WESTN BANCORP INC | $0 | – | -8,598 | -100.0% | -0.06% | – |
| EFSC | Exit | ENTERPRISE FINL SVCS CORP | $0 | – | -8,755 | -100.0% | -0.06% | – |
| WDAY | Exit | WORKDAY INCput | $0 | – | -3,200 | -100.0% | -0.06% | – |
| SHEN | Exit | SHENANDOAH TELECOMMUNICATION | $0 | – | -5,135 | -100.0% | -0.06% | – |
| KMB | Exit | KIMBERLY CLARK CORP | $0 | – | -2,000 | -100.0% | -0.06% | – |
| AMN | Exit | AMN HEALTHCARE SERVICES INC | $0 | – | -7,320 | -100.0% | -0.06% | – |
| EXPR | Exit | EXPRESS INC | $0 | – | -12,345 | -100.0% | -0.06% | – |
| JCPNQ | Exit | PENNEY J C INC | $0 | – | -24,270 | -100.0% | -0.06% | – |
| IPXL | Exit | IMPAX LABORATORIES INC | $0 | – | -6,430 | -100.0% | -0.06% | – |
| BAC | Exit | BANK AMER CORP | $0 | – | -14,509 | -100.0% | -0.06% | – |
| INFI | Exit | INFINITY PHARMACEUTICALS INC | $0 | – | -27,031 | -100.0% | -0.06% | – |
| FRM | Exit | FURMANITE CORPORATION | $0 | – | -37,888 | -100.0% | -0.06% | – |
| LFUS | Exit | LITTELFUSE INCput | $0 | – | -2,500 | -100.0% | -0.06% | – |
| TIER | Exit | TIER REIT INC | $0 | – | -15,742 | -100.0% | -0.06% | – |
| CE | Exit | CELANESE CORP DEL | $0 | – | -3,950 | -100.0% | -0.06% | – |
| SCMP | Exit | SUCAMPO PHARMACEUTICALS INCcl a | $0 | – | -11,998 | -100.0% | -0.06% | – |
| RBA | Exit | RITCHIE BROS AUCTIONEERS | $0 | – | -9,360 | -100.0% | -0.06% | – |
| QSII | Exit | QUALITY SYS INCcall | $0 | – | -20,500 | -100.0% | -0.07% | – |
| ULBI | Exit | ULTRALIFE CORP | $0 | – | -43,751 | -100.0% | -0.07% | – |
| TKAI | Exit | TOKAI PHARMACEUTICALS INC | $0 | – | -25,791 | -100.0% | -0.07% | – |
| USNA | Exit | USANA HEALTH SCIENCES INC | $0 | – | -2,004 | -100.0% | -0.07% | – |
| FCFS | Exit | FIRST CASH FINL SVCS INCput | $0 | – | -7,000 | -100.0% | -0.07% | – |
| VWO | Exit | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $0 | – | -8,450 | -100.0% | -0.07% | – |
| CNCE | Exit | CONCERT PHARMACEUTICALS INC | $0 | – | -15,002 | -100.0% | -0.08% | – |
| AA | Exit | ALCOA INC | $0 | – | -30,000 | -100.0% | -0.08% | – |
| VALE | Exit | VALE S Aadr | $0 | – | -74,200 | -100.0% | -0.08% | – |
| PLOW | Exit | DOUGLAS DYNAMICS INC | $0 | – | -15,919 | -100.0% | -0.08% | – |
| WSH | Exit | WILLIS GROUP HOLDINGS PUBLIC | $0 | – | -7,900 | -100.0% | -0.09% | – |
| SUPN | Exit | SUPERNUS PHARMACEUTICALS INC | $0 | – | -23,462 | -100.0% | -0.09% | – |
| FINL | Exit | FINISH LINE INCcl a | $0 | – | -17,204 | -100.0% | -0.09% | – |
| BHP | Exit | BHP BILLITON LTDsponsored adr | $0 | – | -11,100 | -100.0% | -0.09% | – |
| SGY | Exit | STONE ENERGY CORP | $0 | – | -73,293 | -100.0% | -0.10% | – |
| ZGNX | Exit | ZOGENIX INC | $0 | – | -27,370 | -100.0% | -0.10% | – |
| AMAG | Exit | AMAG PHARMACEUTICALS INC | $0 | – | -9,416 | -100.0% | -0.10% | – |
