$8.63 Billion is the total value of AQR Arbitrage LLC's 391 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 64.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NOVELLUS SYS INCnote 2.625% 5/1 | $726,295,000 | +10.0% | 119,892,000 | 0.0% | 8.41% | +7.8% | ||
| VERISIGN INCsdcv 3.250% 8/1 | $470,344,000 | +3.2% | 136,300,000 | 0.0% | 5.45% | +1.1% | ||
| INTEL CORPsdcv 3.250% 8/0 | $270,174,000 | +12.0% | 108,533,000 | 0.0% | 3.13% | +9.7% | ||
| AABA | ALTABA INC | $253,062,000 | +6.0% | 3,417,904 | 0.0% | 2.93% | +3.9% | |
| NXPI | Buy | NXP SEMICONDUCTORS N V | $233,827,000 | +109.7% | 1,998,520 | +109.9% | 2.71% | +105.5% |
| COL | Sell | ROCKWELL COLLINS INC | $220,902,000 | -2.7% | 1,638,134 | -2.1% | 2.56% | -4.7% |
| TWX | Sell | TIME WARNER INC | $211,062,000 | -16.9% | 2,231,570 | -19.6% | 2.44% | -18.6% |
| MON | Sell | MONSANTO CO NEW | $195,456,000 | -8.6% | 1,675,001 | -8.5% | 2.26% | -10.4% |
| OA | Buy | ORBITAL ATK INC | $178,666,000 | +12.0% | 1,347,303 | +11.1% | 2.07% | +9.8% |
| Buy | MICROCHIP TECHNOLOGY INCnote 1.625% 2/1 | $171,334,000 | +14.3% | 96,500,000 | +9.8% | 1.98% | +12.0% | |
| CAVM | Buy | CAVIUM INC | $169,944,000 | +10.8% | 2,140,894 | +17.0% | 1.97% | +8.5% |
| ANTHEM INCnote 2.750%10/1 | $163,311,000 | -2.1% | 54,129,000 | 0.0% | 1.89% | -4.1% | ||
| WGL | Buy | WGL HLDGS INC | $162,012,000 | +3.8% | 1,936,789 | +6.6% | 1.88% | +1.7% |
| VR | New | VALIDUS HOLDINGS LTD | $159,468,000 | – | 2,364,238 | +100.0% | 1.85% | – |
| CSRA | New | CSRA INC | $145,245,000 | – | 3,522,789 | +100.0% | 1.68% | – |
| Sell | MOLINA HEALTHCARE INCnote 1.125% 1/1 | $144,029,000 | -18.5% | 71,450,000 | -22.6% | 1.67% | -20.2% | |
| AVA | Buy | AVISTA CORP | $142,581,000 | +5.3% | 2,782,072 | +5.8% | 1.65% | +3.2% |
| MICRON TECHNOLOGY INCnote 2.125% 2/1 | $139,554,000 | +26.8% | 29,305,000 | 0.0% | 1.62% | +24.1% | ||
| WR | Sell | WESTAR ENERGY INC | $131,902,000 | -5.2% | 2,508,123 | -4.8% | 1.53% | -7.1% |
| AET | Buy | AETNA INC NEW | $104,679,000 | +58.8% | 619,400 | +69.5% | 1.21% | +55.6% |
| MSCC | New | MICROSEMI CORP | $103,982,000 | – | 1,606,648 | +100.0% | 1.20% | – |
| ANTX | ANTHEM INCunit 05/01/20188 | $103,584,000 | -4.1% | 1,920,000 | 0.0% | 1.20% | -6.0% | |
| MULE | New | MULESOFT INCcl a | $103,326,000 | – | 2,349,393 | +100.0% | 1.20% | – |
| RSPP | New | RSP PERMIAN INC | $100,190,000 | – | 2,137,150 | +100.0% | 1.16% | – |
| SCG | New | SCANA CORP NEW | $98,294,000 | – | 2,617,690 | +100.0% | 1.14% | – |
| ADVANCED MICRO DEVICES INCnote 2.125% 9/0 | $95,570,000 | -2.6% | 65,200,000 | 0.0% | 1.11% | -4.6% | ||
| Buy | PALO ALTO NETWORKS INCnote 7/0 | $92,517,000 | +281.0% | 55,900,000 | +215.8% | 1.07% | +273.2% | |
| NXTM | Buy | NXSTAGE MEDICAL INC | $74,810,000 | +4.9% | 3,009,253 | +2.2% | 0.87% | +2.7% |
| DYN | Buy | DYNEGY INC NEW DEL | $70,372,000 | +17.0% | 5,205,046 | +2.5% | 0.82% | +14.6% |
| KS | New | KAPSTONE PAPER & PACKAGING C | $68,721,000 | – | 2,002,950 | +100.0% | 0.80% | – |
| DST | New | DST SYS INC DEL | $66,880,000 | – | 799,519 | +100.0% | 0.78% | – |
| New | MICROCHIP TECHNOLOGY INCsdcv 2.250% 2/1 | $66,919,000 | – | 55,941,000 | +100.0% | 0.78% | – | |
| New | CHESAPEAKE ENERGY CORPnote 5.500% 9/1 | $65,196,000 | – | 75,275,000 | +100.0% | 0.76% | – | |
| Buy | ENSCO JERSEY FIN LTDnote 3.000% 1/3 | $63,336,000 | +12.4% | 78,800,000 | +24.8% | 0.73% | +10.2% | |
| ALLEGHENY TECHNOLOGIES INCnote 4.750% 7/0 | $62,042,000 | -1.5% | 33,950,000 | 0.0% | 0.72% | -3.4% | ||
| ESRX | New | EXPRESS SCRIPTS HLDG CO | $58,431,000 | – | 845,845 | +100.0% | 0.68% | – |
| HAWK | Buy | BLACKHAWK NETWORK HLDGS INC | $58,082,000 | +969.7% | 1,299,372 | +753.1% | 0.67% | +951.6% |
