$2.76 Billion is the total value of AQR Arbitrage LLC's 565 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 186.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VSLR | New | VIVINT SOLAR INC | $59,850,000 | – | 1,413,226 | +100.0% | 2.17% | – |
| MXIM | New | MAXIM INTEGRATED PRODS INC | $50,784,000 | – | 751,131 | +100.0% | 1.84% | – |
| Buy | MICROCHIP TECHNOLOGY INC.note 2.250% 2/1 | $48,197,000 | +17.3% | 32,235,000 | +14.5% | 1.75% | -4.3% | |
| Buy | MERCADOLIBRE INCnote 2.000% 8/1 | $47,885,000 | +40.1% | 19,000,000 | +27.3% | 1.74% | +14.3% | |
| GRUB | Buy | GRUBHUB INC | $46,055,000 | +101.7% | 636,736 | +91.9% | 1.67% | +64.6% |
| VAR | New | VARIAN MED SYS INC | $44,251,000 | – | 257,272 | +100.0% | 1.61% | – |
| LVGO | New | LIVONGO HEALTH INC | $43,580,000 | – | 311,174 | +100.0% | 1.58% | – |
| New | WAYFAIR INCnote 1.000% 8/1 | $42,746,000 | – | 20,575,000 | +100.0% | 1.55% | – | |
| MNTA | New | MOMENTA PHARMACEUTICALS INC | $40,581,000 | – | 773,269 | +100.0% | 1.47% | – |
| NGHC | New | NATIONAL GEN HLDGS CORP | $35,579,000 | – | 1,054,201 | +100.0% | 1.29% | – |
| Buy | ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0 | $33,314,000 | +46.8% | 27,575,000 | +17.5% | 1.21% | +19.8% | |
| BMCH | New | BMC STK HLDGS INC | $32,523,000 | – | 759,354 | +100.0% | 1.18% | – |
| IMMU | New | IMMUNOMEDICS INC | $32,506,000 | – | 382,284 | +100.0% | 1.18% | – |
| NBL | New | NOBLE ENERGY INC | $30,892,000 | – | 3,613,142 | +100.0% | 1.12% | – |
| AIMT | New | AIMMUNE THERAPEUTICS INC | $30,807,000 | – | 894,257 | +100.0% | 1.12% | – |
| New | AKAMAI TECHNOLOGIES INCnote 0.375% 9/0 | $26,637,000 | – | 22,925,000 | +100.0% | 0.97% | – | |
| Buy | SOUTHWEST AIRLS COnote 1.250% 5/0 | $25,283,000 | +295.5% | 19,300,000 | +264.2% | 0.92% | +222.9% | |
| Buy | LUMENTUM HLDGS INCnote 0.250% 3/1 | $25,064,000 | +64.7% | 17,896,000 | +71.7% | 0.91% | +34.4% | |
| New | BLACKLINE INCnote 0.125% 8/0 | $22,467,000 | – | 16,275,000 | +100.0% | 0.82% | – | |
| Buy | RAPID7 INCnote 1.250% 8/0 | $20,451,000 | +51.0% | 13,042,000 | +29.9% | 0.74% | +23.3% | |
| Buy | FIREEYE INCnote 0.875% 6/0 | $20,221,000 | +54.7% | 21,700,000 | +51.0% | 0.73% | +26.3% | |
| RST | New | ROSETTA STONE INC | $20,129,000 | – | 671,430 | +100.0% | 0.73% | – |
| GNW | Buy | GENWORTH FINL INC | $20,059,000 | +49.0% | 5,987,764 | +2.8% | 0.73% | +21.5% |
| New | PALO ALTO NETWORKS INCnote 0.750% 7/0 | $20,026,000 | – | 17,725,000 | +100.0% | 0.73% | – | |
| New | EXACT SCIENCES CORPnote 0.375% 3/0 | $19,851,000 | – | 18,300,000 | +100.0% | 0.72% | – | |
| Buy | VONAGE HLDGS CORPnote 1.750% 6/0 | $19,629,000 | +318.6% | 20,269,000 | +305.4% | 0.71% | +240.7% | |
| GLIBA | New | GCI LIBERTY INC | $19,028,000 | – | 232,162 | +100.0% | 0.69% | – |
| New | PINDUODUO INCnote 10/0 | $18,157,000 | – | 10,000,000 | +100.0% | 0.66% | – | |
| VRTU | New | VIRTUSA CORP | $18,015,000 | – | 366,453 | +100.0% | 0.65% | – |
| Buy | AMERICAN AIRLS GROUP INCnote 6.500% 7/0 | $17,425,000 | +3.6% | 18,800,000 | +5.6% | 0.63% | -15.5% | |
| New | ZILLOW GROUP INCnote 1.375% 9/0 | $16,760,000 | – | 7,000,000 | +100.0% | 0.61% | – | |
| New | SNAP INCnote 0.750% 8/0 | $15,547,000 | – | 11,200,000 | +100.0% | 0.56% | – | |
| Buy | PLURALSIGHT INCnote 0.375% 3/0 | $15,429,000 | +34.5% | 17,375,000 | +34.4% | 0.56% | +9.8% | |
| Buy | CHEGG INCnote 0.125% 3/1 | $15,189,000 | +79.9% | 9,950,000 | +67.2% | 0.55% | +46.5% | |
| IFFT | New | INTERNATIONAL FLAVORS&FRAGRAunit 09/15/2021 | $13,437,000 | – | 300,000 | +100.0% | 0.49% | – |
| BITA | Buy | BITAUTO HLDGS LTDsponsored ads | $13,174,000 | +141.8% | 836,416 | +143.3% | 0.48% | +97.5% |
| NGAU | New | NORTHERN GENESIS ACQUISITIONunit 07/31/2027 | $12,488,000 | – | 1,250,000 | +100.0% | 0.45% | – |
| FSTU | New | FAST ACQUISITION CORPunit 99/99/9999 | $12,463,000 | – | 1,250,000 | +100.0% | 0.45% | – |
