$2.76 Billion is the total value of AQR Arbitrage LLC's 565 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 64.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VSLR | New | VIVINT SOLAR INC | $59,850,000 | – | 1,413,226 | +100.0% | 2.17% | – |
| MXIM | New | MAXIM INTEGRATED PRODS INC | $50,784,000 | – | 751,131 | +100.0% | 1.84% | – |
| ETFC | Sell | E TRADE FINANCIAL CORP | $50,424,000 | -20.9% | 1,007,477 | -21.4% | 1.83% | -35.4% |
| WMGI | Sell | WRIGHT MED GROUP N V | $50,325,000 | -4.7% | 1,647,847 | -7.3% | 1.83% | -22.3% |
| Buy | MICROCHIP TECHNOLOGY INC.note 2.250% 2/1 | $48,197,000 | +17.3% | 32,235,000 | +14.5% | 1.75% | -4.3% | |
| Buy | MERCADOLIBRE INCnote 2.000% 8/1 | $47,885,000 | +40.1% | 19,000,000 | +27.3% | 1.74% | +14.3% | |
| GRUB | Buy | GRUBHUB INC | $46,055,000 | +101.7% | 636,736 | +91.9% | 1.67% | +64.6% |
| WLTW | Sell | WILLIS TOWERS WATSON PLC LTD | $45,830,000 | -3.1% | 219,471 | -8.6% | 1.66% | -20.9% |
| VAR | New | VARIAN MED SYS INC | $44,251,000 | – | 257,272 | +100.0% | 1.61% | – |
| LVGO | New | LIVONGO HEALTH INC | $43,580,000 | – | 311,174 | +100.0% | 1.58% | – |
| ADSW | Sell | ADVANCED DISP SVCS INC DEL | $43,183,000 | -16.8% | 1,428,481 | -16.9% | 1.57% | -32.1% |
| ACIA | Sell | ACACIA COMMUNICATIONS INC | $42,869,000 | -6.3% | 636,037 | -6.6% | 1.56% | -23.5% |
| New | WAYFAIR INCnote 1.000% 8/1 | $42,746,000 | – | 20,575,000 | +100.0% | 1.55% | – | |
| MNTA | New | MOMENTA PHARMACEUTICALS INC | $40,581,000 | – | 773,269 | +100.0% | 1.47% | – |
| TIF | Sell | TIFFANY & CO NEW | $39,817,000 | -11.2% | 343,697 | -6.5% | 1.44% | -27.5% |
| DLPH | Sell | DELPHI TECHNOLOGIES PL | $36,115,000 | -5.1% | 2,161,268 | -19.3% | 1.31% | -22.5% |
| NGHC | New | NATIONAL GEN HLDGS CORP | $35,579,000 | – | 1,054,201 | +100.0% | 1.29% | – |
| Sell | TESLA INCnote 2.000% 5/1 | $34,229,000 | -34.7% | 4,950,000 | -66.8% | 1.24% | -46.7% | |
| Buy | ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0 | $33,314,000 | +46.8% | 27,575,000 | +17.5% | 1.21% | +19.8% | |
| BMCH | New | BMC STK HLDGS INC | $32,523,000 | – | 759,354 | +100.0% | 1.18% | – |
| IMMU | New | IMMUNOMEDICS INC | $32,506,000 | – | 382,284 | +100.0% | 1.18% | – |
| FIT | Sell | FITBIT INCcl a | $32,049,000 | -5.1% | 4,604,681 | -11.9% | 1.16% | -22.5% |
| NBL | New | NOBLE ENERGY INC | $30,892,000 | – | 3,613,142 | +100.0% | 1.12% | – |
| AIMT | New | AIMMUNE THERAPEUTICS INC | $30,807,000 | – | 894,257 | +100.0% | 1.12% | – |
| New | AKAMAI TECHNOLOGIES INCnote 0.375% 9/0 | $26,637,000 | – | 22,925,000 | +100.0% | 0.97% | – | |
| CBB | Sell | CINCINNATI BELL INC NEW | $26,526,000 | -8.7% | 1,768,394 | -9.6% | 0.96% | -25.5% |
| EXACT SCIENCES CORPnote 1.000% 1/1 | $26,448,000 | +13.3% | 17,037,000 | 0.0% | 0.96% | -7.5% | ||
| Buy | SOUTHWEST AIRLS COnote 1.250% 5/0 | $25,283,000 | +295.5% | 19,300,000 | +264.2% | 0.92% | +222.9% | |
| Buy | LUMENTUM HLDGS INCnote 0.250% 3/1 | $25,064,000 | +64.7% | 17,896,000 | +71.7% | 0.91% | +34.4% | |
| NOVELLUS SYS INCnote 2.625% 5/1 | $25,021,000 | +2.5% | 2,400,000 | 0.0% | 0.91% | -16.4% | ||
| CHNGU | CHANGE HEALTHCARE INCunit 99/99/9999 | $24,274,000 | +23.9% | 450,177 | 0.0% | 0.88% | +1.1% | |
| TCO | Sell | TAUBMAN CTRS INC | $22,701,000 | -16.2% | 681,925 | -4.9% | 0.82% | -31.6% |
| New | BLACKLINE INCnote 0.125% 8/0 | $22,467,000 | – | 16,275,000 | +100.0% | 0.82% | – | |
| Buy | RAPID7 INCnote 1.250% 8/0 | $20,451,000 | +51.0% | 13,042,000 | +29.9% | 0.74% | +23.3% | |
| Buy | FIREEYE INCnote 0.875% 6/0 | $20,221,000 | +54.7% | 21,700,000 | +51.0% | 0.73% | +26.3% | |
| RST | New | ROSETTA STONE INC | $20,129,000 | – | 671,430 | +100.0% | 0.73% | – |
| GNW | Buy | GENWORTH FINL INC | $20,059,000 | +49.0% | 5,987,764 | +2.8% | 0.73% | +21.5% |
| New | PALO ALTO NETWORKS INCnote 0.750% 7/0 | $20,026,000 | – | 17,725,000 | +100.0% | 0.73% | – | |
| New | EXACT SCIENCES CORPnote 0.375% 3/0 | $19,851,000 | – | 18,300,000 | +100.0% | 0.72% | – | |
| Buy | VONAGE HLDGS CORPnote 1.750% 6/0 | $19,629,000 | +318.6% | 20,269,000 | +305.4% | 0.71% | +240.7% | |
| GLIBA | New | GCI LIBERTY INC | $19,028,000 | – | 232,162 | +100.0% | 0.69% | – |
| GFLU | GFL ENVIRONMENTAL INCunit 99/99/9999t | $18,440,000 | +7.2% | 344,475 | 0.0% | 0.67% | -12.5% | |
| New | PINDUODUO INCnote 10/0 | $18,157,000 | – | 10,000,000 | +100.0% | 0.66% | – | |
| VRTU | New | VIRTUSA CORP | $18,015,000 | – | 366,453 | +100.0% | 0.65% | – |
| Buy | AMERICAN AIRLS GROUP INCnote 6.500% 7/0 | $17,425,000 | +3.6% | 18,800,000 | +5.6% | 0.63% | -15.5% | |
| New | ZILLOW GROUP INCnote 1.375% 9/0 | $16,760,000 | – | 7,000,000 | +100.0% | 0.61% | – | |
| New | SNAP INCnote 0.750% 8/0 | $15,547,000 | – | 11,200,000 | +100.0% | 0.56% | – | |
| Buy | PLURALSIGHT INCnote 0.375% 3/0 | $15,429,000 | +34.5% | 17,375,000 | +34.4% | 0.56% | +9.8% | |
| Buy | CHEGG INCnote 0.125% 3/1 | $15,189,000 | +79.9% | 9,950,000 | +67.2% | 0.55% | +46.5% | |
| IFFT | New | INTERNATIONAL FLAVORS&FRAGRAunit 09/15/2021 | $13,437,000 | – | 300,000 | +100.0% | 0.49% | – |
| BITA | Buy | BITAUTO HLDGS LTDsponsored ads | $13,174,000 | +141.8% | 836,416 | +143.3% | 0.48% | +97.5% |
| NGAU | New | NORTHERN GENESIS ACQUISITIONunit 07/31/2027 | $12,488,000 | – | 1,250,000 | +100.0% | 0.45% | – |
| FSTU | New | FAST ACQUISITION CORPunit 99/99/9999 | $12,463,000 | – | 1,250,000 | +100.0% | 0.45% | – |
| STPKU | New | STAR PEAK ENERGY TRANSITIONunit 99/99/9999 | $12,416,000 | – | 1,211,329 | +100.0% | 0.45% | – |
| New | PURE STORAGE INCnote 0.125% 4/1 | $12,411,000 | – | 12,750,000 | +100.0% | 0.45% | – | |
| Buy | VISHAY INTERTECHNOLOGY INCnote 2.250% 6/1 | $12,321,000 | +43.2% | 12,700,000 | +38.0% | 0.45% | +16.7% | |
| BFTU | New | FOLEY TRASIMENE ACQUISITIONunit 99/99/9999 | $12,113,000 | – | 1,187,500 | +100.0% | 0.44% | – |
| VIAVI SOLUTIONS INCnote 1.750% 6/0 | $12,085,000 | -0.7% | 10,875,000 | 0.0% | 0.44% | -18.9% | ||
| NEEPRQ | New | NEXTERA ENERGY INCunit 99/99/9999 | $11,958,000 | – | 250,000 | +100.0% | 0.43% | – |
| Buy | DISH NETWORK CORPORATIONnote 3.375% 8/1 | $11,644,000 | +46.1% | 12,650,000 | +46.2% | 0.42% | +19.5% | |
| New | INSIGHT ENTERPRISES INCnote 0.750% 2/1 | $11,352,000 | – | 10,775,000 | +100.0% | 0.41% | – | |
| Buy | 8X8 INC NEWnote 0.500% 2/0 | $11,225,000 | +149.6% | 12,000,000 | +140.0% | 0.41% | +103.5% | |
| TWNDU | New | TAILWIND ACQUISITION CORPunit 09/07/2027 | $11,055,000 | – | 1,100,000 | +100.0% | 0.40% | – |
| MERITOR INCnote 3.250%10/1 | $10,894,000 | +4.1% | 10,475,000 | 0.0% | 0.40% | -15.1% | ||
| INOVIO PHARMACEUTICALS INCnote 6.500% 3/0 | $10,721,000 | -57.0% | 5,000,000 | 0.0% | 0.39% | -64.9% | ||
| AVAYA HLDGS CORPnote 2.250% 6/1 | $10,653,000 | +14.7% | 11,225,000 | 0.0% | 0.39% | -6.3% | ||
| Sell | SPLUNK INCnote 1.125% 9/1 | $10,554,000 | -16.4% | 7,300,000 | -14.9% | 0.38% | -31.7% | |
| LCAPU | New | LIONHEART ACQUISITION CORP Iunit 08/13/2025 | $10,458,000 | – | 1,050,000 | +100.0% | 0.38% | – |
| DVN | New | DEVON ENERGY CORP NEW | $10,251,000 | – | 1,083,603 | +100.0% | 0.37% | – |
| Sell | PROSPECT CAP CORPnote 6.375% 3/0 | $10,201,000 | -25.7% | 9,950,000 | -28.7% | 0.37% | -39.4% | |
| Buy | LIGAND PHARMACEUTICALS INCnote 0.750% 5/1 | $10,165,000 | +10.0% | 11,178,000 | +6.4% | 0.37% | -10.2% | |
| GOACU | New | GO ACQUISITION CORPunit 08/31/2027 | $10,080,000 | – | 1,000,000 | +100.0% | 0.37% | – |
| NSHU | New | NAVSIGHT HLDGS INCunit 99/99/9999 | $10,060,000 | – | 1,000,000 | +100.0% | 0.36% | – |
| CCIVU | New | CHURCHILL CAPITAL CORP IVunit 99/99/9999 | $10,020,000 | – | 1,000,000 | +100.0% | 0.36% | – |
| New | PROOFPOINT INCnote 0.250% 8/1 | $10,006,000 | – | 10,000,000 | +100.0% | 0.36% | – | |
| SAIIU | New | SOFTWARE ACQUISITN GRUP INCunit 99/99/9999 | $9,950,000 | – | 1,000,000 | +100.0% | 0.36% | – |
| Buy | NRG ENERGY INCdbcv 2.750% 6/0 | $9,757,000 | +161.3% | 9,375,000 | +155.1% | 0.35% | +113.3% | |
| Sell | SHIP FINANCE INTERNATIONAL Lnote 5.750%10/1 | $9,630,000 | -31.5% | 9,750,000 | -33.9% | 0.35% | -44.2% | |
| SAREPTA THERAPEUTICS INCdbcv 1.500%11/1 | $9,602,000 | -9.6% | 4,625,000 | 0.0% | 0.35% | -26.4% | ||
| GUESS INCnote 2.000% 4/1 | $9,520,000 | +19.8% | 11,750,000 | 0.0% | 0.34% | -2.3% | ||
| FORTIVE CORPnote 0.875% 2/1 | $9,364,000 | +2.0% | 9,300,000 | 0.0% | 0.34% | -16.7% | ||
| Buy | ALTAIR ENGR INCnote 0.250% 6/0 | $9,259,000 | +23.8% | 8,335,000 | +17.4% | 0.34% | +0.9% | |
| Buy | FTI CONSULTING INCnote 2.000% 8/1 | $9,238,000 | +11.8% | 7,510,000 | +15.4% | 0.34% | -8.7% | |
| WORLD WRESTLING ENTMT INCnote 3.375%12/1 | $9,078,000 | -5.2% | 5,125,000 | 0.0% | 0.33% | -22.8% | ||
| Buy | KBR INCnote 2.500%11/0 | $9,032,000 | +23.6% | 7,975,000 | +23.2% | 0.33% | +0.9% | |
| CMLFU | New | CM LIFE SCIENCES INCunit 09/01/2025 | $8,584,000 | – | 819,844 | +100.0% | 0.31% | – |
| Buy | RETROPHIN INCnote 2.500% 9/1 | $8,550,000 | +13.8% | 10,000,000 | +11.1% | 0.31% | -7.2% | |