| BGC | Buy | GENERAL CABLE CORP DEL NEW | $56,844,000 | +23.9% | 1,920,393 | +23.9% | 0.66% | +21.4% |
| AKRXQ | Buy | AKORN INC | $56,030,000 | -40.2% | 2,994,639 | +3.0% | 0.65% | -41.4% |
| Sell | WEATHERFORD INTL LTDnote 5.875% 7/0 | $55,802,000 | -27.8% | 62,075,000 | -12.8% | 0.65% | -29.3% | |
| CBI | Buy | CHICAGO BRIDGE & IRON CO N V | $55,056,000 | +64.2% | 3,823,299 | +84.0% | 0.64% | +61.1% |
| TESLA INCnote 2.375% 3/1 | $52,001,000 | -10.4% | 49,800,000 | 0.0% | 0.60% | -12.2% | ||
| HGV | Sell | HILTON GRAND VACATIONS INC | $49,892,000 | -16.3% | 1,159,735 | -18.4% | 0.58% | -18.0% |
| Buy | BIOMARIN PHARMACEUTICAL INCnote 0.599% 8/0 | $49,486,000 | +18.4% | 52,575,000 | +25.6% | 0.57% | +16.0% | |
| LW | Sell | LAMB WESTON HLDGS INC | $45,877,000 | -11.5% | 787,986 | -14.2% | 0.53% | -13.4% |
| FOXA | Sell | TWENTY FIRST CENTY FOX INCcl a | $45,223,000 | +4.3% | 1,232,562 | -1.9% | 0.52% | +2.1% |
| TTM TECHNOLOGIES INCnote 1.750%12/1 | $44,172,000 | -2.9% | 26,500,000 | 0.0% | 0.51% | -4.8% | ||
| AA | Sell | ALCOA CORP | $41,408,000 | -40.7% | 921,003 | -28.9% | 0.48% | -41.8% |
| Buy | WAYFAIR INCnote 0.375% 9/0 | $41,412,000 | +810.0% | 43,500,000 | +900.0% | 0.48% | +788.9% | |
| XL | New | XL GROUP LTD | $38,747,000 | – | 701,169 | +100.0% | 0.45% | – |
| Buy | ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0 | $37,684,000 | +11.7% | 31,525,000 | +10.5% | 0.44% | +9.3% | |
| ORBK | New | ORBOTECH LTDord | $36,997,000 | – | 595,000 | +100.0% | 0.43% | – |
| FTV | Sell | FORTIVE CORP | $36,398,000 | -10.2% | 469,531 | -16.2% | 0.42% | -11.9% |
| AMAG PHARMACEUTICALS INCnote 3.250% 6/0 | $34,667,000 | +20.0% | 33,575,000 | 0.0% | 0.40% | +17.5% | ||
| SPIRIT RLTY CAP INC NEWnote 2.875% 5/1 | $33,393,000 | -0.7% | 33,500,000 | 0.0% | 0.39% | -2.8% | ||
| Buy | CLEVELAND CLIFFS INCdbcv 1.500% 1/1 | $32,529,000 | +196.4% | 30,075,000 | +200.8% | 0.38% | +190.0% | |
| WORKDAY INCnote 1.500% 7/1 | $32,414,000 | +18.4% | 20,000,000 | 0.0% | 0.38% | +15.7% | ||
| IMPAX LABORATORIES INCnote 2.000% 6/1 | $31,303,000 | +2.1% | 31,450,000 | 0.0% | 0.36% | 0.0% | ||
| PNK | Buy | PINNACLE ENTMT INC NEW | $30,916,000 | +99.2% | 1,025,406 | +116.3% | 0.36% | +95.6% |
| BUFF | New | BLUE BUFFALO PET PRODS INC | $30,747,000 | – | 772,356 | +100.0% | 0.36% | – |
| ALLSCRIPTS HEALTHCARE SOLUTNnote 1.250% 7/0 | $30,458,000 | -6.2% | 30,250,000 | 0.0% | 0.35% | -8.1% | ||
| QCP | Sell | QUALITY CARE PPTYS INC | $30,161,000 | +22.7% | 1,552,294 | -12.8% | 0.35% | +19.9% |
| New | PACIRA PHARMACEUTICALS INCnote 2.375% 4/0 | $29,320,000 | – | 32,000,000 | +100.0% | 0.34% | – | |
| Sell | THERAVANCE INCnote 2.125% 1/1 | $29,055,000 | -6.3% | 27,018,000 | -13.5% | 0.34% | -8.2% | |
| ADNT | Sell | ADIENT PLC | $27,896,000 | -38.2% | 466,806 | -18.6% | 0.32% | -39.5% |
| IPCC | New | INFINITY PPTY & CAS CORP | $27,299,000 | – | 230,562 | +100.0% | 0.32% | – |
| CALD | New | CALLIDUS SOFTWARE INC | $27,158,000 | – | 755,446 | +100.0% | 0.32% | – |
| New | COLONY STARWOOD HOMESnote 3.500% 1/1 | $26,565,000 | – | 23,725,000 | +100.0% | 0.31% | – | |
| NGVT | Sell | INGEVITY CORP | $25,972,000 | -9.4% | 352,451 | -13.4% | 0.30% | -11.2% |
| EZCORP INCnote 2.625% 6/1 | $25,354,000 | +2.2% | 24,000,000 | 0.0% | 0.29% | +0.3% | ||
| MUDSU | New | MUDRICK CAP ACQUISITION CORPunit 02/01/2023 | $25,375,000 | – | 2,500,000 | +100.0% | 0.29% | – |
| LHCU | New | LEO HOLDINGS CORPunit 99/99/9999 | $24,800,000 | – | 2,480,000 | +100.0% | 0.29% | – |
| INPHI CORPnote 0.750% 9/0 | $24,638,000 | -5.4% | 26,150,000 | 0.0% | 0.28% | -7.5% | ||
| New | APOLLO COML REAL EST FIN INCnote 5.500% 3/1 | $24,227,000 | – | 22,650,000 | +100.0% | 0.28% | – | |
