$118 Million is the total value of GRACE BROTHERS MANAGEMENT LLC's 46 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 45.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | GILEAD SCIENCEnote 1.625% 5/1 | $13,162,000 | +10.6% | 4,750,000 | -9.5% | 11.19% | +9.2% | |
| CHART INDS INCnote 2.0% 8/0 | $6,075,000 | +24.0% | 3,250,000 | 0.0% | 5.16% | +22.4% | ||
| VIROPHARMA INCnote 2.0% 3/1 | $5,361,000 | +30.7% | 2,500,000 | 0.0% | 4.56% | +29.0% | ||
| MICRON TECHNOLnote 1.875% 8/1 | $4,691,000 | +20.5% | 2,500,000 | 0.0% | 3.99% | +19.0% | ||
| RYLAND GROUP Inote 1.625% 5/1 | $4,378,000 | +0.8% | 3,000,000 | 0.0% | 3.72% | -0.5% | ||
| RADIAN GROUP Inote 3.0% 11/1 | $4,316,000 | +14.2% | 2,950,000 | 0.0% | 3.67% | +12.8% | ||
| Buy | ENPRO INDS INCdbcv 3.938% 10/ | $3,759,000 | +87.5% | 2,040,000 | +61.3% | 3.20% | +85.1% | |
| Sell | CADENCE DESIGNnote 2.625% 6/1 | $3,644,000 | -46.5% | 2,000,000 | -42.9% | 3.10% | -47.1% | |
| CONTINENTAL AInote 4.5% 1/1 | $3,590,000 | -2.3% | 2,100,000 | 0.0% | 3.05% | -3.6% | ||
| AKORN INCnote 3.5% 6/0 | $3,443,000 | +36.6% | 1,500,000 | 0.0% | 2.93% | +34.9% | ||
| Sell | CUBIST PHARMACnote 2.5% 11/0 | $3,383,000 | -23.0% | 1,500,000 | -40.0% | 2.88% | -24.0% | |
| RTI INTL METALnote 3.0% 12/0 | $3,372,000 | +9.6% | 3,250,000 | 0.0% | 2.87% | +8.1% | ||
| Buy | ENDO PHARMACEUnote 1.75% 4/1 | $3,180,000 | +58.4% | 2,000,000 | +33.3% | 2.70% | +56.5% | |
| New | MICRON TECHNOLnote 2.375% 5/1 | $2,868,000 | – | 1,500,000 | +100.0% | 2.44% | – | |
| ENERSYSnote 3.375% 6/0 | $2,709,000 | +18.1% | 1,750,000 | 0.0% | 2.30% | +16.6% | ||
| TEREX CORP NEWnote 4.0% 6/0 | $2,655,000 | +22.7% | 1,250,000 | 0.0% | 2.26% | +21.1% | ||
| M/I HOMES INCnote 3.25% 9/1 | $2,592,000 | -5.2% | 2,250,000 | 0.0% | 2.20% | -6.4% | ||
| New | WEB COM INCnote 1.0% 8/15 | $2,552,000 | – | 2,240,000 | +100.0% | 2.17% | – | |
| UNITED THERAPEnote 1.0% 9/15/ | $2,549,000 | +16.8% | 1,500,000 | 0.0% | 2.17% | +15.3% | ||
| HCNPRI | HEALTHCARE REIconv prf | $2,446,000 | -7.3% | 42,500 | 0.0% | 2.08% | -8.5% | |
| EXTERRAN HLDGSnote 4.25% 6/1 | $2,183,000 | -3.4% | 1,750,000 | 0.0% | 1.86% | -4.6% | ||
| GROUP 1 AUTOMOnote 3.0% 3/15/ | $2,155,000 | +18.4% | 1,000,000 | 0.0% | 1.83% | +16.9% | ||
| New | SANDISK CORPnote 1.5% 8/1 | $1,994,000 | – | 1,500,000 | +100.0% | 1.70% | – | |
| New | GREEN PLAINS RENnote 5.75% 11/0 | $1,953,000 | – | 1,500,000 | +100.0% | 1.66% | – | |
| CEMEX SAB DE Cnote 3.25% 3/16 | $1,913,000 | +4.8% | 1,500,000 | 0.0% | 1.63% | +3.5% | ||
| EXIXQ | ENERGY XXI BERconv prf | $1,898,000 | +23.5% | 6,000 | 0.0% | 1.61% | +21.9% | |
| STILLWATER MNGnote 1.75% 10/1 | $1,839,000 | +0.8% | 1,750,000 | 0.0% | 1.56% | -0.4% | ||
| New | TESLA MTRS INCnote 1.5% 6/0 | $1,694,000 | – | 1,000,000 | +100.0% | 1.44% | – | |
| NEEPRO | NEXTERA ENERGYunit 9/1/15 | $1,639,000 | -2.2% | 30,000 | 0.0% | 1.39% | -3.4% | |
| PPLPRW | PPL CORPunit | $1,639,000 | -0.7% | 30,500 | 0.0% | 1.39% | -1.9% | |
| Sell | STARWOOD PPTYnote 4.0% 1/15/ | $1,558,000 | -39.1% | 1,500,000 | -40.0% | 1.32% | -39.9% | |