| STPKU | New | STAR PEAK ENERGY TRANSITIONunit 99/99/9999 | $12,416,000 | – | 1,211,329 | +100.0% | 0.45% | – |
| New | PURE STORAGE INCnote 0.125% 4/1 | $12,411,000 | – | 12,750,000 | +100.0% | 0.45% | – | |
| Buy | VISHAY INTERTECHNOLOGY INCnote 2.250% 6/1 | $12,321,000 | +43.2% | 12,700,000 | +38.0% | 0.45% | +16.7% | |
| BFTU | New | FOLEY TRASIMENE ACQUISITIONunit 99/99/9999 | $12,113,000 | – | 1,187,500 | +100.0% | 0.44% | – |
| NEEPRQ | New | NEXTERA ENERGY INCunit 99/99/9999 | $11,958,000 | – | 250,000 | +100.0% | 0.43% | – |
| Buy | DISH NETWORK CORPORATIONnote 3.375% 8/1 | $11,644,000 | +46.1% | 12,650,000 | +46.2% | 0.42% | +19.5% | |
| New | INSIGHT ENTERPRISES INCnote 0.750% 2/1 | $11,352,000 | – | 10,775,000 | +100.0% | 0.41% | – | |
| Buy | 8X8 INC NEWnote 0.500% 2/0 | $11,225,000 | +149.6% | 12,000,000 | +140.0% | 0.41% | +103.5% | |
| TWNDU | New | TAILWIND ACQUISITION CORPunit 09/07/2027 | $11,055,000 | – | 1,100,000 | +100.0% | 0.40% | – |
| LCAPU | New | LIONHEART ACQUISITION CORP Iunit 08/13/2025 | $10,458,000 | – | 1,050,000 | +100.0% | 0.38% | – |
| DVN | New | DEVON ENERGY CORP NEW | $10,251,000 | – | 1,083,603 | +100.0% | 0.37% | – |
| Buy | LIGAND PHARMACEUTICALS INCnote 0.750% 5/1 | $10,165,000 | +10.0% | 11,178,000 | +6.4% | 0.37% | -10.2% | |
| GOACU | New | GO ACQUISITION CORPunit 08/31/2027 | $10,080,000 | – | 1,000,000 | +100.0% | 0.37% | – |
| NSHU | New | NAVSIGHT HLDGS INCunit 99/99/9999 | $10,060,000 | – | 1,000,000 | +100.0% | 0.36% | – |
| CCIVU | New | CHURCHILL CAPITAL CORP IVunit 99/99/9999 | $10,020,000 | – | 1,000,000 | +100.0% | 0.36% | – |
| New | PROOFPOINT INCnote 0.250% 8/1 | $10,006,000 | – | 10,000,000 | +100.0% | 0.36% | – | |
| SAIIU | New | SOFTWARE ACQUISITN GRUP INCunit 99/99/9999 | $9,950,000 | – | 1,000,000 | +100.0% | 0.36% | – |
| Buy | NRG ENERGY INCdbcv 2.750% 6/0 | $9,757,000 | +161.3% | 9,375,000 | +155.1% | 0.35% | +113.3% | |
| Buy | ALTAIR ENGR INCnote 0.250% 6/0 | $9,259,000 | +23.8% | 8,335,000 | +17.4% | 0.34% | +0.9% | |
| Buy | FTI CONSULTING INCnote 2.000% 8/1 | $9,238,000 | +11.8% | 7,510,000 | +15.4% | 0.34% | -8.7% | |
| Buy | KBR INCnote 2.500%11/0 | $9,032,000 | +23.6% | 7,975,000 | +23.2% | 0.33% | +0.9% | |
| CMLFU | New | CM LIFE SCIENCES INCunit 09/01/2025 | $8,584,000 | – | 819,844 | +100.0% | 0.31% | – |
| Buy | RETROPHIN INCnote 2.500% 9/1 | $8,550,000 | +13.8% | 10,000,000 | +11.1% | 0.31% | -7.2% | |
| BKNG | Buy | BOOKING HOLDINGS INC | $8,222,000 | +63.9% | 4,823 | +51.5% | 0.30% | +33.6% |
| FIIIU | New | FORUM MERGER III CORPunit 08/24/2027 | $7,811,000 | – | 747,467 | +100.0% | 0.28% | – |
| New | IRONWOOD PHARMACEUTICALS INCnote 0.750% 6/1 | $7,704,000 | – | 7,700,000 | +100.0% | 0.28% | – | |
| PRPBU | New | CC NEUBERGER PRIN HLDGS IIunit 99/99/9999 | $7,231,000 | – | 700,000 | +100.0% | 0.26% | – |
| TWCTU | New | TWC TECH HLDGS II CORPunit 09/10/2025 | $7,091,000 | – | 700,000 | +100.0% | 0.26% | – |
| BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $6,701,000 | – | 22,795 | +100.0% | 0.24% | – |
| SBGU | New | SANDBRIDGE ACQUISITION CORPunit 99/99/9999 | $6,488,000 | – | 650,000 | +100.0% | 0.24% | – |
| CFIIU | New | CF FINANCE ACQUISITION CORPunit 08/01/2027 | $6,256,000 | – | 625,000 | +100.0% | 0.23% | – |
| HZACU | New | HORIZON ACQUISITION CORPunit 99/99/9999 | $6,177,000 | – | 593,700 | +100.0% | 0.22% | – |
| NHICU | New | NEWHOLD INVESTMENT CORPunit 03/10/2025 | $6,036,000 | – | 600,000 | +100.0% | 0.22% | – |
| FTOCU | New | FTAC OLYMPUS ACQUISITION CORunit 08/24/2025 | $6,000,000 | – | 600,000 | +100.0% | 0.22% | – |
| KSMTU | New | KISMET ACQUISITION ONE CORPunit 08/06/2025 | $6,006,000 | – | 600,000 | +100.0% | 0.22% | – |
| BTAQU | New | BURGUNDY TECHNOLOGY ACQU CORunit 08/26/2025 | $5,982,000 | – | 600,000 | +100.0% | 0.22% | – |