| OMAD | New | ONE MADISON CORP | $24,000,000 | – | 2,500,000 | +100.0% | 0.28% | – |
| SHIP FINANCE INTERNATIONAL Lnote 5.750%10/1 | $23,921,000 | -5.1% | 23,600,000 | 0.0% | 0.28% | -7.0% | ||
| VECTOR GROUP LTDfrnt 1/1 | $23,893,000 | -9.6% | 16,650,000 | 0.0% | 0.28% | -11.5% | ||
| Sell | EURONET WORLDWIDE INCnote 1.500%10/0 | $23,772,000 | -53.4% | 20,075,000 | -51.4% | 0.28% | -54.4% | |
| VREX | Sell | VAREX IMAGING CORP | $23,569,000 | -18.6% | 658,718 | -8.6% | 0.27% | -20.2% |
| YUMC | Sell | YUM CHINA HLDGS INC | $23,318,000 | -15.0% | 561,874 | -18.1% | 0.27% | -16.7% |
| HURON CONSULTING GROUP INCnote 1.250%10/0 | $22,637,000 | +1.0% | 23,955,000 | 0.0% | 0.26% | -1.1% | ||
| GNW | GENWORTH FINL INC | $22,219,000 | -9.0% | 7,851,196 | 0.0% | 0.26% | -11.1% | |
| New | HERCULES CAPITAL INCdbcv 4.375% 2/0 | $21,453,000 | – | 21,150,000 | +100.0% | 0.25% | – | |
| New | NUVASIVE INCnote 2.250% 3/1 | $21,415,000 | – | 19,408,000 | +100.0% | 0.25% | – | |
| AFSI | New | AMTRUST FINL SVCS INC | $21,184,000 | – | 1,720,885 | +100.0% | 0.24% | – |
| PATTERN ENERGY GROUP INCnote 4.000% 7/1 | $21,132,000 | -2.7% | 21,314,000 | 0.0% | 0.24% | -4.7% | ||
| VEECO INSTRS INC DELnote 2.700% 1/1 | $20,992,000 | +4.5% | 23,000,000 | 0.0% | 0.24% | +2.5% | ||
| MFGP | Sell | MICRO FOCUS INTERNATIONAL PLspon adr new | $21,004,000 | -62.5% | 1,496,015 | -10.4% | 0.24% | -63.3% |
| SEACOR HOLDINGS INCnote 2.500%12/1 | $20,291,000 | +3.0% | 19,300,000 | 0.0% | 0.24% | +0.9% | ||
| UNISYS CORPnote 5.500% 3/0 | $20,207,000 | +15.9% | 15,325,000 | 0.0% | 0.23% | +13.6% | ||
| DFBHU | New | DFB HEALTHCARE ACQUISTION COunit 01/30/2023 | $20,100,000 | – | 2,000,000 | +100.0% | 0.23% | – |
| New | BLACKSTONE MTG TR INCnote 4.750% 3/1 | $19,742,000 | – | 20,000,000 | +100.0% | 0.23% | – | |
| CNDT | Sell | CONDUENT INC | $19,808,000 | -6.2% | 1,062,676 | -18.6% | 0.23% | -8.4% |
| AIZP | New | ASSURANT INC6.50% conv pfd d | $19,161,000 | – | 183,975 | +100.0% | 0.22% | – |
| WORKDAY INCnote 0.750% 7/1 | $19,079,000 | +21.3% | 12,550,000 | 0.0% | 0.22% | +18.8% | ||
| Sell | ACORDA THERAPEUTICS INCnote 1.750% 6/1 | $18,575,000 | -36.3% | 20,325,000 | -40.6% | 0.22% | -37.7% | |
| PROSPECT CAPITAL CORPORATIONnote 4.750% 4/1 | $18,521,000 | -0.4% | 18,450,000 | 0.0% | 0.22% | -2.3% | ||
| STARWOOD PPTY TR INCnote 4.000% 1/1 | $18,360,000 | -2.2% | 16,980,000 | 0.0% | 0.21% | -4.1% | ||
| REDWOOD TR INCnote 4.750% 8/1 | $18,051,000 | +0.4% | 18,575,000 | 0.0% | 0.21% | -1.4% | ||
| DLPH | Sell | DELPHI TECHNOLOGIES PLC | $17,861,000 | -27.4% | 374,830 | -20.1% | 0.21% | -28.9% |
| New | TWO HBRS INVT CORPnote 6.250% 1/1 | $17,851,000 | – | 17,050,000 | +100.0% | 0.21% | – | |
| VSM | Sell | VERSUM MATLS INC | $17,570,000 | -14.1% | 466,918 | -13.6% | 0.20% | -16.1% |
| JBGS | Sell | JBG SMITH PPTYS | $17,198,000 | -15.8% | 510,187 | -13.3% | 0.20% | -17.8% |
| CORNERSTONE ONDEMAND INCnote 1.500% 7/0 | $17,179,000 | +0.3% | 17,175,000 | 0.0% | 0.20% | -1.5% | ||
| Sell | TESLA INCnote 1.250% 3/0 | $17,198,000 | -26.5% | 17,275,000 | -20.0% | 0.20% | -28.2% | |
| BKHU | BLACK HILLS CORPunit 99/99/9999 | $16,908,000 | -9.4% | 281,523 | 0.0% | 0.20% | -11.3% | |
| Buy | ECHO GLOBAL LOGISTICS INCnote 2.500% 5/0 | $16,774,000 | +1.4% | 16,450,000 | +3.1% | 0.19% | -1.0% | |
| TRINITY INDS INCnote 3.875% 6/0 | $15,765,000 | -13.4% | 11,525,000 | 0.0% | 0.18% | -14.9% | ||
| BKNG | New | BOOKING HLDGS INC | $15,759,000 | – | 7,575 | +100.0% | 0.18% | – |
| BLACKSTONE MTG TR INCnote 4.375% 5/0 | $15,794,000 | -3.2% | 16,000,000 | 0.0% | 0.18% | -5.2% | ||
| Sell | CSG SYS INTL INCnote 4.250% 3/1 | $15,699,000 | -30.2% | 14,220,000 | -31.0% | 0.18% | -31.6% | |
