$532 Million is the total value of SHEPHERD KAPLAN KROCHUK, LLC's 526 reported holdings in Q2 2015. The portfolio turnover from Q1 2015 to Q2 2015 was 36.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CWEI | Sell | WILLIAMS CLAYTON ENERGY INC | $39,376,000 | +23.8% | 598,878 | -4.7% | 7.40% | +31.5% |
| GPORQ | Sell | GULFPORT ENERGY CORP | $23,826,000 | -18.3% | 591,936 | -6.8% | 4.48% | -13.2% |
| EQT | Sell | EQT CORP | $22,822,000 | -5.5% | 280,572 | -3.7% | 4.29% | +0.4% |
| COG | Sell | CABOT OIL & GAS CORP | $19,893,000 | +2.2% | 630,724 | -4.3% | 3.74% | +8.5% |
| PXD | Sell | PIONEER NAT RES CO | $18,603,000 | -16.7% | 134,137 | -1.7% | 3.50% | -11.5% |
| XEC | Sell | CIMAREX ENERGY CO | $16,557,000 | -5.5% | 150,091 | -1.4% | 3.11% | +0.4% |
| CRZO | Sell | CARRIZO OIL & GAS INC | $15,019,000 | -6.2% | 305,020 | -5.4% | 2.82% | -0.4% |
| RRC | Sell | RANGE RES CORP | $14,888,000 | -10.4% | 301,492 | -5.6% | 2.80% | -4.9% |
| CNX | Sell | CONSOL ENERGY INC | $14,592,000 | -29.0% | 671,223 | -8.9% | 2.74% | -24.5% |
| EGN | Sell | ENERGEN CORP | $14,185,000 | -0.6% | 207,685 | -4.0% | 2.66% | +5.5% |
| WLL | Sell | WHITING PETE CORP NEW | $14,094,000 | +3.7% | 419,469 | -4.6% | 2.65% | +10.1% |
| CPE | Sell | CALLON PETE CO DEL | $14,078,000 | +7.1% | 1,692,025 | -3.9% | 2.64% | +13.7% |
| SNECQ | Sell | SANCHEZ ENERGY CORP | $12,551,000 | -27.5% | 1,280,685 | -3.8% | 2.36% | -23.0% |
| PVAHQ | Sell | PENN VA CORP | $10,042,000 | -35.8% | 2,292,709 | -5.0% | 1.89% | -31.8% |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $8,203,000 | -5.7% | 60,265 | 0.0% | 1.54% | +0.1% | |
| MHRCQ | Sell | MAGNUM HUNTER RES CORP DEL | $7,434,000 | -33.7% | 3,975,261 | -5.3% | 1.40% | -29.6% |
| EOG | Sell | EOG RES INC | $6,404,000 | -9.4% | 73,148 | -5.1% | 1.20% | -3.8% |
| AR | Sell | ANTERO RES CORP | $6,042,000 | -7.7% | 175,952 | -5.1% | 1.14% | -2.0% |
| LPI | Sell | LAREDO PETROLEUM INC | $6,026,000 | -9.0% | 479,014 | -5.7% | 1.13% | -3.3% |
| CIE | Sell | COBALT INTL ENERGY INC | $4,375,000 | -3.9% | 450,527 | -6.9% | 0.82% | +2.0% |
| CVS | Sell | CVS HEALTH CORP | $4,073,000 | +0.8% | 38,840 | -0.8% | 0.76% | +7.0% |
| DVA | DAVITA HEALTHCARE PARTNERS I | $3,696,000 | -2.2% | 46,500 | 0.0% | 0.69% | +3.7% | |
| MCF | New | CONTANGO OIL & GAS COMPANY | $3,513,000 | – | 286,331 | +100.0% | 0.66% | – |
| TSLA | TESLA MTRS INCput | $3,300,000 | +42.1% | 12,300 | 0.0% | 0.62% | +50.9% | |
| CPRT | Buy | COPART INC | $3,241,000 | +17.6% | 91,350 | +24.5% | 0.61% | +24.8% |
| TPLMQ | Sell | TRIANGLE PETE CORP | $3,209,000 | -7.0% | 639,228 | -6.8% | 0.60% | -1.1% |
| CXO | Buy | CONCHO RES INC | $3,068,000 | +4.0% | 26,943 | +5.9% | 0.58% | +10.3% |
| FLEX | FLEXTRONICS INTL LTDord | $2,987,000 | -10.8% | 264,100 | 0.0% | 0.56% | -5.2% | |
| GDPMQ | Sell | GOODRICH PETE CORP | $2,670,000 | -49.4% | 1,435,323 | -3.5% | 0.50% | -46.3% |
| REXX | Buy | REX ENERGY CORPORATION | $2,646,000 | +53.2% | 473,273 | +1.9% | 0.50% | +62.4% |
| TGI | Sell | TRIUMPH GROUP INC NEW | $2,573,000 | -27.5% | 39,000 | -34.4% | 0.48% | -23.1% |
| BBG | Sell | BARRETT BILL CORP | $2,557,000 | -0.3% | 297,619 | -3.7% | 0.48% | +5.7% |
| SSO | Buy | PROSHARES TRput | $2,478,000 | -30.6% | 38,400 | +39.1% | 0.47% | -26.1% |
| QLD | Buy | PROSHARES TRput | $2,429,000 | +2.7% | 33,200 | +100.0% | 0.46% | +8.8% |
| EXXIQ | Sell | ENERGY XXI LTD | $2,318,000 | -31.3% | 881,311 | -4.9% | 0.44% | -27.0% |
| RSPP | Sell | RSP PERMIAN INC | $2,296,000 | +7.8% | 81,687 | -3.4% | 0.43% | +14.3% |
| TRIB | Sell | TRINITY BIOTECH PLCspon adr new | $2,267,000 | -10.4% | 125,510 | -4.5% | 0.43% | -4.9% |
| SFE | Buy | SAFEGUARD SCIENTIFICS INC | $2,201,000 | +10.1% | 113,116 | +2.3% | 0.41% | +16.9% |
| MHFI | MCGRAW HILL FINL INC | $2,130,000 | -2.9% | 21,203 | 0.0% | 0.40% | +3.1% | |
| NEWP | NEWPORT CORP | $2,120,000 | -0.5% | 111,827 | 0.0% | 0.40% | +5.6% | |
| BERY | BERRY PLASTICS GROUP INC | $2,108,000 | -10.5% | 65,058 | 0.0% | 0.40% | -5.0% | |
| SBGI | SINCLAIR BROADCAST GROUP INCcl a | $2,109,000 | -11.1% | 75,563 | 0.0% | 0.40% | -5.7% | |
| MEOH | METHANEX CORP | $2,049,000 | +3.9% | 36,823 | 0.0% | 0.38% | +10.3% | |
| KAR | KAR AUCTION SVCS INC | $2,039,000 | -1.4% | 54,510 | 0.0% | 0.38% | +4.6% | |
| BLT | Buy | BLOUNT INTL INC NEW | $2,039,000 | +23.1% | 186,718 | +45.2% | 0.38% | +30.7% |
| ESL | Buy | ESTERLINE TECHNOLOGIES CORP | $2,002,000 | -2.8% | 21,000 | +16.7% | 0.38% | +3.3% |
| STX | Sell | SEAGATE TECHNOLOGY PLC | $1,803,000 | -15.9% | 37,957 | -7.8% | 0.34% | -10.6% |
| NBL | Sell | NOBLE ENERGY INC | $1,794,000 | -51.5% | 42,040 | -44.4% | 0.34% | -48.5% |
| ANTM | Buy | ANTHEM INC | $1,744,000 | +10.8% | 10,623 | +4.2% | 0.33% | +18.0% |
| FHI | Sell | FEDERATED INVS INC PAcl b | $1,702,000 | -7.9% | 50,840 | -6.8% | 0.32% | -2.1% |
| NBIX | NEUROCRINE BIOSCIENCES INC | $1,693,000 | +20.3% | 35,438 | 0.0% | 0.32% | +27.7% | |
| BDSI | Buy | BIODELIVERY SCIENCES INTL IN | $1,678,000 | +12.5% | 210,857 | +48.4% | 0.32% | +19.3% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $1,677,000 | +7.8% | 13,748 | +4.5% | 0.32% | +14.5% |
| CARA | CARA THERAPEUTICS INC | $1,651,000 | +20.9% | 135,875 | 0.0% | 0.31% | +28.1% | |
| TRV | TRAVELERS COMPANIES INC | $1,648,000 | -10.6% | 17,047 | 0.0% | 0.31% | -4.9% | |
| AAL | AMERICAN AIRLS GROUP INC | $1,618,000 | -24.3% | 40,502 | 0.0% | 0.30% | -19.6% | |
| AIG | AMERICAN INTL GROUP INC | $1,582,000 | +12.8% | 25,598 | 0.0% | 0.30% | +19.8% | |
| PEP | Buy | PEPSICO INC | $1,557,000 | -2.3% | 16,677 | +0.1% | 0.29% | +3.9% |