| CLAU | New | COLONNADE ACQUISITION CORPunit 99/99/9999 | $5,976,000 | – | 600,000 | +100.0% | 0.22% | – |
| ERES | New | EAST RES ACQUISITION CO | $5,892,000 | – | 600,000 | +100.0% | 0.21% | – |
| PSTH | New | PERSHING SQUARE TONTINE HLDG | $5,673,000 | – | 250,000 | +100.0% | 0.21% | – |
| HOLUU | New | HOLICITY INCunit 08/05/2025 | $5,610,000 | – | 542,000 | +100.0% | 0.20% | – |
| Buy | OSI SYSTEMS INCnote 1.250% 9/0 | $5,508,000 | +66.0% | 5,450,000 | +58.0% | 0.20% | +35.1% | |
| BSNU | New | BROADSTONE ACQUISITION CORPunit 99/99/9999 | $5,484,000 | – | 550,000 | +100.0% | 0.20% | – |
| Buy | INFINERA CORPnote 2.125% 9/0 | $5,413,000 | +43.4% | 5,850,000 | +32.2% | 0.20% | +16.7% | |
| New | IRONWOOD PHARMACEUTICALS INCnote 1.500% 6/1 | $5,360,000 | – | 5,500,000 | +100.0% | 0.19% | – | |
| GRSVU | New | GORES HLDGS V INCunit 99/99/9999 | $5,175,000 | – | 500,000 | +100.0% | 0.19% | – |
| EQDU | New | EQUITY DISTR ACQUISITION CORunit 99/99/9999 | $5,150,000 | – | 500,000 | +100.0% | 0.19% | – |
| BOWXU | New | BOWX ACQUISITION CORPunit 08/03/2025 | $5,130,000 | – | 500,000 | +100.0% | 0.19% | – |
| ETACU | New | E MERGE TECHNOLOGY ACQUISITIunit 07/30/2025 | $5,030,000 | – | 500,000 | +100.0% | 0.18% | – |
| ENPCU | New | EXECUTIVE NETWORK PARTNERINGunit 99/99/9999 | $5,050,000 | – | 200,000 | +100.0% | 0.18% | – |
| CRHCU | New | COHN ROBBINS HOLDINGS CORPunit 08/11/2025 | $5,045,000 | – | 500,000 | +100.0% | 0.18% | – |
| PMVCU | New | PMV CONSUMER ACQUISITION CORunit 08/31/2027 | $4,995,000 | – | 500,000 | +100.0% | 0.18% | – |
| PSAC | New | PROPERTY SOLUTIONS ACQUISITI | $4,905,000 | – | 500,000 | +100.0% | 0.18% | – |
| CLGX | Buy | CORELOGIC INC | $4,787,000 | +223.7% | 70,745 | +221.6% | 0.17% | +163.6% |
| FGNAU | New | FG NEW AMER ACQUISITION CORPunit 08/31/2027 | $4,755,000 | – | 475,000 | +100.0% | 0.17% | – |
| MOBL | New | MOBILEIRON INC | $4,700,000 | – | 670,424 | +100.0% | 0.17% | – |
| SVACU | New | STARBOARD VALUE ACQUISITN COunit 09/10/2025 | $4,541,000 | – | 450,000 | +100.0% | 0.16% | – |
| FUSE | New | FUSION ACQUISITION CORPcl a | $4,522,000 | – | 460,000 | +100.0% | 0.16% | – |
| VIHAU | New | VPC IMPACT ACQUISITION HLDNGunit 09/22/2025 | $4,500,000 | – | 450,000 | +100.0% | 0.16% | – |
| INAQU | New | INSU ACQUISITION CORP IIunit 09/04/2025 | $4,144,000 | – | 400,000 | +100.0% | 0.15% | – |
| GIK | New | GIGCAPITAL3 INC | $4,080,000 | – | 410,000 | +100.0% | 0.15% | – |
| PIAIU | New | PRIME IMPACT ACQUISITION Iunit 10/01/2030 | $4,008,000 | – | 400,000 | +100.0% | 0.14% | – |
| MLAC | New | MALACCA STRAITS ACQUISITION | $3,916,000 | – | 400,000 | +100.0% | 0.14% | – |
| STWOU | New | ACON S2 ACQUISITION CORPunit 09/15/2027 | $3,813,000 | – | 380,500 | +100.0% | 0.14% | – |
| ITACU | New | INDUSTRIAL TECH ACQU INCunit 08/31/2025 | $3,750,000 | – | 375,000 | +100.0% | 0.14% | – |
| CPSR | New | CAPSTAR SPL PURP ACQUISITION | $3,716,000 | – | 378,000 | +100.0% | 0.14% | – |
| New | CORENERGY INFRASTRUCTURE TRnote 5.875% 8/1 | $3,703,000 | – | 5,000,000 | +100.0% | 0.13% | – | |
| New | HANNON ARMSTRONG SUST INFR Cnote 8/1 | $3,650,000 | – | 3,500,000 | +100.0% | 0.13% | – | |
| New | ALTERYX INCnote 1.000% 8/0 | $3,610,000 | – | 3,600,000 | +100.0% | 0.13% | – | |
| FAIIU | New | FORTRESS VALUE ACQUISITION Iunit 08/10/2027 | $3,605,000 | – | 350,000 | +100.0% | 0.13% | – |
| VACQU | New | VECTOR ACQUISITION CORPunit 09/30/2027 | $3,549,000 | – | 350,000 | +100.0% | 0.13% | – |
| Buy | EZCORP INCnote 2.875% 7/0 | $3,549,000 | +86.2% | 4,000,000 | +100.0% | 0.13% | +51.8% | |
| ACTCU | New | ARCLIGHT CLEAN TRANSITION COunit 09/21/2025 | $3,500,000 | – | 350,000 | +100.0% | 0.13% | – |
| New | OMEROS CORPnote 5.250% 2/1 | $3,409,000 | – | 4,000,000 | +100.0% | 0.12% | – | |
| New | ALTERYX INCnote 0.500% 8/0 | $3,120,000 | – | 3,100,000 | +100.0% | 0.11% | – | |
