$44.8 Million is the total value of SMH CAPITAL ADVISORS INC's 53 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 33.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PSEC | Buy | PROSPECT CAP CORP | $1,260,000 | +46.7% | 164,262 | +3.5% | 2.81% | +29.4% |
| CODI | Buy | COMPASS DIVERSIFIEDsh ben int | $1,154,000 | +45.0% | 49,848 | +21.8% | 2.58% | +27.9% |
| SCU | Buy | SCULPTOR CAP MGMT | $821,000 | +51.8% | 37,527 | +5.5% | 1.83% | +33.8% |
| DHI | New | D R HORTON INC | $805,000 | – | 9,038 | +100.0% | 1.80% | – |
| MPC | Buy | MARATHON PETE CORP | $583,000 | +34.0% | 10,897 | +3.6% | 1.30% | +18.3% |
| IRM | Buy | IRON MTN INC NEW | $515,000 | +26.2% | 13,911 | +0.6% | 1.15% | +11.3% |
| NHF | New | NEXPOINT STRATEGIC OPPORTES | $510,000 | – | 44,760 | +100.0% | 1.14% | – |
| STOR | Buy | STORE CAP CORP | $481,000 | -0.6% | 14,350 | +0.7% | 1.07% | -12.3% |
| PSTH | Buy | PERSHING SQUARE TONTINE HLDG | $477,000 | -13.3% | 19,860 | +0.0% | 1.06% | -23.5% |
| SPG | Buy | SIMON PPTY GROUP INC NEW | $455,000 | +37.0% | 3,998 | +2.6% | 1.02% | +20.8% |
| NIE | New | VIRTUS ALLIANZGI EQUITY & CO | $454,000 | – | 16,215 | +100.0% | 1.01% | – |
| IIPR | New | INNOVATIVE INDL PPTYS INC | $431,000 | – | 2,390 | +100.0% | 0.96% | – |
| CVX | Buy | CHEVRON CORP NEW | $419,000 | +104.4% | 4,000 | +64.8% | 0.94% | +80.3% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $413,000 | +9.5% | 3,103 | +3.6% | 0.92% | -3.4% |
| RMR | Buy | RMR GROUP INCcl a | $410,000 | +8.8% | 10,039 | +2.9% | 0.92% | -4.0% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $393,000 | +65.1% | 6,755 | +66.7% | 0.88% | +45.6% |
| BTZ | Buy | BLACKROCK CR ALLOCATION INCO | $391,000 | +7.1% | 26,614 | +7.2% | 0.87% | -5.5% |
| HPQ | Buy | HP INC | $389,000 | +32.3% | 12,239 | +2.5% | 0.87% | +16.8% |
| HYT | Buy | BLACKROCK CORPOR HI YLD FD I | $383,000 | +9.4% | 32,663 | +6.8% | 0.86% | -3.5% |
| AWF | Buy | ALLIANCEBERNSTEIN GLOBAL HIG | $345,000 | +8.5% | 29,151 | +7.9% | 0.77% | -4.3% |
| KHC | Buy | KRAFT HEINZ CO | $321,000 | +19.3% | 8,026 | +3.4% | 0.72% | +5.3% |
| CSQ | Buy | CALAMOS STRATEGIC TOTAL RETU | $314,000 | +17.2% | 18,253 | +7.4% | 0.70% | +3.2% |
| DGX | New | QUEST DIAGNOSTICS INC | $310,000 | – | 2,418 | +100.0% | 0.69% | – |
| OCSL | Buy | OAKTREE SPECIALTY LENDING CO | $286,000 | +18.2% | 46,206 | +6.3% | 0.64% | +4.2% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $279,000 | +3.7% | 5,368 | +0.0% | 0.62% | -8.5% |
| ADX | Buy | ADAMS DIVERSIFIED EQUITY FD | $277,000 | +14.9% | 15,166 | +8.6% | 0.62% | +1.5% |
| EVT | Buy | EATON VANCE TAX ADVT DIV INC | $266,000 | +22.6% | 10,122 | +10.2% | 0.59% | +8.2% |
| GDV | Buy | GABELLI DIVID & INCOME TR | $252,000 | +24.1% | 10,508 | +10.9% | 0.56% | +9.5% |
| BIT | Buy | BLACKROCK MULTI-SECTOR INC T | $241,000 | +15.3% | 13,348 | +12.2% | 0.54% | +1.7% |
| LDP | Buy | COHEN & STEERS LTD DURATION | $236,000 | +10.3% | 9,038 | +12.2% | 0.53% | -2.8% |
| RQI | Buy | COHEN & STEERS QUALITY INCOM | $235,000 | +23.7% | 16,911 | +10.3% | 0.52% | +9.1% |
| HTD | New | HANCOCK JOHN TAX-ADVANTAGED | $224,000 | – | 9,537 | +100.0% | 0.50% | – |
| XOM | New | EXXON MOBIL CORP | $216,000 | – | 3,863 | +100.0% | 0.48% | – |
| CAT | New | CATERPILLAR INC | $214,000 | – | 921 | +100.0% | 0.48% | – |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $206,000 | – | 519 | +100.0% | 0.46% | – |
| TEI | Buy | TEMPLETON EMERGING MKTS INCO | $169,000 | +10.5% | 22,994 | +16.5% | 0.38% | -2.6% |
| EIM | Buy | EATON VANCE MUN BD FD | $146,000 | -1.4% | 10,990 | +0.7% | 0.33% | -13.1% |
| WETF | Buy | WISDOMTREE INVTS INC | $119,000 | +50.6% | 19,113 | +28.8% | 0.27% | +33.0% |
| LNSR | Buy | LENSAR INC | $85,000 | +1.2% | 11,710 | +0.6% | 0.19% | -10.8% |
| EZPW | New | EZCORP INCcl a non vtg | $53,000 | – | 10,710 | +100.0% | 0.12% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-04-22
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| COMPASS DIVERSIFIED HOLDINGS | 24 | Q3 2023 | 8.7% |
| PROSPECT CAPITAL CORPORATION | 24 | Q3 2023 | 4.1% |
| BLACKROCK CR ALLOCATION INCO | 24 | Q3 2023 | 1.9% |
| BLACKROCK CORPOR HI YLD FD I | 24 | Q3 2023 | 1.9% |
| ALLIANCEBERNSTEIN GLOBAL HIG | 24 | Q3 2023 | 2.0% |
| CALAMOS STRATEGIC TOTL RETN | 24 | Q3 2023 | 1.8% |
| TEMPLETON EMERG MKTS INCOME | 24 | Q3 2023 | 1.0% |
| INTERNATIONAL BUSINESS MACHS | 23 | Q3 2023 | 2.6% |
| SOLAR CAP LTD | 23 | Q2 2023 | 2.1% |
| ADAMS DIVERSIFIED EQUITY FD | 22 | Q3 2023 | 1.8% |
View SMH CAPITAL ADVISORS INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ASTROTECH Corp \WA\ | February 04, 2013 | 5,467 | - |
| SPACEHAB INC \WA\ | February 06, 2009 | 5,008,136 | 30.6% |
View SMH CAPITAL ADVISORS INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-03 |
| 13F-HR/A | 2022-08-10 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-05-04 |
View SMH CAPITAL ADVISORS INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.