| AXP | AMERICAN EXPRESS CO | $1,554,000 | -0.5% | 20,000 | 0.0% | 0.29% | +5.8% | |
| JNJ | Buy | JOHNSON & JOHNSON | $1,474,000 | +14.6% | 15,122 | +18.3% | 0.28% | +22.0% |
| SLGN | SILGAN HOLDINGS INC | $1,458,000 | -9.3% | 27,645 | 0.0% | 0.27% | -3.5% | |
| LKQ | Sell | LKQ CORP | $1,422,000 | -3.8% | 47,000 | -18.7% | 0.27% | +2.3% |
| REN | Sell | RESOLUTE ENERGY CORP | $1,406,000 | +63.9% | 1,454,508 | -4.5% | 0.26% | +73.7% |
| TMO | THERMO FISHER SCIENTIFIC INC | $1,404,000 | -3.4% | 10,821 | 0.0% | 0.26% | +2.7% | |
| CAR | AVIS BUDGET GROUP | $1,397,000 | -25.3% | 31,690 | 0.0% | 0.26% | -20.8% | |
| TNA | Buy | DIREXION SHS ETF TRput | $1,368,000 | +18.1% | 15,300 | +18.6% | 0.26% | +25.4% |
| GPI | GROUP 1 AUTOMOTIVE INC | $1,351,000 | +5.2% | 14,874 | 0.0% | 0.25% | +11.9% | |
| WMT | WAL-MART STORES INC | $1,348,000 | -13.8% | 19,000 | 0.0% | 0.25% | -8.7% | |
| AGU | AGRIUM INC | $1,321,000 | +1.6% | 12,464 | 0.0% | 0.25% | +7.8% | |
| RLYP | RELYPSA INC | $1,314,000 | -8.3% | 39,715 | 0.0% | 0.25% | -2.8% | |
| FCX | FREEPORT-MCMORAN INCcl b | $1,307,000 | -1.8% | 70,217 | 0.0% | 0.25% | +4.7% | |
| FIS | FIDELITY NATL INFORMATION SV | $1,281,000 | -9.2% | 20,732 | 0.0% | 0.24% | -3.6% | |
| NYCB | NEW YORK CMNTY BANCORP INC | $1,278,000 | +9.9% | 69,542 | 0.0% | 0.24% | +16.5% | |
| NPO | Sell | ENPRO INDS INC | $1,263,000 | -23.6% | 22,083 | -12.0% | 0.24% | -19.1% |
| FINL | FINISH LINE INCcl a | $1,262,000 | +13.4% | 45,359 | 0.0% | 0.24% | +20.3% | |
| GILD | Buy | GILEAD SCIENCES INC | $1,255,000 | +44.1% | 10,723 | +20.8% | 0.24% | +53.2% |
| CSX | CSX CORP | $1,256,000 | -1.4% | 38,459 | 0.0% | 0.24% | +4.9% | |
| CAB | CABELAS INC | $1,228,000 | -10.6% | 24,558 | 0.0% | 0.23% | -4.9% | |
| TLT | Buy | ISHARES TR20+ yr tr bd etf | $1,222,000 | +12.8% | 10,400 | +25.5% | 0.23% | +19.8% |
| KO | Sell | COCA COLA CO | $1,163,000 | -20.3% | 29,639 | -17.6% | 0.22% | -15.1% |
| MAG | Sell | MAG SILVER CORP | $1,161,000 | -12.2% | 148,000 | -31.2% | 0.22% | -6.8% |
| ELMD | Buy | ELECTROMED INC | $1,146,000 | -19.8% | 619,356 | +8.8% | 0.22% | -15.0% |
| GTE | Sell | GRAN TIERRA ENERGY INC | $1,109,000 | +3.7% | 370,519 | -5.2% | 0.21% | +10.1% |
| GLW | CORNING INC | $1,085,000 | -13.0% | 55,000 | 0.0% | 0.20% | -7.7% | |
| ESRX | Buy | EXPRESS SCRIPTS HLDG CO | $1,069,000 | +2.6% | 12,015 | +0.1% | 0.20% | +9.2% |
| DVN | DEVON ENERGY CORP NEW | $1,059,000 | -1.4% | 17,808 | 0.0% | 0.20% | +4.7% | |
| UCTT | Buy | ULTRA CLEAN HLDGS INC | $1,026,000 | -5.4% | 164,693 | +8.6% | 0.19% | +0.5% |
| BTU | Sell | PEABODY ENERGY CORP | $1,024,000 | -58.6% | 467,464 | -7.1% | 0.19% | -56.2% |
| PDCE | New | PDC ENERGY INC | $961,000 | – | 17,915 | +100.0% | 0.18% | – |
| CROX | Sell | CROCS INC | $961,000 | +10.0% | 65,292 | -11.7% | 0.18% | +16.8% |
| WCC | New | WESCO INTL INC | $961,000 | – | 14,000 | +100.0% | 0.18% | – |
| COL | Sell | ROCKWELL COLLINS INC | $948,000 | -25.3% | 10,270 | -21.9% | 0.18% | -20.5% |
| GLOP | Buy | GASLOG PARTNERS LPunit ltd ptnrp | $940,000 | -0.3% | 41,074 | +7.1% | 0.18% | +6.0% |
| SGYPQ | SYNERGY PHARMACEUTICALS DEL | $940,000 | +79.7% | 113,276 | 0.0% | 0.18% | +90.3% | |
| SLW | Buy | SILVER WHEATON CORP | $944,000 | +22.8% | 54,454 | +34.7% | 0.18% | +30.1% |
| AMAG | Buy | AMAG PHARMACEUTICALS INC | $935,000 | +40.8% | 13,542 | +11.4% | 0.18% | +50.4% |
| DAR | Sell | DARLING INGREDIENTS INC | $931,000 | -47.7% | 63,540 | -50.0% | 0.18% | -44.4% |
| HTZ | Buy | HERTZ GLOBAL HOLDINGS INC | $929,000 | -0.3% | 51,283 | +19.3% | 0.18% | +6.1% |
| CLB | CORE LABORATORIES N V | $926,000 | +9.2% | 8,119 | 0.0% | 0.17% | +16.0% | |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $922,000 | -12.6% | 22,400 | -23.4% | 0.17% | -7.5% |
| HASI | Sell | HANNON ARMSTRONG SUST INFR C | $902,000 | -2.1% | 45,000 | -10.7% | 0.17% | +3.7% |
| BWA | BORGWARNER INC | $901,000 | -5.9% | 15,840 | 0.0% | 0.17% | 0.0% | |
| BRKS | BROOKS AUTOMATION INC | $895,000 | -1.4% | 78,119 | 0.0% | 0.17% | +4.3% | |
| ALB | Sell | ALBEMARLE CORP | $896,000 | -22.9% | 16,220 | -26.2% | 0.17% | -18.4% |
| IBP | Sell | INSTALLED BLDG PRODS INC | $881,000 | -19.0% | 36,000 | -28.0% | 0.17% | -13.5% |
| USAC | USA COMPRESSION PARTNERS LP | $862,000 | -6.4% | 45,000 | 0.0% | 0.16% | -0.6% | |
| OCIR | Sell | OCI RES LP | $858,000 | -0.2% | 35,000 | -8.0% | 0.16% | +5.9% |
| ZBH | ZIMMER BIOMET HLDGS INC | $855,000 | -7.1% | 7,831 | 0.0% | 0.16% | -1.2% | |
| NFLX | New | NETFLIX INCput | $854,000 | – | 1,300 | +100.0% | 0.16% | – |
| PG | PROCTER & GAMBLE CO | $853,000 | -4.6% | 10,908 | 0.0% | 0.16% | +1.3% | |
| SPR | Sell | SPIRIT AEROSYSTEMS HLDGS INC | $850,000 | +3.2% | 15,428 | -2.2% | 0.16% | +9.6% |
| C | Buy | CITIGROUP INC | $844,000 | +104.9% | 15,286 | +91.1% | 0.16% | +117.8% |
| IEF | Buy | ISHARES TR7-10 y tr bd etf | $840,000 | +46.3% | 8,000 | +50.9% | 0.16% | +54.9% |
| MSFT | Sell | MICROSOFT CORP | $839,000 | -34.7% | 19,000 | -39.9% | 0.16% | -30.4% |
| ON | ON SEMICONDUCTOR CORP | $836,000 | -3.5% | 71,500 | 0.0% | 0.16% | +2.6% | |
| XYL | Buy | XYLEM INC | $823,000 | +6.1% | 22,200 | +0.1% | 0.16% | +13.1% |
| MSA | MSA SAFETY INC | $824,000 | -2.8% | 17,000 | 0.0% | 0.16% | +3.3% | |
| ENB | ENBRIDGE INC | $824,000 | -3.1% | 17,619 | 0.0% | 0.16% | +3.3% | |
| VTI | VANGUARD INDEX FDStotal stk mkt | $820,000 | -0.2% | 7,660 | 0.0% | 0.15% | +6.2% | |
| DAL | Buy | DELTA AIR LINES INC DEL | $813,000 | +37.6% | 19,793 | +50.6% | 0.15% | +45.7% |