| FTIVU | New | FINTECH ACQUISITION CORP IVunit 12/31/2025 | $3,072,000 | – | 300,000 | +100.0% | 0.11% | – |
| NMMCU | New | NORTH MOUNTAIN MERGER CORPunit 09/16/2025 | $3,060,000 | – | 300,000 | +100.0% | 0.11% | – |
| PDACU | New | PERIDOT ACQUISITION CORPunit 99/99/9999 | $2,996,000 | – | 300,000 | +100.0% | 0.11% | – |
| AACQ | New | ARTIUS ACQUISITION INC | $2,982,000 | – | 300,000 | +100.0% | 0.11% | – |
| AHACU | New | ALPHA HEALTHCARE ACQUISTN COunit 09/21/2027 | $2,976,000 | – | 300,000 | +100.0% | 0.11% | – |
| GNRS | New | GREENROSE ACQUISITION CORP | $2,931,000 | – | 300,000 | +100.0% | 0.11% | – |
| DEH | New | D8 HOLDINGS CORP | $2,931,000 | – | 300,000 | +100.0% | 0.11% | – |
| SINA | New | SINA CORPord | $2,775,000 | – | 65,133 | +100.0% | 0.10% | – |
| SOGO | New | SOGOU INCadr repstg a | $2,797,000 | – | 314,618 | +100.0% | 0.10% | – |
| VLDRW | New | VELODYNE LIDAR INC*w exp 09/29/202 | $2,720,000 | – | 556,219 | +100.0% | 0.10% | – |
| LYV | Buy | LIVE NATION ENTERTAINMENT IN | $2,601,000 | +112.3% | 48,281 | +71.9% | 0.09% | +74.1% |
| YACU | New | YUCAIPA ACQUISITION CORPunit 99/99/9999 | $2,585,000 | – | 253,479 | +100.0% | 0.09% | – |
| ILMN | Buy | ILLUMINA INC | $2,513,000 | +38.5% | 8,170 | +63.4% | 0.09% | +12.3% |
| LOAK | New | LIVE OAK ACQUISITION CORP | $2,520,000 | – | 250,000 | +100.0% | 0.09% | – |
| OACBU | New | OAKTREE ACQUISITION CORP IIunit 09/15/2027 | $2,444,000 | – | 237,500 | +100.0% | 0.09% | – |
| VMACU | New | VISTAS MEDIA ACQUISITION COunit 08/03/2025 | $2,421,000 | – | 238,545 | +100.0% | 0.09% | – |
| ACEVU | New | ACE CONVERGENCE ACQU CORPunit 99/99/9999 | $2,050,000 | – | 200,000 | +100.0% | 0.07% | – |
| DMYDU | New | DMY TECHNOLOGY GROUP INC IIunit 99/99/9999 | $2,046,000 | – | 200,000 | +100.0% | 0.07% | – |
| CLIIU | New | CLIMATE CHANGE CRISIS REAL Iunit 99/99/9999 | $2,010,000 | – | 200,000 | +100.0% | 0.07% | – |
| ASPLU | New | ASPIRATIONAL CONSUMER LIFESTunit 99/99/9999 | $2,000,000 | – | 200,000 | +100.0% | 0.07% | – |
| STEP | New | STEPSTONE GROUP INC | $1,996,000 | – | 75,000 | +100.0% | 0.07% | – |
| CGRO | New | COLLECTIVE GROWTH CORP | $1,975,000 | – | 200,300 | +100.0% | 0.07% | – |
| HPX | New | HPX CORP | $1,968,000 | – | 200,000 | +100.0% | 0.07% | – |
| ZGYH | New | YUNHONG INTL | $1,968,000 | – | 200,000 | +100.0% | 0.07% | – |
| HEC | New | HUDSON EXECUTIVE INVT CORP | $1,955,000 | – | 199,000 | +100.0% | 0.07% | – |
| New | QUDIAN INCnote 1.000% 7/0 | $1,875,000 | – | 2,500,000 | +100.0% | 0.07% | – | |
| GDV | Buy | GABELLI DIVID & INCOME TR | $1,871,000 | +43.6% | 101,949 | +37.7% | 0.07% | +17.2% |
| IPV | New | INTERPRIVATE ACQUISITION COR | $1,875,000 | – | 187,500 | +100.0% | 0.07% | – |
| PCGU | New | PG&E CORPunit 99/99/9999 | $1,835,000 | – | 18,725 | +100.0% | 0.07% | – |
| RVT | Buy | ROYCE VALUE TR INC | $1,744,000 | +55.7% | 137,959 | +54.5% | 0.06% | +26.0% |
| Buy | OMEROS CORPnote 6.250%11/1 | $1,705,000 | +45.6% | 1,825,000 | +62.2% | 0.06% | +19.2% | |
| BXMX | Buy | NUVEEN S&P 500 BUY-WRITE INC | $1,686,000 | +108.9% | 149,478 | +103.8% | 0.06% | +69.4% |
| SNPRU | New | TORTOISE ACQUISITION CORP IIunit 06/14/2027 | $1,632,000 | – | 150,000 | +100.0% | 0.06% | – |
| BDJ | Buy | BLACKROCK ENHANCED EQUITY DI | $1,590,000 | +78.3% | 217,554 | +79.1% | 0.06% | +45.0% |
| HQH | Buy | TEKLA HEALTHCARE INVSsh ben int | $1,594,000 | +36.4% | 77,308 | +41.1% | 0.06% | +11.5% |
| IGR | Buy | CBRE CLARION GLOBAL REAL EST | $1,539,000 | +108.0% | 257,326 | +107.5% | 0.06% | +69.7% |
| WPF | New | FOLEY TRASIMENE ACQUISTN COR | $1,554,000 | – | 150,000 | +100.0% | 0.06% | – |
| EXG | Buy | EATON VANCE TAX-MANAGED GLOB | $1,486,000 | +72.6% | 201,903 | +73.1% | 0.05% | +42.1% |
| GRCY | New | GREENCITY ACQUISITION CORP | $1,487,000 | – | 150,000 | +100.0% | 0.05% | – |