| PK | Sell | PARK HOTELS RESORTS INC | $15,600,000 | -21.4% | 577,349 | -16.4% | 0.18% | -23.0% |
| GIG | New | GIGCAPITAL INC | $15,520,000 | – | 1,600,000 | +100.0% | 0.18% | – |
| RWGE | New | REGALWOOD GLOBAL ENERGY LTD | $15,256,000 | – | 1,572,777 | +100.0% | 0.18% | – |
| DPS | New | DR PEPPER SNAPPLE GROUP INC | $15,063,000 | – | 127,239 | +100.0% | 0.17% | – |
| PROSPECT CAPITAL CORPORATIONnote 4.950% 7/1 | $14,965,000 | -0.1% | 14,925,000 | 0.0% | 0.17% | -2.3% | ||
| Sell | TUTOR PERINI CORPnote 2.875% 6/1 | $14,847,000 | -28.3% | 14,025,000 | -25.0% | 0.17% | -29.8% | |
| BHF | Sell | BRIGHTHOUSE FINL INC | $14,890,000 | -28.7% | 289,682 | -18.6% | 0.17% | -30.4% |
| INPHI CORPnote 1.125%12/0 | $14,772,000 | -9.8% | 14,075,000 | 0.0% | 0.17% | -11.9% | ||
| LGC | New | LEGACY ACQUISITION CORP | $14,385,000 | – | 1,500,000 | +100.0% | 0.17% | – |
| SUNPOWER CORPdbcv 0.750% 6/0 | $14,360,000 | +0.1% | 14,450,000 | 0.0% | 0.17% | -2.4% | ||
| LACQ | New | LEISURE ACQUISITION CORP | $14,355,000 | – | 1,500,000 | +100.0% | 0.17% | – |
| LQ | New | LA QUINTA HLDGS INC | $14,007,000 | – | 740,727 | +100.0% | 0.16% | – |
| HYAC | New | HAYMAKER ACQUISITION CORP | $13,370,000 | – | 1,399,960 | +100.0% | 0.16% | – |
| ISIS PHARMACEUTICALS INC DELnote 1.000%11/1 | $13,222,000 | -6.4% | 13,350,000 | 0.0% | 0.15% | -8.4% | ||
| CPLA | Buy | CAPELLA EDUCATION COMPANY | $13,173,000 | +298.0% | 150,803 | +252.7% | 0.15% | +292.3% |
| New | RADIUS HEALTH INCnote 3.000% 9/0 | $13,181,000 | – | 13,050,000 | +100.0% | 0.15% | – | |
| New | AEROJET ROCKETDYNE HLDGS INCnote 2.250%12/1 | $12,978,000 | – | 10,200,000 | +100.0% | 0.15% | – | |
| GPAQU | New | GORDON POINTE ACQUISITION COunit 01/18/2023 | $12,728,000 | – | 1,229,800 | +100.0% | 0.15% | – |
| RAD | New | RITE AID CORP | $12,594,000 | – | 7,496,442 | +100.0% | 0.15% | – |
| ILG | ILG INC | $12,141,000 | +9.2% | 390,250 | 0.0% | 0.14% | +7.6% | |
| WRLS | Buy | PENSARE ACQUISITION CORP | $12,020,000 | +32.8% | 1,236,600 | +32.0% | 0.14% | +29.9% |
| LTN | New | UNION ACQUISITION CORP | $11,975,000 | – | 1,250,000 | +100.0% | 0.14% | – |
| STC | New | STEWART INFORMATION SVCS COR | $11,930,000 | – | 271,500 | +100.0% | 0.14% | – |
| Buy | FINISAR CORPnote 0.500%12/1 | $11,920,000 | +112.6% | 12,101,000 | +118.0% | 0.14% | +109.1% | |
| TIBRU | New | TIBERIUS ACQUISITION CORPunit 02/28/2021 | $11,762,000 | – | 1,175,000 | +100.0% | 0.14% | – |
| PFPT | Buy | PROOFPOINT INC | $11,447,000 | +57.7% | 100,718 | +23.2% | 0.13% | +54.7% |
| Sell | SILVER STD RES INCnote 2.875% 2/0 | $11,435,000 | -54.5% | 11,500,000 | -55.2% | 0.13% | -55.6% | |
| Sell | PANDORA MEDIA INCnote 1.750%12/0 | $10,507,000 | -17.6% | 11,475,000 | -20.0% | 0.12% | -19.2% | |
| New | BLACKHAWK NETWORK HLDGS INCnote 1.500% 1/1 | $10,405,000 | – | 9,400,000 | +100.0% | 0.12% | – | |
| AXTA | AXALTA COATING SYS LTD | $10,106,000 | -6.7% | 334,756 | 0.0% | 0.12% | -8.6% | |
| CONVERGYS CORPsdcv 5.750% 9/1 | $10,038,000 | -3.3% | 4,725,000 | 0.0% | 0.12% | -5.7% | ||
| Sell | AMTRUST FINL SVCS INCnote 2.750%12/1 | $9,565,000 | -1.5% | 10,600,000 | -20.9% | 0.11% | -3.5% | |
| Sell | APOLLO COML REAL EST FIN INCnote 4.750% 8/2 | $9,284,000 | -8.8% | 9,275,000 | -7.2% | 0.11% | -10.0% | |
| HRG | New | HRG GROUP INC | $9,251,000 | – | 560,990 | +100.0% | 0.11% | – |
| NESR | NATIONAL ENERGY SERVICES REU | $8,912,000 | -0.2% | 897,500 | 0.0% | 0.10% | -2.8% | |
| SHLM | New | SCHULMAN A INC | $8,874,000 | – | 206,376 | +100.0% | 0.10% | – |
| AMYRIS INCnote 9.500% 4/1 | $8,850,000 | +26.8% | 9,626,000 | 0.0% | 0.10% | +22.9% | ||
| OCLR | New | OCLARO INC | $8,553,000 | – | 894,641 | +100.0% | 0.10% | – |