| SAH | Sell | SONIC AUTOMOTIVE INCcl a | $803,000 | -12.2% | 33,710 | -8.2% | 0.15% | -6.8% |
| JQC | NUVEEN CR STRATEGIES INCM FD | $791,000 | -4.7% | 91,790 | 0.0% | 0.15% | +1.4% | |
| SSY | Buy | SUNLINK HEALTH SYSTEMS INC | $782,000 | -6.0% | 518,096 | +5.9% | 0.15% | 0.0% |
| AMTD | TD AMERITRADE HLDG CORP | $757,000 | -1.2% | 20,565 | 0.0% | 0.14% | +4.4% | |
| AEO | Buy | AMERICAN EAGLE OUTFITTERS NE | $750,000 | +3.6% | 43,555 | +2.7% | 0.14% | +10.2% |
| CFX | COLFAX CORP | $735,000 | -3.3% | 15,930 | 0.0% | 0.14% | +3.0% | |
| TEL | New | TE CONNECTIVITY LTD | $707,000 | – | 11,000 | +100.0% | 0.13% | – |
| MLM | MARTIN MARIETTA MATLS INC | $707,000 | +1.1% | 5,000 | 0.0% | 0.13% | +7.3% | |
| TROX | Sell | TRONOX LTD | $700,000 | -43.4% | 47,820 | -21.4% | 0.13% | -39.7% |
| SGY | Buy | STONE ENERGY CORP | $703,000 | -13.3% | 55,853 | +1.2% | 0.13% | -7.7% |
| CYS | CYS INVTS INC | $697,000 | -13.3% | 90,140 | 0.0% | 0.13% | -7.7% | |
| TILE | Buy | INTERFACE INC | $697,000 | +24.2% | 27,832 | +3.1% | 0.13% | +32.3% |
| EPAC | ACTUANT CORPcl a new | $685,000 | -2.7% | 29,653 | 0.0% | 0.13% | +3.2% | |
| MD | MEDNAX INC | $686,000 | +2.2% | 9,260 | 0.0% | 0.13% | +8.4% | |
| IPGP | IPG PHOTONICS CORP | $681,000 | -8.2% | 8,000 | 0.0% | 0.13% | -2.3% | |
| AEM | AGNICO EAGLE MINES LTD | $678,000 | +1.6% | 23,900 | 0.0% | 0.13% | +7.6% | |
| GNRC | Buy | GENERAC HLDGS INC | $668,000 | +3.7% | 16,797 | +27.0% | 0.13% | +10.5% |
| PEGI | New | PATTERN ENERGY GROUP INCcl a | $666,000 | – | 23,454 | +100.0% | 0.12% | – |
| CLR | CONTINENTAL RESOURCES INC | $667,000 | -2.9% | 15,736 | 0.0% | 0.12% | +2.5% | |
| ESMC | Buy | ESCALON MED CORP | $661,000 | +25.7% | 465,586 | +19.5% | 0.12% | +33.3% |
| NCS | New | NCI BUILDING SYS INC | $656,000 | – | 43,500 | +100.0% | 0.12% | – |
| EBS | Buy | EMERGENT BIOSOLUTIONS INC | $649,000 | +35.2% | 19,695 | +18.0% | 0.12% | +43.5% |
| BNCL | New | BENEFICIAL BANCORP INC | $638,000 | – | 51,055 | +100.0% | 0.12% | – |
| ITT | Buy | ITT CORP NEW | $622,000 | +4.9% | 14,880 | +0.1% | 0.12% | +11.4% |
| CPG | CRESCENT PT ENERGY CORP | $621,000 | -8.0% | 30,268 | 0.0% | 0.12% | -1.7% | |
| KRFT | Sell | KRAFT FOODS GROUP INC | $622,000 | -13.1% | 7,308 | -11.0% | 0.12% | -7.9% |
| MRK | MERCK & CO INC NEW | $622,000 | -1.0% | 10,918 | 0.0% | 0.12% | +5.4% | |
| MHK | MOHAWK INDS INC | $602,000 | +2.7% | 3,153 | 0.0% | 0.11% | +8.7% | |
| BDJ | BLACKROCK ENHANCED EQT DIV T | $593,000 | -2.8% | 74,330 | 0.0% | 0.11% | +2.8% | |
| OLN | OLIN CORP | $593,000 | -15.9% | 22,000 | 0.0% | 0.11% | -11.2% | |
| FAF | FIRST AMERN FINL CORP | $585,000 | +4.3% | 15,720 | 0.0% | 0.11% | +11.1% | |
| KYTH | Sell | KYTHERA BIOPHARMACEUTICALS I | $587,000 | +18.6% | 7,790 | -21.0% | 0.11% | +25.0% |
| BOE | Buy | BLACKROCK GLOBAL OPP EQTY TR | $584,000 | +6.6% | 42,460 | +7.6% | 0.11% | +13.4% |
| HLF | Buy | HERBALIFE LTD | $578,000 | +56.2% | 10,490 | +21.1% | 0.11% | +67.7% |
| DCI | Buy | DONALDSON INC | $573,000 | +60.1% | 16,000 | +68.5% | 0.11% | +71.4% |
| RIO | RIO TINTO PLCsponsored adr | $577,000 | -0.5% | 14,000 | 0.0% | 0.11% | +4.9% | |
| CUTR | CUTERA INC | $570,000 | +19.7% | 36,849 | 0.0% | 0.11% | +27.4% | |
| WBC | WABCO HLDGS INC | $565,000 | +0.7% | 4,570 | 0.0% | 0.11% | +7.1% | |
| PLOW | Buy | DOUGLAS DYNAMICS INC | $560,000 | +38.6% | 26,080 | +47.3% | 0.10% | +47.9% |
| DOV | Buy | DOVER CORP | $561,000 | +15.9% | 8,000 | +14.3% | 0.10% | +22.1% |
| JBL | Sell | JABIL CIRCUIT INC | $560,000 | -12.5% | 26,312 | -3.9% | 0.10% | -7.1% |
| HSP | Sell | HOSPIRA INC | $556,000 | -15.2% | 6,272 | -16.1% | 0.10% | -10.3% |
| GTN | Buy | GRAY TELEVISION INC | $554,000 | +38.2% | 35,290 | +21.7% | 0.10% | +46.5% |
| ALSN | New | ALLISON TRANSMISSION HLDGS I | $556,000 | – | 19,000 | +100.0% | 0.10% | – |
| ASH | ASHLAND INC NEW | $554,000 | -4.2% | 4,546 | 0.0% | 0.10% | +2.0% | |
| CVU | Sell | CPI AEROSTRUCTURES INC | $550,000 | -46.9% | 54,860 | -35.3% | 0.10% | -43.7% |
| KRNY | New | KEARNY FINL CORP MD | $541,000 | – | 48,500 | +100.0% | 0.10% | – |
| WEN | New | WENDYS CO | $541,000 | – | 48,000 | +100.0% | 0.10% | – |
| RVT | ROYCE VALUE TR INC | $529,000 | -3.6% | 38,360 | 0.0% | 0.10% | +2.1% | |
| GSTCQ | Buy | GASTAR EXPL INC NEW | $524,000 | +19.6% | 169,705 | +1.6% | 0.10% | +27.3% |
| MASI | MASIMO CORP | $517,000 | +17.5% | 13,346 | 0.0% | 0.10% | +24.4% | |
| NNBR | NN INC | $511,000 | +2.0% | 20,000 | 0.0% | 0.10% | +7.9% | |
| USA | LIBERTY ALL STAR EQUITY FDsh ben int | $508,000 | -1.6% | 88,357 | 0.0% | 0.10% | +4.4% | |
| AEIS | Sell | ADVANCED ENERGY INDS | $507,000 | -15.9% | 18,459 | -21.5% | 0.10% | -11.2% |
| AMGN | AMGEN INC | $504,000 | -3.8% | 3,280 | 0.0% | 0.10% | +2.2% | |
| EVT | EATON VANCE TAX ADVT DIV INC | $502,000 | -4.0% | 25,360 | 0.0% | 0.09% | +1.1% | |
| F | FORD MTR CO DEL | $500,000 | -7.1% | 33,316 | 0.0% | 0.09% | -1.1% | |
| CVE | Sell | CENOVUS ENERGY INC | $497,000 | -9.6% | 31,050 | -4.8% | 0.09% | -4.1% |
| RYAM | Buy | RAYONIER ADVANCED MATLS INCcall | $488,000 | +117.9% | 30,000 | +100.0% | 0.09% | +130.0% |
| ATEC | Sell | ALPHATEC HOLDINGS INC | $491,000 | -9.9% | 355,701 | -5.4% | 0.09% | -4.2% |
| CRM | SALESFORCE COM INCput | $487,000 | +4.1% | 7,000 | 0.0% | 0.09% | +9.6% | |
| DXCM | New | DEXCOM INCput | $480,000 | – | 6,000 | +100.0% | 0.09% | – |
| NYLD | New | NRG YIELD INCcl c | $481,000 | – | 21,990 | +100.0% | 0.09% | – |
| WSH | WILLIS GROUP HOLDINGS PUBLIC | $469,000 | -2.7% | 10,000 | 0.0% | 0.09% | +3.5% | |