| VTA | Buy | INVESCO DYNAMIC CR OPPORTUNI | $1,492,000 | +85.6% | 161,981 | +79.3% | 0.05% | +50.0% |
| LGVW | New | LONGVIEW ACQUISITION CORP | $1,473,000 | – | 150,000 | +100.0% | 0.05% | – |
| RMT | Buy | ROYCE MICRO-CAP TR INC | $1,356,000 | +100.6% | 176,763 | +88.4% | 0.05% | +63.3% |
| MVF | Buy | BLACKROCK MUNIVEST FD INC | $1,343,000 | +29.8% | 154,668 | +25.5% | 0.05% | +6.5% |
| ETG | Buy | EATON VANCE TX ADV GLBL DIV | $1,347,000 | +274.2% | 90,602 | +259.5% | 0.05% | +206.2% |
| OSH | New | OAK STR HEALTH INC | $1,336,000 | – | 25,000 | +100.0% | 0.05% | – |
| GLO | Buy | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $1,302,000 | +72.2% | 139,364 | +60.5% | 0.05% | +38.2% |
| RA | Buy | BROOKFIELD REAL ASSETS INCOM | $1,262,000 | +31.0% | 76,413 | +32.3% | 0.05% | +7.0% |
| SNOW | New | SNOWFLAKE INCcl a | $1,255,000 | – | 5,000 | +100.0% | 0.05% | – |
| BGB | Buy | BLACKSTONE GSO STRATEGIC CR | $1,229,000 | +41.4% | 100,590 | +32.1% | 0.04% | +15.4% |
| HQL | Buy | TEKLA LIFE SCIENCES INVSsh ben int | $1,225,000 | +32.1% | 69,671 | +35.0% | 0.04% | +7.3% |
| NIE | Buy | ALLIANZGI EQUITY & CONV INCO | $1,209,000 | +68.2% | 49,801 | +55.7% | 0.04% | +37.5% |
| TY | Buy | TRI CONTL CORP | $1,191,000 | +43.5% | 45,940 | +36.7% | 0.04% | +16.2% |
| NXJ | Buy | NUVEEN NEW JERSEY QULT MUN F | $1,182,000 | +34.6% | 87,360 | +31.8% | 0.04% | +10.3% |
| MMU | Buy | WESTERN ASSET MANAGED MUNS F | $1,163,000 | +45.0% | 95,406 | +43.0% | 0.04% | +16.7% |
| EFT | Buy | EATON VANCE FLTING RATE INC | $1,127,000 | +31.4% | 94,839 | +26.0% | 0.04% | +7.9% |
| KCACWS | New | KENSINGTON CAP ACQUISITION C*w exp 07/01/202 | $1,125,000 | – | 250,000 | +100.0% | 0.04% | – |
| AOD | Buy | ABERDEEN TOTAL DYNAMIC DIVD | $1,140,000 | +74.6% | 143,535 | +69.1% | 0.04% | +41.4% |
| CII | Buy | BLACKROCK ENHANCD CAP & INM | $1,121,000 | +236.6% | 72,530 | +214.7% | 0.04% | +173.3% |
| BCX | Buy | BLACKROCK RES & COMMODITIES | $1,127,000 | +46.2% | 189,388 | +50.6% | 0.04% | +20.6% |
| FVACWS | New | FORTRESS VALUE ACQUISITION C*w exp 05/04/202 | $1,097,000 | – | 333,333 | +100.0% | 0.04% | – |
| DHRPRA | New | DANAHER CORPORATION4.75 mnd cv pfd | $1,111,000 | – | 750 | +100.0% | 0.04% | – |
| JRO | Buy | NUVEEN FLTNG RTE INCM OPP FD | $1,115,000 | +48.3% | 136,019 | +41.9% | 0.04% | +21.2% |
| MHI | Buy | PIONEER MUN HIGH INCOME TR | $1,083,000 | +12.0% | 93,549 | +9.2% | 0.04% | -9.3% |
| FRA | Buy | BLACKROCK FLOATING RATE INCO | $1,083,000 | +25.2% | 94,197 | +21.8% | 0.04% | +2.6% |
| GSAH | New | GS ACQUISITION HLDGS CORP II | $1,076,000 | – | 100,000 | +100.0% | 0.04% | – |
| RQI | Buy | COHEN & STEERS QUALITY INCOM | $1,040,000 | +20.2% | 93,625 | +18.3% | 0.04% | 0.0% |
| EFR | Buy | EATON VANCE SR FLTNG RTE TR | $1,054,000 | +31.9% | 90,616 | +28.4% | 0.04% | +5.6% |
| RBACU | New | REDBALL ACQUISITION CORPunit 99/99/9999 | $1,057,000 | – | 100,000 | +100.0% | 0.04% | – |
| TREB | New | TREBIA ACQUISITION CORP | $1,018,000 | – | 99,999 | +100.0% | 0.04% | – |
| VSPRU | New | VESPER HEALTHCARE ACQSTN CORunit 99/99/9999 | $1,026,000 | – | 100,000 | +100.0% | 0.04% | – |
| JRI | Buy | NUVEEN REAL ASSET INCOME & G | $1,012,000 | +62.4% | 83,877 | +57.2% | 0.04% | +32.1% |
| FCACU | New | FALCON CAPITAL ACQUISITN CORunit 08/20/2027 | $1,029,000 | – | 100,000 | +100.0% | 0.04% | – |
| BSL | Buy | BLACKSTONE GSO FLTING RTE FU | $982,000 | +61.2% | 71,351 | +50.7% | 0.04% | +33.3% |
| ACND | New | ASCENDANT DIGITAL ACQUISITIO | $994,000 | – | 100,000 | +100.0% | 0.04% | – |
| DIAX | Buy | NUVEEN DOW 30 DYNAMIC OVERWR | $973,000 | +222.2% | 71,890 | +223.8% | 0.04% | +169.2% |
| DMSWS | New | DIGITAL MEDIA SOLUTIONS INC*w exp 07/15/202 | $959,000 | – | 1,115,000 | +100.0% | 0.04% | – |
| IDE | Buy | VOYA INFRASTRUCTURE INDLS & | $971,000 | +32.3% | 102,118 | +25.6% | 0.04% | +6.1% |