| CMSS | Buy | CM SEVEN STAR ACQUISITION CO | $8,157,000 | +12.7% | 837,500 | +11.7% | 0.09% | +9.3% |
| KNOWLES CORPnote 3.250%11/0 | $7,933,000 | -6.3% | 7,600,000 | 0.0% | 0.09% | -8.0% | ||
| XCRA | Sell | XCERRA CORP | $7,949,000 | -74.1% | 682,286 | -78.3% | 0.09% | -74.7% |
| STB | New | STUDENT TRANSN INC | $7,818,000 | – | 1,043,833 | +100.0% | 0.09% | – |
| New | OSI SYSTEMS INCnote 1.250% 9/0 | $7,756,000 | – | 8,500,000 | +100.0% | 0.09% | – | |
| EAGL | New | PLATINUM EAGLE ACQUISITIN CO | $7,680,000 | – | 799,998 | +100.0% | 0.09% | – |
| PGEM | New | PLY GEM HLDGS INC | $7,452,000 | – | 345,000 | +100.0% | 0.09% | – |
| INDU | Buy | INDUSTREA ACQUISITION CORPcl a | $7,167,000 | +84.3% | 730,582 | +82.6% | 0.08% | +80.4% |
| MGI | Sell | MONEYGRAM INTL INC | $6,918,000 | -40.0% | 802,607 | -8.3% | 0.08% | -41.2% |
| NEBU | New | NEBULA ACQUISITION CORP | $6,755,000 | – | 699,996 | +100.0% | 0.08% | – |
| CHUBK | New | COMMERCEHUB INC | $6,684,000 | – | 297,202 | +100.0% | 0.08% | – |
| GREEN PLAINS INCnote 4.125% 9/0 | $6,438,000 | +0.9% | 6,750,000 | 0.0% | 0.08% | 0.0% | ||
| CNAC | CONSTELLATION ALPHA CAP CORP | $6,411,000 | +1.6% | 649,500 | 0.0% | 0.07% | -1.3% | |
| BCEI | Sell | BONANZA CREEK ENERGY INC | $6,213,000 | -78.3% | 224,218 | -78.4% | 0.07% | -78.8% |
| New | RTI INTL METALS INCnote 1.625%10/1 | $5,833,000 | – | 5,525,000 | +100.0% | 0.07% | – | |
| New | ENCORE CAP GROUP INCnote 3.250% 3/1 | $5,835,000 | – | 5,000,000 | +100.0% | 0.07% | – | |
| MMDM | Sell | MODERN MEDIA ACQUISITION | $5,909,000 | -3.7% | 595,031 | -4.8% | 0.07% | -6.8% |
| SREPRA | New | SEMPRA ENERGY6% pfd conv a | $5,333,000 | – | 52,150 | +100.0% | 0.06% | – |
| GTLS | Buy | CHART INDS INC | $5,204,000 | +105.6% | 88,154 | +63.2% | 0.06% | +100.0% |
| PDL BIOPHARMA INCnote 2.750%12/0 | $5,115,000 | +5.8% | 5,000,000 | 0.0% | 0.06% | +3.5% | ||
| New | TPG SPECIALTY LENDING INCnote 4.500% 8/0 | $5,132,000 | – | 5,000,000 | +100.0% | 0.06% | – | |
| INVACARE CORPnote 5.000% 2/1 | $5,052,000 | +2.4% | 4,000,000 | 0.0% | 0.06% | +1.7% | ||
| CARS | New | CARS COM INC | $4,994,000 | – | 176,282 | +100.0% | 0.06% | – |
| BKI | New | BLACK KNIGHT INC | $5,046,000 | – | 107,140 | +100.0% | 0.06% | – |
| New | DYCOM INDS INCnote 0.750% 9/1 | $5,013,000 | – | 3,945,000 | +100.0% | 0.06% | – | |
| BROOKDALE SR LIVING INCnote 2.750% 6/1 | $4,656,000 | +0.1% | 4,650,000 | 0.0% | 0.05% | -1.8% | ||
| DISCK | New | DISCOVERY COMMUNICATNS NEW | $4,688,000 | – | 240,143 | +100.0% | 0.05% | – |
| HEALTHWAYS INCnote 1.500% 7/0 | $4,560,000 | +7.7% | 2,250,000 | 0.0% | 0.05% | +6.0% | ||
| IAM | I AM CAP ACQUISITION CO | $4,478,000 | +1.0% | 450,000 | 0.0% | 0.05% | 0.0% | |
| MSFG | Buy | MAINSOURCE FINANCIAL GP INC | $4,336,000 | +90.2% | 106,674 | +69.8% | 0.05% | +85.2% |
| GENERAL CABLE CORP DEL NEWfrnt 4.500%11/1 | $4,343,000 | 0.0% | 4,100,000 | 0.0% | 0.05% | -2.0% | ||
| RCII | RENT A CTR INC NEW | $4,307,000 | -22.3% | 499,059 | 0.0% | 0.05% | -23.1% | |
| HCAC | HENNESSY CAP ACQUSTON CORP I | $3,960,000 | +1.0% | 400,000 | 0.0% | 0.05% | 0.0% | |
| STNLU | SENTINEL ENERGY SVCS INCunit 11/02/2022 | $3,968,000 | -0.5% | 400,000 | 0.0% | 0.05% | -2.1% | |
| AMERICAN RLTY CAP PPTYS INCnote 3.000% 8/0 | $4,005,000 | 0.0% | 4,000,000 | 0.0% | 0.05% | -2.1% | ||
| OSPR | Sell | OSPREY ENERGY ACQUISITION CO | $3,848,000 | -59.9% | 400,000 | -60.0% | 0.04% | -60.2% |
| NEW YORK MTG TR INCnote 6.250% 1/1 | $3,788,000 | -0.7% | 3,725,000 | 0.0% | 0.04% | -2.2% | ||
| RYLAND GROUP INCnote 1.625% 5/1 | $3,560,000 | -7.3% | 2,131,000 | 0.0% | 0.04% | -8.9% | ||
| FINL | New | FINISH LINE INCcl a | $3,510,000 | – | 259,200 | +100.0% | 0.04% | – |
| NWSA | Sell | NEWS CORP NEWcl a | $3,487,000 | -17.4% | 220,725 | -15.3% | 0.04% | -20.0% |