| BHP | BHP BILLITON LTDsponsored adr | $452,000 | -12.4% | 11,100 | 0.0% | 0.08% | -6.6% | |
| JVA | COFFEE HLDGS INC | $448,000 | +2.3% | 90,031 | 0.0% | 0.08% | +9.1% | |
| EFA | Sell | ISHARES TRmsci eafe etf | $434,000 | -18.9% | 6,830 | -18.0% | 0.08% | -13.7% |
| VALE | VALE S Aadr | $437,000 | +4.3% | 74,200 | 0.0% | 0.08% | +10.8% | |
| CE | Sell | CELANESE CORP DEL | $431,000 | -11.3% | 6,000 | -31.0% | 0.08% | -5.8% |
| SMTX | Buy | SMTC CORP | $431,000 | +36.8% | 259,583 | +21.8% | 0.08% | +44.6% |
| FMC | F M C CORP | $427,000 | -8.2% | 8,123 | 0.0% | 0.08% | -2.4% | |
| XOM | Sell | EXXON MOBIL CORP | $427,000 | -32.0% | 5,127 | -30.7% | 0.08% | -27.9% |
| ADMS | ADAMAS PHARMACEUTICALS INC | $427,000 | +49.8% | 16,294 | 0.0% | 0.08% | +60.0% | |
| SMIT | Buy | SCHMITT INDS INC ORE | $414,000 | +5.3% | 157,318 | +3.6% | 0.08% | +11.4% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $412,000 | -48.8% | 2,000 | -48.7% | 0.08% | -45.8% |
| VNQ | VANGUARD INDEX FDSreit etf | $412,000 | -11.4% | 5,510 | 0.0% | 0.08% | -6.1% | |
| MYL | New | MYLAN N V | $407,000 | – | 6,000 | +100.0% | 0.08% | – |
| SUPN | SUPERNUS PHARMACEUTICALS INC | $398,000 | +40.1% | 23,462 | 0.0% | 0.08% | +50.0% | |
| EMN | EASTMAN CHEM CO | $395,000 | +17.9% | 4,833 | 0.0% | 0.07% | +25.4% | |
| ETY | EATON VANCE TX MGD DIV EQ IN | $393,000 | +0.3% | 34,560 | 0.0% | 0.07% | +7.2% | |
| IPXL | Sell | IMPAX LABORATORIES INC | $389,000 | -21.3% | 8,466 | -19.7% | 0.07% | -16.1% |
| OTEL | Buy | OTELCO INCcl a new | $388,000 | +9.3% | 84,087 | +18.3% | 0.07% | +15.9% |
| PODD | New | INSULET CORP | $390,000 | – | 12,588 | +100.0% | 0.07% | – |
| GLMD | GALMED PHARMACEUTICALS LTD | $376,000 | +6.8% | 37,380 | 0.0% | 0.07% | +14.5% | |
| SU | Buy | SUNCOR ENERGY INC NEW | $378,000 | +72.6% | 13,732 | +83.1% | 0.07% | +82.1% |
| LGI | LAZARD GLB TTL RET&INCM FD I | $370,000 | -4.6% | 24,035 | 0.0% | 0.07% | +1.4% | |
| AAPL | Buy | APPLE INC | $375,000 | +23.0% | 2,989 | +21.9% | 0.07% | +29.6% |
| PFE | PFIZER INC | $375,000 | -3.6% | 11,189 | 0.0% | 0.07% | +1.4% | |
| STJ | ST JUDE MED INC | $365,000 | +11.6% | 5,000 | 0.0% | 0.07% | +19.0% | |
| TOWR | TOWER INTL INC | $363,000 | -2.2% | 13,933 | 0.0% | 0.07% | +3.0% | |
| NP | NEENAH PAPER INC | $354,000 | -5.9% | 6,000 | 0.0% | 0.07% | 0.0% | |
| CYNO | CYNOSURE INCcl a | $356,000 | +25.8% | 9,223 | 0.0% | 0.07% | +34.0% | |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $350,000 | +0.6% | 8,550 | +0.4% | 0.07% | +6.5% |
| PNR | New | PENTAIR PLC | $344,000 | – | 5,000 | +100.0% | 0.06% | – |
| XRT | SPDR SERIES TRUSTput | $345,000 | -2.5% | 3,500 | 0.0% | 0.06% | +3.2% | |
| VRTX | Sell | VERTEX PHARMACEUTICALS INC | $340,000 | -16.0% | 2,756 | -19.8% | 0.06% | -11.1% |
| ISBC | INVESTORS BANCORP INC NEW | $338,000 | +5.0% | 27,480 | 0.0% | 0.06% | +12.3% | |
| VSRI | Buy | VERSAR INC | $342,000 | +79.1% | 86,831 | +42.0% | 0.06% | +88.2% |
| ACI | Sell | ARCH COAL INC | $343,000 | -67.5% | 1,008,986 | -4.4% | 0.06% | -65.8% |
| SVT | SERVOTRONICS INC | $335,000 | -5.4% | 51,419 | 0.0% | 0.06% | 0.0% | |
| FFA | FIRST TR ENHANCED EQTY INC F | $333,000 | -0.3% | 23,170 | 0.0% | 0.06% | +6.8% | |
| AA | ALCOA INC | $335,000 | -13.7% | 30,000 | 0.0% | 0.06% | -8.7% | |
| EEI | Sell | ECOLOGY & ENVIRONMENT INCcl a | $329,000 | -6.3% | 31,592 | -20.2% | 0.06% | 0.0% |
| NUVA | Sell | NUVASIVE INC | $324,000 | -40.6% | 6,835 | -42.3% | 0.06% | -36.5% |
| HBI | Buy | HANESBRANDS INC | $320,000 | +0.3% | 9,600 | +0.8% | 0.06% | +7.1% |
| NIE | ALLIANZGI EQUITY & CONV INCO | $322,000 | -2.7% | 16,690 | 0.0% | 0.06% | +1.7% | |
| DYSL | Buy | DYNASIL CORP AMER | $321,000 | +517.3% | 207,014 | +436.0% | 0.06% | +566.7% |
| BEAT | BIOTELEMETRY INC | $314,000 | +6.4% | 33,288 | 0.0% | 0.06% | +13.5% | |
| AEY | Buy | ADDVANTAGE TECHNOLOGIES GP I | $315,000 | +34.6% | 135,048 | +35.5% | 0.06% | +43.9% |
| BHE | BENCHMARK ELECTRS INC | $311,000 | -9.3% | 14,280 | 0.0% | 0.06% | -4.9% | |
| SURG | Sell | SYNERGETICS USA INC | $308,000 | -38.5% | 65,568 | -29.4% | 0.06% | -34.8% |
| WDAY | WORKDAY INCput | $298,000 | -9.4% | 3,900 | 0.0% | 0.06% | -3.4% | |
| PCP | New | PRECISION CASTPARTS CORP | $300,000 | – | 1,500 | +100.0% | 0.06% | – |
| RYAM | New | RAYONIER ADVANCED MATLS INC | $296,000 | – | 18,182 | +100.0% | 0.06% | – |
| OMN | Sell | OMNOVA SOLUTIONS INC | $299,000 | -22.7% | 40,000 | -11.8% | 0.06% | -17.6% |
| ELGX | ENDOLOGIX INC | $294,000 | -10.1% | 19,133 | 0.0% | 0.06% | -5.2% | |
| MFA | MFA FINL INC | $295,000 | -6.1% | 40,000 | 0.0% | 0.06% | -1.8% | |
| BXE | BELLATRIX EXPLORATION LTD | $285,000 | -4.0% | 122,113 | 0.0% | 0.05% | +1.9% | |
| MSTX | MAST THERAPEUTICS INC | $285,000 | +1.1% | 581,886 | 0.0% | 0.05% | +8.0% | |
| SPSC | SPS COMM INC | $286,000 | -2.1% | 4,350 | 0.0% | 0.05% | +3.8% | |
| MMT | MFS MULTIMARKET INCOME TRsh ben int | $282,000 | -4.4% | 46,400 | 0.0% | 0.05% | +1.9% | |
| AMN | AMN HEALTHCARE SERVICES INC | $284,000 | +37.2% | 9,000 | 0.0% | 0.05% | +43.2% | |
| NRO | NEUBERGER BERMAN RE ES SEC F | $281,000 | -12.5% | 59,250 | 0.0% | 0.05% | -7.0% | |
| FACO | Sell | FIRST ACCEPTANCE CORP | $278,000 | -6.1% | 86,991 | -29.0% | 0.05% | 0.0% |
| PRGX | New | PRGX GLOBAL INC | $279,000 | – | 63,487 | +100.0% | 0.05% | – |
| RIGL | New | RIGEL PHARMACEUTICALS INC | $279,000 | – | 87,038 | +100.0% | 0.05% | – |
| SLB | Sell | SCHLUMBERGER LTD | $276,000 | -55.1% | 3,202 | -56.5% | 0.05% | -52.3% |
| NAUH | Sell | NATIONAL AMERN UNIV HLDGS IN | $277,000 | -43.9% | 95,179 | -36.6% | 0.05% | -40.2% |