| THQ | New | TEKLA HEALTHCARE OPPORTUNITI | $960,000 | – | 53,042 | +100.0% | 0.04% | – |
| JQC | Buy | NUVEEN CR STRATEGIES INCOME | $947,000 | +94.9% | 160,249 | +92.4% | 0.03% | +54.5% |
| BOE | Buy | BLACKROCK ENHANCED GLOBAL DI | $941,000 | +80.6% | 98,279 | +77.9% | 0.03% | +47.8% |
| ARDC | Buy | ARES DYNAMIC CR ALLOCATION F | $946,000 | +70.1% | 74,644 | +60.1% | 0.03% | +36.0% |
| AFT | Buy | APOLLO SR FLOATING RATE FD I | $917,000 | +59.5% | 71,507 | +54.5% | 0.03% | +26.9% |
| ADX | Buy | ADAMS DIVERSIFIED EQUITY FD | $915,000 | +242.7% | 56,422 | +215.0% | 0.03% | +175.0% |
| IPOCWS | New | SOCIAL CAP HEDSPIA HLDG CO I*w exp 99/99/999 | $901,000 | – | 233,333 | +100.0% | 0.03% | – |
| IGD | Buy | VOYA GLBL EQTY DIV & PREM OP | $920,000 | +45.1% | 185,938 | +41.6% | 0.03% | +17.9% |
| AHCO | New | ADAPTHEALTH CORP | $841,000 | – | 38,560 | +100.0% | 0.03% | – |
| AONEU | New | ONEunit 99/99/9999 | $818,000 | – | 75,000 | +100.0% | 0.03% | – |
| GAM | Buy | GENERAL AMERN INVS INC | $800,000 | +118.0% | 23,557 | +104.0% | 0.03% | +81.2% |
| EAD | Buy | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $812,000 | +52.1% | 111,266 | +46.3% | 0.03% | +20.8% |
| AWF | Buy | ALLIANCEBERNSTEIN GLOBAL HIG | $783,000 | +86.4% | 74,468 | +79.0% | 0.03% | +47.4% |
| UTZWS | New | UTZ BRANDS INC*w exp 08/28/202 | $763,000 | – | 116,666 | +100.0% | 0.03% | – |
| AIF | Buy | APOLLO TACTICAL INCOME FD IN | $761,000 | +100.8% | 59,835 | +95.9% | 0.03% | +64.7% |
| JRS | Buy | NUVEEN REAL ESTATE INCOME FD | $781,000 | +82.9% | 103,482 | +81.1% | 0.03% | +47.4% |
| FEN | Buy | FIRST TR ENERGY INCOME & GRO | $750,000 | +82.5% | 82,781 | +117.8% | 0.03% | +50.0% |
| WPFWS | New | FOLEY TRASIMENE ACQUISTN COR*w exp 05/26/202 | $753,000 | – | 333,333 | +100.0% | 0.03% | – |
| BGT | Buy | BLACKROCK FLOATING RATE INCO | $753,000 | +16.9% | 67,046 | +14.3% | 0.03% | -6.9% |
| RPAY | New | REPAY HLDGS CORP | $749,000 | – | 31,871 | +100.0% | 0.03% | – |
| CHY | New | CALAMOS CONV & HIGH INCOME F | $726,000 | – | 62,224 | +100.0% | 0.03% | – |
| GPM | New | GUGGENHEIM ENHANCED EQUITY I | $711,000 | – | 130,375 | +100.0% | 0.03% | – |
| CHI | New | CALAMOS CONV OPPORTUNITIES &sh ben int | $711,000 | – | 64,599 | +100.0% | 0.03% | – |
| BGX | Buy | BLACKSTONE GSO LNG SHRT CR I | $728,000 | +64.0% | 56,606 | +53.7% | 0.03% | +30.0% |
| MGU | Buy | MACQUARIE GLOBAL INFRASTRUCT | $686,000 | +141.5% | 39,077 | +142.7% | 0.02% | +92.3% |
| BGH | Buy | BARINGS GLOBAL SHORT DURATIO | $681,000 | +30.2% | 51,106 | +22.8% | 0.02% | +8.7% |
| IPOBWS | New | SOCIAL CAP HDOSPHIA HLDG CO*w exp 99/99/999 | $669,000 | – | 120,525 | +100.0% | 0.02% | – |
| LGI | Buy | LAZARD GLOBAL TOTAL RETURN & | $640,000 | +52.0% | 41,217 | +38.0% | 0.02% | +21.1% |
| IPOC | New | SOCIAL CAP HEDSPIA HLDG CO I | $623,000 | – | 50,000 | +100.0% | 0.02% | – |
| FDEU | Buy | FIRST TR DYNAMIC EUROPE EQUI | $639,000 | +83.6% | 63,603 | +88.8% | 0.02% | +53.3% |
| VTN | Buy | INVESCO TR INVT GRADE NEW YO | $602,000 | +9.3% | 48,595 | +7.4% | 0.02% | -12.0% |
| LOAKWS | New | LIVE OAK ACQUISITION CORP*w exp 05/08/202 | $620,000 | – | 632,500 | +100.0% | 0.02% | – |
| GIKWS | New | GIGCAPITAL3 INC*w exp 05/18/202 | $576,000 | – | 900,000 | +100.0% | 0.02% | – |
| PANA | New | PANACEA ACQUISITION CORPcl a | $560,000 | – | 49,998 | +100.0% | 0.02% | – |
| IGA | Buy | VOYA GLBL ADV & PREM OPP FD | $513,000 | +73.9% | 61,565 | +70.8% | 0.02% | +46.2% |
| JWS | New | JAWS ACQUISITION CORP | $521,000 | – | 50,000 | +100.0% | 0.02% | – |
| SOAC | New | SUSTAINABLE OPPORTNTS ACQ CO | $510,000 | – | 50,000 | +100.0% | 0.02% | – |
| GLQ | Buy | CLOUGH GLOBAL EQUITY FD | $497,000 | +114.2% | 44,308 | +103.0% | 0.02% | +80.0% |
| BGR | Buy | BLACKROCK ENERGY & RES TR | $498,000 | +308.2% | 83,349 | +392.5% | 0.02% | +260.0% |
