$50.5 Million is the total value of SMH CAPITAL ADVISORS INC's 54 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 22.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | DIGITALBRIDGE GROUP INCnote 5.000% 4/1 | $9,406,000 | +0.6% | 9,126,000 | -0.6% | 18.62% | +8.3% | |
| Sell | PROSPECT CAP CORPnote 4.950% 7/1 | $4,510,000 | -15.2% | 4,465,000 | -14.1% | 8.93% | -8.7% | |
| Sell | EZCORP INCnote 2.375% 5/0 | $3,075,000 | -3.6% | 3,424,000 | -2.3% | 6.09% | +3.9% | |
| PSEC | Sell | PROSPECT CAP CORP | $968,000 | -4.9% | 115,107 | -12.9% | 1.92% | +2.4% |
| NHF | Sell | NEXPOINT DIVERSIFIED REL ET | $797,000 | -2.7% | 58,708 | -0.3% | 1.58% | +4.9% |
| GROW | Sell | U S GLOBAL INVS INCcl a | $525,000 | -22.7% | 119,211 | -0.1% | 1.04% | -16.7% |
| PSTH | Sell | PERSHING SQUARE TONTINE HLDG | $446,000 | -40.0% | 22,632 | -40.0% | 0.88% | -35.3% |
| NIE | Sell | VIRTUS ALLIANZGI EQUITY & CO | $446,000 | -3.0% | 14,796 | -5.3% | 0.88% | +4.5% |
| PWP | Sell | PERELLA WEINBERG PARTNERS | $343,000 | -16.9% | 26,662 | -14.4% | 0.68% | -10.5% |
| OCSL | Sell | OAKTREE SPECIALTY LENDING CO | $336,000 | +5.3% | 45,025 | -0.4% | 0.66% | +13.5% |
| SLRC | Sell | SLR INVESTMENT CORP | $208,000 | -4.1% | 11,277 | -0.5% | 0.41% | +3.3% |
| NAD | Sell | NUVEEN QUALITY MUNCP INCOME | $205,000 | +3.0% | 12,714 | -0.1% | 0.41% | +10.9% |
| AFB | Sell | ALLIANCEBERNSTEIN NATL MUN I | $194,000 | -2.0% | 13,114 | -1.0% | 0.38% | +5.5% |
| FTCV | Sell | FINTECH ACQUISITION CORP V | $113,000 | -3.4% | 11,353 | -1.7% | 0.22% | +4.2% |
| Exit | PDL BIOPHARMA INCnote 2.750%12/0 | $0 | – | -53,000 | -100.0% | -0.10% | – | |
| HYG | Exit | ISHARES TRiboxx hi yd etf | $0 | – | -8,900 | -100.0% | -1.43% | – |
| APO | Exit | APOLLO GLOBAL MGMT INC | $0 | – | -13,319 | -100.0% | -1.51% | – |
| Exit | HERCULES CAPITAL INCdbcv 4.375% 2/0 | $0 | – | -9,574,000 | -100.0% | -18.35% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-02-02
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| COMPASS DIVERSIFIED HOLDINGS | 24 | Q3 2023 | 8.7% |
| PROSPECT CAPITAL CORPORATION | 24 | Q3 2023 | 4.1% |
| BLACKROCK CR ALLOCATION INCO | 24 | Q3 2023 | 1.9% |
| BLACKROCK CORPOR HI YLD FD I | 24 | Q3 2023 | 1.9% |
| ALLIANCEBERNSTEIN GLOBAL HIG | 24 | Q3 2023 | 2.0% |
| CALAMOS STRATEGIC TOTL RETN | 24 | Q3 2023 | 1.8% |
| TEMPLETON EMERG MKTS INCOME | 24 | Q3 2023 | 1.0% |
| INTERNATIONAL BUSINESS MACHS | 23 | Q3 2023 | 2.6% |
| SOLAR CAP LTD | 23 | Q2 2023 | 2.1% |
| ADAMS DIVERSIFIED EQUITY FD | 22 | Q3 2023 | 1.8% |
View SMH CAPITAL ADVISORS INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ASTROTECH Corp \WA\ | February 04, 2013 | 5,467 | - |
| SPACEHAB INC \WA\ | February 06, 2009 | 5,008,136 | 30.6% |
View SMH CAPITAL ADVISORS INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-03 |
| 13F-HR/A | 2022-08-10 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-05-04 |
View SMH CAPITAL ADVISORS INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.