| HAL | Sell | HALLIBURTON CO | $277,000 | -74.9% | 6,435 | -74.4% | 0.05% | -73.3% |
| ENG | Buy | ENGLOBAL CORP | $274,000 | +7.9% | 203,157 | +32.6% | 0.05% | +13.3% |
| SYK | STRYKER CORP | $274,000 | +3.4% | 2,869 | 0.0% | 0.05% | +8.5% | |
| AHPI | Buy | ALLIED HEALTHCARE PRODS INC | $269,000 | +2.7% | 171,499 | +6.9% | 0.05% | +10.9% |
| JGV | NUVEEN GLOBAL EQUITY INCOME | $264,000 | -2.9% | 21,120 | 0.0% | 0.05% | +4.2% | |
| 9207PS | ROCK-TENN COcl a | $265,000 | -7.0% | 4,404 | 0.0% | 0.05% | 0.0% | |
| EFR | EATON VANCE SR FLTNG RTE TR | $268,000 | -4.6% | 19,470 | 0.0% | 0.05% | 0.0% | |
| UTF | COHEN & STEERS INFRASTRUCTUR | $263,000 | -7.7% | 12,530 | 0.0% | 0.05% | -2.0% | |
| ARCI | Sell | APPLIANCE RECYCLING CTRS AME | $260,000 | -26.3% | 142,063 | -17.6% | 0.05% | -21.0% |
| TAHO | TAHOE RES INC | $259,000 | +10.7% | 21,370 | 0.0% | 0.05% | +19.5% | |
| MTS | MONTGOMERY STR INCOME SECS I | $255,000 | -2.7% | 15,530 | 0.0% | 0.05% | +4.3% | |
| TORM | Sell | TOR MINERALS INTL INC | $254,000 | +8.1% | 40,568 | -0.2% | 0.05% | +14.3% |
| KMB | Buy | KIMBERLY CLARK CORP | $254,000 | -0.4% | 2,400 | +0.8% | 0.05% | +6.7% |
| ISLE | Sell | ISLE OF CAPRI CASINOS INC | $257,000 | +16.8% | 14,148 | -9.6% | 0.05% | +23.1% |
| QQQ | POWERSHARES QQQ TRUSTput | $257,000 | +1.6% | 2,400 | 0.0% | 0.05% | +6.7% | |
| NSR | New | NEUSTAR INCcl a | $252,000 | – | 8,617 | +100.0% | 0.05% | – |
| CNC | New | CENTENE CORP DEL | $250,000 | – | 3,111 | +100.0% | 0.05% | – |
| WWW | WOLVERINE WORLD WIDE INC | $250,000 | -15.3% | 8,800 | 0.0% | 0.05% | -9.6% | |
| TATT | New | TAT TECHNOLOGIES LTDord new | $250,000 | – | 36,724 | +100.0% | 0.05% | – |
| ELNK | New | EARTHLINK HLDGS CORP | $246,000 | – | 32,807 | +100.0% | 0.05% | – |
| RBA | New | RITCHIE BROS AUCTIONEERS | $247,000 | – | 8,861 | +100.0% | 0.05% | – |
| TNDM | TANDEM DIABETES CARE INC | $241,000 | -14.2% | 22,227 | 0.0% | 0.04% | -10.0% | |
| SNY | SANOFIsponsored adr | $235,000 | 0.0% | 4,750 | 0.0% | 0.04% | +4.8% | |
| NVS | NOVARTIS A Gsponsored adr | $236,000 | -0.4% | 2,400 | 0.0% | 0.04% | +4.8% | |
| ISNS | Sell | IMAGE SENSING SYS INC | $236,000 | -27.2% | 67,885 | -51.6% | 0.04% | -22.8% |
| NWY | Buy | NEW YORK & CO INC | $234,000 | +27.9% | 87,186 | +19.2% | 0.04% | +37.5% |
| ZGNX | New | ZOGENIX INC | $228,000 | – | 135,797 | +100.0% | 0.04% | – |
| GRX | GABELLI HLTHCARE & WELLNESS | $227,000 | 0.0% | 20,200 | 0.0% | 0.04% | +7.5% | |
| WD | New | WALKER & DUNLOP INC | $229,000 | – | 8,579 | +100.0% | 0.04% | – |
| TBBK | Sell | BANCORP INC DEL | $226,000 | -49.9% | 24,349 | -51.3% | 0.04% | -47.5% |
| WY | WEYERHAEUSER CO | $225,000 | -5.1% | 7,150 | 0.0% | 0.04% | 0.0% | |
| TSC | New | TRISTATE CAP HLDGS INC | $221,000 | – | 17,103 | +100.0% | 0.04% | – |
| CNCE | CONCERT PHARMACEUTICALS INC | $223,000 | -1.8% | 15,002 | 0.0% | 0.04% | +5.0% | |
| GLPW | New | GLOBAL POWER EQUIPMENT GRP I | $221,000 | – | 28,516 | +100.0% | 0.04% | – |
| FTEK | New | FUEL TECH INC | $222,000 | – | 101,500 | +100.0% | 0.04% | – |
| OVTI | New | OMNIVISION TECHNOLOGIES INC | $216,000 | – | 8,264 | +100.0% | 0.04% | – |
| CRV | Buy | COAST DISTR SYS | $217,000 | +40.0% | 59,567 | +32.7% | 0.04% | +51.9% |
| EXPR | New | EXPRESS INC | $217,000 | – | 11,962 | +100.0% | 0.04% | – |
| SCMP | New | SUCAMPO PHARMACEUTICALS INCcl a | $217,000 | – | 13,225 | +100.0% | 0.04% | – |
| SC | New | SANTANDER CONSUMER USA HDG I | $216,000 | – | 8,461 | +100.0% | 0.04% | – |
| AVGTF | New | AVG TECHNOLOGIES N V | $220,000 | – | 8,072 | +100.0% | 0.04% | – |
| TDS | New | TELEPHONE & DATA SYS INC | $213,000 | – | 7,238 | +100.0% | 0.04% | – |
| ALSK | Sell | ALASKA COMMUNICATIONS SYS GR | $212,000 | -32.7% | 88,323 | -52.9% | 0.04% | -28.6% |
| GS | New | GOLDMAN SACHS GROUP INC | $214,000 | – | 1,023 | +100.0% | 0.04% | – |
| BSX | BOSTON SCIENTIFIC CORP | $212,000 | -0.5% | 12,000 | 0.0% | 0.04% | +5.3% | |
| EXPE | New | EXPEDIA INC DEL | $213,000 | – | 1,949 | +100.0% | 0.04% | – |
| COWN | New | COWEN GROUP INC NEWcl a | $211,000 | – | 32,997 | +100.0% | 0.04% | – |
| HMST | New | HOMESTREET INC | $215,000 | – | 9,443 | +100.0% | 0.04% | – |
| CBRL | New | CRACKER BARREL OLD CTRY STOR | $212,000 | – | 1,420 | +100.0% | 0.04% | – |
| RM | New | REGIONAL MGMT CORP | $210,000 | – | 11,748 | +100.0% | 0.04% | – |
| SJM | SMUCKER J M CO | $206,000 | -6.4% | 1,900 | 0.0% | 0.04% | 0.0% | |
| SCTY | New | SOLARCITY CORPput | $209,000 | – | 3,900 | +100.0% | 0.04% | – |
| SSRI | New | SILVER STD RES INC | $207,000 | – | 32,960 | +100.0% | 0.04% | – |
| BYD | Buy | BOYD GAMING CORP | $209,000 | +40.3% | 13,979 | +33.5% | 0.04% | +50.0% |
| PLCE | New | CHILDRENS PL INC | $209,000 | – | 3,191 | +100.0% | 0.04% | – |
| FI | FRANKS INTL N V | $206,000 | +0.5% | 10,964 | 0.0% | 0.04% | +8.3% | |
| LYB | New | LYONDELLBASELL INDUSTRIES N | $207,000 | – | 2,003 | +100.0% | 0.04% | – |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $205,000 | -26.0% | 750 | -25.0% | 0.04% | -20.4% |
| AMN | New | AMN HEALTHCARE SERVICES INCput | $205,000 | – | 6,500 | +100.0% | 0.04% | – |
| ACHN | ACHILLION PHARMACEUTICALS IN | $208,000 | -10.3% | 23,514 | 0.0% | 0.04% | -4.9% | |
| AXTI | Sell | AXT INC | $205,000 | -25.5% | 81,370 | -20.4% | 0.04% | -20.4% |
| BBBY | Sell | BED BATH & BEYOND INC | $207,000 | -85.8% | 3,000 | -84.2% | 0.04% | -84.9% |
| TER | New | TERADYNE INC | $204,000 | – | 10,579 | +100.0% | 0.04% | – |
| CBOE | CBOE HLDGS INC | $203,000 | -0.5% | 3,550 | 0.0% | 0.04% | +5.6% | |