| SPR | Exit | SPIRIT AEROSYSTEMS HLDGS INC | $0 | – | -8,781 | -100.0% | -0.11% | – |
| SURG | Exit | SYNERGETICS USA INC | $0 | – | -65,568 | -100.0% | -0.12% | – |
| OCIR | Exit | OCI RES LP | $0 | – | -23,010 | -100.0% | -0.12% | – |
| RIO | Exit | RIO TINTO PLCsponsored adr | $0 | – | -14,000 | -100.0% | -0.13% | – |
| IBP | Exit | INSTALLED BLDG PRODS INC | $0 | – | -19,270 | -100.0% | -0.13% | – |
| CAB | Exit | CABELAS INC | $0 | – | -12,000 | -100.0% | -0.14% | – |
| RLYP | Exit | RELYPSA INC | $0 | – | -30,318 | -100.0% | -0.15% | – |
| CROX | Exit | CROCS INC | $0 | – | -44,000 | -100.0% | -0.15% | – |
| XYL | Exit | XYLEM INC | $0 | – | -17,750 | -100.0% | -0.16% | – |
| TNA | Exit | DIREXION SHS ETF TRput | $0 | – | -10,000 | -100.0% | -0.16% | – |
| BTU | Exit | PEABODY ENERGY CORP | $0 | – | -436,882 | -100.0% | -0.16% | – |
| SGYPQ | Exit | SYNERGY PHARMACEUTICALS DEL | $0 | – | -113,276 | -100.0% | -0.16% | – |
| ZSPH | Exit | ZS PHARMA INC | $0 | – | -9,707 | -100.0% | -0.17% | – |
| FCX | Exit | FREEPORT-MCMORAN INCcl b | $0 | – | -70,217 | -100.0% | -0.18% | – |
| ZBH | Exit | ZIMMER BIOMET HLDGS INC | $0 | – | -7,321 | -100.0% | -0.18% | – |
| REXX | Exit | REX ENERGY CORPORATION | $0 | – | -466,863 | -100.0% | -0.26% | – |
| MHRCQ | Exit | MAGNUM HUNTER RES CORP DEL | $0 | – | -3,947,356 | -100.0% | -0.36% | – |
| WLL | Exit | WHITING PETE CORP NEW | $0 | – | -522,517 | -100.0% | -2.12% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 7.8% |
| AMGEN INC | 41 | Q2 2023 | 1.1% |
| PIONEER NAT RES CO | 39 | Q4 2022 | 6.5% |
| DAVITA INC | 39 | Q4 2022 | 4.1% |
| AGNICO EAGLE MINES LTD | 39 | Q1 2023 | 0.9% |
| COPART INC | 38 | Q3 2022 | 4.5% |
| AMERICAN EXPRESS CO | 38 | Q3 2022 | 1.8% |
| MICROSOFT CORP | 38 | Q3 2022 | 2.5% |
| THERMO FISHER SCIENTIFIC INC | 38 | Q3 2022 | 1.4% |
| UNITEDHEALTH GROUP INC | 38 | Q3 2022 | 1.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Wayside Technology Group, Inc. | April 20, 2020 | ? | ? |
| Energy Services of America CORP | February 13, 2018 | 314,504 | 2.2% |
| ESCALON MEDICAL CORP | February 13, 2018 | 310,171 | 4.1% |
| CLAYTON WILLIAMS ENERGY INC /DE | February 10, 2017 | 273,710 | 1.6% |
| Electromed, Inc. | February 16, 2016 | 353,470 | 4.3% |
| SUNLINK HEALTH SYSTEMS INC | February 16, 2016 | 252,673 | 2.7% |
| IEH CORPORATION | February 17, 2015 | 111,473 | 4.8% |
| DEWEY ELECTRONICS CORP | February 13, 2014 | 28,304 | 2.1% |
| Matador Resources CoSold out | February 13, 2014 | 0 | 0.0% |
| SED INTERNATIONAL HOLDINGS INC | February 13, 2014 | 117,275 | 2.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-14 |
View SHEPHERD KAPLAN KROCHUK, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.