| New | AEGEAN MARINE PETE NETWORK Inote 4.250%12/1 | $3,101,000 | – | 5,000,000 | +100.0% | 0.04% | – | |
| CHUBA | New | COMMERCEHUB INC | $3,150,000 | – | 140,000 | +100.0% | 0.04% | – |
| New | HELIX ENERGY SOLUTIONS GRP Inote 4.125% 9/1 | $3,039,000 | – | 3,000,000 | +100.0% | 0.04% | – | |
| DOTA | DRAPER OAKWOOD TECHNOLOGY | $2,998,000 | +1.2% | 303,100 | 0.0% | 0.04% | 0.0% | |
| KND | Buy | KINDRED HEALTHCARE INC | $2,857,000 | -1.8% | 312,274 | +4.1% | 0.03% | -2.9% |
| New | MAGNACHIP SEMICONDUCTOR SAnote 5.000% 3/0 | $2,726,000 | – | 2,000,000 | +100.0% | 0.03% | – | |
| COMPUCREDIT HLDGS CORPnote 5.875%11/3 | $2,475,000 | -1.7% | 5,000,000 | 0.0% | 0.03% | -3.3% | ||
| AFAM | Buy | ALMOST FAMILY INC | $2,427,000 | +44.9% | 43,334 | +43.2% | 0.03% | +40.0% |
| OPES | New | OPES ACQUISITION CORP | $2,423,000 | – | 250,000 | +100.0% | 0.03% | – |
| KAAC | KAYNE ANDERSON ACQUISITION | $2,448,000 | +0.8% | 250,000 | 0.0% | 0.03% | -3.4% | |
| STLR | Sell | STELLAR ACQUISITION III INC | $2,055,000 | +0.6% | 198,700 | -0.6% | 0.02% | 0.0% |
| VRSN | New | VERISIGN INC | $2,111,000 | – | 17,807 | +100.0% | 0.02% | – |
| BRAC | BLACK RIDGE ACQUISITION CORP | $2,035,000 | +0.3% | 210,000 | 0.0% | 0.02% | 0.0% | |
| CTWS | New | CONNECTICUT WTR SVC INC | $1,962,000 | – | 32,418 | +100.0% | 0.02% | – |
| BRPA | BIG ROCK PARTNERS ACQUISI CO | $1,952,000 | +0.6% | 200,000 | 0.0% | 0.02% | 0.0% | |
| VRTSP | VIRTUS INVT PARTNERS INCpfd cv ser d | $1,905,000 | +3.7% | 17,975 | 0.0% | 0.02% | 0.0% | |
| RESOURCE CAP CORPnote 4.500% 8/1 | $1,940,000 | +2.4% | 2,000,000 | 0.0% | 0.02% | 0.0% | ||
| CORENERGY INFRASTRUCTURE TRnote 7.000% 6/1 | $1,758,000 | -2.1% | 1,500,000 | 0.0% | 0.02% | -4.8% | ||
| LEN | New | LENNAR CORPcl a | $1,642,000 | – | 27,861 | +100.0% | 0.02% | – |
| LENB | New | LENNAR CORPcl b | $1,547,000 | – | 32,446 | +100.0% | 0.02% | – |
| WSCWW | WILLSCOT CORP*w exp 09/10/202 | $1,587,000 | +16.0% | 950,067 | 0.0% | 0.02% | +12.5% | |
| New | IRONWOOD PHARMACEUTICALS INCdbcv 2.250% 6/1 | $1,566,000 | – | 1,325,000 | +100.0% | 0.02% | – | |
| BCAC | BISON CAP ACQUISITION CORP | $1,491,000 | +0.7% | 150,000 | 0.0% | 0.02% | -5.6% | |
| FNTE | FINTECH ACQUISITION CORP II | $1,491,000 | +0.3% | 150,000 | 0.0% | 0.02% | -5.6% | |
| EXPE | Sell | EXPEDIA GROUP INC | $1,487,000 | -28.3% | 13,464 | -22.2% | 0.02% | -32.0% |
| MTECU | New | MTECH ACQUISITION CORPunit 01/19/2023 | $1,269,000 | – | 125,000 | +100.0% | 0.02% | – |
| MPACW | MATLIN & PARTNERS ACQUISITIO*w exp 05/28/202 | $1,325,000 | +26.2% | 2,500,000 | 0.0% | 0.02% | +25.0% | |
| DISH | New | DISH NETWORK CORPcl a | $1,311,000 | – | 34,611 | +100.0% | 0.02% | – |
| ILPT | New | INDUSTRIAL LOGISTICS PPTYS T | $1,017,000 | – | 50,000 | +100.0% | 0.01% | – |
| TRGP | TARGA RES CORP | $932,000 | -9.2% | 21,184 | 0.0% | 0.01% | -8.3% | |
| FNTEW | FINTECH ACQUISITION CORP II*w exp 01/19/202 | $924,000 | -4.3% | 700,000 | 0.0% | 0.01% | 0.0% | |
| HUNTF | HUNTER MARITIME ACQUISITIONcl a | $978,000 | +0.3% | 100,000 | 0.0% | 0.01% | -8.3% | |
| HARMONIC INCnote 4.000%12/0 | $986,000 | -2.2% | 1,000,000 | 0.0% | 0.01% | -8.3% | ||
| GBX | New | GREENBRIER COS INC | $947,000 | – | 18,851 | +100.0% | 0.01% | – |
| OKE | ONEOK INC NEW | $962,000 | +6.5% | 16,899 | 0.0% | 0.01% | 0.0% | |
| CVONW | New | CONVERGEONE HLDGS INC*w exp 04/12/202 | $900,000 | – | 750,000 | +100.0% | 0.01% | – |
| NESRW | Sell | NATIONAL ENERGY SERVICES REU*w exp 05/05/202 | $900,000 | -37.0% | 1,000,000 | -41.9% | 0.01% | -41.2% |
| ETP | ENERGY TRANSFER PARTNERS LPunit ltd prt int | $845,000 | -9.4% | 52,083 | 0.0% | 0.01% | -9.1% | |
