$45.5 Million is the total value of SMH CAPITAL ADVISORS INC's 34 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 36.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | PDL BIOPHARMA INCnote 2.750%12/0 | $9,552,000 | -9.8% | 9,937,000 | -1.5% | 20.97% | -18.8% | |
| Sell | PROSPECT CAPITAL CORPORATIONnote 4.950% 7/1 | $5,671,000 | -0.0% | 5,519,000 | -2.2% | 12.45% | -10.0% | |
| Sell | HERCULES CAPITAL INCdbcv 4.375% 2/0 | $4,686,000 | +0.3% | 4,577,000 | -2.0% | 10.29% | -9.7% | |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $431,000 | -22.2% | 1,453 | -23.2% | 0.95% | -30.0% |
| EFA | Sell | ISHARES TRmsci eafe etf | $385,000 | -24.4% | 5,900 | -23.7% | 0.84% | -32.0% |
| PDLI | Sell | PDL BIOPHARMA INC | $176,000 | -34.3% | 81,713 | -4.3% | 0.39% | -41.0% |
| Sell | FLUIDIGM CORP DELnote 2.750% 2/0 | $110,000 | -17.3% | 115,000 | -17.3% | 0.24% | -25.3% | |
| OAK | Exit | OAKTREE CAP GROUP LLCunit cl a | $0 | – | -4,355 | -100.0% | -0.53% | – |
| APO | Exit | APOLLO GLOBAL MGMT LLC | $0 | – | -9,803 | -100.0% | -0.82% | – |
| BX | Exit | BLACKSTONE GROUP L P | $0 | – | -9,768 | -100.0% | -1.06% | – |
| VWO | Exit | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $0 | – | -12,591 | -100.0% | -1.30% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-10-31
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| COMPASS DIVERSIFIED HOLDINGS | 24 | Q3 2023 | 8.7% |
| PROSPECT CAPITAL CORPORATION | 24 | Q3 2023 | 4.1% |
| BLACKROCK CR ALLOCATION INCO | 24 | Q3 2023 | 1.9% |
| BLACKROCK CORPOR HI YLD FD I | 24 | Q3 2023 | 1.9% |
| ALLIANCEBERNSTEIN GLOBAL HIG | 24 | Q3 2023 | 2.0% |
| CALAMOS STRATEGIC TOTL RETN | 24 | Q3 2023 | 1.8% |
| TEMPLETON EMERG MKTS INCOME | 24 | Q3 2023 | 1.0% |
| INTERNATIONAL BUSINESS MACHS | 23 | Q3 2023 | 2.6% |
| SOLAR CAP LTD | 23 | Q2 2023 | 2.1% |
| ADAMS DIVERSIFIED EQUITY FD | 22 | Q3 2023 | 1.8% |
View SMH CAPITAL ADVISORS INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ASTROTECH Corp \WA\ | February 04, 2013 | 5,467 | - |
| SPACEHAB INC \WA\ | February 06, 2009 | 5,008,136 | 30.6% |
View SMH CAPITAL ADVISORS INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-03 |
| 13F-HR/A | 2022-08-10 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-05-04 |
View SMH CAPITAL ADVISORS INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.