$45.5 Million is the total value of SMH CAPITAL ADVISORS INC's 34 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 31.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | COLONY CAP INCnote 5.000% 4/1 | $8,314,000 | +38.1% | 8,484,000 | +35.3% | 18.26% | +24.3% | |
| Buy | EZCORP INCnote 2.375% 5/0 | $5,740,000 | +115.2% | 7,242,000 | +145.0% | 12.60% | +93.7% | |
| AGG | Buy | ISHARES TRcore us aggbd et | $1,335,000 | +12.4% | 11,795 | +10.6% | 2.93% | +1.1% |
| OCSL | Buy | OAKTREE SPECIALTY LENDING CO | $1,257,000 | -2.9% | 242,605 | +1.6% | 2.76% | -12.6% |
| PSEC | Buy | PROSPECT CAPITAL CORPORATION | $1,031,000 | +3.0% | 156,513 | +2.1% | 2.26% | -7.3% |
| REM | Buy | ISHARES TRmortge rel etf | $721,000 | -0.1% | 17,123 | +0.0% | 1.58% | -10.1% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $701,000 | +6.9% | 4,821 | +1.3% | 1.54% | -3.8% |
| SCU | New | SCULPTOR CAP MGMT | $699,000 | – | 35,861 | +100.0% | 1.54% | – |
| AAPL | Buy | APPLE INC | $383,000 | +15.7% | 1,710 | +2.3% | 0.84% | +4.2% |
| CODI | Buy | COMPASS DIVERSIFIED HOLDINGSsh ben int | $383,000 | +3.0% | 19,451 | +0.0% | 0.84% | -7.4% |
| APO | New | APOLLO GLOBAL MGMT INC | $371,000 | – | 9,820 | +100.0% | 0.82% | – |
| SLRC | Buy | SOLAR CAP LTD | $362,000 | +6.8% | 17,516 | +6.1% | 0.80% | -3.9% |
| BTZ | Buy | BLACKROCK CR ALLCTN INC TR | $332,000 | +16.5% | 24,406 | +11.1% | 0.73% | +4.9% |
| HYT | Buy | BLACKROCK CORPOR HI YLD FD I | $317,000 | +12.4% | 29,464 | +12.1% | 0.70% | +1.2% |
| AWF | Buy | ALLIANCEBERNSTEIN GBL HGH IN | $311,000 | +14.3% | 25,926 | +12.4% | 0.68% | +2.9% |
| CVX | Buy | CHEVRON CORP NEW | $275,000 | -1.4% | 2,321 | +3.4% | 0.60% | -11.3% |
| XOM | Buy | EXXON MOBIL CORP | $239,000 | -3.6% | 3,379 | +4.4% | 0.52% | -13.2% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $237,000 | +10.7% | 3,919 | +4.6% | 0.52% | -0.4% |
| HTD | New | HANCOCK JOHN TAX-ADV DIV INC | $220,000 | – | 7,726 | +100.0% | 0.48% | – |
| EVT | New | EATON VANCE TAX ADVT DIV INC | $209,000 | – | 8,519 | +100.0% | 0.46% | – |
| ADX | Buy | ADAMS DIVERSIFIED EQUITY FD | $206,000 | +13.2% | 13,033 | +10.6% | 0.45% | +1.8% |
| CSQ | Buy | CALAMOS STRATEGIC TOTL RETN | $203,000 | +10.9% | 15,968 | +11.1% | 0.45% | 0.0% |
| BIT | New | BLACKROCK MULTI-SECTOR INC T | $187,000 | – | 10,889 | +100.0% | 0.41% | – |
| TEI | Buy | TEMPLETON EMERG MKTS INCOME | $158,000 | -0.6% | 17,408 | +12.2% | 0.35% | -10.6% |
| WETF | New | WISDOMTREE INVTS INC | $59,000 | – | 11,371 | +100.0% | 0.13% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-10-31
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| COMPASS DIVERSIFIED HOLDINGS | 24 | Q3 2023 | 8.7% |
| PROSPECT CAPITAL CORPORATION | 24 | Q3 2023 | 4.1% |
| BLACKROCK CR ALLOCATION INCO | 24 | Q3 2023 | 1.9% |
| BLACKROCK CORPOR HI YLD FD I | 24 | Q3 2023 | 1.9% |
| ALLIANCEBERNSTEIN GLOBAL HIG | 24 | Q3 2023 | 2.0% |
| CALAMOS STRATEGIC TOTL RETN | 24 | Q3 2023 | 1.8% |
| TEMPLETON EMERG MKTS INCOME | 24 | Q3 2023 | 1.0% |
| INTERNATIONAL BUSINESS MACHS | 23 | Q3 2023 | 2.6% |
| SOLAR CAP LTD | 23 | Q2 2023 | 2.1% |
| ADAMS DIVERSIFIED EQUITY FD | 22 | Q3 2023 | 1.8% |
View SMH CAPITAL ADVISORS INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ASTROTECH Corp \WA\ | February 04, 2013 | 5,467 | - |
| SPACEHAB INC \WA\ | February 06, 2009 | 5,008,136 | 30.6% |
View SMH CAPITAL ADVISORS INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-03 |
| 13F-HR/A | 2022-08-10 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-05-04 |
View SMH CAPITAL ADVISORS INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.