| BKNG | Buy | BOOKING HOLDINGS INC | $8,222,000 | +63.9% | 4,823 | +51.5% | 0.30% | +33.6% |
| AIR TRANSPORT SERVICES GRP Inote 1.125%10/1 | $8,137,000 | +11.8% | 7,650,000 | 0.0% | 0.30% | -9.0% | ||
| Sell | PRICELINE GRP INCnote 0.900% 9/1 | $8,106,000 | -28.2% | 7,600,000 | -28.3% | 0.29% | -41.4% | |
| Sell | WORKDAY INCnote 0.250%10/0 | $8,028,000 | -57.1% | 5,210,000 | -61.6% | 0.29% | -65.1% | |
| FIIIU | New | FORUM MERGER III CORPunit 08/24/2027 | $7,811,000 | – | 747,467 | +100.0% | 0.28% | – |
| VEONEER INCnote 4.000% 6/0 | $7,759,000 | +15.7% | 8,000,000 | 0.0% | 0.28% | -5.4% | ||
| New | IRONWOOD PHARMACEUTICALS INCnote 0.750% 6/1 | $7,704,000 | – | 7,700,000 | +100.0% | 0.28% | – | |
| Sell | THERAVANCE INCnote 2.125% 1/1 | $7,326,000 | -55.3% | 7,625,000 | -53.9% | 0.27% | -63.5% | |
| NUANCE COMMUNICATIONS INCdbcv 1.000%12/1 | $7,281,000 | +23.1% | 5,000,000 | 0.0% | 0.26% | +0.4% | ||
| PRPBU | New | CC NEUBERGER PRIN HLDGS IIunit 99/99/9999 | $7,231,000 | – | 700,000 | +100.0% | 0.26% | – |
| BLACKSTONE MTG TR INCnote 4.750% 3/1 | $7,165,000 | +3.0% | 7,525,000 | 0.0% | 0.26% | -15.9% | ||
| CLEVELAND-CLIFFS INC NEWdbcv 1.500% 1/1 | $7,126,000 | +13.4% | 6,863,000 | 0.0% | 0.26% | -7.2% | ||
| TWCTU | New | TWC TECH HLDGS II CORPunit 09/10/2025 | $7,091,000 | – | 700,000 | +100.0% | 0.26% | – |
| INSEEGO CORPnote 3.250% 5/0 | $6,767,000 | -8.2% | 7,000,000 | 0.0% | 0.25% | -25.0% | ||
| BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $6,701,000 | – | 22,795 | +100.0% | 0.24% | – |
| CFXA | COLFAX CORPunit 01/15/2022t | $6,558,000 | +10.3% | 48,775 | 0.0% | 0.24% | -9.8% | |
| SBGU | New | SANDBRIDGE ACQUISITION CORPunit 99/99/9999 | $6,488,000 | – | 650,000 | +100.0% | 0.24% | – |
| BENEFITFOCUS INCnote 1.250%12/1 | $6,365,000 | -0.7% | 8,093,000 | 0.0% | 0.23% | -18.9% | ||
| CFIIU | New | CF FINANCE ACQUISITION CORPunit 08/01/2027 | $6,256,000 | – | 625,000 | +100.0% | 0.23% | – |
| HZACU | New | HORIZON ACQUISITION CORPunit 99/99/9999 | $6,177,000 | – | 593,700 | +100.0% | 0.22% | – |
| ARNC | ARCONIC CORPORATION | $6,141,000 | +36.8% | 322,346 | 0.0% | 0.22% | +11.5% | |
| HCI GROUP INCnote 4.250% 3/0 | $6,063,000 | +1.7% | 6,000,000 | 0.0% | 0.22% | -17.0% | ||
| NHICU | New | NEWHOLD INVESTMENT CORPunit 03/10/2025 | $6,036,000 | – | 600,000 | +100.0% | 0.22% | – |
| FTOCU | New | FTAC OLYMPUS ACQUISITION CORunit 08/24/2025 | $6,000,000 | – | 600,000 | +100.0% | 0.22% | – |
| KSMTU | New | KISMET ACQUISITION ONE CORPunit 08/06/2025 | $6,006,000 | – | 600,000 | +100.0% | 0.22% | – |
| BTAQU | New | BURGUNDY TECHNOLOGY ACQU CORunit 08/26/2025 | $5,982,000 | – | 600,000 | +100.0% | 0.22% | – |
| CLAU | New | COLONNADE ACQUISITION CORPunit 99/99/9999 | $5,976,000 | – | 600,000 | +100.0% | 0.22% | – |
| CARR | CARRIER GLOBAL CORPORATION | $5,956,000 | +37.5% | 195,008 | 0.0% | 0.22% | +11.9% | |
| ERES | New | EAST RES ACQUISITION CO | $5,892,000 | – | 600,000 | +100.0% | 0.21% | – |
| CVET | COVETRUS INC | $5,822,000 | +40.7% | 238,605 | 0.0% | 0.21% | +14.7% | |
| CYTOKINETICS INCnote 4.000%11/1 | $5,728,000 | -6.7% | 2,575,000 | 0.0% | 0.21% | -23.8% | ||
| PSTH | New | PERSHING SQUARE TONTINE HLDG | $5,673,000 | – | 250,000 | +100.0% | 0.21% | – |
| HOLUU | New | HOLICITY INCunit 08/05/2025 | $5,610,000 | – | 542,000 | +100.0% | 0.20% | – |
| AMAG PHARMACEUTICALS INCnote 3.250% 6/0 | $5,522,000 | +15.5% | 6,100,000 | 0.0% | 0.20% | -6.1% | ||
| Buy | OSI SYSTEMS INCnote 1.250% 9/0 | $5,508,000 | +66.0% | 5,450,000 | +58.0% | 0.20% | +35.1% | |
| BSNU | New | BROADSTONE ACQUISITION CORPunit 99/99/9999 | $5,484,000 | – | 550,000 | +100.0% | 0.20% | – |
| COUPA SOFTWARE INCnote 0.125% 6/1 | $5,481,000 | +0.2% | 3,000,000 | 0.0% | 0.20% | -18.1% | ||
| Buy | INFINERA CORPnote 2.125% 9/0 | $5,413,000 | +43.4% | 5,850,000 | +32.2% | 0.20% | +16.7% | |
| REZI | RESIDEO TECHNOLOGIES INC | $5,399,000 | -2.7% | 490,821 | 0.0% | 0.20% | -20.6% | |
| New | IRONWOOD PHARMACEUTICALS INCnote 1.500% 6/1 | $5,360,000 | – | 5,500,000 | +100.0% | 0.19% | – | |
| LTHM | LIVENT CORP | $5,200,000 | +45.6% | 579,711 | 0.0% | 0.19% | +18.9% | |
| GRSVU | New | GORES HLDGS V INCunit 99/99/9999 | $5,175,000 | – | 500,000 | +100.0% | 0.19% | – |
| IAA | IAA INC | $5,140,000 | +38.4% | 98,722 | 0.0% | 0.19% | +13.3% | |
| EQDU | New | EQUITY DISTR ACQUISITION CORunit 99/99/9999 | $5,150,000 | – | 500,000 | +100.0% | 0.19% | – |
| BOWXU | New | BOWX ACQUISITION CORPunit 08/03/2025 | $5,130,000 | – | 500,000 | +100.0% | 0.19% | – |
| ETACU | New | E MERGE TECHNOLOGY ACQUISITIunit 07/30/2025 | $5,030,000 | – | 500,000 | +100.0% | 0.18% | – |
| ENPCU | New | EXECUTIVE NETWORK PARTNERINGunit 99/99/9999 | $5,050,000 | – | 200,000 | +100.0% | 0.18% | – |
| CRHCU | New | COHN ROBBINS HOLDINGS CORPunit 08/11/2025 | $5,045,000 | – | 500,000 | +100.0% | 0.18% | – |
| PMVCU | New | PMV CONSUMER ACQUISITION CORunit 08/31/2027 | $4,995,000 | – | 500,000 | +100.0% | 0.18% | – |
| KARYOPHARM THERAPEUTICS INCnote 3.000%10/1 | $4,902,000 | -14.7% | 4,100,000 | 0.0% | 0.18% | -30.5% | ||
| TPG SPECIALTY LENDING INCnote 4.500% 8/0 | $4,910,000 | +2.4% | 4,750,000 | 0.0% | 0.18% | -16.4% | ||
| PSAC | New | PROPERTY SOLUTIONS ACQUISITI | $4,905,000 | – | 500,000 | +100.0% | 0.18% | – |
| WELLPOINT INCnote 2.750%10/1 | $4,798,000 | +2.4% | 1,279,000 | 0.0% | 0.17% | -16.3% | ||
| Sell | ARES CAPITAL CORPnote 4.625% 3/0 | $4,782,000 | -24.8% | 4,590,000 | -29.4% | 0.17% | -38.5% | |
| CLGX | Buy | CORELOGIC INC | $4,787,000 | +223.7% | 70,745 | +221.6% | 0.17% | +163.6% |
| GREENBRIER COS INCnote 2.875% 2/0 | $4,764,000 | +11.1% | 5,187,000 | 0.0% | 0.17% | -9.4% | ||
| FGNAU | New | FG NEW AMER ACQUISITION CORPunit 08/31/2027 | $4,755,000 | – | 475,000 | +100.0% | 0.17% | – |
| KTB | KONTOOR BRANDS INC | $4,747,000 | +35.9% | 196,150 | 0.0% | 0.17% | +11.0% | |
| MOBL | New | MOBILEIRON INC | $4,700,000 | – | 670,424 | +100.0% | 0.17% | – |
| DOW | DOW INC | $4,635,000 | +17.4% | 98,515 | 0.0% | 0.17% | -4.5% | |
| NEUROCRINE BIOSCIENCES INCnote 2.250% 5/1 | $4,571,000 | -17.2% | 3,300,000 | 0.0% | 0.17% | -32.2% | ||
| SVACU | New | STARBOARD VALUE ACQUISITN COunit 09/10/2025 | $4,541,000 | – | 450,000 | +100.0% | 0.16% | – |
| FUSE | New | FUSION ACQUISITION CORPcl a | $4,522,000 | – | 460,000 | +100.0% | 0.16% | – |
| VIHAU | New | VPC IMPACT ACQUISITION HLDNGunit 09/22/2025 | $4,500,000 | – | 450,000 | +100.0% | 0.16% | – |
| CTVA | CORTEVA INC | $4,344,000 | +8.9% | 150,781 | 0.0% | 0.16% | -10.7% | |
| EZCORP INCnote 2.375% 5/0 | $4,342,000 | +0.8% | 5,500,000 | 0.0% | 0.16% | -17.7% | ||
| ILPT | INDUSTRIAL LOGISTICS PPTYS T | $4,220,000 | +6.4% | 192,940 | 0.0% | 0.15% | -13.1% | |
| DPHCW | Sell | DIAMONDPEAK HLDGS COR*w exp 02/22/202 | $4,176,000 | +209.6% | 394,295 | -48.6% | 0.15% | +153.3% |
| INAQU | New | INSU ACQUISITION CORP IIunit 09/04/2025 | $4,144,000 | – | 400,000 | +100.0% | 0.15% | – |
| GIK | New | GIGCAPITAL3 INC | $4,080,000 | – | 410,000 | +100.0% | 0.15% | – |
| SOLN | SOUTHERN COunit 08/01/2022 | $3,994,000 | +5.6% | 85,375 | 0.0% | 0.14% | -13.7% | |
| PIAIU | New | PRIME IMPACT ACQUISITION Iunit 10/01/2030 | $4,008,000 | – | 400,000 | +100.0% | 0.14% | – |
| MLAC | New | MALACCA STRAITS ACQUISITION | $3,916,000 | – | 400,000 | +100.0% | 0.14% | – |
| ACA | ARCOSA INC | $3,830,000 | +4.5% | 86,862 | 0.0% | 0.14% | -14.7% | |
| STWOU | New | ACON S2 ACQUISITION CORPunit 09/15/2027 | $3,813,000 | – | 380,500 | +100.0% | 0.14% | – |
| NMRK | NEWMARK GROUP INCcl a | $3,751,000 | -11.1% | 868,284 | 0.0% | 0.14% | -27.7% | |
| ITACU | New | INDUSTRIAL TECH ACQU INCunit 08/31/2025 | $3,750,000 | – | 375,000 | +100.0% | 0.14% | – |
| CPSR | New | CAPSTAR SPL PURP ACQUISITION | $3,716,000 | – | 378,000 | +100.0% | 0.14% | – |
| New | CORENERGY INFRASTRUCTURE TRnote 5.875% 8/1 | $3,703,000 | – | 5,000,000 | +100.0% | 0.13% | – | |
| New | HANNON ARMSTRONG SUST INFR Cnote 8/1 | $3,650,000 | – | 3,500,000 | +100.0% | 0.13% | – | |
| OTIS | OTIS WORLDWIDE CORP | $3,630,000 | +9.8% | 58,156 | 0.0% | 0.13% | -10.2% | |
| New | ALTERYX INCnote 1.000% 8/0 | $3,610,000 | – | 3,600,000 | +100.0% | 0.13% | – | |
| ALC | ALCON AG | $3,602,000 | -0.7% | 63,251 | 0.0% | 0.13% | -18.6% | |
| FAIIU | New | FORTRESS VALUE ACQUISITION Iunit 08/10/2027 | $3,605,000 | – | 350,000 | +100.0% | 0.13% | – |
| Sell | NEW MTN FIN CORPnote 5.750% 8/1 | $3,568,000 | -44.9% | 3,550,000 | -48.4% | 0.13% | -55.2% | |
| VACQU | New | VECTOR ACQUISITION CORPunit 09/30/2027 | $3,549,000 | – | 350,000 | +100.0% | 0.13% | – |
| FOXA | FOX CORP | $3,546,000 | +3.9% | 127,405 | 0.0% | 0.13% | -15.1% | |
| Buy | EZCORP INCnote 2.875% 7/0 | $3,549,000 | +86.2% | 4,000,000 | +100.0% | 0.13% | +51.8% | |
| ACTCU | New | ARCLIGHT CLEAN TRANSITION COunit 09/21/2025 | $3,500,000 | – | 350,000 | +100.0% | 0.13% | – |
| New | OMEROS CORPnote 5.250% 2/1 | $3,409,000 | – | 4,000,000 | +100.0% | 0.12% | – | |