| GHDX | GENOMIC HEALTH INC | $202,000 | -9.0% | 7,258 | 0.0% | 0.04% | -2.6% | |
| ROCK | New | GIBRALTAR INDS INC | $201,000 | – | 9,877 | +100.0% | 0.04% | – |
| LXK | New | LEXMARK INTL NEWcl a | $204,000 | – | 4,616 | +100.0% | 0.04% | – |
| RDSA | New | ROYAL DUTCH SHELL PLCspons adr a | $200,000 | – | 3,513 | +100.0% | 0.04% | – |
| ULBI | Buy | ULTRALIFE CORP | $204,000 | +90.7% | 48,751 | +78.1% | 0.04% | +100.0% |
| CYTR | CYTRX CORP | $195,000 | +10.2% | 52,509 | 0.0% | 0.04% | +19.4% | |
| EML | Sell | EASTERN CO | $195,000 | -36.5% | 10,514 | -31.3% | 0.04% | -31.5% |
| EBF | New | ENNIS INC | $197,000 | – | 10,591 | +100.0% | 0.04% | – |
| OSUR | ORASURE TECHNOLOGIES INC | $199,000 | -17.8% | 36,980 | 0.0% | 0.04% | -14.0% | |
| BGC | New | GENERAL CABLE CORP DEL NEW | $199,000 | – | 10,061 | +100.0% | 0.04% | – |
| DESTQ | Buy | DESTINATION MATERNITY CORP | $190,000 | -6.4% | 16,268 | +20.8% | 0.04% | 0.0% |
| SMT | Buy | SMART TECHNOLOGIES INC | $191,000 | +9.8% | 199,256 | +39.8% | 0.04% | +16.1% |
| RSP | New | RYDEX ETF TRUSTput | $192,000 | – | 2,400 | +100.0% | 0.04% | – |
| RTEC | New | RUDOLPH TECHNOLOGIES INC | $183,000 | – | 15,276 | +100.0% | 0.03% | – |
| DNRCQ | Buy | DENBURY RES INCcall | $181,000 | +84.7% | 28,500 | +111.1% | 0.03% | +100.0% |
| JOF | JAPAN SMALLER CAPTLZTN FD IN | $178,000 | +8.5% | 16,510 | 0.0% | 0.03% | +13.8% | |
| LTRX | Sell | LANTRONIX INC | $172,000 | -31.5% | 104,424 | -24.6% | 0.03% | -27.3% |
| JAKK | Sell | JAKKS PAC INC | $168,000 | +23.5% | 16,955 | -15.0% | 0.03% | +33.3% |
| RSYS | Buy | RADISYS CORP | $166,000 | +30.7% | 64,700 | +9.3% | 0.03% | +40.9% |
| VIRC | Sell | VIRCO MFG CO | $159,000 | -4.2% | 55,905 | -8.5% | 0.03% | +3.4% |
| WSCI | Buy | WSI INDS INC | $158,000 | +38.6% | 24,537 | +26.2% | 0.03% | +50.0% |
| EDD | MORGAN STANLEY EM MKTS DM DE | $161,000 | -6.4% | 18,590 | 0.0% | 0.03% | 0.0% | |
| RMT | ROYCE MICRO-CAP TR INC | $162,000 | -5.8% | 17,540 | 0.0% | 0.03% | 0.0% | |
| DDE | Buy | DOVER DOWNS GAMING & ENTMT I | $159,000 | +29.3% | 171,011 | +63.3% | 0.03% | +36.4% |
| MOC | Buy | COMMAND SEC CORP | $160,000 | +92.8% | 78,763 | +84.2% | 0.03% | +100.0% |
| MSD | MORGAN STANLEY EMER MKTS DEB | $158,000 | -3.1% | 17,570 | 0.0% | 0.03% | +3.4% | |
| ICCC | Sell | IMMUCELL CORP | $155,000 | -6.6% | 19,704 | -25.3% | 0.03% | 0.0% |
| AWX | Buy | AVALON HLDGS CORPcl a | $152,000 | -5.6% | 63,406 | +5.0% | 0.03% | +3.6% |
| PDII | Buy | PDI INC | $156,000 | +113.7% | 108,790 | +100.0% | 0.03% | +123.1% |
| ERS | EMPIRE RES INC DEL | $153,000 | -5.0% | 37,880 | 0.0% | 0.03% | +3.6% | |
| TROX | New | TRONOX LTDcall | $146,000 | – | 10,000 | +100.0% | 0.03% | – |
| BIF | Buy | BOULDER GROWTH & INCOME FD I | $141,000 | +15.6% | 16,660 | +16.8% | 0.03% | +18.2% |
| NPTN | New | NEOPHOTONICS CORP | $132,000 | – | 14,446 | +100.0% | 0.02% | – |
| COHU | New | COHU INC | $133,000 | – | 10,059 | +100.0% | 0.02% | – |
| MX | New | MAGNACHIP SEMICONDUCTOR CORP | $135,000 | – | 17,485 | +100.0% | 0.02% | – |
| CTG | New | COMPUTER TASK GROUP INC | $127,000 | – | 16,500 | +100.0% | 0.02% | – |
| BAMM | Sell | BOOKS-A-MILLION INC | $127,000 | -42.5% | 44,451 | -44.9% | 0.02% | -38.5% |
| SPRT | Sell | SUPPORT COM INC | $126,000 | -21.2% | 89,471 | -12.6% | 0.02% | -14.3% |
| LCM | ADVENT CLAYMORE ENH GRW & IN | $129,000 | -3.7% | 14,200 | 0.0% | 0.02% | 0.0% | |
| AGC | ADVENT CLAY CONV SEC INC FD | $126,000 | -4.5% | 19,630 | 0.0% | 0.02% | +4.3% | |
| LTRE | Buy | LEARNING TREE INTL INC | $120,000 | +3.4% | 92,776 | +23.9% | 0.02% | +9.5% |
| COB | New | COMMUNITYONE BANCORP | $125,000 | – | 11,604 | +100.0% | 0.02% | – |
| New | WABASH NATL CORPnote 3.375% 5/0 | $124,000 | – | 100,000 | +100.0% | 0.02% | – | |
| AAPL | APPLE INCput | $125,000 | +0.8% | 1,000 | 0.0% | 0.02% | +4.5% | |
| GV | Sell | GOLDFIELD CORP | $119,000 | -27.0% | 71,936 | -14.3% | 0.02% | -24.1% |
| TCCO | New | TECHNICAL COMMUNICATIONS COR | $118,000 | – | 32,095 | +100.0% | 0.02% | – |
| TWMC | New | TRANS WORLD ENTMT CORP | $118,000 | – | 32,245 | +100.0% | 0.02% | – |
| TGC | Sell | TENGASCO INC | $110,000 | +13.4% | 413,254 | -2.5% | 0.02% | +23.5% |
| BIOD | Sell | BIODEL INC | $113,000 | -19.3% | 109,525 | -6.8% | 0.02% | -16.0% |
| LF | Buy | LEAPFROG ENTERPRISES INCcl a | $110,000 | -3.5% | 78,350 | +49.8% | 0.02% | +5.0% |
| ANRZQ | Sell | ALPHA NAT RES INC | $111,000 | -75.8% | 366,588 | -20.0% | 0.02% | -74.1% |
| CEMI | Buy | CHEMBIO DIAGNOSTICS INC | $106,000 | +49.3% | 21,588 | +22.7% | 0.02% | +53.8% |
| TECU | Buy | TECUMSEH PRODS CO | $108,000 | -7.7% | 43,579 | +3.6% | 0.02% | -4.8% |
| MFRI | New | MFRI INC | $108,000 | – | 17,900 | +100.0% | 0.02% | – |
| NL | New | NL INDS INC | $101,000 | – | 13,647 | +100.0% | 0.02% | – |
| MDXG | New | MIMEDX GROUP INC | $100,000 | – | 8,662 | +100.0% | 0.02% | – |
| STLY | New | STANLEY FURNITURE CO INC | $102,000 | – | 34,486 | +100.0% | 0.02% | – |
| IIN | Sell | INTRICON CORP | $102,000 | -28.7% | 13,900 | -22.3% | 0.02% | -24.0% |
| VSCP | Sell | VIRTUALSCOPICS INC | $100,000 | -19.4% | 36,940 | -17.8% | 0.02% | -13.6% |
| AWP | ALPINE GLOBAL PREMIER PPTYS | $100,000 | -5.7% | 15,438 | 0.0% | 0.02% | 0.0% | |
| APT | Sell | ALPHA PRO TECH LTD | $102,000 | -38.9% | 45,500 | -38.1% | 0.02% | -36.7% |
| MITK | New | MITEK SYS INC | $96,000 | – | 25,461 | +100.0% | 0.02% | – |
| NNA | New | NAVIOS MARITIME ACQUIS CORP | $96,000 | – | 26,768 | +100.0% | 0.02% | – |
| ARIS | Buy | ARI NETWORK SVCS INC | $97,000 | +120.5% | 31,073 | +140.1% | 0.02% | +125.0% |