| FSRVW | New | FINSERV ACQUISITION CORP*w exp 12/31/202 | $500,000 | – | 500,000 | +100.0% | 0.02% | – |
| JSD | Buy | NUVEEN SHT DUR CR OPP FD | $494,000 | +70.9% | 39,908 | +62.7% | 0.02% | +38.5% |
| XPEV | New | XPENG INCads | $502,000 | – | 25,000 | +100.0% | 0.02% | – |
| SCD | Buy | LMP CAP & INCOME FD INC | $466,000 | +185.9% | 45,674 | +180.2% | 0.02% | +142.9% |
| LGVWWS | New | LONGVIEW ACQUISITION CORP*w exp 05/27/202 | $404,000 | – | 416,666 | +100.0% | 0.02% | – |
| JDD | Buy | NUVEEN DIVERSIFIED DIVID & I | $421,000 | +139.2% | 54,239 | +138.8% | 0.02% | +87.5% |
| BIF | Buy | BOULDER GROWTH & INCOME FD I | $405,000 | +116.6% | 40,521 | +104.4% | 0.02% | +87.5% |
| JWSWS | New | JAWS ACQUISITION CORP*w exp 99/99/999 | $424,000 | – | 200,000 | +100.0% | 0.02% | – |
| ARYB | New | ARYA SCIENCES ACQUISTION CO | $418,000 | – | 39,999 | +100.0% | 0.02% | – |
| AVK | New | ADVENT CONVERTIBLE & INCOME | $384,000 | – | 27,784 | +100.0% | 0.01% | – |
| New | EXACT SCIENCES CORPnote 0.375% 3/1 | $382,000 | – | 325,000 | +100.0% | 0.01% | – | |
| GRX | Buy | GABELLI HLTHCARE & WELLNESS | $352,000 | +158.8% | 34,152 | +151.3% | 0.01% | +116.7% |
| HECCW | New | HUDSON EXECUTIVE INVT CORP*w exp 06/21/202 | $325,000 | – | 275,000 | +100.0% | 0.01% | – |
| ZTR | New | VIRTUS GLOBAL DIVID & INCOME | $343,000 | – | 43,743 | +100.0% | 0.01% | – |
| MCN | Buy | MADISON COVERED CALL & EQUIT | $326,000 | +76.2% | 54,547 | +66.7% | 0.01% | +50.0% |
| KSM | Buy | DWS STRATEGIC MUN INCOME TR | $319,000 | +16.4% | 29,371 | +12.5% | 0.01% | 0.0% |
| AACQW | New | ARTIUS ACQUISITION INC*w exp 07/13/202 | $322,000 | – | 200,000 | +100.0% | 0.01% | – |
| JTD | New | NUVEEN TAX-ADVANTAGED DIVID | $292,000 | – | 22,366 | +100.0% | 0.01% | – |
| HIE | Buy | MILLER HOWARD HIGH INC EQTY | $301,000 | +258.3% | 48,856 | +253.7% | 0.01% | +175.0% |
| PACK | New | RANPAK HOLDINGS CORP | $309,000 | – | 32,461 | +100.0% | 0.01% | – |
| TIG | New | TREAN INS GROUP INC | $305,000 | – | 20,000 | +100.0% | 0.01% | – |
| CGROW | New | COLLECTIVE GROWTH CORP*w exp 04/30/202 | $305,000 | – | 500,000 | +100.0% | 0.01% | – |
| ADI | New | ANALOG DEVICES INC | $289,000 | – | 2,474 | +100.0% | 0.01% | – |
| FUSEWS | New | FUSION ACQUISITION CORP*w exp 06/01/202 | $273,000 | – | 250,000 | +100.0% | 0.01% | – |
| HOFVW | New | HALL OF FAME RESORT & ENTMT*w exp 07/01/202 | $288,000 | – | 1,106,820 | +100.0% | 0.01% | – |
| EMF | Buy | TEMPLETON EMERGING MKTS FD | $262,000 | +23.0% | 17,020 | +9.1% | 0.01% | +11.1% |
| HTD | New | HANCOCK JOHN TAX-ADVANTAGED | $242,000 | – | 12,700 | +100.0% | 0.01% | – |
| HGLB | Buy | HIGHLAND GLOBAL ALLOCATION F | $236,000 | +16.3% | 38,028 | +20.6% | 0.01% | 0.0% |
| FROG | New | JFROG LTD | $254,000 | – | 3,000 | +100.0% | 0.01% | – |
| SPXX | New | NUVEEN S&P 500 DYNAMIC OVERW | $244,000 | – | 18,329 | +100.0% | 0.01% | – |
| CET | Buy | CENTRAL SECS CORP | $255,000 | +26.2% | 8,784 | +25.5% | 0.01% | 0.0% |
| DEHWS | New | D8 HOLDINGS CORP*w exp 08/05/202 | $252,000 | – | 350,000 | +100.0% | 0.01% | – |
| DGNRU | New | DRAGONEER GROWTH OPPORTUN COunit 08/18/2027 | $245,000 | – | 20,000 | +100.0% | 0.01% | – |
| GF | Buy | NEW GERMANY FD INC | $256,000 | +57.1% | 15,191 | +41.5% | 0.01% | +28.6% |
| AEF | Buy | ABERDEEN EMRG MRKTS EQT INM | $209,000 | +40.3% | 32,322 | +30.9% | 0.01% | +14.3% |
| IPVWS | New | INTERPRIVATE ACQUISITION COR*w exp 10/24/202 | $224,000 | – | 275,000 | +100.0% | 0.01% | – |
| DFHT | New | DEERFIELD HEALTHCARE TECH AC | $210,000 | – | 19,995 | +100.0% | 0.01% | – |
| SWZ | Buy | SWISS HELVETIA FD INC | $214,000 | +37.2% | 25,840 | +30.0% | 0.01% | +14.3% |
| ERESW | New | EAST RES ACQUISITION CO*w exp 07/01/202 | $204,000 | – | 300,000 | +100.0% | 0.01% | – |
| PSTHWS | New | PERSHING SQUARE TONTINE HLDG*w exp 07/24/202 | $199,000 | – | 27,777 | +100.0% | 0.01% | – |