| COMPUCREDIT HLDGS CORPnote 5.875%11/3 | $3,400,000 | +7.2% | 5,000,000 | 0.0% | 0.12% | -12.8% | ||
| MAGNACHIP SEMICONDUCTOR SAnote 5.000% 3/0 | $3,372,000 | +25.4% | 2,000,000 | 0.0% | 0.12% | +1.7% | ||
| ARLO | ARLO TECHNOLOGIES INC | $3,358,000 | +103.9% | 638,321 | 0.0% | 0.12% | +67.1% | |
| HELIX ENERGY SOLUTIONS GRP Inote 4.125% 9/1 | $3,347,000 | +15.1% | 3,500,000 | 0.0% | 0.12% | -6.2% | ||
| Sell | INTREXON CORPnote 3.500% 7/0 | $3,320,000 | -46.5% | 6,775,000 | -56.3% | 0.12% | -56.5% | |
| VRTWS | VERTIV HOLDINGS CO*w exp 06/12/202 | $3,240,000 | +62.4% | 500,000 | 0.0% | 0.12% | +32.6% | |
| New | ALTERYX INCnote 0.500% 8/0 | $3,120,000 | – | 3,100,000 | +100.0% | 0.11% | – | |
| GOSSAMER BIO INCnote 5.000% 6/0 | $3,092,000 | +1.9% | 3,000,000 | 0.0% | 0.11% | -17.0% | ||
| Sell | HERCULES CAPITAL INCdbcv 4.375% 2/0 | $3,094,000 | -26.3% | 3,075,000 | -28.5% | 0.11% | -40.1% | |
| FTIVU | New | FINTECH ACQUISITION CORP IVunit 12/31/2025 | $3,072,000 | – | 300,000 | +100.0% | 0.11% | – |
| NMMCU | New | NORTH MOUNTAIN MERGER CORPunit 09/16/2025 | $3,060,000 | – | 300,000 | +100.0% | 0.11% | – |
| MSGE | MADISON SQUARE GRDN ENTERTNMcl a | $3,019,000 | -8.7% | 44,086 | 0.0% | 0.11% | -25.2% | |
| PDACU | New | PERIDOT ACQUISITION CORPunit 99/99/9999 | $2,996,000 | – | 300,000 | +100.0% | 0.11% | – |
| AACQ | New | ARTIUS ACQUISITION INC | $2,982,000 | – | 300,000 | +100.0% | 0.11% | – |
| AHACU | New | ALPHA HEALTHCARE ACQUISTN COunit 09/21/2027 | $2,976,000 | – | 300,000 | +100.0% | 0.11% | – |
| INNOVIVA INCnote 2.500% 8/1 | $2,923,000 | -7.8% | 3,000,000 | 0.0% | 0.11% | -24.8% | ||
| GNRS | New | GREENROSE ACQUISITION CORP | $2,931,000 | – | 300,000 | +100.0% | 0.11% | – |
| DEH | New | D8 HOLDINGS CORP | $2,931,000 | – | 300,000 | +100.0% | 0.11% | – |
| Sell | GRANITE PT MTG TR INCnote 6.375%10/0 | $2,895,000 | -17.9% | 3,100,000 | -38.0% | 0.10% | -33.1% | |
| TRNEWS | Sell | TRINE ACQUISITION CORP*w exp 03/31/202 | $2,807,000 | +57.4% | 1,069,759 | -7.0% | 0.10% | +29.1% |
| SINA | New | SINA CORPord | $2,775,000 | – | 65,133 | +100.0% | 0.10% | – |
| SOGO | New | SOGOU INCadr repstg a | $2,797,000 | – | 314,618 | +100.0% | 0.10% | – |
| VLDRW | New | VELODYNE LIDAR INC*w exp 09/29/202 | $2,720,000 | – | 556,219 | +100.0% | 0.10% | – |
| NEEPRO | Sell | NEXTERA ENERGY INCunit 09/01/2022s | $2,725,000 | -44.2% | 50,000 | -50.0% | 0.10% | -54.4% |
| FMCIW | Sell | FORUM MERGER II CORP*w exp 09/30/202 | $2,657,000 | -18.4% | 300,614 | -56.6% | 0.10% | -33.8% |
| LYV | Buy | LIVE NATION ENTERTAINMENT IN | $2,601,000 | +112.3% | 48,281 | +71.9% | 0.09% | +74.1% |
| YACU | New | YUCAIPA ACQUISITION CORPunit 99/99/9999 | $2,585,000 | – | 253,479 | +100.0% | 0.09% | – |
| FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $2,583,000 | -5.0% | 3,245,000 | 0.0% | 0.09% | -22.3% | ||
| DTP | DTE ENERGY COunit 11/01/2022s | $2,556,000 | +7.2% | 55,875 | 0.0% | 0.09% | -12.3% | |
| ILMN | Buy | ILLUMINA INC | $2,513,000 | +38.5% | 8,170 | +63.4% | 0.09% | +12.3% |
| PARATEK PHARMACEUTICALS INCnote 4.750% 5/0 | $2,507,000 | +0.6% | 3,050,000 | 0.0% | 0.09% | -18.0% | ||
| LOAK | New | LIVE OAK ACQUISITION CORP | $2,520,000 | – | 250,000 | +100.0% | 0.09% | – |
| CARDTRONICS INCnote 1.000%12/0 | $2,500,000 | +0.9% | 2,500,000 | 0.0% | 0.09% | -17.3% | ||
| ETRN | EQUITRANS MIDSTREAM CORP | $2,471,000 | +4.3% | 292,042 | 0.0% | 0.09% | -14.3% | |
| Sell | REALPAGE INCnote 1.500% 5/1 | $2,481,000 | -23.4% | 2,400,000 | -20.0% | 0.09% | -37.5% | |
| OACBU | New | OAKTREE ACQUISITION CORP IIunit 09/15/2027 | $2,444,000 | – | 237,500 | +100.0% | 0.09% | – |
| VMACU | New | VISTAS MEDIA ACQUISITION COunit 08/03/2025 | $2,421,000 | – | 238,545 | +100.0% | 0.09% | – |
| SHLLWS | Sell | TORTOISE ACQUISITION CORP*w exp 03/04/202 | $2,417,000 | -39.6% | 94,779 | -74.4% | 0.09% | -50.6% |
| OPKO HEALTH INCnote 4.500% 2/1 | $2,317,000 | +13.5% | 1,950,000 | 0.0% | 0.08% | -7.7% | ||
| SCVXU | SCVX CORPunit 99/99/9999 | $2,150,000 | +3.8% | 200,000 | 0.0% | 0.08% | -15.2% | |
| ACEVU | New | ACE CONVERGENCE ACQU CORPunit 99/99/9999 | $2,050,000 | – | 200,000 | +100.0% | 0.07% | – |
| DMYDU | New | DMY TECHNOLOGY GROUP INC IIunit 99/99/9999 | $2,046,000 | – | 200,000 | +100.0% | 0.07% | – |
| CLIIU | New | CLIMATE CHANGE CRISIS REAL Iunit 99/99/9999 | $2,010,000 | – | 200,000 | +100.0% | 0.07% | – |
| LFACW | Sell | LF CAP ACQUISITION CORP*w exp 06/22/202 | $2,005,000 | +85.6% | 1,120,000 | -6.7% | 0.07% | +52.1% |
| ASPLU | New | ASPIRATIONAL CONSUMER LIFESTunit 99/99/9999 | $2,000,000 | – | 200,000 | +100.0% | 0.07% | – |
| STEP | New | STEPSTONE GROUP INC | $1,996,000 | – | 75,000 | +100.0% | 0.07% | – |
| CGRO | New | COLLECTIVE GROWTH CORP | $1,975,000 | – | 200,300 | +100.0% | 0.07% | – |
| HPX | New | HPX CORP | $1,968,000 | – | 200,000 | +100.0% | 0.07% | – |
| ZGYH | New | YUNHONG INTL | $1,968,000 | – | 200,000 | +100.0% | 0.07% | – |
| HEC | New | HUDSON EXECUTIVE INVT CORP | $1,955,000 | – | 199,000 | +100.0% | 0.07% | – |
| NOVSW | NOVUS CAP CORP*w exp 06/30/202 | $1,953,000 | +287.5% | 700,000 | 0.0% | 0.07% | +222.7% | |
| HYMCW | Sell | HYCROFT MINING HOLDING CORP*w exp 02/12/202 | $1,921,000 | +1.1% | 1,223,538 | -19.5% | 0.07% | -17.6% |
| LCAHW | Sell | LANDCADIA HLDGS II INC*w exp 05/09/202 | $1,906,000 | -37.8% | 434,214 | -25.6% | 0.07% | -49.3% |
| Sell | LIBERTY MEDIA CORP DELdeb 2.250% 9/3 | $1,882,000 | -56.4% | 4,000,000 | -55.6% | 0.07% | -64.6% | |
| New | QUDIAN INCnote 1.000% 7/0 | $1,875,000 | – | 2,500,000 | +100.0% | 0.07% | – | |
| GDV | Buy | GABELLI DIVID & INCOME TR | $1,871,000 | +43.6% | 101,949 | +37.7% | 0.07% | +17.2% |
| IPV | New | INTERPRIVATE ACQUISITION COR | $1,875,000 | – | 187,500 | +100.0% | 0.07% | – |
| PCGU | New | PG&E CORPunit 99/99/9999 | $1,835,000 | – | 18,725 | +100.0% | 0.07% | – |
| SBEWS | Sell | SWITCHBACK ENERGY ACQUISTN C*w exp 07/25/202 | $1,816,000 | +305.4% | 387,163 | -31.7% | 0.07% | +230.0% |
| INVACARE CORPnote 4.500% 6/0 | $1,777,000 | +6.6% | 1,950,000 | 0.0% | 0.06% | -13.5% | ||
| FTACW | FINTECH ACQUISITION CORP III*w exp 12/01/202 | $1,771,000 | -33.0% | 1,150,000 | 0.0% | 0.06% | -45.8% | |
| RVT | Buy | ROYCE VALUE TR INC | $1,744,000 | +55.7% | 137,959 | +54.5% | 0.06% | +26.0% |
| YY INCnote 1.375% 6/1 | $1,700,000 | -2.4% | 1,575,000 | 0.0% | 0.06% | -19.5% | ||
| Buy | OMEROS CORPnote 6.250%11/1 | $1,705,000 | +45.6% | 1,825,000 | +62.2% | 0.06% | +19.2% | |
| BXMX | Buy | NUVEEN S&P 500 BUY-WRITE INC | $1,686,000 | +108.9% | 149,478 | +103.8% | 0.06% | +69.4% |
| ARBOR REALTY TRUST INCnote 5.250% 7/0 | $1,655,000 | +16.5% | 1,500,000 | 0.0% | 0.06% | -4.8% | ||
| SNPRU | New | TORTOISE ACQUISITION CORP IIunit 06/14/2027 | $1,632,000 | – | 150,000 | +100.0% | 0.06% | – |
| BDJ | Buy | BLACKROCK ENHANCED EQUITY DI | $1,590,000 | +78.3% | 217,554 | +79.1% | 0.06% | +45.0% |
| RMG | Sell | RMG ACQUISITION CORPcl a | $1,604,000 | -68.3% | 150,000 | -69.7% | 0.06% | -74.2% |
| HQH | Buy | TEKLA HEALTHCARE INVSsh ben int | $1,594,000 | +36.4% | 77,308 | +41.1% | 0.06% | +11.5% |
| GXGXW | GX ACQUISITION CORP*w exp 05/24/202 | $1,600,000 | +40.4% | 1,000,000 | 0.0% | 0.06% | +13.7% | |
| DISCK | Sell | DISCOVERY INC | $1,607,000 | -64.8% | 81,994 | -65.4% | 0.06% | -71.4% |
| KLRWS | KALEYRA INC*w exp 12/12/202 | $1,598,000 | +118.6% | 1,125,000 | 0.0% | 0.06% | +75.8% | |
| RMGWS | Sell | RMG ACQUISITION CORP*w exp 02/21/202 | $1,569,000 | +92.0% | 733,332 | -12.0% | 0.06% | +58.3% |
| JIH | Sell | JUNIPER INDL HLDGS INC | $1,569,000 | -46.7% | 150,000 | -49.2% | 0.06% | -56.5% |
| IGR | Buy | CBRE CLARION GLOBAL REAL EST | $1,539,000 | +108.0% | 257,326 | +107.5% | 0.06% | +69.7% |
| WPF | New | FOLEY TRASIMENE ACQUISTN COR | $1,554,000 | – | 150,000 | +100.0% | 0.06% | – |
| INSUW | INSURANCE ACQUISITION CORP*w exp 03/31/202 | $1,524,000 | -27.5% | 550,000 | 0.0% | 0.06% | -40.9% | |
| EXG | Buy | EATON VANCE TAX-MANAGED GLOB | $1,486,000 | +72.6% | 201,903 | +73.1% | 0.05% | +42.1% |
| GRCY | New | GREENCITY ACQUISITION CORP | $1,487,000 | – | 150,000 | +100.0% | 0.05% | – |
| VTA | Buy | INVESCO DYNAMIC CR OPPORTUNI | $1,492,000 | +85.6% | 161,981 | +79.3% | 0.05% | +50.0% |
| PATRICK INDS INCdbcv 1.000% 2/0 | $1,491,000 | -1.3% | 1,500,000 | 0.0% | 0.05% | -19.4% | ||
| THCB | Sell | TUSCAN HLDGS CORP | $1,476,000 | -54.9% | 145,000 | -54.7% | 0.05% | -63.0% |
| LGVW | New | LONGVIEW ACQUISITION CORP | $1,473,000 | – | 150,000 | +100.0% | 0.05% | – |
| CFFAW | CF FIN ACQUISITION CORP*w exp 04/30/202 | $1,470,000 | -27.4% | 1,500,000 | 0.0% | 0.05% | -41.1% | |
| GDYNW | GRID DYNAMICS HLDGS INC*w exp 03/05/202 | $1,442,000 | +11.3% | 810,000 | 0.0% | 0.05% | -10.3% | |
| HCACW | Sell | HENNESSY CAP ACQUSTION CORP*w exp 09/05/202 | $1,445,000 | -12.4% | 625,602 | -58.3% | 0.05% | -28.8% |
| AMCIW | Sell | AMCI ACQUISITION CORP*w exp 05/20/202 | $1,441,000 | +13.9% | 2,118,801 | -7.9% | 0.05% | -7.1% |
