$54.4 Million is the total value of SMH CAPITAL ADVISORS INC's 57 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 20.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | HELLO GROUP INCnote 1.250% 7/0 | $4,044,000 | – | 4,797,000 | +100.0% | 7.43% | – | |
| Buy | EZCORP INCnote 2.375% 5/0 | $3,190,000 | +43.6% | 3,506,000 | +39.1% | 5.86% | +31.3% | |
| CODI | Buy | COMPASS DIVERSIFIEDsh ben int | $2,181,000 | +19.4% | 77,411 | +8.1% | 4.01% | +9.1% |
| VICI | Buy | VICI PPTYS INC | $1,472,000 | +74.8% | 51,829 | +91.1% | 2.70% | +59.8% |
| PSEC | Buy | PROSPECT CAP CORP | $1,018,000 | -8.2% | 132,197 | +0.0% | 1.87% | -16.1% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $223,000 | +0.5% | 520 | +0.2% | 0.41% | -8.1% |
| TIP | New | ISHARES TRtips bd etf | $207,000 | – | 1,618 | +100.0% | 0.38% | – |
| NAD | Buy | NUVEEN QUALITY MUNCP INCOME | $199,000 | -1.5% | 12,729 | +0.7% | 0.37% | -9.9% |
| AFB | Buy | ALLIANCEBERNSTEIN NATL MUN I | $198,000 | -1.0% | 13,251 | +0.6% | 0.36% | -9.5% |
| NEA | Buy | NUVEEN AMT FREE QLTY MUN INC | $194,000 | -2.5% | 12,754 | +0.4% | 0.36% | -11.0% |
| EIM | Buy | EATON VANCE MUN BD FD | $188,000 | -1.6% | 14,034 | +0.7% | 0.34% | -10.2% |
| MUI | Buy | BLACKROCK MUNICIPAL INCOME | $182,000 | -2.2% | 11,950 | +0.7% | 0.33% | -10.7% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-10-26
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| COMPASS DIVERSIFIED HOLDINGS | 24 | Q3 2023 | 8.7% |
| PROSPECT CAPITAL CORPORATION | 24 | Q3 2023 | 4.1% |
| BLACKROCK CR ALLOCATION INCO | 24 | Q3 2023 | 1.9% |
| BLACKROCK CORPOR HI YLD FD I | 24 | Q3 2023 | 1.9% |
| ALLIANCEBERNSTEIN GLOBAL HIG | 24 | Q3 2023 | 2.0% |
| CALAMOS STRATEGIC TOTL RETN | 24 | Q3 2023 | 1.8% |
| TEMPLETON EMERG MKTS INCOME | 24 | Q3 2023 | 1.0% |
| INTERNATIONAL BUSINESS MACHS | 23 | Q3 2023 | 2.6% |
| SOLAR CAP LTD | 23 | Q2 2023 | 2.1% |
| ADAMS DIVERSIFIED EQUITY FD | 22 | Q3 2023 | 1.8% |
View SMH CAPITAL ADVISORS INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ASTROTECH Corp \WA\ | February 04, 2013 | 5,467 | - |
| SPACEHAB INC \WA\ | February 06, 2009 | 5,008,136 | 30.6% |
View SMH CAPITAL ADVISORS INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-03 |
| 13F-HR/A | 2022-08-10 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-05-04 |
View SMH CAPITAL ADVISORS INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.