| PSACW | New | PROPERTY SOLUTIONS ACQUISITI*w exp 03/20/202 | $204,000 | – | 550,000 | +100.0% | 0.01% | – |
| GBWS | New | GLOBAL BLUE GROUP HOLDING AG*w exp 08/28/202 | $192,000 | – | 299,999 | +100.0% | 0.01% | – |
| ACEL | New | ACCEL ENTERTAINMENT INC | $178,000 | – | 16,666 | +100.0% | 0.01% | – |
| IHD | Buy | VOYA EMERGING MKTS HIGH DIVI | $173,000 | +40.7% | 26,127 | +32.0% | 0.01% | +20.0% |
| EVG | New | EATON VANCE SHORT DURATION D | $170,000 | – | 14,854 | +100.0% | 0.01% | – |
| CPSRWS | New | CAPSTAR SPL PURP ACQUISITION*w exp 99/99/999 | $160,000 | – | 200,000 | +100.0% | 0.01% | – |
| IMTXW | New | IMMATICS N.V*w exp 07/01/202 | $175,000 | – | 50,000 | +100.0% | 0.01% | – |
| GDL | Buy | GDL FUND | $151,000 | +34.8% | 18,030 | +32.4% | 0.01% | 0.0% |
| BGY | Buy | BLACKROCK ENHANCED INTL DIV | $140,000 | +150.0% | 26,529 | +143.4% | 0.01% | +150.0% |
| HPXWS | New | HPX CORP*w exp 07/14/202 | $135,000 | – | 150,000 | +100.0% | 0.01% | – |
| FUND | New | SPROTT FOCUS TR INC | $135,000 | – | 22,753 | +100.0% | 0.01% | – |
| JTA | New | NUVEEN TX ADV TOTAL RET STRG | $127,000 | – | 15,866 | +100.0% | 0.01% | – |
| AGD | New | ABERDEEN GLOBAL DYNAMIC DIVI | $125,000 | – | 13,535 | +100.0% | 0.01% | – |
| GNT | New | GAMCO NAT RES GOLD & INCOMEsh ben int | $107,000 | – | 21,571 | +100.0% | 0.00% | – |
| ACNDWS | New | ASCENDANT DIGITAL ACQUISITIO*w exp 07/28/202 | $74,000 | – | 50,000 | +100.0% | 0.00% | – |
| GNRSW | New | GREENROSE ACQUISITION CORP*w exp 08/11/202 | $71,000 | – | 300,000 | +100.0% | 0.00% | – |
| MLACW | New | MALACCA STRAITS ACQUISITION*w exp 99/99/999 | $76,000 | – | 200,000 | +100.0% | 0.00% | – |
| TREBWS | New | TREBIA ACQUISITION CORP*w exp 99/99/999 | $50,000 | – | 33,333 | +100.0% | 0.00% | – |
| GSAHWS | New | GS ACQUISITION HLDGS CORP II*w exp 06/30/202 | $54,000 | – | 25,000 | +100.0% | 0.00% | – |
| PANAWS | New | PANACEA ACQUISITION CORP*w exp 07/07/202 | $39,000 | – | 16,666 | +100.0% | 0.00% | – |
| GRCYW | New | GREENCITY ACQUISITION CORP*w exp 04/28/202 | $35,000 | – | 150,000 | +100.0% | 0.00% | – |
| ARYBW | New | ARYA SCIENCES ACQUISTION CO*w exp 06/09/202 | $24,000 | – | 13,333 | +100.0% | 0.00% | – |
| ZGYHW | New | YUNHONG INTL*w exp 01/31/202 | $20,000 | – | 100,000 | +100.0% | 0.00% | – |
| ZGYHR | New | YUNHONG INTLright 01/31/2027 | $40,000 | – | 200,000 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WELLPOINT INC | 29 | Q1 2022 | 2.4% |
| ATLANTICUS HOLDINGS CORP | 26 | Q2 2021 | 0.4% |
| COMPUCREDIT HLDGS CORP | 24 | Q4 2020 | 0.2% |
| NOVELLUS SYS INC | 23 | Q1 2021 | 8.5% |
| BOOKING HOLDINGS INC | 23 | Q3 2023 | 0.8% |
| BLACKROCK RES & COMM STRAT T | 22 | Q3 2023 | 0.2% |
| PATRIOT NATL BANCORP INC | 22 | Q3 2023 | 0.1% |
| NATIONAL ENERGY SERVICES REU | 22 | Q3 2022 | 0.0% |
| THERAVANCE INC | 21 | Q3 2021 | 0.7% |
| NUVEEN NJ DIV ADVANTAGE MUN | 21 | Q3 2023 | 0.1% |
View AQR Arbitrage LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| CIS Acquisition Ltd. | July 21, 2014 | 990,000 | 14.5% |
| Intermec, Inc.Sold out | February 11, 2014 | 0 | 0.0% |
| WILD OATS MARKETS INCSold out | February 14, 2013 | 0 | 0.0% |
| KAYAK Software Corp | January 09, 2013 | 589,972 | 12.9% |
| Hyde Park Acquisition Corp. II | September 06, 2012 | 1,264,900 | 12.6% |
| China Networks International Holdings Ltd | February 14, 2012 | 3,049,704 | 7.4% |
| BELL MICROPRODUCTS INC | February 14, 2008 | 375 | 1.9% |
| CRA INTERNATIONAL, INC.Sold out | February 14, 2008 | 0 | 0.0% |
| ENCORE CAPITAL GROUP INCSold out | February 14, 2008 | 0 | 0.0% |
| EVERGREEN SOLAR INC | February 14, 2008 | 4,375 | 0.3% |
View AQR Arbitrage LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 4 | 2023-04-19 |
| 3 | 2023-04-18 |
| 4 | 2023-03-23 |
| 4 | 2023-03-13 |
| 13F-HR | 2023-02-14 |
| 3 | 2022-11-21 |
View AQR Arbitrage LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.