$451 Million is the total value of Radcliffe Capital Management, L.P.'s 30 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 57.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | PROSPECT CAPITAL CORPconvrt bond | $81,356,000 | +5.7% | 79,366,000 | +6.0% | 18.05% | +20.3% | |
| Sell | Ares Capital Corporationconvrt bond | $44,606,000 | -14.8% | 42,053,000 | -15.0% | 9.89% | -3.0% | |
| New Mountain Finance Corporationconvrt bond | $42,996,000 | +0.1% | 41,000,000 | 0.0% | 9.54% | +13.9% | ||
| Buy | Cemex S.A.convrt bond | $42,389,000 | +6.4% | 42,267,000 | +6.0% | 9.40% | +21.1% | |
| Buy | BlackRock Capital Investment Corpconvrt bond | $39,530,000 | +12.9% | 39,530,000 | +12.8% | 8.77% | +28.5% | |
| Buy | Cemex S.A.convrt bond | $34,115,000 | +6.5% | 34,017,000 | +6.2% | 7.57% | +21.2% | |
| PROSPECT CAPITAL CORPconvrt bond | $31,843,000 | +0.2% | 30,000,000 | 0.0% | 7.06% | +14.0% | ||
| Buy | Twitter, Inc.convrt bond | $26,161,000 | +341.4% | 26,901,000 | +346.8% | 5.80% | +402.4% | |
| TPG Specialty Lending, Inc.convrt bond | $23,747,000 | +1.2% | 22,421,000 | 0.0% | 5.27% | +15.2% | ||
| Sell | Goldman Sachs BDC Inc.convrt bond | $22,666,000 | -19.5% | 22,028,000 | -19.7% | 5.03% | -8.3% | |
| BlackRock TCP Capital Corp.convrt bond | $18,543,000 | -1.2% | 18,224,000 | 0.0% | 4.11% | +12.5% | ||
| Sell | Hercules Capital, Inc.convrt bond | $15,031,000 | -17.4% | 14,717,000 | -16.9% | 3.33% | -6.0% | |
| Nuance Communications, Inc.convrt bond | $9,678,000 | +6.3% | 9,624,000 | 0.0% | 2.15% | +21.0% | ||
| Nuance Communications, Inc.convrt bond | $4,900,000 | +0.3% | 5,000,000 | 0.0% | 1.09% | +14.2% | ||
| ECHOSTAR COMMUNICATIONSconvrt bond | $4,566,000 | +3.7% | 5,000,000 | 0.0% | 1.01% | +18.1% | ||
| Buy | PROSPECT CAPITAL CORPconvrt bond | $4,541,000 | +247.4% | 4,529,000 | +249.7% | 1.01% | +294.9% | |
| Sell | Ares Capital Corporationconvrt bond | $1,721,000 | -68.3% | 1,660,000 | -68.4% | 0.38% | -63.9% | |
| TiVo Corporationconvrt bond | $941,000 | +0.6% | 950,000 | 0.0% | 0.21% | +14.8% | ||
| ARYA | ARYA Sciences Acquisition | $156,000 | +0.6% | 15,000 | 0.0% | 0.04% | +16.7% | |
| GRAF | Graf Industrial Corp | $153,000 | +1.3% | 15,000 | 0.0% | 0.03% | +17.2% | |
| FMCI | Forum Merger II Corp | $153,000 | +0.7% | 15,000 | 0.0% | 0.03% | +13.3% | |
| MUDS | Mudrick Capital Acquisition | $155,000 | +0.6% | 15,000 | 0.0% | 0.03% | +13.3% | |
| AMCIU | New | AMCI Acquisition Corp | $150,000 | – | 14,803 | +100.0% | 0.03% | – |
| BRPM | New | B. Riley Principal Merger Corp. | $123,000 | – | 12,300 | +100.0% | 0.03% | – |
| TDAC | Sell | Trident Acquisitions Corp. | $111,000 | -28.8% | 10,491 | -30.1% | 0.02% | -16.7% |
| MFACU | New | Megalith Financial Acquisition Corp. | $103,000 | – | 10,000 | +100.0% | 0.02% | – |
| LFACU | New | LF Capital Acquisition Corp. | $104,000 | – | 10,000 | +100.0% | 0.02% | – |
| HCACU | New | Hennessy Capital Acquisition | $102,000 | – | 10,000 | +100.0% | 0.02% | – |
