$54.4 Million is the total value of SMH CAPITAL ADVISORS INC's 57 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 7.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | HERCULES CAPITAL INCdbcv 4.375% 2/0 | $9,987,000 | -1.9% | 9,574,000 | -0.4% | 18.35% | -10.3% | |
| Sell | DIGITALBRIDGE GROUP INCnote 5.000% 4/1 | $9,354,000 | -1.5% | 9,177,000 | -0.3% | 17.19% | -10.0% | |
| Sell | PROSPECT CAP CORPnote 4.950% 7/1 | $5,320,000 | -0.4% | 5,198,000 | -0.4% | 9.78% | -9.0% | |
| SCU | Sell | SCULPTOR CAP MGMT | $1,066,000 | +13.2% | 38,224 | -0.2% | 1.96% | +3.4% |
| APO | Sell | APOLLO GLOBAL MGMT INC | $820,000 | -1.6% | 13,319 | -0.6% | 1.51% | -10.0% |
| NHF | Sell | NEXPOINT STRATEGIC OPPORTES | $819,000 | +0.6% | 58,859 | -0.5% | 1.50% | -8.1% |
| PSTH | Sell | PERSHING SQUARE TONTINE HLDG | $743,000 | -14.4% | 37,714 | -1.1% | 1.36% | -21.8% |
| GROW | Sell | U S GLOBAL INVS INCcl a | $679,000 | -8.2% | 119,295 | -0.3% | 1.25% | -16.1% |
| IRM | Sell | IRON MTN INC NEW | $601,000 | +2.0% | 13,832 | -0.6% | 1.10% | -6.8% |
| T | Sell | AT&T INC | $497,000 | -6.8% | 18,408 | -0.6% | 0.91% | -14.8% |
| NIE | Sell | VIRTUS ALLIANZGI EQUITY & CO | $460,000 | -4.8% | 15,616 | -2.2% | 0.84% | -13.0% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $427,000 | -4.3% | 7,905 | -0.7% | 0.78% | -12.5% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $427,000 | -5.9% | 3,076 | -0.6% | 0.78% | -14.0% |
| PWP | Sell | PERELLA WEINBERG PARTNERS | $413,000 | +1.7% | 31,138 | -1.2% | 0.76% | -7.0% |
| CVX | Sell | CHEVRON CORP NEW | $405,000 | -3.6% | 3,992 | -0.4% | 0.74% | -12.0% |
| BTZ | Sell | BLACKROCK CR ALLOCATION INCO | $389,000 | -5.6% | 25,690 | -2.9% | 0.72% | -13.6% |
| HYT | Sell | BLACKROCK CORPOR HI YLD FD I | $385,000 | -4.0% | 31,584 | -3.0% | 0.71% | -12.3% |
| AWF | Sell | ALLIANCEBERNSTEIN GLOBAL HIG | $348,000 | -5.2% | 28,363 | -3.2% | 0.64% | -13.4% |
| HPQ | Sell | HP INC | $333,000 | -10.0% | 12,182 | -0.7% | 0.61% | -17.7% |
| OCSL | Sell | OAKTREE SPECIALTY LENDING CO | $319,000 | +3.6% | 45,226 | -1.7% | 0.59% | -5.3% |
| CSQ | Sell | CALAMOS STRATEGIC TOTAL RETU | $317,000 | -5.1% | 17,897 | -2.5% | 0.58% | -13.4% |
| ADX | Sell | ADAMS DIVERSIFIED EQUITY FD | $297,000 | -1.7% | 14,994 | -1.9% | 0.55% | -10.0% |
| KHC | Sell | KRAFT HEINZ CO | $291,000 | -11.3% | 7,909 | -1.7% | 0.54% | -18.9% |
| EVT | Sell | EATON VANCE TAX ADVT DIV INC | $272,000 | -2.5% | 9,910 | -1.7% | 0.50% | -10.9% |
| GDV | Sell | GABELLI DIVID & INCOME TR | $269,000 | -3.6% | 10,430 | -1.7% | 0.49% | -11.9% |
| RQI | Sell | COHEN & STEERS QUALITY INCOM | $249,000 | -7.1% | 16,730 | -1.9% | 0.46% | -15.0% |
| BIT | Sell | BLACKROCK MULTI SECTOR INC T | $247,000 | -2.0% | 13,198 | -2.3% | 0.45% | -10.5% |
| VCTR | Sell | VICTORY CAP HLDGS INC | $246,000 | +7.9% | 7,028 | -0.3% | 0.45% | -1.3% |
| LDP | Sell | COHEN & STEERS LTD DURATION | $244,000 | -2.0% | 8,951 | -1.7% | 0.45% | -10.6% |
| XOM | Sell | EXXON MOBIL CORP | $236,000 | -7.5% | 4,016 | -0.6% | 0.43% | -15.4% |
| HTD | Sell | HANCOCK JOHN TAX-ADVANTAGED | $217,000 | -9.6% | 9,487 | -1.7% | 0.40% | -17.4% |
| SLRC | Sell | SLR INVESTMENT CORP | $217,000 | -1.4% | 11,330 | -3.9% | 0.40% | -9.7% |
| TEI | Sell | TEMPLETON EMERGING MKTS INCO | $178,000 | -4.3% | 22,997 | -1.7% | 0.33% | -12.6% |
| FTCV | Sell | FINTECH ACQUISITION CORP V | $117,000 | -18.8% | 11,547 | -2.1% | 0.22% | -25.9% |
| WETF | Sell | WISDOMTREE INVTS INC | $108,000 | -10.0% | 19,091 | -1.2% | 0.20% | -17.8% |
| LNSR | Exit | LENSAR INC | $0 | – | -11,676 | -100.0% | -0.20% | – |
| PETS | Exit | PETMED EXPRESS INC | $0 | – | -7,419 | -100.0% | -0.48% | – |
| VWO | Exit | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $0 | – | -5,374 | -100.0% | -0.59% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-10-26
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| COMPASS DIVERSIFIED HOLDINGS | 24 | Q3 2023 | 8.7% |
| PROSPECT CAPITAL CORPORATION | 24 | Q3 2023 | 4.1% |
| BLACKROCK CR ALLOCATION INCO | 24 | Q3 2023 | 1.9% |
| BLACKROCK CORPOR HI YLD FD I | 24 | Q3 2023 | 1.9% |
| ALLIANCEBERNSTEIN GLOBAL HIG | 24 | Q3 2023 | 2.0% |
| CALAMOS STRATEGIC TOTL RETN | 24 | Q3 2023 | 1.8% |
| TEMPLETON EMERG MKTS INCOME | 24 | Q3 2023 | 1.0% |
| INTERNATIONAL BUSINESS MACHS | 23 | Q3 2023 | 2.6% |
| SOLAR CAP LTD | 23 | Q2 2023 | 2.1% |
| ADAMS DIVERSIFIED EQUITY FD | 22 | Q3 2023 | 1.8% |
View SMH CAPITAL ADVISORS INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ASTROTECH Corp \WA\ | February 04, 2013 | 5,467 | - |
| SPACEHAB INC \WA\ | February 06, 2009 | 5,008,136 | 30.6% |
View SMH CAPITAL ADVISORS INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-03 |
| 13F-HR/A | 2022-08-10 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-05-04 |
View SMH CAPITAL ADVISORS INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.