$64.8 Million is the total value of SMH CAPITAL ADVISORS INC's 31 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 9.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | PDL BIOPHARMA INCnote 2.750%12/0 | $13,781,000 | +6.2% | 13,538,000 | +0.4% | 21.27% | -2.5% | |
| Buy | FLUIDIGM CORP DELnote 2.750% 2/0 | $9,989,000 | +2.6% | 11,838,000 | +0.2% | 15.42% | -5.9% | |
| New | APOLLO COML REAL EST FIN INCnote 5.500% 3/1 | $4,217,000 | – | 3,954,000 | +100.0% | 6.51% | – | |
| SLRC | Buy | SOLAR CAP LTD | $1,253,000 | +0.7% | 61,694 | +0.2% | 1.93% | -7.6% |
| PSEC | Buy | PROSPECT CAPITAL CORPORATION | $968,000 | -2.5% | 147,852 | +0.3% | 1.49% | -10.5% |
| OCSL | Buy | OAKTREE SPECIALTY LENDING CO | $967,000 | -13.6% | 229,648 | +0.4% | 1.49% | -20.7% |
| OZM | Buy | OCH ZIFF CAP MGMT GROUPcl a | $957,000 | +6.8% | 358,446 | +0.0% | 1.48% | -2.0% |
| REM | Buy | ISHARES TRmortge rel etf | $951,000 | -6.0% | 22,383 | +0.0% | 1.47% | -13.7% |
| AGG | Buy | ISHARES TRcore us aggbd et | $943,000 | 0.0% | 8,791 | +1.9% | 1.46% | -8.3% |
| APO | Buy | APOLLO GLOBAL MGMT LLC | $856,000 | -11.4% | 28,894 | +0.1% | 1.32% | -18.7% |
| OAK | Buy | OAKTREE CAP GROUP LLCunit cl a | $819,000 | -5.9% | 20,675 | +0.0% | 1.26% | -13.6% |
| BX | Buy | BLACKSTONE GROUP L P | $790,000 | -0.1% | 24,720 | +0.0% | 1.22% | -8.3% |
| KKR | Buy | KKR & CO L P DEL | $761,000 | -3.7% | 37,511 | +0.0% | 1.17% | -11.6% |
| AINV | Buy | APOLLO INVT CORP | $751,000 | -7.4% | 143,849 | +0.4% | 1.16% | -15.0% |
| IBM | New | INTERNATIONAL BUSINESS MACHS | $698,000 | – | 4,550 | +100.0% | 1.08% | – |
| ARCC | Buy | ARES CAP CORP | $583,000 | +1.0% | 36,748 | +0.0% | 0.90% | -7.2% |
| CODI | Buy | COMPASS DIVERSIFIED HOLDINGSsh ben int | $319,000 | -3.0% | 19,435 | +0.0% | 0.49% | -11.0% |
| PDLI | Buy | PDL BIOPHARMA INC | $237,000 | +8.2% | 80,722 | +1.0% | 0.37% | -0.5% |
| HYT | Buy | BLACKROCK CORPOR HI YLD FD I | $220,000 | -1.3% | 20,784 | +2.1% | 0.34% | -9.3% |
| BTZ | Buy | BLACKROCK CR ALLCTN INC TR | $218,000 | -2.7% | 17,214 | +2.2% | 0.34% | -10.9% |
| AWF | Buy | ALLIANCEBERNSTEIN GBL HGH IN | $214,000 | -4.9% | 17,986 | +2.1% | 0.33% | -12.7% |
| GHY | Buy | PRUDENTIAL GLB SHT DUR HG YL | $213,000 | -1.4% | 15,348 | +2.5% | 0.33% | -9.4% |
| CSQ | Buy | CALAMOS STRATEGIC TOTL RETN | $142,000 | 0.0% | 11,990 | +1.9% | 0.22% | -8.4% |
| TEI | Buy | TEMPLETON EMERG MKTS INCOME | $137,000 | +2.2% | 12,103 | +0.9% | 0.21% | -6.2% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-04-26
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| COMPASS DIVERSIFIED HOLDINGS | 24 | Q3 2023 | 8.7% |
| PROSPECT CAPITAL CORPORATION | 24 | Q3 2023 | 4.1% |
| BLACKROCK CR ALLOCATION INCO | 24 | Q3 2023 | 1.9% |
| BLACKROCK CORPOR HI YLD FD I | 24 | Q3 2023 | 1.9% |
| ALLIANCEBERNSTEIN GLOBAL HIG | 24 | Q3 2023 | 2.0% |
| CALAMOS STRATEGIC TOTL RETN | 24 | Q3 2023 | 1.8% |
| TEMPLETON EMERG MKTS INCOME | 24 | Q3 2023 | 1.0% |
| INTERNATIONAL BUSINESS MACHS | 23 | Q3 2023 | 2.6% |
| SOLAR CAP LTD | 23 | Q2 2023 | 2.1% |
| ADAMS DIVERSIFIED EQUITY FD | 22 | Q3 2023 | 1.8% |
View SMH CAPITAL ADVISORS INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ASTROTECH Corp \WA\ | February 04, 2013 | 5,467 | - |
| SPACEHAB INC \WA\ | February 06, 2009 | 5,008,136 | 30.6% |
View SMH CAPITAL ADVISORS INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-03 |
| 13F-HR/A | 2022-08-10 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-05-04 |
View SMH CAPITAL ADVISORS INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.