| VCV | Sell | INVESCO CALIF VALUE MUN INCO | $1,434,000 | -18.2% | 114,781 | -23.5% | 0.05% | -33.3% |
| NPA | Sell | NEW PROVIDENCE ACQUISITION | $1,344,000 | -31.6% | 133,487 | -31.5% | 0.05% | -43.7% |
| QTSPRB | Sell | QTS RLTY TR INC6.50% con pfd b | $1,353,000 | -9.6% | 9,525 | -8.9% | 0.05% | -26.9% |
| RMT | Buy | ROYCE MICRO-CAP TR INC | $1,356,000 | +100.6% | 176,763 | +88.4% | 0.05% | +63.3% |
| FTDR | Sell | FRONTDOOR INC | $1,352,000 | -53.9% | 34,750 | -47.5% | 0.05% | -62.3% |
| MVF | Buy | BLACKROCK MUNIVEST FD INC | $1,343,000 | +29.8% | 154,668 | +25.5% | 0.05% | +6.5% |
| ETG | Buy | EATON VANCE TX ADV GLBL DIV | $1,347,000 | +274.2% | 90,602 | +259.5% | 0.05% | +206.2% |
| ROCH | Sell | ROTH CH ACQUISITION I CO | $1,333,000 | -50.9% | 134,000 | -52.1% | 0.05% | -60.3% |
| OSH | New | OAK STR HEALTH INC | $1,336,000 | – | 25,000 | +100.0% | 0.05% | – |
| GLO | Buy | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $1,302,000 | +72.2% | 139,364 | +60.5% | 0.05% | +38.2% |
| RA | Buy | BROOKFIELD REAL ASSETS INCOM | $1,262,000 | +31.0% | 76,413 | +32.3% | 0.05% | +7.0% |
| SNOW | New | SNOWFLAKE INCcl a | $1,255,000 | – | 5,000 | +100.0% | 0.05% | – |
| TIMKENSTEEL CORPnote 6.000% 6/0 | $1,274,000 | +2.2% | 1,500,000 | 0.0% | 0.05% | -16.4% | ||
| BGB | Buy | BLACKSTONE GSO STRATEGIC CR | $1,229,000 | +41.4% | 100,590 | +32.1% | 0.04% | +15.4% |
| HQL | Buy | TEKLA LIFE SCIENCES INVSsh ben int | $1,225,000 | +32.1% | 69,671 | +35.0% | 0.04% | +7.3% |
| NIE | Buy | ALLIANZGI EQUITY & CONV INCO | $1,209,000 | +68.2% | 49,801 | +55.7% | 0.04% | +37.5% |
| TY | Buy | TRI CONTL CORP | $1,191,000 | +43.5% | 45,940 | +36.7% | 0.04% | +16.2% |
| NXJ | Buy | NUVEEN NEW JERSEY QULT MUN F | $1,182,000 | +34.6% | 87,360 | +31.8% | 0.04% | +10.3% |
| KTF | Sell | DWS MUN INCOME TR | $1,157,000 | -6.0% | 104,405 | -8.4% | 0.04% | -23.6% |
| MMU | Buy | WESTERN ASSET MANAGED MUNS F | $1,163,000 | +45.0% | 95,406 | +43.0% | 0.04% | +16.7% |
| EFT | Buy | EATON VANCE FLTING RATE INC | $1,127,000 | +31.4% | 94,839 | +26.0% | 0.04% | +7.9% |
| KCACWS | New | KENSINGTON CAP ACQUISITION C*w exp 07/01/202 | $1,125,000 | – | 250,000 | +100.0% | 0.04% | – |
| AOD | Buy | ABERDEEN TOTAL DYNAMIC DIVD | $1,140,000 | +74.6% | 143,535 | +69.1% | 0.04% | +41.4% |
| SMMCW | SOUTH MTN MERGER CORP*w exp 06/20/202 | $1,125,000 | +33.9% | 750,000 | 0.0% | 0.04% | +10.8% | |
| LIBERTY MEDIA CORP DELdeb 3.500% 1/1 | $1,142,000 | +12.7% | 1,367,341 | 0.0% | 0.04% | -8.9% | ||
| CII | Buy | BLACKROCK ENHANCD CAP & INM | $1,121,000 | +236.6% | 72,530 | +214.7% | 0.04% | +173.3% |
| BCX | Buy | BLACKROCK RES & COMMODITIES | $1,127,000 | +46.2% | 189,388 | +50.6% | 0.04% | +20.6% |
| Sell | SEACOR HOLDINGS INCnote 2.500%12/1 | $1,119,000 | -82.1% | 1,250,000 | -82.6% | 0.04% | -85.3% | |
| FVACWS | New | FORTRESS VALUE ACQUISITION C*w exp 05/04/202 | $1,097,000 | – | 333,333 | +100.0% | 0.04% | – |
| LIBERTY MEDIA CORP DELnote 1.375%10/1 | $1,093,000 | +3.7% | 1,000,000 | 0.0% | 0.04% | -14.9% | ||
| DHRPRA | New | DANAHER CORPORATION4.75 mnd cv pfd | $1,111,000 | – | 750 | +100.0% | 0.04% | – |
| JRO | Buy | NUVEEN FLTNG RTE INCM OPP FD | $1,115,000 | +48.3% | 136,019 | +41.9% | 0.04% | +21.2% |
| MHI | Buy | PIONEER MUN HIGH INCOME TR | $1,083,000 | +12.0% | 93,549 | +9.2% | 0.04% | -9.3% |
| FRA | Buy | BLACKROCK FLOATING RATE INCO | $1,083,000 | +25.2% | 94,197 | +21.8% | 0.04% | +2.6% |
| GSAH | New | GS ACQUISITION HLDGS CORP II | $1,076,000 | – | 100,000 | +100.0% | 0.04% | – |
| NWSA | NEWS CORP NEWcl a | $1,081,000 | +20.2% | 77,070 | 0.0% | 0.04% | -2.5% | |
| RQI | Buy | COHEN & STEERS QUALITY INCOM | $1,040,000 | +20.2% | 93,625 | +18.3% | 0.04% | 0.0% |
| EFR | Buy | EATON VANCE SR FLTNG RTE TR | $1,054,000 | +31.9% | 90,616 | +28.4% | 0.04% | +5.6% |
| JIHWS | JUNIPER INDL HLDGS INC*w exp 11/13/202 | $1,038,000 | +98.9% | 600,000 | 0.0% | 0.04% | +65.2% | |
| RBACU | New | REDBALL ACQUISITION CORPunit 99/99/9999 | $1,057,000 | – | 100,000 | +100.0% | 0.04% | – |
| TREB | New | TREBIA ACQUISITION CORP | $1,018,000 | – | 99,999 | +100.0% | 0.04% | – |
| VSPRU | New | VESPER HEALTHCARE ACQSTN CORunit 99/99/9999 | $1,026,000 | – | 100,000 | +100.0% | 0.04% | – |
| JRI | Buy | NUVEEN REAL ASSET INCOME & G | $1,012,000 | +62.4% | 83,877 | +57.2% | 0.04% | +32.1% |
| FCACU | New | FALCON CAPITAL ACQUISITN CORunit 08/20/2027 | $1,029,000 | – | 100,000 | +100.0% | 0.04% | – |
| MNCL | Sell | MONOCLE ACQUISITION CORP | $1,024,000 | -56.9% | 100,000 | -56.7% | 0.04% | -65.1% |
| GOL | Sell | GOL LINHAS AEREAS INTELIGENTspon adr pfd new | $1,006,000 | -50.7% | 164,881 | -45.2% | 0.04% | -59.3% |
| SAQN | Sell | SOFTWARE ACQUISITION GROUP I | $996,000 | -58.8% | 100,000 | -58.5% | 0.04% | -66.4% |
| CRSA | Sell | CRESCENT ACQUISITION CORP | $1,004,000 | -72.6% | 100,000 | -71.4% | 0.04% | -77.9% |
| PICWS | Sell | PIVOTAL INVT CORP II*w exp 06/01/202 | $994,000 | +277.9% | 268,593 | -19.4% | 0.04% | +200.0% |
| BSL | Buy | BLACKSTONE GSO FLTING RTE FU | $982,000 | +61.2% | 71,351 | +50.7% | 0.04% | +33.3% |
| ACND | New | ASCENDANT DIGITAL ACQUISITIO | $994,000 | – | 100,000 | +100.0% | 0.04% | – |
| DIAX | Buy | NUVEEN DOW 30 DYNAMIC OVERWR | $973,000 | +222.2% | 71,890 | +223.8% | 0.04% | +169.2% |
| LGC | Sell | LEGACY ACQUISITION CORP | $977,000 | -49.1% | 94,227 | -52.9% | 0.04% | -58.8% |
| DMSWS | New | DIGITAL MEDIA SOLUTIONS INC*w exp 07/15/202 | $959,000 | – | 1,115,000 | +100.0% | 0.04% | – |
| IDE | Buy | VOYA INFRASTRUCTURE INDLS & | $971,000 | +32.3% | 102,118 | +25.6% | 0.04% | +6.1% |
| WESTERN DIGITAL CORP.note 1.500% 2/0 | $954,000 | +1.0% | 1,000,000 | 0.0% | 0.04% | -16.7% | ||
| THQ | New | TEKLA HEALTHCARE OPPORTUNITI | $960,000 | – | 53,042 | +100.0% | 0.04% | – |
| JQC | Buy | NUVEEN CR STRATEGIES INCOME | $947,000 | +94.9% | 160,249 | +92.4% | 0.03% | +54.5% |
| BOE | Buy | BLACKROCK ENHANCED GLOBAL DI | $941,000 | +80.6% | 98,279 | +77.9% | 0.03% | +47.8% |
| ETW | Sell | EATON VANCE TXMGD GL BUYWR O | $943,000 | -1.4% | 110,399 | -0.1% | 0.03% | -20.9% |
| ARDC | Buy | ARES DYNAMIC CR ALLOCATION F | $946,000 | +70.1% | 74,644 | +60.1% | 0.03% | +36.0% |
| BFZ | Sell | BLACKROCK CALIF MUN INCOME Tsh ben int | $897,000 | -26.0% | 68,016 | -26.1% | 0.03% | -38.9% |
| AFT | Buy | APOLLO SR FLOATING RATE FD I | $917,000 | +59.5% | 71,507 | +54.5% | 0.03% | +26.9% |
| ADX | Buy | ADAMS DIVERSIFIED EQUITY FD | $915,000 | +242.7% | 56,422 | +215.0% | 0.03% | +175.0% |
| IPOCWS | New | SOCIAL CAP HEDSPIA HLDG CO I*w exp 99/99/999 | $901,000 | – | 233,333 | +100.0% | 0.03% | – |
| THCA | Sell | TUSCAN HLDGS CORP II | $906,000 | -50.8% | 90,000 | -51.4% | 0.03% | -59.8% |
| IGD | Buy | VOYA GLBL EQTY DIV & PREM OP | $920,000 | +45.1% | 185,938 | +41.6% | 0.03% | +17.9% |
| Sell | HOPE BANCORP INCnote 2.000% 5/1 | $885,000 | -90.6% | 1,075,000 | -90.5% | 0.03% | -92.3% | |
| FREEW | WHOLE EARTH BRANDS INC*w exp 06/25/202 | $855,000 | -16.7% | 900,000 | 0.0% | 0.03% | -32.6% | |
| AHCO | New | ADAPTHEALTH CORP | $841,000 | – | 38,560 | +100.0% | 0.03% | – |
| BMRGWS | B RILEY PRIN MERGER CORP II*w exp 05/06/202 | $844,000 | -22.9% | 625,000 | 0.0% | 0.03% | -36.7% | |
| THCBW | TUSCAN HLDGS CORP*w exp 04/01/202 | $816,000 | -12.8% | 1,600,000 | 0.0% | 0.03% | -28.6% | |
| ACAMW | ACAMAR PARTNERS ACQSITION CO*w exp 02/26/202 | $825,000 | -13.4% | 750,000 | 0.0% | 0.03% | -28.6% | |
| CRSAW | CRESCENT ACQUISITION CORP*w exp 03/08/202 | $840,000 | -44.0% | 1,000,000 | 0.0% | 0.03% | -55.2% | |
| MNCLW | MONOCLE ACQUISITION CORP*w exp 12/06/202 | $839,000 | -23.2% | 1,680,597 | 0.0% | 0.03% | -38.8% | |
| GIM | Sell | TEMPLETON GLOBAL INCOME FD | $814,000 | -13.2% | 152,177 | -12.9% | 0.03% | -28.6% |
| AONEU | New | ONEunit 99/99/9999 | $818,000 | – | 75,000 | +100.0% | 0.03% | – |
| GAM | Buy | GENERAL AMERN INVS INC | $800,000 | +118.0% | 23,557 | +104.0% | 0.03% | +81.2% |
| EAD | Buy | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $812,000 | +52.1% | 111,266 | +46.3% | 0.03% | +20.8% |
| DFNS | Sell | LGL SYS ACQUISITION CORP | $789,000 | -30.8% | 78,750 | -31.5% | 0.03% | -43.1% |
| ATCXW | ATLAS TECHNICAL CONSULTANTS*w exp 11/26/202 | $805,000 | +31.8% | 1,565,744 | 0.0% | 0.03% | +7.4% | |
| AWF | Buy | ALLIANCEBERNSTEIN GLOBAL HIG | $783,000 | +86.4% | 74,468 | +79.0% | 0.03% | +47.4% |
| JAZZ INVESTMENTS I LTDnote 1.875% 8/1 | $761,000 | +3.8% | 750,000 | 0.0% | 0.03% | -15.2% | ||
| SREPRA | SEMPRA ENERGY6% pfd conv a | $785,000 | +1.2% | 7,925 | 0.0% | 0.03% | -20.0% | |
| UTZWS | New | UTZ BRANDS INC*w exp 08/28/202 | $763,000 | – | 116,666 | +100.0% | 0.03% | – |
| AIF | Buy | APOLLO TACTICAL INCOME FD IN | $761,000 | +100.8% | 59,835 | +95.9% | 0.03% | +64.7% |
| IIM | Sell | INVESCO CALIF MUN INCOME TR | $758,000 | -65.5% | 51,518 | -66.1% | 0.03% | -71.4% |
| JRS | Buy | NUVEEN REAL ESTATE INCOME FD | $781,000 | +82.9% | 103,482 | +81.1% | 0.03% | +47.4% |