| MPLX | MPLX LP | $764,000 | -6.8% | 23,115 | 0.0% | 0.01% | -10.0% | |
| CVON | New | CONVERGEONE HLDGS INC | $793,000 | – | 85,800 | +100.0% | 0.01% | – |
| RENEWABLE ENERGY GROUP INCnote 2.750% 6/1 | $759,000 | +7.8% | 675,000 | 0.0% | 0.01% | +12.5% | ||
| VITAMIN SHOPPE INCnote 2.250%12/0 | $735,000 | +14.8% | 1,000,000 | 0.0% | 0.01% | +12.5% | ||
| CEQP | CRESTWOOD EQUITY PARTNERS LPunit ltd partner | $715,000 | -0.8% | 27,936 | 0.0% | 0.01% | -11.1% | |
| DCP | DCP MIDSTREAM LP | $725,000 | -3.3% | 20,646 | 0.0% | 0.01% | -11.1% | |
| JSYN | JENSYN ACQUISITION CORP | $716,000 | +0.7% | 69,000 | 0.0% | 0.01% | 0.0% | |
| TLP | TRANSMONTAIGNE PARTNERS L P | $724,000 | -9.3% | 20,221 | 0.0% | 0.01% | -11.1% | |
| WPZ | WILLIAMS PARTNERS L P NEW | $669,000 | -11.3% | 19,436 | 0.0% | 0.01% | -11.1% | |
| PAA | Buy | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $655,000 | +15.5% | 29,751 | +8.4% | 0.01% | +14.3% |
| MMDMR | MODERN MEDIA ACQUISITIONright 99/99/9999 | $680,000 | +2.6% | 1,700,000 | 0.0% | 0.01% | 0.0% | |
| VEACW | VANTAGE ENERGY ACQUISITION*w exp 04/12/202 | $725,000 | +20.8% | 500,000 | 0.0% | 0.01% | +14.3% | |
| EPD | ENTERPRISE PRODS PARTNERS L | $680,000 | -7.6% | 27,760 | 0.0% | 0.01% | -11.1% | |
| ENBL | Buy | ENABLE MIDSTREAM PARTNERS LP | $609,000 | +0.7% | 44,353 | +4.2% | 0.01% | 0.0% |
| VZ | New | VERIZON COMMUNICATIONS INC | $579,000 | – | 12,110 | +100.0% | 0.01% | – |
| CQP | Buy | CHENIERE ENERGY PARTNERS LP | $634,000 | +7.1% | 21,785 | +9.0% | 0.01% | 0.0% |
| TGP | Buy | TEEKAY LNG PARTNERS L Pprtnrsp units | $611,000 | -4.7% | 34,119 | +7.2% | 0.01% | -12.5% |
| PRPLW | New | PURPLE INNOVATION INC*w exp 02/02/202 | $576,000 | – | 768,000 | +100.0% | 0.01% | – |
| HYACW | New | HAYMAKER ACQUISITION CORP*w exp 10/27/202 | $577,000 | – | 699,980 | +100.0% | 0.01% | – |
| PSXP | Buy | PHILLIPS 66 PARTNERS LP | $609,000 | -1.8% | 12,745 | +7.6% | 0.01% | 0.0% |
| ANDX | Buy | ANDEAVOR LOGISTICS LP | $562,000 | +5.4% | 12,550 | +8.7% | 0.01% | +16.7% |
| LACQW | New | LEISURE ACQUISITION CORP*w exp 12/05/201 | $563,000 | – | 750,000 | +100.0% | 0.01% | – |
| CNXM | New | CONE MIDSTREAM PARTNERS LP | $633,000 | – | 34,400 | +100.0% | 0.01% | – |
| RWGEWS | New | REGALWOOD GLOBAL ENERGY LTD*w exp 12/05/202 | $577,000 | – | 524,259 | +100.0% | 0.01% | – |
| HESM | Buy | HESS MIDSTREAM PARTNERS LPunit ltd pr int | $577,000 | +4.0% | 30,300 | +8.2% | 0.01% | 0.0% |
| MMP | Buy | MAGELLAN MIDSTREAM PRTNRS LP | $563,000 | -12.4% | 9,657 | +6.6% | 0.01% | -12.5% |
| GIGRT | New | GIGCAPITAL INCright 03/06/2020 | $570,000 | – | 1,500,000 | +100.0% | 0.01% | – |
| VLP | Buy | VALERO ENERGY PARTNERS LP | $490,000 | -13.4% | 13,821 | +8.6% | 0.01% | -14.3% |
| MMLP | Buy | MARTIN MIDSTREAM PRTNRS L Punit l p int | $551,000 | +4.4% | 40,794 | +8.2% | 0.01% | 0.0% |
| LGCWS | New | LEGACY ACQUISITION CORP*w exp 11/30/202 | $525,000 | – | 1,500,000 | +100.0% | 0.01% | – |
| AVID TECHNOLOGY INCnote 2.000% 6/1 | $506,000 | -2.3% | 600,000 | 0.0% | 0.01% | 0.0% | ||
| GIGWS | New | GIGCAPITAL INC*w exp 06/08/202 | $529,000 | – | 1,125,000 | +100.0% | 0.01% | – |
| AMGP | Buy | ANTERO MIDSTREAM GP LP | $521,000 | -12.6% | 32,600 | +7.9% | 0.01% | -14.3% |
| TEP | Buy | TALLGRASS ENERGY PARTNERS LP | $506,000 | -9.3% | 13,360 | +9.9% | 0.01% | -14.3% |
| SEMG | Buy | SEMGROUP CORPcl a | $521,000 | -23.4% | 24,333 | +8.0% | 0.01% | -25.0% |
| GEL | Buy | GENESIS ENERGY L Punit ltd partn | $476,000 | -3.1% | 24,165 | +10.0% | 0.01% | 0.0% |
| EACQW | EASTERLY ACQUISITION CORP*w exp 07/29/202 | $481,000 | +41.1% | 573,250 | 0.0% | 0.01% | +50.0% | |
| ENLK | Buy | ENLINK MIDSTREAM PARTNERS LP | $542,000 | -8.1% | 39,709 | +3.4% | 0.01% | -14.3% |
