$42.8 Million is the total value of SMH CAPITAL ADVISORS INC's 44 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 87.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | NIO INCnote 0.500% 2/0 | $11,265,000 | – | 12,911,000 | +100.0% | 26.29% | – | |
| New | WISDOMTREE INCnote 3.250% 6/1 | $9,175,000 | – | 9,449,000 | +100.0% | 21.42% | – | |
| New | FUBOTV INCnote 3.250% 2/1 | $8,383,000 | – | 12,662,000 | +100.0% | 19.57% | – | |
| New | EZCORP INCnote 2.375% 5/0 | $1,935,000 | – | 2,075,000 | +100.0% | 4.52% | – | |
| MAIN | New | MAIN STR CAP CORP | $738,000 | – | 18,166 | +100.0% | 1.72% | – |
| PSEC | Buy | PROSPECT CAP CORP | $609,000 | -2.4% | 100,720 | +0.0% | 1.42% | +5.3% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $413,000 | +27.1% | 12,730 | +45.8% | 0.96% | +37.1% |
| CSWC | Buy | CAPITAL SOUTHWEST CORP | $390,000 | +20.4% | 17,023 | +3.6% | 0.91% | +29.8% |
| NAD | Buy | NUVEEN QUALITY MUNCP INCOME | $119,000 | -9.2% | 11,719 | +0.7% | 0.28% | -1.8% |
| EIM | Buy | EATON VANCE MUN BD FD | $118,000 | -9.2% | 13,209 | +0.7% | 0.28% | -2.1% |
| MUI | Buy | BLACKROCK MUNICIPAL INCOME | $117,000 | -10.7% | 11,552 | +0.6% | 0.27% | -3.5% |
| NEA | Buy | NUVEEN AMT FREE QLTY MUN INC | $114,000 | -10.9% | 11,795 | +0.7% | 0.27% | -4.0% |
| AFB | Buy | ALLIANCEBERNSTEIN NATL MUN I | $114,000 | -12.3% | 12,230 | +0.7% | 0.27% | -5.3% |
| New | STANDARD BIOTOOLS INCnote 2.750% 2/0 | $27,000 | – | 28,000 | +100.0% | 0.06% | – | |
| New | HELLO GROUP INCnote 1.250% 7/0 | $10,000 | – | 10,000 | +100.0% | 0.02% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-08
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| COMPASS DIVERSIFIED HOLDINGS | 24 | Q3 2023 | 8.7% |
| PROSPECT CAPITAL CORPORATION | 24 | Q3 2023 | 4.1% |
| BLACKROCK CR ALLOCATION INCO | 24 | Q3 2023 | 1.9% |
| BLACKROCK CORPOR HI YLD FD I | 24 | Q3 2023 | 1.9% |
| ALLIANCEBERNSTEIN GLOBAL HIG | 24 | Q3 2023 | 2.0% |
| CALAMOS STRATEGIC TOTL RETN | 24 | Q3 2023 | 1.8% |
| TEMPLETON EMERG MKTS INCOME | 24 | Q3 2023 | 1.0% |
| INTERNATIONAL BUSINESS MACHS | 23 | Q3 2023 | 2.6% |
| SOLAR CAP LTD | 23 | Q2 2023 | 2.1% |
| ADAMS DIVERSIFIED EQUITY FD | 22 | Q3 2023 | 1.8% |
View SMH CAPITAL ADVISORS INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ASTROTECH Corp \WA\ | February 04, 2013 | 5,467 | - |
| SPACEHAB INC \WA\ | February 06, 2009 | 5,008,136 | 30.6% |
View SMH CAPITAL ADVISORS INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-03 |
| 13F-HR/A | 2022-08-10 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-02-02 |
View SMH CAPITAL ADVISORS INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.