| Sell | APOLLO COML REAL EST FIN INCnote 4.750% 8/2 | $735,000 | -85.3% | 775,000 | -86.4% | 0.03% | -87.8% | |
| FEN | Buy | FIRST TR ENERGY INCOME & GRO | $750,000 | +82.5% | 82,781 | +117.8% | 0.03% | +50.0% |
| LATNW | UNION ACQUISITION CORP II*w exp 04/01/202 | $750,000 | +114.3% | 1,000,000 | 0.0% | 0.03% | +68.8% | |
| PAEWW | PAE INC*w exp 09/11/202 | $733,000 | -8.7% | 333,332 | 0.0% | 0.03% | -25.0% | |
| WPFWS | New | FOLEY TRASIMENE ACQUISTN COR*w exp 05/26/202 | $753,000 | – | 333,333 | +100.0% | 0.03% | – |
| BGT | Buy | BLACKROCK FLOATING RATE INCO | $753,000 | +16.9% | 67,046 | +14.3% | 0.03% | -6.9% |
| NFJ | Sell | ALLIANZGI DIVIDEND INT & PRM | $734,000 | -4.9% | 62,184 | -9.9% | 0.03% | -20.6% |
| ALTGWS | ALTA EQUIPMENT GROUP INC*w exp 02/14/202 | $744,000 | +67.2% | 425,000 | 0.0% | 0.03% | +35.0% | |
| SEACOR HOLDINGS INCnote 3.250% 5/1 | $756,000 | +0.3% | 1,000,000 | 0.0% | 0.03% | -20.6% | ||
| SAMAW | SCHULTZE SPL PURP ACQUSTN CO*w exp 12/31/202 | $747,000 | -59.8% | 1,440,000 | 0.0% | 0.03% | -67.5% | |
| RPAY | New | REPAY HLDGS CORP | $749,000 | – | 31,871 | +100.0% | 0.03% | – |
| CHY | New | CALAMOS CONV & HIGH INCOME F | $726,000 | – | 62,224 | +100.0% | 0.03% | – |
| GPM | New | GUGGENHEIM ENHANCED EQUITY I | $711,000 | – | 130,375 | +100.0% | 0.03% | – |
| CHI | New | CALAMOS CONV OPPORTUNITIES &sh ben int | $711,000 | – | 64,599 | +100.0% | 0.03% | – |
| BGX | Buy | BLACKSTONE GSO LNG SHRT CR I | $728,000 | +64.0% | 56,606 | +53.7% | 0.03% | +30.0% |
| GIXWS | GIGCAPITAL2 INC*w exp 02/28/202 | $696,000 | +83.6% | 765,000 | 0.0% | 0.02% | +47.1% | |
| MGU | Buy | MACQUARIE GLOBAL INFRASTRUCT | $686,000 | +141.5% | 39,077 | +142.7% | 0.02% | +92.3% |
| BGH | Buy | BARINGS GLOBAL SHORT DURATIO | $681,000 | +30.2% | 51,106 | +22.8% | 0.02% | +8.7% |
| KIO | Sell | KKR INCOME OPPORTUNITIES FD | $678,000 | +9.4% | 50,127 | -0.3% | 0.02% | -10.7% |
| MFACWS | Sell | MEGALITH FINL ACQUISITION CO*w exp 08/26/202 | $698,000 | -28.0% | 1,051,121 | -8.9% | 0.02% | -41.9% |
| THBRW | THUNDER BRDG ACQUISTION II L*w exp 11/30/202 | $685,000 | -4.9% | 500,000 | 0.0% | 0.02% | -21.9% | |
| MFM | Sell | MFS MUN INCOME TRsh ben int | $653,000 | -8.3% | 101,504 | -11.0% | 0.02% | -25.0% |
| IPOBWS | New | SOCIAL CAP HDOSPHIA HLDG CO*w exp 99/99/999 | $669,000 | – | 120,525 | +100.0% | 0.02% | – |
| LGCWS | LEGACY ACQUISITION CORP*w exp 11/30/202 | $669,000 | +9.1% | 1,250,000 | 0.0% | 0.02% | -11.1% | |
| NFINW | NETFIN ACQUISITION CORP*w exp 08/01/202 | $675,000 | -17.2% | 500,000 | 0.0% | 0.02% | -33.3% | |
| CHPMW | CHP MERGER CORP*w exp 11/22/202 | $650,000 | +32.7% | 500,000 | 0.0% | 0.02% | +9.1% | |
| NZF | Sell | NUVEEN MUNICIPAL CREDIT INC | $648,000 | -78.9% | 44,081 | -78.8% | 0.02% | -82.5% |
| HYACW | HAYMAKER ACQUISITION CORP II*w exp 10/31/202 | $673,000 | -35.7% | 666,666 | 0.0% | 0.02% | -48.9% | |
| LGI | Buy | LAZARD GLOBAL TOTAL RETURN & | $640,000 | +52.0% | 41,217 | +38.0% | 0.02% | +21.1% |
| IPOC | New | SOCIAL CAP HEDSPIA HLDG CO I | $623,000 | – | 50,000 | +100.0% | 0.02% | – |
| FDEU | Buy | FIRST TR DYNAMIC EUROPE EQUI | $639,000 | +83.6% | 63,603 | +88.8% | 0.02% | +53.3% |
| HCCOW | HEALTHCARE MERGER CORP*w exp 12/17/202 | $616,000 | +52.9% | 350,000 | 0.0% | 0.02% | +22.2% | |
| MYD | Sell | BLACKROCK MUNIYIELD FD INC | $603,000 | -48.5% | 44,913 | -47.8% | 0.02% | -57.7% |
| NPAWW | NEW PROVIDENCE ACQUISITION*w exp 09/11/202 | $620,000 | -17.3% | 500,000 | 0.0% | 0.02% | -33.3% | |
| VTN | Buy | INVESCO TR INVT GRADE NEW YO | $602,000 | +9.3% | 48,595 | +7.4% | 0.02% | -12.0% |
| LOAKWS | New | LIVE OAK ACQUISITION CORP*w exp 05/08/202 | $620,000 | – | 632,500 | +100.0% | 0.02% | – |
| OPESW | OPES ACQUISITION CORP*w exp 03/13/202 | $595,000 | -42.0% | 250,000 | 0.0% | 0.02% | -52.2% | |
| OAC | Sell | OAKTREE ACQUISITION CORP | $588,000 | -71.1% | 50,000 | -75.0% | 0.02% | -76.7% |
| GIKWS | New | GIGCAPITAL3 INC*w exp 05/18/202 | $576,000 | – | 900,000 | +100.0% | 0.02% | – |
| RPLAWS | REPLAY ACQUISITION CORP*w exp 03/01/202 | $546,000 | +5.4% | 575,000 | 0.0% | 0.02% | -13.0% | |
| PANA | New | PANACEA ACQUISITION CORPcl a | $560,000 | – | 49,998 | +100.0% | 0.02% | – |
| GIX | Sell | GIGCAPITAL2 INC | $538,000 | -73.9% | 53,000 | -73.9% | 0.02% | -78.3% |
| HCCHW | HL ACQUISITIONS CORP*w exp 06/21/202 | $559,000 | -8.4% | 270,000 | 0.0% | 0.02% | -25.9% | |
| BRMKWS | BROADMARK RLTY CAP INC*w exp 11/15/202 | $543,000 | -2.3% | 1,750,000 | 0.0% | 0.02% | -20.0% | |
| IGA | Buy | VOYA GLBL ADV & PREM OPP FD | $513,000 | +73.9% | 61,565 | +70.8% | 0.02% | +46.2% |
| JWS | New | JAWS ACQUISITION CORP | $521,000 | – | 50,000 | +100.0% | 0.02% | – |
| APXT | Sell | APEX TECHNOLOGY ACQUISITION | $530,000 | -64.3% | 50,000 | -65.5% | 0.02% | -71.2% |
| PCPL | Sell | CC NEUBERGER PRINCIPAL HLDNG | $520,000 | -64.4% | 50,000 | -65.5% | 0.02% | -70.8% |
| THBR | Sell | THUNDER BRDG ACQUISTION II L | $510,000 | -65.2% | 50,000 | -65.5% | 0.02% | -70.8% |
| RNP | Sell | COHEN & STEERS REIT & PFD &I | $520,000 | -15.3% | 25,780 | -19.7% | 0.02% | -29.6% |
| SFTWWS | OSPREY TECHNLGY AQUISTION CO*w exp 10/30/202 | $525,000 | +33.2% | 375,000 | 0.0% | 0.02% | +5.6% | |
| ACAM | Sell | ACAMAR PARTNERS ACQSITION COcl a | $511,000 | -88.8% | 50,000 | -88.8% | 0.02% | -90.6% |
| GXGX | Sell | GX ACQUISITION CORP | $525,000 | -66.3% | 50,000 | -67.3% | 0.02% | -72.5% |
| PTACW | PROPTECH ACQUISITION CORP*w exp 05/26/202 | $536,000 | +135.1% | 325,000 | 0.0% | 0.02% | +90.0% | |
| GMHIW | GORES METROPOULOS INC*w exp 01/28/202 | $520,000 | +58.5% | 166,666 | 0.0% | 0.02% | +26.7% | |
| CHPM | Sell | CHP MERGER CORP | $510,000 | -64.7% | 50,000 | -65.5% | 0.02% | -70.3% |
| SMMC | Sell | SOUTH MTN MERGER CORP | $523,000 | -82.6% | 50,000 | -83.1% | 0.02% | -85.8% |
| CCX | Sell | CHURCHILL CAP CORP IIcl a | $528,000 | -73.7% | 50,000 | -71.9% | 0.02% | -78.7% |
| ANDA | Sell | ANDINA ACQUISITION CORP III | $512,000 | -66.7% | 50,000 | -66.7% | 0.02% | -72.1% |
| SOAC | New | SUSTAINABLE OPPORTNTS ACQ CO | $510,000 | – | 50,000 | +100.0% | 0.02% | – |
| SFTW | Sell | OSPREY TECHNLGY AQUISTION CO | $510,000 | -65.0% | 50,000 | -65.5% | 0.02% | -70.8% |
| RPLA | Sell | REPLAY ACQUISITION CORP | $509,000 | -82.2% | 50,000 | -82.1% | 0.02% | -85.8% |
| SCPE | Sell | SC HEALTH CORP | $504,000 | -75.1% | 50,000 | -75.0% | 0.02% | -80.0% |
| SSPK | Sell | SILVER SPIKE ACQUISITION COR | $507,000 | -65.4% | 50,000 | -65.5% | 0.02% | -72.3% |
| AMHC | Sell | AMPLITUDE HLTHCRE AQUSTIN CO | $496,000 | -82.4% | 50,000 | -82.2% | 0.02% | -85.6% |
| LIVK | Sell | LIV CAP ACQUISITION CORPcl a | $493,000 | -68.8% | 50,000 | -68.8% | 0.02% | -74.3% |
| GLQ | Buy | CLOUGH GLOBAL EQUITY FD | $497,000 | +114.2% | 44,308 | +103.0% | 0.02% | +80.0% |
| SRAC | Sell | STABLE RD ACQUISITION CORP | $504,000 | -86.5% | 50,000 | -86.7% | 0.02% | -89.2% |
| CIIC | Sell | CIIG MERGER CORP | $501,000 | -65.1% | 50,000 | -65.5% | 0.02% | -71.9% |
| GLEO | Sell | GALILEO ACQUISITION CORP | $495,000 | -84.6% | 50,000 | -84.6% | 0.02% | -87.4% |
| LATN | Sell | UNION ACQUISITION CORP II | $497,000 | -66.9% | 50,000 | -66.7% | 0.02% | -73.1% |
| ESSC | Sell | EAST STONE ACQUISITION CORP | $493,000 | -81.8% | 50,000 | -81.8% | 0.02% | -85.1% |
| MCMJ | Sell | MERIDA MERGER CORP I | $493,000 | -65.3% | 50,000 | -65.5% | 0.02% | -71.4% |
| BGR | Buy | BLACKROCK ENERGY & RES TR | $498,000 | +308.2% | 83,349 | +392.5% | 0.02% | +260.0% |
| CCAC | Sell | CITIC CAPITAL ACQUISITION CO | $487,000 | -65.7% | 49,500 | -65.7% | 0.02% | -71.4% |
| FSRVW | New | FINSERV ACQUISITION CORP*w exp 12/31/202 | $500,000 | – | 500,000 | +100.0% | 0.02% | – |
| FSRV | Sell | FINSERV ACQUISITION CORPcl a | $502,000 | -65.2% | 50,000 | -65.5% | 0.02% | -71.9% |
| JSD | Buy | NUVEEN SHT DUR CR OPP FD | $494,000 | +70.9% | 39,908 | +62.7% | 0.02% | +38.5% |
| EXPC | Sell | EXPERIENCE INVT CORP | $503,000 | -65.2% | 50,000 | -65.5% | 0.02% | -71.9% |
| ALUS | Sell | ALUSSA ENERGY ACQUISITION CO | $497,000 | -65.2% | 50,000 | -65.5% | 0.02% | -71.9% |
| XPEV | New | XPENG INCads | $502,000 | – | 25,000 | +100.0% | 0.02% | – |
| BROGW | BROOGE ENERGY LTD*w exp 12/20/202 | $478,000 | +2.1% | 955,002 | 0.0% | 0.02% | -19.0% | |
| SCD | Buy | LMP CAP & INCOME FD INC | $466,000 | +185.9% | 45,674 | +180.2% | 0.02% | +142.9% |
| EXPCW | EXPERIENCE INVT CORP*w exp 09/01/202 | $410,000 | +23.1% | 333,332 | 0.0% | 0.02% | 0.0% | |
| LGVWWS | New | LONGVIEW ACQUISITION CORP*w exp 05/27/202 | $404,000 | – | 416,666 | +100.0% | 0.02% | – |
| MAV | Sell | PIONEER MUN HIGH INCOME ADVA | $408,000 | -49.6% | 37,330 | -51.6% | 0.02% | -58.3% |
| JDD | Buy | NUVEEN DIVERSIFIED DIVID & I | $421,000 | +139.2% | 54,239 | +138.8% | 0.02% | +87.5% |
| NFHWS | NEW FRONTIER HEALTH CORP*w exp 11/30/202 | $424,000 | +29.3% | 240,847 | 0.0% | 0.02% | 0.0% | |
| SPAQWS | Sell | SPARTAN ENERGY ACQUISITION C*w exp 08/27/202 | $423,000 | -46.0% | 96,666 | -77.8% | 0.02% | -57.1% |
