STEPHENS WARREN A filings

This page lists the SEC filings reported by STEPHENS WARREN A.

SEC filings by STEPHENS WARREN A (ownership)
TypeFiledFilerSubjectShares OwnedPercent Owned
SC 13G/A2012-12-31STEPHENS WARREN AVASCULAR SOLUTIONS INC597,1623.7%EDGAR
SC 13G/A2012-02-13STEPHENS WARREN AVASCULAR SOLUTIONS INC1,191,3627.2%EDGAR
SC 13G/A2011-02-14STEPHENS WARREN AVASCULAR SOLUTIONS INC1,191,3627.1%EDGAR
SC 13G2010-11-29STEPHENS WARREN AVASCULAR SOLUTIONS INC1,194,3127.1%EDGAR
SC 13D/A2010-08-16STEPHENS WARREN APOWER ONE INC2,423,3562.3%EDGAR
SC 13D/A2010-02-16STEPHENS WARREN APOWER ONE INC4,631,7915.3%EDGAR
SC 13D/A2008-06-25STEPHENS WARREN APOWER ONE INC5,573,3806.3%EDGAR
SC 13D/A2008-03-17STEPHENS WARREN APOWER ONE INC5,698,0706.5%EDGAR
SC 13D/A2008-03-13STEPHENS WARREN APOWER ONE INC5,698,0706.5%EDGAR
Form 13F-HR
The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
Form SC 13D/G
Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
Form 3, 4, and 5
Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.