| CYNI | New | CYAN INC | $95,000 | – | 18,224 | +100.0% | 0.02% | – |
| ESSX | Buy | ESSEX RENT CORP | $94,000 | -27.7% | 115,668 | +17.8% | 0.02% | -21.7% |
| JCPNQ | New | PENNEY J C INC | $98,000 | – | 11,562 | +100.0% | 0.02% | – |
| UCFC | Sell | UNITED CMNTY FINL CORP OHIO | $89,000 | -20.5% | 16,604 | -19.1% | 0.02% | -15.0% |
| OCC | Sell | OPTICAL CABLE CORP | $92,000 | -36.1% | 26,622 | -28.3% | 0.02% | -32.0% |
| NSU | NEVSUN RES LTD | $90,000 | +11.1% | 24,000 | 0.0% | 0.02% | +21.4% | |
| TSRI | Sell | TSR INC | $88,000 | -47.3% | 24,974 | -26.1% | 0.02% | -43.3% |
| RT | New | RUBY TUESDAY INC | $93,000 | – | 14,891 | +100.0% | 0.02% | – |
| RFIL | RF INDS LTD | $93,000 | +3.3% | 21,910 | 0.0% | 0.02% | +6.2% | |
| PERI | Sell | PERION NETWORK LTD | $93,000 | -18.4% | 32,600 | -3.6% | 0.02% | -15.0% |
| EGY | New | VAALCO ENERGY INC | $92,000 | – | 43,000 | +100.0% | 0.02% | – |
| OXGN | Sell | OXIGENE INC | $89,000 | -39.9% | 63,250 | -37.5% | 0.02% | -34.6% |
| BIOS | New | BIOSCRIP INC | $83,000 | – | 22,944 | +100.0% | 0.02% | – |
| ELON | Buy | ECHELON CORP | $83,000 | +112.8% | 103,600 | +152.1% | 0.02% | +128.6% |
| ELSE | Sell | ELECTRO-SENSORS INC | $79,000 | -15.1% | 19,313 | -16.4% | 0.02% | -6.2% |
| MDXG | New | MIMEDX GROUP INCput | $81,000 | – | 7,000 | +100.0% | 0.02% | – |
| ELTK | Sell | ELTEK LTDord | $79,000 | -56.6% | 88,864 | -40.9% | 0.02% | -53.1% |
| CRVP | Sell | CRYSTAL ROCK HLDGS INC | $81,000 | -33.6% | 108,229 | -36.3% | 0.02% | -31.8% |
| SPSC | New | SPS COMM INCput | $79,000 | – | 1,200 | +100.0% | 0.02% | – |
| BTH | New | BLYTH INC | $81,000 | – | 12,700 | +100.0% | 0.02% | – |
| DNRCQ | Sell | DENBURY RES INC | $78,000 | -50.9% | 12,304 | -43.6% | 0.02% | -46.4% |
| DWSN | New | DAWSON GEOPHYSICAL CO NEW | $81,000 | – | 17,300 | +100.0% | 0.02% | – |
| CCUR | New | CONCURRENT COMPUTER CORP NEW | $73,000 | – | 11,800 | +100.0% | 0.01% | – |
| LINC | Buy | LINCOLN EDL SVCS CORP | $77,000 | +87.8% | 37,885 | +109.6% | 0.01% | +100.0% |
| NSYS | Sell | NORTECH SYS INC | $73,000 | -42.5% | 16,795 | -35.0% | 0.01% | -36.4% |
| BWEN | New | BROADWIND ENERGY INC | $74,000 | – | 17,380 | +100.0% | 0.01% | – |
| AREXQ | Sell | APPROACH RESOURCES INC | $75,000 | -8.5% | 11,000 | -12.0% | 0.01% | -6.7% |
| INFU | Sell | INFUSYSTEM HLDGS INC | $71,000 | -35.5% | 22,243 | -45.4% | 0.01% | -31.6% |
| AXR | AMREP CORP NEW | $67,000 | -1.5% | 13,188 | 0.0% | 0.01% | +8.3% | |
| GMANQ | New | GORDMANS STORES INC | $68,000 | – | 11,072 | +100.0% | 0.01% | – |
| ABIO | Sell | ARCA BIOPHARMA INC | $68,000 | -9.3% | 59,437 | -37.1% | 0.01% | 0.0% |
| DLHC | Buy | DLH HLDGS CORP | $62,000 | +93.8% | 23,638 | +42.1% | 0.01% | +100.0% |
| PIM | PUTNAM MASTER INTER INCOME Tsh ben int | $66,000 | -2.9% | 13,920 | 0.0% | 0.01% | 0.0% | |
| DCIX | New | DIANA CONTAINERSHIPS INC | $59,000 | – | 28,000 | +100.0% | 0.01% | – |
| BOTA | New | BIOTA PHARMACEUTIALS INC | $55,000 | – | 26,756 | +100.0% | 0.01% | – |
| SGRP | Sell | SPAR GROUP INC | $53,000 | -49.5% | 40,695 | -43.5% | 0.01% | -47.4% |
| MEIP | New | MEI PHARMA INC | $47,000 | – | 27,700 | +100.0% | 0.01% | – |
| MFCB | New | MFC INDL LTD | $47,000 | – | 11,500 | +100.0% | 0.01% | – |
| UWN | Sell | NEVADA GOLD & CASINOS INC | $50,000 | -50.5% | 30,166 | -56.6% | 0.01% | -50.0% |
| CASM | CAS MED SYS INC | $46,000 | -4.2% | 35,848 | 0.0% | 0.01% | +12.5% | |
| NOA | Buy | NORTH AMERN ENERGY PARTNERS | $45,000 | +28.6% | 18,500 | +54.2% | 0.01% | +33.3% |
| ARTX | Sell | AROTECH CORP | $42,000 | -48.8% | 17,500 | -33.5% | 0.01% | -46.7% |
| MNI | New | MCCLATCHY COcl a | $40,000 | – | 37,000 | +100.0% | 0.01% | – |
| TRQ | TURQUOISE HILL RES LTD | $44,000 | +22.2% | 11,570 | 0.0% | 0.01% | +33.3% | |
| LUNA | Sell | LUNA INNOVATIONS | $44,000 | -48.8% | 42,618 | -33.0% | 0.01% | -46.7% |
| APPY | Buy | VENAXIS INC | $35,000 | +2.9% | 77,900 | +7.6% | 0.01% | +16.7% |
| BXC | Sell | BLUELINX HLDGS INC | $37,000 | -46.4% | 38,869 | -39.1% | 0.01% | -41.7% |
| SLW | SILVER WHEATON CORPcall | $35,000 | -7.9% | 2,000 | 0.0% | 0.01% | 0.0% | |
| SGY | New | STONE ENERGY CORPcall | $38,000 | – | 3,000 | +100.0% | 0.01% | – |
| PLUG | PLUG POWER INCput | $37,000 | -5.1% | 14,900 | 0.0% | 0.01% | 0.0% | |
| CPSH | Sell | CPS TECHNOLOGIES CORP | $32,000 | -52.2% | 13,600 | -43.5% | 0.01% | -50.0% |
| GSS | GOLDEN STAR RES LTD CDA | $34,000 | +41.7% | 100,190 | 0.0% | 0.01% | +50.0% | |
| NOA | NORTH AMERN ENERGY PARTNERScall | $24,000 | -17.2% | 10,000 | 0.0% | 0.01% | 0.0% | |
| RSP | New | RYDEX ETF TRUSTgug s&p500 eq wt | $20,000 | – | 250 | +100.0% | 0.00% | – |
| AKG | ASANKO GOLD INC | $21,000 | +23.5% | 12,000 | 0.0% | 0.00% | +33.3% | |
| USEG | Sell | U S ENERGY CORP WYO | $17,000 | -63.8% | 31,400 | -25.1% | 0.00% | -62.5% |
| AREXQ | Sell | APPROACH RESOURCES INCcall | $10,000 | -50.0% | 1,400 | -53.3% | 0.00% | -50.0% |
| PVAHQ | PENN VA CORPcall | $4,000 | -33.3% | 1,000 | 0.0% | 0.00% | 0.0% | |
| BXE | Exit | BELLATRIX EXPLORATION LTDcall | $0 | – | -600 | -100.0% | 0.00% | – |
| LGLPW | Exit | LGL GROUP INC*w exp 08/06/201 | $0 | – | -333,490 | -100.0% | -0.00% | – |
| FCEL | Exit | FUELCELL ENERGY INCput | $0 | – | -10,100 | -100.0% | -0.00% | – |
| TRQ | Exit | TURQUOISE HILL RES LTDcall | $0 | – | -5,000 | -100.0% | -0.00% | – |
| GTI | Exit | GRAFTECH INTL LTDcall | $0 | – | -5,000 | -100.0% | -0.00% | – |
| CVEO | Exit | CIVEO CORPcall | $0 | – | -12,000 | -100.0% | -0.01% | – |
| INTT | Exit | INTEST CORP | $0 | – | -11,121 | -100.0% | -0.01% | – |