| BIF | Buy | BOULDER GROWTH & INCOME FD I | $405,000 | +116.6% | 40,521 | +104.4% | 0.02% | +87.5% |
| JWSWS | New | JAWS ACQUISITION CORP*w exp 99/99/999 | $424,000 | – | 200,000 | +100.0% | 0.02% | – |
| ARYB | New | ARYA SCIENCES ACQUISTION CO | $418,000 | – | 39,999 | +100.0% | 0.02% | – |
| APXTW | APEX TECHNOLOGY ACQUISITION*w exp 09/18/202 | $390,000 | +14.7% | 200,000 | 0.0% | 0.01% | -6.7% | |
| AVK | New | ADVENT CONVERTIBLE & INCOME | $384,000 | – | 27,784 | +100.0% | 0.01% | – |
| New | EXACT SCIENCES CORPnote 0.375% 3/1 | $382,000 | – | 325,000 | +100.0% | 0.01% | – | |
| Sell | BLACKSTONE MTG TR INCnote 4.375% 5/0 | $387,000 | -90.7% | 400,000 | -90.9% | 0.01% | -92.4% | |
| ANDAW | ANDINA ACQUISITION CORP III*w exp 07/31/202 | $396,000 | -23.3% | 1,200,000 | 0.0% | 0.01% | -39.1% | |
| GRX | Buy | GABELLI HLTHCARE & WELLNESS | $352,000 | +158.8% | 34,152 | +151.3% | 0.01% | +116.7% |
| SOR | Sell | SOURCE CAP INC | $367,000 | +7.6% | 9,969 | -3.3% | 0.01% | -13.3% |
| SCPEWS | SC HEALTH CORP*w exp 99/99/999 | $345,000 | +6.5% | 300,000 | 0.0% | 0.01% | -7.1% | |
| HECCW | New | HUDSON EXECUTIVE INVT CORP*w exp 06/21/202 | $325,000 | – | 275,000 | +100.0% | 0.01% | – |
| ZTR | New | VIRTUS GLOBAL DIVID & INCOME | $343,000 | – | 43,743 | +100.0% | 0.01% | – |
| ERC | Sell | WELLS FARGO MULTI SECTOR INC | $343,000 | -31.3% | 31,911 | -29.5% | 0.01% | -45.5% |
| BMRN | Sell | BIOMARIN PHARMACEUTICAL INC | $327,000 | -64.1% | 4,302 | -41.8% | 0.01% | -70.7% |
| MCN | Buy | MADISON COVERED CALL & EQUIT | $326,000 | +76.2% | 54,547 | +66.7% | 0.01% | +50.0% |
| KSM | Buy | DWS STRATEGIC MUN INCOME TR | $319,000 | +16.4% | 29,371 | +12.5% | 0.01% | 0.0% |
| AACQW | New | ARTIUS ACQUISITION INC*w exp 07/13/202 | $322,000 | – | 200,000 | +100.0% | 0.01% | – |
| JTD | New | NUVEEN TAX-ADVANTAGED DIVID | $292,000 | – | 22,366 | +100.0% | 0.01% | – |
| HIE | Buy | MILLER HOWARD HIGH INC EQTY | $301,000 | +258.3% | 48,856 | +253.7% | 0.01% | +175.0% |
| PACK | New | RANPAK HOLDINGS CORP | $309,000 | – | 32,461 | +100.0% | 0.01% | – |
| TIG | New | TREAN INS GROUP INC | $305,000 | – | 20,000 | +100.0% | 0.01% | – |
| CGROW | New | COLLECTIVE GROWTH CORP*w exp 04/30/202 | $305,000 | – | 500,000 | +100.0% | 0.01% | – |
| PCPLWS | CC NEUBERGER PRINCIPAL HLDNG*w exp 99/99/999 | $300,000 | +24.0% | 166,666 | 0.0% | 0.01% | 0.0% | |
| ADI | New | ANALOG DEVICES INC | $289,000 | – | 2,474 | +100.0% | 0.01% | – |
| DSM | Sell | BNY MELLON STRATEGIC MUN BD | $278,000 | -51.7% | 38,172 | -51.9% | 0.01% | -61.5% |
| SRACW | STABLE RD ACQUISITION CORP*w exp 05/15/202 | $288,000 | +88.2% | 250,000 | 0.0% | 0.01% | +42.9% | |
| LACQW | LEISURE ACQUISITION CORP*w exp 12/05/201 | $275,000 | -53.2% | 625,000 | 0.0% | 0.01% | -61.5% | |
| FUSEWS | New | FUSION ACQUISITION CORP*w exp 06/01/202 | $273,000 | – | 250,000 | +100.0% | 0.01% | – |
| HOFVW | New | HALL OF FAME RESORT & ENTMT*w exp 07/01/202 | $288,000 | – | 1,106,820 | +100.0% | 0.01% | – |
| EMF | Buy | TEMPLETON EMERGING MKTS FD | $262,000 | +23.0% | 17,020 | +9.1% | 0.01% | +11.1% |
| SBI | Sell | WESTERN ASSET INTER MUNI FD | $289,000 | -22.1% | 31,951 | -26.2% | 0.01% | -37.5% |
| HTD | New | HANCOCK JOHN TAX-ADVANTAGED | $242,000 | – | 12,700 | +100.0% | 0.01% | – |
| HGLB | Buy | HIGHLAND GLOBAL ALLOCATION F | $236,000 | +16.3% | 38,028 | +20.6% | 0.01% | 0.0% |
| FROG | New | JFROG LTD | $254,000 | – | 3,000 | +100.0% | 0.01% | – |
| FMN | Sell | FEDERATED HERMES PREM MUNI I | $235,000 | -42.1% | 16,487 | -46.3% | 0.01% | -50.0% |
| CCXWS | CHURCHILL CAP CORP II*w exp 07/02/202 | $255,000 | -24.3% | 116,666 | 0.0% | 0.01% | -40.0% | |
| SPXX | New | NUVEEN S&P 500 DYNAMIC OVERW | $244,000 | – | 18,329 | +100.0% | 0.01% | – |
| CCACWS | CITIC CAPITAL ACQUISITION CO*w exp 01/17/202 | $250,000 | +71.2% | 200,000 | 0.0% | 0.01% | +50.0% | |
| MVT | Sell | BLACKROCK MUNIVEST FD II INC | $237,000 | -6.7% | 16,996 | -9.3% | 0.01% | -18.2% |
| CET | Buy | CENTRAL SECS CORP | $255,000 | +26.2% | 8,784 | +25.5% | 0.01% | 0.0% |
| DEHWS | New | D8 HOLDINGS CORP*w exp 08/05/202 | $252,000 | – | 350,000 | +100.0% | 0.01% | – |
| DGNRU | New | DRAGONEER GROWTH OPPORTUN COunit 08/18/2027 | $245,000 | – | 20,000 | +100.0% | 0.01% | – |
| GF | Buy | NEW GERMANY FD INC | $256,000 | +57.1% | 15,191 | +41.5% | 0.01% | +28.6% |
| DFPH | DFP HEALTHCARE ACQUISITNS CO | $259,000 | +3.6% | 25,000 | 0.0% | 0.01% | -18.2% | |
| ATLC | Sell | ATLANTICUS HLDGS CORP | $243,000 | -43.1% | 20,416 | -50.6% | 0.01% | -52.6% |
| SSPKW | SILVER SPIKE ACQUISITION COR*w exp 08/02/202 | $244,000 | +22.0% | 400,000 | 0.0% | 0.01% | 0.0% | |
| PNBK | PATRIOT NATL BANCORP INC | $224,000 | +10.3% | 34,442 | 0.0% | 0.01% | -11.1% | |
| AEF | Buy | ABERDEEN EMRG MRKTS EQT INM | $209,000 | +40.3% | 32,322 | +30.9% | 0.01% | +14.3% |
| FIV | Sell | FIRST TR SR FLOATING RATE 20 | $214,000 | -26.7% | 25,352 | -28.2% | 0.01% | -38.5% |
| NPV | Sell | NUVEEN VIRGINIA QLTY MUNCPL | $223,000 | -21.8% | 14,811 | -25.9% | 0.01% | -38.5% |
| IPVWS | New | INTERPRIVATE ACQUISITION COR*w exp 10/24/202 | $224,000 | – | 275,000 | +100.0% | 0.01% | – |
| AMHCW | AMPLITUDE HLTHCRE AQUSTIN CO*w exp 12/01/202 | $233,000 | +23.9% | 187,500 | 0.0% | 0.01% | 0.0% | |
| ROCHW | ROTH CH ACQUISITION I CO*w exp 01/28/202 | $216,000 | +105.7% | 210,000 | 0.0% | 0.01% | +60.0% | |
| DFHT | New | DEERFIELD HEALTHCARE TECH AC | $210,000 | – | 19,995 | +100.0% | 0.01% | – |
| ALUSWS | ALUSSA ENERGY ACQUISITION CO*w exp 10/31/202 | $211,000 | +17.9% | 325,000 | 0.0% | 0.01% | 0.0% | |
| THCAW | TUSCAN HLDGS CORP II*w exp 99/99/999 | $214,000 | -16.7% | 475,000 | 0.0% | 0.01% | -27.3% | |
| SWZ | Buy | SWISS HELVETIA FD INC | $214,000 | +37.2% | 25,840 | +30.0% | 0.01% | +14.3% |
| CIICW | CIIG MERGER CORP*w exp 12/31/202 | $215,000 | -9.7% | 250,000 | 0.0% | 0.01% | -27.3% | |
| MPA | Sell | BLACKROCK MUNIYIELD PA QLTY | $231,000 | -43.7% | 16,599 | -45.0% | 0.01% | -55.6% |
| ERESW | New | EAST RES ACQUISITION CO*w exp 07/01/202 | $204,000 | – | 300,000 | +100.0% | 0.01% | – |
| MCMJW | MERIDA MERGER CORP I*w exp 11/07/202 | $206,000 | +9.6% | 375,000 | 0.0% | 0.01% | -12.5% | |
| PSTHWS | New | PERSHING SQUARE TONTINE HLDG*w exp 07/24/202 | $199,000 | – | 27,777 | +100.0% | 0.01% | – |
| NESRW | NATIONAL ENERGY SERVICES REU*w exp 05/05/202 | $182,000 | +37.9% | 259,500 | 0.0% | 0.01% | +16.7% | |
| GRNV | GREENVISION ACQUISITION CORP | $196,000 | +1.0% | 19,500 | 0.0% | 0.01% | -22.2% | |
| PSACW | New | PROPERTY SOLUTIONS ACQUISITI*w exp 03/20/202 | $204,000 | – | 550,000 | +100.0% | 0.01% | – |
| OACWS | OAKTREE ACQUISITION CORP*w exp 99/99/999 | $195,000 | +121.6% | 66,666 | 0.0% | 0.01% | +75.0% | |
| GBWS | New | GLOBAL BLUE GROUP HOLDING AG*w exp 08/28/202 | $192,000 | – | 299,999 | +100.0% | 0.01% | – |
| GLEOWS | GALILEO ACQUISITION CORP*w exp 10/31/202 | $201,000 | +6.3% | 325,000 | 0.0% | 0.01% | -12.5% | |
| SAQNW | SOFTWARE ACQUISITION GROUP I*w exp 10/01/202 | $182,000 | -19.5% | 200,000 | 0.0% | 0.01% | -30.0% | |
| ACEL | New | ACCEL ENTERTAINMENT INC | $178,000 | – | 16,666 | +100.0% | 0.01% | – |
| Sell | TILRAY INCnote 5.000%10/0 | $174,000 | -85.2% | 425,000 | -83.3% | 0.01% | -88.5% | |
| PGEN | Sell | PRECIGEN INC | $164,000 | -69.4% | 46,941 | -56.3% | 0.01% | -75.0% |
| IHD | Buy | VOYA EMERGING MKTS HIGH DIVI | $173,000 | +40.7% | 26,127 | +32.0% | 0.01% | +20.0% |
| EVG | New | EATON VANCE SHORT DURATION D | $170,000 | – | 14,854 | +100.0% | 0.01% | – |
| VKI | Sell | INVESCO ADVANTAGE MUN INCOMEsh ben int | $161,000 | -79.6% | 14,853 | -80.3% | 0.01% | -82.9% |
| CPSRWS | New | CAPSTAR SPL PURP ACQUISITION*w exp 99/99/999 | $160,000 | – | 200,000 | +100.0% | 0.01% | – |
| IMTXW | New | IMMATICS N.V*w exp 07/01/202 | $175,000 | – | 50,000 | +100.0% | 0.01% | – |
| GDL | Buy | GDL FUND | $151,000 | +34.8% | 18,030 | +32.4% | 0.01% | 0.0% |
| CCXXWS | CHURCHILL CAP CORP III*w exp 03/01/202 | $150,000 | -33.3% | 75,000 | 0.0% | 0.01% | -50.0% | |
| DTF | Sell | DTF TAX-FREE INCOME INC | $149,000 | -5.1% | 10,348 | -6.1% | 0.01% | -28.6% |
| VMM | Sell | DELAWARE INVTS MINN MUN INCO | $143,000 | -45.2% | 11,030 | -46.5% | 0.01% | -58.3% |
| DSU | Sell | BLACKROCK DEBT STRATEGIES FD | $127,000 | -59.7% | 12,770 | -62.2% | 0.01% | -64.3% |
| FSLF | FIRST EAGLE SENIOR LOAN FUND | $139,000 | +0.7% | 11,181 | 0.0% | 0.01% | -16.7% | |
| BGY | Buy | BLACKROCK ENHANCED INTL DIV | $140,000 | +150.0% | 26,529 | +143.4% | 0.01% | +150.0% |
| BBF | Sell | BLACKROCK MUN INCOME INVT TR | $133,000 | -50.2% | 10,231 | -51.2% | 0.01% | -58.3% |
| HPXWS | New | HPX CORP*w exp 07/14/202 | $135,000 | – | 150,000 | +100.0% | 0.01% | – |
| FUND | New | SPROTT FOCUS TR INC | $135,000 | – | 22,753 | +100.0% | 0.01% | – |
| JTA | New | NUVEEN TX ADV TOTAL RET STRG | $127,000 | – | 15,866 | +100.0% | 0.01% | – |
