$107 Million is the total value of GRACE BROTHERS MANAGEMENT LLC's 46 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 38.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | GILEAD SCIENCEnote 1.625% 5/1 | $7,470,000 | -40.4% | 2,400,000 | -36.8% | 6.96% | -33.5% | |
| Sell | MICRON TECHNOLnote 2.375% 5/1 | $6,678,000 | +4.5% | 2,650,000 | -3.6% | 6.23% | +16.6% | |
| Buy | MYLAN INCnote 3.75% 9/1 | $5,513,000 | +68.1% | 1,500,000 | +50.0% | 5.14% | +87.5% | |
| Buy | SANDISK CORPnote 1.5% 8/1 | $5,346,000 | +44.8% | 3,250,000 | +30.0% | 4.98% | +61.6% | |
| Buy | TESLA MTRS INCnote 1.5% 6/0 | $4,940,000 | +58.3% | 2,750,000 | +22.2% | 4.61% | +76.7% | |
| CHART INDS INCnote 2.0% 8/0 | $4,379,000 | -12.9% | 3,250,000 | 0.0% | 4.08% | -2.8% | ||
| RADIAN GROUP Inote 3.0% 11/1 | $4,293,000 | +4.5% | 2,800,000 | 0.0% | 4.00% | +16.6% | ||
| RYLAND GROUP Inote 1.625% 5/1 | $4,292,000 | -6.3% | 3,000,000 | 0.0% | 4.00% | +4.5% | ||
| Buy | SALIX PHARMACEUnote 1.5% 3/1 | $4,228,000 | +41.3% | 2,500,000 | +25.0% | 3.94% | +57.6% | |
| Buy | DEALERTRACK TECHnote 1.5% 3/1 | $3,922,000 | +87.7% | 2,750,000 | +83.3% | 3.66% | +109.5% | |
| Buy | GT ADVANCED TEnote 3.0% 12/15 | $3,399,000 | +203.2% | 2,100,000 | +90.9% | 3.17% | +238.2% | |
| Buy | SOLARCITY CORPnote 2.75% 11/0 | $2,585,000 | +45.0% | 2,000,000 | +33.3% | 2.41% | +61.7% | |
| CCIPRA | CROWN CASTLE INTLcnv pfd stk sr a | $2,579,000 | +0.7% | 25,500 | 0.0% | 2.40% | +12.4% | |
| HCNPRI | HEALTHCARE REIconv prf | $2,360,000 | +8.3% | 42,500 | 0.0% | 2.20% | +20.9% | |
| Buy | AK STL CORPnote 5.0% 11/1 | $2,293,000 | +40.2% | 1,500,000 | +50.0% | 2.14% | +56.5% | |
| TTM TECHNOLOGIESnote 1.75% 12/15 | $2,224,000 | +2.6% | 2,000,000 | 0.0% | 2.07% | +14.5% | ||
| ALTRA INDL MOTIOnote 2.75% 3/0 | $2,141,000 | +3.3% | 1,500,000 | 0.0% | 2.00% | +15.2% | ||
| JARDEN CORPnote 1.875% 9/1 | $2,088,000 | -1.9% | 1,500,000 | 0.0% | 1.95% | +9.4% | ||
| Sell | UNITED THERAPEnote 1.0% 9/15/ | $1,986,000 | -44.2% | 1,000,000 | -33.3% | 1.85% | -37.8% | |
| New | XPO LOGISTICS INCnote 4.5% 10/0 | $1,883,000 | – | 1,000,000 | +100.0% | 1.76% | – | |
| BOTTOMLINE TECnote 1.5% 12/0 | $1,880,000 | -2.9% | 1,430,000 | 0.0% | 1.75% | +8.3% | ||
| GROUP 1 AUTOMOnote 3.0% 3/15/ | $1,861,000 | -7.1% | 1,000,000 | 0.0% | 1.74% | +3.6% | ||
| New | HAWAIIAN HOLDINGS INCnote 5.0% 3/1 | $1,844,000 | – | 1,000,000 | +100.0% | 1.72% | – | |
| Buy | GROUP 1 AUTOMOnote 2.25% 6/15 | $1,817,000 | +43.6% | 1,500,000 | +50.0% | 1.69% | +60.3% | |
| New | AMAG PHARMACEUTICALSnote 2.5% 2/1 | $1,781,000 | – | 1,750,000 | +100.0% | 1.66% | – | |
| Sell | RTI INTL METALnote 3.0% 12/0 | $1,723,000 | -49.8% | 1,750,000 | -46.2% | 1.61% | -44.0% | |
| New | VERISIN INCnote 3.25% 8/15/37 | $1,653,000 | – | 1,000,000 | +100.0% | 1.54% | – | |
| New | VIPSHOP HLDGS LTDnote 1.5% 3/1 | $1,628,000 | – | 1,600,000 | +100.0% | 1.52% | – | |
| Sell | AMERICAN RLTYnote 3.0% 8/0 | $1,592,000 | -20.6% | 1,500,000 | -25.0% | 1.48% | -11.5% | |
| AEGEAN MARINEnote 4.0% 11/0 | $1,513,000 | -4.7% | 1,500,000 | 0.0% | 1.41% | +6.3% | ||
| CHESAPEAKE ENERGYpfd conv | $1,454,000 | -3.6% | 1,300 | 0.0% | 1.36% | +7.6% | ||