| FORESTAR GROUPnote 3.75% 3/0 | $1,510,000 | +3.3% | 1,300,000 | 0.0% | 1.28% | +2.0% | ||
| NEEPRP | New | NEXTERA ENERGYunit 9/1/16 | $1,452,000 | – | 30,000 | +100.0% | 1.24% | – |
| New | AMERICAN RLTYnote 3.0% 8/0 | $1,422,000 | – | 1,500,000 | +100.0% | 1.21% | – | |
| QQQ | Buy | POWERSHARES QQunit ser 1 | $1,373,000 | +16.8% | 17,400 | +5.5% | 1.17% | +15.2% |
| Sell | BOTTOMLINE TECnote 1.5% 12/0 | $1,350,000 | -42.5% | 1,180,000 | -45.9% | 1.15% | -43.2% | |
| New | ASCENT CAP GRnote 4.0% 7/1 | $1,308,000 | – | 1,250,000 | +100.0% | 1.11% | – | |
| New | GT ADVANCED TEnote 3.0% 10/0 | $1,303,000 | – | 1,000,000 | +100.0% | 1.11% | – | |
| CEMEX SAB DE Cnote 3.75% 3/18 | $1,302,000 | +5.3% | 1,000,000 | 0.0% | 1.11% | +4.0% | ||
| Sell | ALTRA HOLDINGSnote 2.75% 3/0 | $1,191,000 | -33.6% | 1,000,000 | -33.3% | 1.01% | -34.5% | |
| New | OMNICARE INCnote 3.5% 2/1 | $955,000 | – | 1,000,000 | +100.0% | 0.81% | – | |
| AK STL CORPnote 5.0% 11/1 | $942,000 | +9.8% | 1,000,000 | 0.0% | 0.80% | +8.4% | ||
| MTCN | ARCELORMITTALmand cv nt 16 | $860,000 | +14.5% | 40,000 | 0.0% | 0.73% | +13.0% | |
| GMWSB | GENERAL MTRS Cw exp 07/10/201 | $791,000 | +13.6% | 42,212 | 0.0% | 0.67% | +12.4% | |
| New | MERRIMACK PHARnote 4.5% 7/1 | $499,000 | – | 550,000 | +100.0% | 0.42% | – | |
| CSCO | CISCO SYS INC | $164,000 | -3.5% | 7,000 | 0.0% | 0.14% | -4.8% | |
| Exit | MICRON TECHNOLnote 1.875% 6/1 | $0 | – | -600,000 | -100.0% | -0.69% | – | |
| Exit | ALCOA INCnote 5.5% 3/1 | $0 | – | -1,250,000 | -100.0% | -1.37% | – | |
| WYPRA | Exit | WEYERHAEUSER Cconv prf | $0 | – | -32,000 | -100.0% | -1.40% | – |
| Exit | BARNES GROUP Inote 3.375% 3/1 | $0 | – | -1,500,000 | -100.0% | -1.46% | – | |
| Exit | GENCORP INCsdcv 4.062% 12/ | $0 | – | -1,000,000 | -100.0% | -1.60% | – | |
| Exit | AGCO CORPnote 1.25% 12/1 | $0 | – | -1,500,000 | -100.0% | -1.61% | – | |
| Exit | GROUP 1 AUTOMOfrnt 2.25% 6/1 | $0 | – | -2,325,000 | -100.0% | -2.39% | – | |
| Exit | WESTERN REFNGnote 5.75% 6/1 | $0 | – | -1,500,000 | -100.0% | -3.75% | – | |
| Exit | UNITED RENTALSnote 4.0% 11/1 | $0 | – | -1,000,000 | -100.0% | -3.86% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ALTRA INDL MOTIO | 10 | Q3 2015 | 6.4% |
| POWERSHARES QQ | 10 | Q3 2015 | 3.1% |
| CISCO SYS INC | 10 | Q3 2015 | 0.8% |
| BOTTOMLINE TEC | 9 | Q2 2015 | 2.5% |
| SANDISK CORP | 8 | Q3 2015 | 7.7% |
| RADIAN GROUP I | 8 | Q1 2015 | 4.0% |
| GILEAD SCIENCE | 7 | Q4 2014 | 11.2% |
| MICRON TECHNOL | 7 | Q1 2015 | 6.2% |
| TESLA MTRS INC | 7 | Q1 2015 | 4.9% |
| VIPSHOP HLDGS LTD | 7 | Q3 2015 | 7.2% |
View GRACE BROTHERS MANAGEMENT LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2015-11-10 |
| 13F-HR | 2015-08-10 |
| 13F-HR | 2015-05-12 |
| 13F-HR | 2015-02-11 |
| 13F-HR | 2014-11-12 |
| 13F-HR | 2014-08-11 |
| 13F-HR | 2014-05-09 |
| 13F-HR | 2014-02-11 |
| 13F-HR | 2013-11-14 |
| 13F-HR | 2013-08-12 |
View GRACE BROTHERS MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.