| VPV | Sell | INVESCO PA VALUE MUN INC TR | $149,000 | -55.9% | 12,120 | -57.4% | 0.01% | -66.7% |
| TZACW | TENZING ACQUISITION CORP*w exp 02/23/202 | $132,000 | +11.9% | 250,000 | 0.0% | 0.01% | 0.0% | |
| AGD | New | ABERDEEN GLOBAL DYNAMIC DIVI | $125,000 | – | 13,535 | +100.0% | 0.01% | – |
| AWP | ABERDEEN GLOBAL PREMIER PPTY | $128,000 | -0.8% | 27,758 | 0.0% | 0.01% | -16.7% | |
| IEAWW | INFRA AND ENERGY ALTRNTIVE I*w exp 05/20/202 | $124,000 | +143.1% | 343,006 | 0.0% | 0.00% | +100.0% | |
| GNT | New | GAMCO NAT RES GOLD & INCOMEsh ben int | $107,000 | – | 21,571 | +100.0% | 0.00% | – |
| KBLMW | KBL MERGER CORP IV*w exp 01/15/202 | $113,000 | -27.1% | 500,000 | 0.0% | 0.00% | -42.9% | |
| GSMGW | GLRY STR NW MDIA GRUP HLDG L*w exp 02/13/202 | $102,000 | +43.7% | 1,850,000 | 0.0% | 0.00% | +33.3% | |
| AVCTW | AMERICAN VRTUAL CLOUD TECH I*w exp 04/07/202 | $78,000 | +34.5% | 250,000 | 0.0% | 0.00% | 0.0% | |
| LGHL | Sell | LION GROUP HOLDING LTDads | $90,000 | -47.4% | 40,000 | -28.5% | 0.00% | -62.5% |
| LIVKW | LIV CAP ACQUISITION CORP*w exp 12/13/202 | $75,000 | +50.0% | 160,000 | 0.0% | 0.00% | +50.0% | |
| GHIVW | GORES HLDGS IV INC*w exp 01/22/202 | $83,000 | -7.8% | 50,000 | 0.0% | 0.00% | -25.0% | |
| ACNDWS | New | ASCENDANT DIGITAL ACQUISITIO*w exp 07/28/202 | $74,000 | – | 50,000 | +100.0% | 0.00% | – |
| GNRSW | New | GREENROSE ACQUISITION CORP*w exp 08/11/202 | $71,000 | – | 300,000 | +100.0% | 0.00% | – |
| GRNVW | GREENVISION ACQUISITION CORP*w exp 10/28/202 | $88,000 | +83.3% | 170,000 | 0.0% | 0.00% | +50.0% | |
| MLACW | New | MALACCA STRAITS ACQUISITION*w exp 99/99/999 | $76,000 | – | 200,000 | +100.0% | 0.00% | – |
| TREBWS | New | TREBIA ACQUISITION CORP*w exp 99/99/999 | $50,000 | – | 33,333 | +100.0% | 0.00% | – |
| GSAHWS | New | GS ACQUISITION HLDGS CORP II*w exp 06/30/202 | $54,000 | – | 25,000 | +100.0% | 0.00% | – |
| DSKEW | DASEKE INC*w exp 02/27/202 | $55,000 | +175.0% | 378,003 | 0.0% | 0.00% | +100.0% | |
| ESSCW | EAST STONE ACQUISITION CORP*w exp 12/31/202 | $50,000 | -27.5% | 275,000 | 0.0% | 0.00% | -33.3% | |
| DFNSWS | LGL SYS ACQUISITION CORP*w exp 11/12/202 | $62,000 | +19.2% | 57,500 | 0.0% | 0.00% | 0.0% | |
| PANAWS | New | PANACEA ACQUISITION CORP*w exp 07/07/202 | $39,000 | – | 16,666 | +100.0% | 0.00% | – |
| GRCYW | New | GREENCITY ACQUISITION CORP*w exp 04/28/202 | $35,000 | – | 150,000 | +100.0% | 0.00% | – |
| LGHLW | LION GROUP HOLDING LTD*w exp 06/17/202 | $36,000 | -45.5% | 400,000 | 0.0% | 0.00% | -66.7% | |
| BRPAW | BIG ROCK PARTNERS ACQUISI CO*w exp 12/01/202 | $26,000 | -42.2% | 100,000 | 0.0% | 0.00% | -50.0% | |
| NSCOWS | NESCO HLDGS INC*w exp 01/01/202 | $25,000 | +66.7% | 83,328 | 0.0% | 0.00% | 0.0% | |
| THWWW | TARGET HOSPITALITY CORP*w exp 03/15/202 | $21,000 | -22.2% | 266,666 | 0.0% | 0.00% | 0.0% | |
| ARYBW | New | ARYA SCIENCES ACQUISTION CO*w exp 06/09/202 | $24,000 | – | 13,333 | +100.0% | 0.00% | – |
| ZGYHW | New | YUNHONG INTL*w exp 01/31/202 | $20,000 | – | 100,000 | +100.0% | 0.00% | – |
| ZGYHR | New | YUNHONG INTLright 01/31/2027 | $40,000 | – | 200,000 | +100.0% | 0.00% | – |
| FALCON MINERALS CORP*w exp 07/21/202 | $18,000 | -10.0% | 222,879 | 0.0% | 0.00% | 0.0% | ||
| LOACW | LONGEVITY ACQUISITION CORP*w exp 07/31/202 | $31,000 | +24.0% | 125,000 | 0.0% | 0.00% | 0.0% | |
| CPAAW | CONYERS PK II ACQUISITION CO*w exp 07/18/202 | $32,000 | -17.9% | 18,750 | 0.0% | 0.00% | -50.0% | |
| PHUNW | PHUNWARE INC*w exp 12/26/202 | $8,000 | -42.9% | 58,632 | 0.0% | 0.00% | -100.0% | |
| ROSWQ | Exit | ROSEHILL RES INC*w exp 04/27/202 | $0 | – | -244,800 | -100.0% | -0.00% | – |
| LOACR | Exit | LONGEVITY ACQUISITION CORPright 07/31/2020 | $0 | – | -125,000 | -100.0% | -0.00% | – |
| UEPS | Exit | NET 1 UEPS TECHNOLOGIES INC | $0 | – | -14,495 | -100.0% | -0.00% | – |
| GRNVR | Exit | GREENVISION ACQUISITION CORPright 06/01/2021 | $0 | – | -170,000 | -100.0% | -0.00% | – |
| BRPAR | Exit | BIG ROCK PARTNERS ACQUISI COright 12/01/2022 | $0 | – | -200,000 | -100.0% | -0.00% | – |
| EVF | Exit | EATON VANCE SR INCOME TRsh ben int | $0 | – | -15,915 | -100.0% | -0.00% | – |
| PHD | Exit | PIONEER FLOATING RATE TR | $0 | – | -10,532 | -100.0% | -0.00% | – |
| MHF | Exit | WESTERN ASSET MUN HIGH INCOM | $0 | – | -15,566 | -100.0% | -0.01% | – |
| HIX | Exit | WESTERN ASSET HIGH INCM FD I | $0 | – | -16,905 | -100.0% | -0.01% | – |
| MUJ | Exit | BLACKROCK MUNIHLDGS NJ QLTY | $0 | – | -11,266 | -100.0% | -0.01% | – |
| ACELWS | Exit | ACCEL ENTERTAINMENT INC*w exp 11/20/202 | $0 | – | -66,666 | -100.0% | -0.01% | – |
| MEN | Exit | BLACKROCK MUNIENHANCED FD IN | $0 | – | -13,884 | -100.0% | -0.01% | – |
| FPACWS | Exit | FAR PT ACQUISITION CORP*w exp 06/01/202 | $0 | – | -299,999 | -100.0% | -0.01% | – |
| MIY | Exit | BLACKROCK MUNIYLD MICH QLTY | $0 | – | -12,053 | -100.0% | -0.01% | – |
| FTF | Exit | FRANKLIN LTD DURATION INCOME | $0 | – | -21,221 | -100.0% | -0.01% | – |
| MHD | Exit | BLACKROCK MUNIHOLDINGS FD IN | $0 | – | -12,321 | -100.0% | -0.01% | – |
| ENX | Exit | EATON VANCE NEW YORK MUN BD | $0 | – | -14,563 | -100.0% | -0.01% | – |
| EVV | Exit | EATON VANCE LTD DURATION INC | $0 | – | -16,510 | -100.0% | -0.01% | – |
| IVH | Exit | IVY HIGH INCOME OPPORTUNITIE | $0 | – | -15,006 | -100.0% | -0.01% | – |
| PHT | Exit | PIONEER HIGH INCOME TR | $0 | – | -23,279 | -100.0% | -0.01% | – |
| MCA | Exit | BLACKROCK MUNIYIELD CALIF QU | $0 | – | -14,049 | -100.0% | -0.01% | – |
| NAC | Exit | NUVEEN CA QUALTY MUN INCOME | $0 | – | -14,275 | -100.0% | -0.01% | – |
| FEAC | Exit | FLYING EAGLE ACQUISITION COR | $0 | – | -20,000 | -100.0% | -0.01% | – |
| MYC | Exit | BLACKROCK MUNIYIELD CALIF FD | $0 | – | -15,384 | -100.0% | -0.01% | – |
| MUI | Exit | BLACKROCK MUNI INTER DR FD I | $0 | – | -16,181 | -100.0% | -0.01% | – |
| Exit | GAIN CAP HLDGS INCnote 5.000% 8/1 | $0 | – | -225,000 | -100.0% | -0.01% | – | |
| MUS | Exit | BLACKROCK MUNIHOLDINGS QUALI | $0 | – | -17,693 | -100.0% | -0.01% | – |
| MNP | Exit | WESTERN ASSET MUN PARTNERS F | $0 | – | -15,547 | -100.0% | -0.01% | – |
| MFL | Exit | BLACKROCK MUNIHLDS INVSTM QL | $0 | – | -17,735 | -100.0% | -0.01% | – |
| NUO | Exit | NUVEEN OHIO QLTY MUN INCOME | $0 | – | -15,302 | -100.0% | -0.01% | – |
| RPRX | Exit | ROYALTY PHARMA PLC | $0 | – | -5,000 | -100.0% | -0.01% | – |
| BLW | Exit | BLACKROCK LTD DURATION INC T | $0 | – | -17,270 | -100.0% | -0.01% | – |
| AMTI | Exit | APPLIED MOLECULAR TRANS INC | $0 | – | -10,000 | -100.0% | -0.01% | – |
| HCCHR | Exit | HL ACQUISITIONS CORPright 07/17/2023 | $0 | – | -270,000 | -100.0% | -0.01% | – |
| NARI | Exit | INARI MED INC | $0 | – | -5,000 | -100.0% | -0.01% | – |
| NUM | Exit | NUVEEN MICH QUALITY MUN INCO | $0 | – | -17,955 | -100.0% | -0.01% | – |
| VRM | Exit | VROOM INC | $0 | – | -5,000 | -100.0% | -0.01% | – |
| NAN | Exit | NUVEEN NEW YORK QLT MUN INC | $0 | – | -20,340 | -100.0% | -0.01% | – |
| ARYAW | Exit | ARYA SCIENCES ACQUISITION CO*w exp 10/10/202 | $0 | – | -50,000 | -100.0% | -0.01% | – |
| BIOXWS | Exit | BIOCERES CROP SOLUTIONS CORP*w exp 03/14/202 | $0 | – | -1,249,900 | -100.0% | -0.01% | – |
| MYN | Exit | BLACKROCK MUNIYIELD N Y QUAL | $0 | – | -23,409 | -100.0% | -0.01% | – |
| FCT | Exit | FIRST TR SR FLG RTE INCM FD | $0 | – | -29,260 | -100.0% | -0.01% | – |
| AZEK | Exit | AZEK CO INCcl a | $0 | – | -10,000 | -100.0% | -0.01% | – |
| NUW | Exit | NUVEEN AMT-FREE MUN VALUE FD | $0 | – | -19,396 | -100.0% | -0.01% | – |
| NAZ | Exit | NUVEEN ARIZONA QLTY MUN INC | $0 | – | -23,621 | -100.0% | -0.01% | – |
| INSG | Exit | INSEEGO CORP | $0 | – | -26,364 | -100.0% | -0.01% | – |
| GRAF | Exit | GRAF INDL CORP | $0 | – | -24,328 | -100.0% | -0.02% | – |
| EOT | Exit | EATON VANCE NATL MUN OPPORTU | $0 | – | -16,701 | -100.0% | -0.02% | – |
| CCHWS | Exit | COLLIER CREEK HOLDINGS*w exp 99/99/999 | $0 | – | -116,666 | -100.0% | -0.02% | – |
| HCCH | Exit | HL ACQUISITIONS CORP | $0 | – | -31,622 | -100.0% | -0.02% | – |
| ACP | Exit | ABERDEEN INCOME CR STRATEGIE | $0 | – | -45,494 | -100.0% | -0.02% | – |
| EIM | Exit | EATON VANCE MUN BD FD | $0 | – | -31,360 | -100.0% | -0.02% | – |
| BIT | Exit | BLACKROCK MULTI-SECTOR INC T | $0 | – | -31,254 | -100.0% | -0.02% | – |
| ARYBU | Exit | ARYA SCIENCES ACQUISTION COunit 06/09/2027 | $0 | – | -40,000 | -100.0% | -0.02% | – |
| VMO | Exit | INVESCO MUN OPPORTUNITY TR | $0 | – | -48,899 | -100.0% | -0.03% | – |
| VKQ | Exit | INVESCO MUN TR | $0 | – | -51,364 | -100.0% | -0.03% | – |
| PACKWS | Exit | RANPAK HLDGS CORP*w exp 06/03/202 | $0 | – | -405,000 | -100.0% | -0.03% | – |
| CPAA | Exit | CONYERS PK II ACQUISITION CO | $0 | – | -60,000 | -100.0% | -0.03% | – |
| VGM | Exit | INVESCO TR INVT GRADE MUNS | $0 | – | -69,655 | -100.0% | -0.04% | – |
| MYI | Exit | BLACKROCK MUNIYIELD QUALITY | $0 | – | -63,265 | -100.0% | -0.04% | – |
| NRK | Exit | NUVEEN NEW YORK AMT QLT MUNI | $0 | – | -73,421 | -100.0% | -0.04% | – |