| M/I HOMES INCnote 3.25% 9/1 | $1,419,000 | -7.1% | 1,175,000 | 0.0% | 1.32% | +3.6% | ||
| QQQ | Buy | POWERSHARES QQunit ser 1 | $1,315,000 | +6.8% | 15,000 | +7.1% | 1.23% | +19.1% |
| ASCENT CAP GRnote 4.0% 7/1 | $1,261,000 | -6.2% | 1,250,000 | 0.0% | 1.18% | +4.6% | ||
| BLACKSTONE MTG TRnote 5.25% 12/0 | $1,110,000 | +5.4% | 1,000,000 | 0.0% | 1.04% | +17.6% | ||
| New | VECTOR GROUP LTDnote 1.75% 4/15 | $1,041,000 | – | 1,000,000 | +100.0% | 0.97% | – | |
| OMNICARE INCnote 3.5% 2/1 | $1,018,000 | +0.3% | 1,000,000 | 0.0% | 0.95% | +11.9% | ||
| RESOURCE CAP CORPnote 6.0% 12/0 | $996,000 | -1.2% | 1,000,000 | 0.0% | 0.93% | +10.3% | ||
| RAIT FINANCIAL TRnote 4.0% 10/0 | $983,000 | -1.3% | 1,000,000 | 0.0% | 0.92% | +10.2% | ||
| MTCN | ARCELORMITTALmand cv nt 16 | $959,000 | -7.8% | 40,000 | 0.0% | 0.89% | +2.9% | |
| EXIXQ | ENERGY XXI BERconv prf | $945,000 | -8.3% | 3,500 | 0.0% | 0.88% | +2.3% | |
| ALPHA NATURAL REnote 4.875% 12/1 | $824,000 | -23.6% | 1,000,000 | 0.0% | 0.77% | -14.8% | ||
| New | TESLA MTRS INCnote 1.25% 3/0 | $818,000 | – | 900,000 | +100.0% | 0.76% | – | |
| PPLPRW | Sell | PPL CORPunit | $788,000 | -51.1% | 14,400 | -52.8% | 0.74% | -45.5% |
| New | APPLE INC | $268,000 | – | 500 | +100.0% | 0.25% | – | |
| CSCO | CISCO SYS INC | $157,000 | 0.0% | 7,000 | 0.0% | 0.15% | +11.5% | |
| Exit | STARWOOD PPTYnote 4.0% 1/15/ | $0 | – | -1,000,000 | -100.0% | -0.93% | – | |
| Exit | MICRON TECHNOLnote 3.0% 11/15 | $0 | – | -1,150,000 | -100.0% | -0.95% | – | |
| Exit | CEMEX SAB DE Cnote 3.75% 3/18 | $0 | – | -1,000,000 | -100.0% | -1.14% | – | |
| Exit | WEB COM INCnote 1.0% 8/15 | $0 | – | -1,240,000 | -100.0% | -1.17% | – | |
| SWH | Exit | STANLEY BLACK & DECunit | $0 | – | -15,000 | -100.0% | -1.29% | – |
| Exit | CEMEX SAB DE Cnote 3.25% 3/16 | $0 | – | -1,500,000 | -100.0% | -1.65% | – | |
| Exit | GREEN PLAINS RENnote 5.75% 11/0 | $0 | – | -1,500,000 | -100.0% | -1.82% | – | |
| Exit | ENERSYSnote 3.375% 6/0 | $0 | – | -1,750,000 | -100.0% | -2.58% | – | |
| Exit | ENPRO INDS INCdbcv 3.938% 10/ | $0 | – | -2,040,000 | -100.0% | -3.01% | – | |
| Exit | CADENCE DESIGNnote 2.625% 6/1 | $0 | – | -2,000,000 | -100.0% | -3.14% | – | |
| Exit | ENDO PHARMACEUnote 1.75% 4/1 | $0 | – | -2,000,000 | -100.0% | -3.87% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-05-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ALTRA INDL MOTIO | 10 | Q3 2015 | 6.4% |
| POWERSHARES QQ | 10 | Q3 2015 | 3.1% |
| CISCO SYS INC | 10 | Q3 2015 | 0.8% |
| BOTTOMLINE TEC | 9 | Q2 2015 | 2.5% |
| SANDISK CORP | 8 | Q3 2015 | 7.7% |
| RADIAN GROUP I | 8 | Q1 2015 | 4.0% |
| GILEAD SCIENCE | 7 | Q4 2014 | 11.2% |
| MICRON TECHNOL | 7 | Q1 2015 | 6.2% |
| TESLA MTRS INC | 7 | Q1 2015 | 4.9% |
| VIPSHOP HLDGS LTD | 7 | Q3 2015 | 7.2% |
View GRACE BROTHERS MANAGEMENT LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2015-11-10 |
| 13F-HR | 2015-08-10 |
| 13F-HR | 2015-05-12 |
| 13F-HR | 2015-02-11 |
| 13F-HR | 2014-11-12 |
| 13F-HR | 2014-08-11 |
| 13F-HR | 2014-05-09 |
| 13F-HR | 2014-02-11 |
| 13F-HR | 2013-11-14 |
| 13F-HR | 2013-08-12 |
View GRACE BROTHERS MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.