| GLEO | New | Galileo Acquisition Corp. | $98,000 | – | 10,000 | +100.0% | 0.02% | – |
| NFIN | New | Netfin Acquisition Corp | $100,000 | – | 10,000 | +100.0% | 0.02% | – |
| HCAC | Exit | Hennessy Capital Acquisition | $0 | – | -10,000 | -100.0% | -0.02% | – |
| STNL | Exit | Sentinel Energy Services Inc. | $0 | – | -10,000 | -100.0% | -0.02% | – |
| ALGR | Exit | Allegro Merger Corp. | $0 | – | -10,000 | -100.0% | -0.02% | – |
| CTAC | Exit | ChaSerg Technology Acquisition Corp. | $0 | – | -10,000 | -100.0% | -0.02% | – |
| EDTX | Exit | EdtechX Holding Acquisition | $0 | – | -10,000 | -100.0% | -0.02% | – |
| DDMX | Exit | DD3 Acquisition Corp. | $0 | – | -10,000 | -100.0% | -0.02% | – |
| LFAC | Exit | LF Capital Acquisition Corp. | $0 | – | -10,000 | -100.0% | -0.02% | – |
| MFAC | Exit | Megalith Financial Acquisition Corp. | $0 | – | -10,000 | -100.0% | -0.02% | – |
| BWMC | Exit | Boxwood Merger Corp | $0 | – | -15,000 | -100.0% | -0.03% | – |
| MNCL | Exit | Monocle Acquisition Corp | $0 | – | -15,000 | -100.0% | -0.03% | – |
| AMCI | Exit | AMCI Acquisition Corp | $0 | – | -14,803 | -100.0% | -0.03% | – |
| Exit | SYNAPTICS INCconvrt bond | $0 | – | -3,500,000 | -100.0% | -0.64% | – | |
| Exit | Cardtronics, Inc.convrt bond | $0 | – | -6,500,000 | -100.0% | -1.24% | – | |
| Exit | TPG Specialty Lending, Inc.convrt bond | $0 | – | -30,156,000 | -100.0% | -5.91% | – | |
| Exit | Blackrock TCP Capital Corp.convrt bond | $0 | – | -39,325,000 | -100.0% | -7.71% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PROSPECT CAPITAL CORP | 21 | Q2 2022 | 18.0% |
| New Mountain Finance Corporation | 20 | Q2 2023 | 9.5% |
| PROSPECT CAPITAL CORP | 20 | Q1 2020 | 12.3% |
| BlackRock Capital Investment Corp | 20 | Q1 2022 | 8.8% |
| PROSPECT CAPITAL CORP | 19 | Q3 2023 | 7.1% |
| TPG Specialty Lending, Inc. | 18 | Q3 2019 | 5.9% |
| Goldman Sachs BDC Inc. | 18 | Q1 2022 | 5.5% |
| TCP Capital Corp | 18 | Q4 2021 | 4.2% |
| Ares Capital Corporation | 17 | Q4 2018 | 9.5% |
| TCP Capital Corp | 17 | Q3 2019 | 7.7% |
View Radcliffe Capital Management, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Andretti Acquisition Corp. | September 29, 2023 | 637,652 | 8.1% |
| Cartica Acquisition Corp | September 28, 2023 | 461,205 | 5.1% |
| Chain Bridge I | August 11, 2023 | 400,000 | 9.6% |
| Pegasus Digital Mobility Acquisition Corp. | July 28, 2023 | 475,006 | 9.5% |
| PORTAGE FINTECH ACQUISITION CORP. | July 27, 2023 | 200,000 | 5.1% |
| Power & Digital Infrastructure Acquisition II Corp. | June 14, 2023 | 727,998 | 6.9% |
| Battery Future Acquisition Corp. | June 13, 2023 | 634,751 | 5.6% |
| Valuence Merger Corp. I | June 05, 2023 | 500,000 | 8.0% |
| GSR II Meteora Acquisition Corp. | May 31, 2023 | 667,000 | 9.3% |
| DP Cap Acquisition Corp I | May 16, 2023 | 400,000 | 9.8% |
View Radcliffe Capital Management, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Radcliffe Capital Management, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.