| IQI | Exit | INVESCO QUALITY MUN INCOME T | $0 | – | -79,722 | -100.0% | -0.04% | – |
| Exit | ENCORE CAP GROUP INCnote 3.000% 7/0 | $0 | – | -1,000,000 | -100.0% | -0.04% | – | |
| TREBU | Exit | TREBIA ACQUISITION CORPunit 99/99/9999 | $0 | – | -100,000 | -100.0% | -0.05% | – |
| EVN | Exit | EATON VANCE MUNI INCOME TRUSsh ben int | $0 | – | -82,748 | -100.0% | -0.05% | – |
| GSAHU | Exit | GS ACQUISITION HLDGS CORP IIunit 99/99/9999 | $0 | – | -100,000 | -100.0% | -0.05% | – |
| Exit | CREE INCnote 0.875% 9/0 | $0 | – | -925,000 | -100.0% | -0.05% | – | |
| ACI | Exit | ALBERTSONS COS INC | $0 | – | -75,000 | -100.0% | -0.05% | – |
| Exit | ENVESTNET INCnote 1.750% 6/0 | $0 | – | -1,000,000 | -100.0% | -0.06% | – | |
| LHCWS | Exit | LEO HOLDINGS CORP*w exp 07/31/202 | $0 | – | -1,115,000 | -100.0% | -0.06% | – |
| Exit | GREEN PLAINS INCnote 4.125% 9/0 | $0 | – | -1,750,000 | -100.0% | -0.06% | – | |
| PTAC | Exit | PROPTECH ACQUISITION CORP | $0 | – | -145,000 | -100.0% | -0.06% | – |
| SBE | Exit | SWITCHBACK ENERGY ACQUISTN C | $0 | – | -145,000 | -100.0% | -0.06% | – |
| DPHC | Exit | DIAMONDPEAK HLDGS COR | $0 | – | -145,000 | -100.0% | -0.07% | – |
| HYAC | Exit | HAYMAKER ACQUISITION CORP II | $0 | – | -145,000 | -100.0% | -0.07% | – |
| AMCI | Exit | AMCI ACQUISITION CORPclass a | $0 | – | -150,000 | -100.0% | -0.07% | – |
| CFFA | Exit | CF FIN ACQUISITION CORP | $0 | – | -145,000 | -100.0% | -0.07% | – |
| SPAQ | Exit | SPARTAN ENERGY ACQUISITION C | $0 | – | -150,000 | -100.0% | -0.07% | – |
| PACQ | Exit | PURE ACQUISITION CORPcl a | $0 | – | -150,000 | -100.0% | -0.07% | – |
| MFAC | Exit | MEGALITH FINL ACQUISITION CO | $0 | – | -150,000 | -100.0% | -0.07% | – |
| HCCO | Exit | HEALTHCARE MERGER CORP | $0 | – | -170,000 | -100.0% | -0.08% | – |
| FSB | Exit | FRANKLIN FINL NETWORK INC | $0 | – | -65,979 | -100.0% | -0.08% | – |
| ZI | Exit | ZOOMINFO TECHNOLOGIES INC | $0 | – | -35,000 | -100.0% | -0.08% | – |
| DCUE | Exit | DOMINION ENERGY INCunit 99/99/9999 | $0 | – | -19,350 | -100.0% | -0.09% | – |
| PIC | Exit | PIVOTAL INVT CORP II | $0 | – | -194,998 | -100.0% | -0.09% | – |
| Exit | XERIS PHARMACEUTICALS INCnote 5.000% 7/1 | $0 | – | -2,000,000 | -100.0% | -0.09% | – | |
| ZGYHU | Exit | YUNHONG INTLunit 99/99/9999 | $0 | – | -200,000 | -100.0% | -0.09% | – |
| GHIV | Exit | GORES HLDGS IV INC | $0 | – | -200,000 | -100.0% | -0.09% | – |
| LFAC | Exit | LF CAP ACQUISITION CORPcl a | $0 | – | -200,000 | -100.0% | -0.10% | – |
| HCAC | Exit | HENNESSY CAP ACQUSTION CORP | $0 | – | -200,000 | -100.0% | -0.10% | – |
| NFIN | Exit | NETFIN ACQUISITION CORP | $0 | – | -200,000 | -100.0% | -0.10% | – |
| FTAC | Exit | FINTECH ACQUISITION CORP III | $0 | – | -200,000 | -100.0% | -0.10% | – |
| GTX | Exit | GARRETT MOTION INC | $0 | – | -413,930 | -100.0% | -0.10% | – |
| GPAQW | Exit | GORDON POINTE ACQUISITION CO*w exp 07/30/202 | $0 | – | -1,106,820 | -100.0% | -0.11% | – |
| NVG | Exit | NUVEEN AMT FREE MUN CR INC F | $0 | – | -160,306 | -100.0% | -0.11% | – |
| TRNE | Exit | TRINE ACQUISITION CORP | $0 | – | -250,000 | -100.0% | -0.12% | – |
| GMHI | Exit | GORES METROPOULOS INC | $0 | – | -249,999 | -100.0% | -0.12% | – |
| Exit | NEW RELIC INCnote 0.500% 5/0 | $0 | – | -2,900,000 | -100.0% | -0.12% | – | |
| GNRSU | Exit | GREENROSE ACQUISITION CORPunit 02/28/2024 | $0 | – | -300,000 | -100.0% | -0.13% | – |
| CCXX | Exit | CHURCHILL CAP CORP III | $0 | – | -300,000 | -100.0% | -0.14% | – |
| Exit | CAESARS ENTMT CORPnote 5.000%10/0 | $0 | – | -2,000,000 | -100.0% | -0.15% | – | |
| FPAC | Exit | FAR PT ACQUISITION CORP | $0 | – | -349,998 | -100.0% | -0.16% | – |
| NEEPRP | Exit | NEXTERA ENERGY INCunit 99/99/9999 | $0 | – | -87,500 | -100.0% | -0.16% | – |
| CNPPRB | Exit | CENTERPOINT ENERGY INCdep rp pfd cv b | $0 | – | -108,750 | -100.0% | -0.17% | – |
| GRAFWS | Exit | GRAF INDL CORP*w exp 12/31/202 | $0 | – | -1,782,000 | -100.0% | -0.18% | – |
| Exit | GOGO INCnote 6.000% 5/1 | $0 | – | -5,875,000 | -100.0% | -0.18% | – | |
| Exit | SCORPIO TANKERS INCnote 3.000% 5/1 | $0 | – | -5,575,000 | -100.0% | -0.21% | – | |
| KCACU | Exit | KENSINGTON CAP ACQUISITION Cunit 07/01/2027 | $0 | – | -500,000 | -100.0% | -0.22% | – |
| Exit | SUPERNUS PHARMACEUTICALS INCnote 0.625% 4/0 | $0 | – | -5,750,000 | -100.0% | -0.23% | – | |
| FUSEU | Exit | FUSION ACQUISITION CORPunit 99/99/9999 | $0 | – | -500,000 | -100.0% | -0.23% | – |
| Exit | PACIRA BIOSCIENCESnote 2.375% 4/0 | $0 | – | -4,650,000 | -100.0% | -0.23% | – | |
| MINI | Exit | MOBILE MINI INC | $0 | – | -172,655 | -100.0% | -0.23% | – |
| HECCU | Exit | HUDSON EXECUTIVE INVT CORPunit 06/21/2025 | $0 | – | -550,000 | -100.0% | -0.25% | – |
| IPVU | Exit | INTERPRIVATE ACQUISITION CORunit 10/29/2024 | $0 | – | -550,000 | -100.0% | -0.25% | – |
| Exit | TEAM INCnote 5.000% 8/0 | $0 | – | -8,000,000 | -100.0% | -0.25% | – | |
| Exit | MFA FINL INCnote 6.250% 6/1 | $0 | – | -6,425,000 | -100.0% | -0.25% | – | |
| JWSU | Exit | JAWS ACQUISITION CORPunit 99/99/9999 | $0 | – | -600,000 | -100.0% | -0.28% | – |
| Exit | AEROJET ROCKETDYNE HLDGS INCnote 2.250%12/1 | $0 | – | -4,000,000 | -100.0% | -0.28% | – | |
| NOVS | Exit | NOVUS CAP CORP | $0 | – | -700,000 | -100.0% | -0.30% | – |
| IPOBU | Exit | SOCIAL CAP HDOSPHIA HLDG COunit 99/99/9999 | $0 | – | -600,000 | -100.0% | -0.34% | – |
| Exit | RHnote 6/1 | $0 | – | -5,600,000 | -100.0% | -0.35% | – | |
| IPOCU | Exit | SOCIAL CAP HEDSPIA HLDG CO Iunit 99/99/9999 | $0 | – | -700,000 | -100.0% | -0.37% | – |
| SOACU | Exit | SUSTAINABLE OPPORTNTS ACQ COunit 99/99/9999 | $0 | – | -875,000 | -100.0% | -0.39% | – |
| CGROU | Exit | COLLECTIVE GROWTH CORPunit 04/29/2025 | $0 | – | -1,000,000 | -100.0% | -0.42% | – |
| FVACU | Exit | FORTRESS VALUE ACQUISITION Cunit 99/99/9999 | $0 | – | -1,000,000 | -100.0% | -0.46% | – |
| WPFU | Exit | FOLEY TRASIMENE ACQUISTN CORunit 99/99/9999 | $0 | – | -1,000,000 | -100.0% | -0.48% | – |
| Exit | APOLLO COML REAL EST FIN INCnote 5.375%10/1 | $0 | – | -13,825,000 | -100.0% | -0.50% | – | |
| GIKU | Exit | GIGCAPITAL3 INCunit 99/99/9999 | $0 | – | -1,200,000 | -100.0% | -0.54% | – |
| LGVWU | Exit | LONGVIEW ACQUISITION CORPunit 99/99/9999 | $0 | – | -1,250,000 | -100.0% | -0.56% | – |
| LOAKU | Exit | LIVE OAK ACQUISITION CORPunit 99/99/9999 | $0 | – | -1,265,000 | -100.0% | -0.56% | – |
| BMRG | Exit | B RILEY PRIN MERGER CORP IIcl a | $0 | – | -1,244,647 | -100.0% | -0.59% | – |
| TERP | Exit | TERRAFORM PWR INC | $0 | – | -748,402 | -100.0% | -0.61% | – |
| Exit | ZILLOW GROUP INCnote 2.750% 5/1 | $0 | – | -12,000,000 | -100.0% | -0.62% | – | |
| WUBA | Exit | 58 COM INCspon adr rep a | $0 | – | -318,882 | -100.0% | -0.76% | – |
| FSCT | Exit | FORESCOUT TECHNOLOGIES INC | $0 | – | -1,004,025 | -100.0% | -0.95% | – |
| Exit | WAYFAIR INCnote 1.125%11/0 | $0 | – | -13,750,000 | -100.0% | -1.09% | – | |
| PTLA | Exit | PORTOLA PHARMACEUTICALS INC | $0 | – | -1,492,287 | -100.0% | -1.19% | – |
| LOGM | Exit | LOGMEIN INC | $0 | – | -399,870 | -100.0% | -1.51% | – |
| EE | Exit | EL PASO ELEC CO | $0 | – | -588,823 | -100.0% | -1.75% | – |
| LM | Exit | LEGG MASON INC | $0 | – | -823,599 | -100.0% | -1.82% | – |
| CZR | Exit | CAESARS ENTMT CORP | $0 | – | -3,518,060 | -100.0% | -1.90% | – |
| QGEN | Exit | QIAGEN NV | $0 | – | -1,114,390 | -100.0% | -2.12% | – |
| IBKC | Exit | IBERIABANK CORP | $0 | – | -1,072,911 | -100.0% | -2.17% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WELLPOINT INC | 29 | Q1 2022 | 2.4% |
| ATLANTICUS HOLDINGS CORP | 26 | Q2 2021 | 0.4% |
| COMPUCREDIT HLDGS CORP | 24 | Q4 2020 | 0.2% |
| NOVELLUS SYS INC | 23 | Q1 2021 | 8.5% |
| BOOKING HOLDINGS INC | 23 | Q3 2023 | 0.8% |
| BLACKROCK RES & COMM STRAT T | 22 | Q3 2023 | 0.2% |
| PATRIOT NATL BANCORP INC | 22 | Q3 2023 | 0.1% |
| NATIONAL ENERGY SERVICES REU | 22 | Q3 2022 | 0.0% |
| THERAVANCE INC | 21 | Q3 2021 | 0.7% |
| NUVEEN NJ DIV ADVANTAGE MUN | 21 | Q3 2023 | 0.1% |
View AQR Arbitrage LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| CIS Acquisition Ltd. | July 21, 2014 | 990,000 | 14.5% |
| Intermec, Inc.Sold out | February 11, 2014 | 0 | 0.0% |
| WILD OATS MARKETS INCSold out | February 14, 2013 | 0 | 0.0% |
| KAYAK Software Corp | January 09, 2013 | 589,972 | 12.9% |
| Hyde Park Acquisition Corp. II | September 06, 2012 | 1,264,900 | 12.6% |
| China Networks International Holdings Ltd | February 14, 2012 | 3,049,704 | 7.4% |
| BELL MICROPRODUCTS INC | February 14, 2008 | 375 | 1.9% |
| CRA INTERNATIONAL, INC.Sold out | February 14, 2008 | 0 | 0.0% |
| ENCORE CAPITAL GROUP INCSold out | February 14, 2008 | 0 | 0.0% |
| EVERGREEN SOLAR INC | February 14, 2008 | 4,375 | 0.3% |
View AQR Arbitrage LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 4 | 2023-04-19 |
| 3 | 2023-04-18 |
| 4 | 2023-03-23 |
| 4 | 2023-03-13 |
| 13F-HR | 2023-02-14 |
| 3 | 2022-11-21 |
View AQR Arbitrage LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.