| MLNK | Exit | MODUSLINK GLOBAL SOLUTIONS I | $0 | – | -14,000 | -100.0% | -0.01% | – |
| CRK | Exit | COMSTOCK RES INCcall | $0 | – | -15,000 | -100.0% | -0.01% | – |
| TSYS | Exit | TELECOMMUNICATION SYS INCcl a | $0 | – | -20,628 | -100.0% | -0.01% | – |
| PLPM | Exit | PLANET PAYMENT INC | $0 | – | -41,760 | -100.0% | -0.01% | – |
| RLOGQ | Exit | RAND LOGISTICS INC | $0 | – | -30,000 | -100.0% | -0.02% | – |
| CROX | Exit | CROCS INCcall | $0 | – | -8,000 | -100.0% | -0.02% | – |
| GTI | Exit | GRAFTECH INTL LTD | $0 | – | -26,000 | -100.0% | -0.02% | – |
| GCAP | Exit | GAIN CAP HLDGS INC | $0 | – | -10,780 | -100.0% | -0.02% | – |
| MWW | Exit | MONSTER WORLDWIDE INC | $0 | – | -16,721 | -100.0% | -0.02% | – |
| ACW | Exit | ACCURIDE CORP NEW | $0 | – | -24,534 | -100.0% | -0.02% | – |
| NAT | Exit | NORDIC AMERICAN TANKERS LIMI | $0 | – | -10,393 | -100.0% | -0.02% | – |
| CBRX | Exit | COLUMBIA LABS INC | $0 | – | -20,433 | -100.0% | -0.02% | – |
| ESIO | Exit | ELECTRO SCIENTIFIC INDS | $0 | – | -20,366 | -100.0% | -0.02% | – |
| SVU | Exit | SUPERVALU INC | $0 | – | -10,817 | -100.0% | -0.02% | – |
| STM | Exit | STMICROELECTRONICS N Vny registry | $0 | – | -13,313 | -100.0% | -0.02% | – |
| BEBE | Exit | BEBE STORES INC | $0 | – | -35,200 | -100.0% | -0.02% | – |
| SIGM | Exit | SIGMA DESIGNS INC | $0 | – | -16,719 | -100.0% | -0.02% | – |
| Exit | WABASH NATL CORPnote 3.375% 5/0 | $0 | – | -100,000 | -100.0% | -0.02% | – | |
| EXG | Exit | EATON VANCE TAX MNGD GBL DV | $0 | – | -14,760 | -100.0% | -0.02% | – |
| IEC | Exit | IEC ELECTRS CORP NEW | $0 | – | -39,100 | -100.0% | -0.03% | – |
| MNTA | Exit | MOMENTA PHARMACEUTICALS INC | $0 | – | -10,369 | -100.0% | -0.03% | – |
| CENT | Exit | CENTRAL GARDEN & PET CO | $0 | – | -17,866 | -100.0% | -0.03% | – |
| PMFG | Exit | PMFG INC | $0 | – | -38,600 | -100.0% | -0.03% | – |
| PSEM | Exit | PERICOM SEMICONDUCTOR CORP | $0 | – | -12,220 | -100.0% | -0.03% | – |
| SYPR | Exit | SYPRIS SOLUTIONS INC | $0 | – | -88,201 | -100.0% | -0.03% | – |
| JMBA | Exit | JAMBA INCput | $0 | – | -13,500 | -100.0% | -0.04% | – |
| LUV | Exit | SOUTHWEST AIRLS CO | $0 | – | -4,578 | -100.0% | -0.04% | – |
| XUE | Exit | XUEDA ED GROUPsponsored adr | $0 | – | -75,000 | -100.0% | -0.04% | – |
| FNFV | Exit | FIDELITY NATIONAL FINANCIAL | $0 | – | -14,627 | -100.0% | -0.04% | – |
| GPS | Exit | GAP INC DEL | $0 | – | -4,800 | -100.0% | -0.04% | – |
| GME | Exit | GAMESTOP CORP NEWcl a | $0 | – | -5,713 | -100.0% | -0.04% | – |
| BNFT | Exit | BENEFITFOCUS INCput | $0 | – | -6,000 | -100.0% | -0.04% | – |
| ARAY | Exit | ACCURAY INC | $0 | – | -23,451 | -100.0% | -0.04% | – |
| EA | Exit | ELECTRONIC ARTS INC | $0 | – | -3,875 | -100.0% | -0.04% | – |
| KERX | Exit | KERYX BIOPHARMACEUTICALS INC | $0 | – | -18,766 | -100.0% | -0.04% | – |
| HPTX | Exit | HYPERION THERAPEUTICS INC | $0 | – | -5,303 | -100.0% | -0.04% | – |
| DEPO | Exit | DEPOMED INC | $0 | – | -11,800 | -100.0% | -0.05% | – |
| OPHT | Exit | OPHTHOTECH CORP | $0 | – | -6,111 | -100.0% | -0.05% | – |
| OI | Exit | OWENS ILL INC | $0 | – | -12,369 | -100.0% | -0.05% | – |
| FLXN | Exit | FLEXION THERAPEUTICS INC | $0 | – | -14,378 | -100.0% | -0.06% | – |
| STRN | Exit | SUTRON CORP | $0 | – | -70,807 | -100.0% | -0.06% | – |
| ACRX | Exit | ACELRX PHARMACEUTICALS INC | $0 | – | -107,392 | -100.0% | -0.07% | – |
| VIEWF | Exit | VIEWTRAN GROUP INC | $0 | – | -296,289 | -100.0% | -0.07% | – |
| AGI | Exit | ALAMOS GOLD INC | $0 | – | -80,038 | -100.0% | -0.08% | – |
| BCEI | Exit | BONANZA CREEK ENERGY INC | $0 | – | -20,002 | -100.0% | -0.09% | – |
| SLXP | Exit | SALIX PHARMACEUTICALS INC | $0 | – | -3,049 | -100.0% | -0.09% | – |
| MDT | Exit | MEDTRONIC PLC | $0 | – | -7,840 | -100.0% | -0.11% | – |
| VSAR | Exit | VERSARTIS INC | $0 | – | -34,364 | -100.0% | -0.11% | – |
| SOXL | Exit | DIREXION SHS ETF TRput | $0 | – | -6,400 | -100.0% | -0.15% | – |
| SPNV | Exit | SUPERIOR ENERGY SVCS INC | $0 | – | -47,190 | -100.0% | -0.19% | – |
| NYLD | Exit | NRG YIELD INC | $0 | – | -21,990 | -100.0% | -0.20% | – |
| ASPX | Exit | AUSPEX PHARMACEUTICALS INC | $0 | – | -19,786 | -100.0% | -0.35% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-08-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 7.8% |
| AMGEN INC | 41 | Q2 2023 | 1.1% |
| PIONEER NAT RES CO | 39 | Q4 2022 | 6.5% |
| DAVITA INC | 39 | Q4 2022 | 4.1% |
| AGNICO EAGLE MINES LTD | 39 | Q1 2023 | 0.9% |
| COPART INC | 38 | Q3 2022 | 4.5% |
| AMERICAN EXPRESS CO | 38 | Q3 2022 | 1.8% |
| MICROSOFT CORP | 38 | Q3 2022 | 2.5% |
| THERMO FISHER SCIENTIFIC INC | 38 | Q3 2022 | 1.4% |
| UNITEDHEALTH GROUP INC | 38 | Q3 2022 | 1.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Wayside Technology Group, Inc. | April 20, 2020 | ? | ? |
| Energy Services of America CORP | February 13, 2018 | 314,504 | 2.2% |
| ESCALON MEDICAL CORP | February 13, 2018 | 310,171 | 4.1% |
| CLAYTON WILLIAMS ENERGY INC /DE | February 10, 2017 | 273,710 | 1.6% |
| Electromed, Inc. | February 16, 2016 | 353,470 | 4.3% |
| SUNLINK HEALTH SYSTEMS INC | February 16, 2016 | 252,673 | 2.7% |
| IEH CORPORATION | February 17, 2015 | 111,473 | 4.8% |
| DEWEY ELECTRONICS CORP | February 13, 2014 | 28,304 | 2.1% |
| Matador Resources CoSold out | February 13, 2014 | 0 | 0.0% |
| SED INTERNATIONAL HOLDINGS INC | February 13, 2014 | 117,275 | 2.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-12 |
View SHEPHERD KAPLAN KROCHUK, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.