| APU | Buy | AMERIGAS PARTNERS L Punit l p int | $554,000 | -6.1% | 13,864 | +8.6% | 0.01% | -14.3% |
| AMRWW | New | ALTA MESA RES INC*w exp 03/28/202 | $478,000 | – | 308,333 | +100.0% | 0.01% | – |
| RMP | Buy | RICE MIDSTREAM PARTNERS LPunit ltd partn | $544,000 | -8.4% | 30,068 | +8.7% | 0.01% | -14.3% |
| HEP | Buy | HOLLY ENERGY PARTNERS L P | $538,000 | -8.0% | 19,504 | +8.3% | 0.01% | -14.3% |
| WRLSR | PENSARE ACQUISITION CORPright 99/99/9999 | $500,000 | +13.6% | 1,000,000 | 0.0% | 0.01% | +20.0% | |
| WES | Buy | WESTERN GAS PARTNERS LP | $527,000 | -3.3% | 12,341 | +8.8% | 0.01% | 0.0% |
| SMLP | Buy | SUMMIT MIDSTREAM PARTNERS LP | $451,000 | -29.1% | 32,128 | +3.5% | 0.01% | -37.5% |
| AMRS | AMYRIS INC | $433,000 | +78.2% | 64,745 | 0.0% | 0.01% | +66.7% | |
| ATLC | ATLANTICUS HLDGS CORP | $410,000 | -10.7% | 191,430 | 0.0% | 0.01% | 0.0% | |
| BWP | Buy | BOARDWALK PIPELINE PARTNERSut ltd partner | $420,000 | -12.9% | 41,402 | +11.0% | 0.01% | -16.7% |
| BPL | Buy | BUCKEYE PARTNERS L Punit ltd partn | $403,000 | -17.8% | 10,787 | +9.1% | 0.01% | -16.7% |
| DSKEW | DASEKE INC*w exp 02/27/202 | $427,000 | -44.6% | 378,003 | 0.0% | 0.01% | -44.4% | |
| DBX | New | DROPBOX INCcl a | $469,000 | – | 15,000 | +100.0% | 0.01% | – |
| EEP | Buy | ENBRIDGE ENERGY PARTNERS L P | $408,000 | -24.0% | 42,365 | +9.0% | 0.01% | -16.7% |
| FSACW | FEDERAL STR ACQUISITION CORP*w exp 07/24/202 | $469,000 | +8.8% | 375,000 | 0.0% | 0.01% | 0.0% | |
| VMO | INVESCO MUN OPPORTUNITY TR | $399,000 | -5.5% | 34,071 | 0.0% | 0.01% | 0.0% | |
| IIM | INVESCO VALUE MUN INCOME TR | $441,000 | -2.4% | 30,342 | 0.0% | 0.01% | 0.0% | |
| MMDMW | MODERN MEDIA ACQUISITION*w exp 05/17/202 | $442,000 | +1.8% | 850,000 | 0.0% | 0.01% | 0.0% | |
| NAD | Buy | NUVEEN QUALITY MUNCP INCOME | $396,000 | +17.2% | 30,150 | +25.5% | 0.01% | +25.0% |
| NAC | NUVEEN CA QUALTY MUN INCOME | $389,000 | -6.5% | 29,080 | 0.0% | 0.01% | 0.0% | |
| ROSWQ | ROSEHILL RES INC*w exp 09/16/202 | $406,000 | -16.3% | 489,600 | 0.0% | 0.01% | -16.7% | |
| SHLX | Buy | SHELL MIDSTREAM PARTNERS L Punit ltd int | $472,000 | -23.3% | 22,409 | +8.7% | 0.01% | -28.6% |
| SEP | Buy | SPECTRA ENERGY PARTNERS LP | $465,000 | -7.6% | 13,814 | +8.7% | 0.01% | -16.7% |
| ADT | New | ADT INC | $397,000 | – | 50,000 | +100.0% | 0.01% | – |
| TCP | Buy | TC PIPELINES LP | $405,000 | -29.2% | 11,675 | +8.4% | 0.01% | -28.6% |
| LTNRT | New | UNION ACQUISITION CORPright 12/02/2019 | $425,000 | – | 1,250,000 | +100.0% | 0.01% | – |
| NS | Buy | NUSTAR ENERGY LP | $356,000 | -22.9% | 17,439 | +13.0% | 0.00% | -20.0% |
| KBLMR | KBL MERGER CORP IVright 03/22/2019 | $350,000 | +20.7% | 1,000,000 | 0.0% | 0.00% | +33.3% | |
| MYN | Buy | BLACKROCK MUNIYIELD NY QLTY | $344,000 | +19.4% | 28,547 | +27.9% | 0.00% | +33.3% |
| AHPAW | AVISTA HEALTHCARE PUB ACQ CO*w exp 99/99/999 | $330,000 | +17.9% | 1,000,000 | 0.0% | 0.00% | +33.3% | |
| BPMP | Buy | BP MIDSTREAM PARTNERS LPunit ltd ptnr | $312,000 | +1.0% | 17,500 | +16.7% | 0.00% | 0.0% |
| EVN | Buy | EATON VANCE MUNI INCOME TRUSsh ben int | $311,000 | +62.0% | 26,601 | +72.1% | 0.00% | +100.0% |
| IQI | Buy | INVESCO QUALITY MUNI INC TRS | $317,000 | +2.9% | 26,609 | +8.1% | 0.00% | 0.0% |
| VPV | Buy | INVESCO PA VALUE MUN INCOME | $321,000 | -1.5% | 27,335 | +1.9% | 0.00% | 0.0% |
| PAGS | New | PAGSEGURO DIGITAL LTD | $383,000 | – | 10,000 | +100.0% | 0.00% | – |
| NEA | Buy | NUVEEN AMT FREE QLTY MUN INC | $326,000 | +9.0% | 25,085 | +15.4% | 0.00% | 0.0% |
| NRK | Buy | NUVEEN NEW YORK AMT QLT MUNI | $319,000 | +6.3% | 26,229 | +13.4% | 0.00% | 0.0% |
| NPV | Buy | NUVEEN VIRGINIA QLTY MUNCPL | $329,000 | +15.4% | 26,595 | +19.8% | 0.00% | +33.3% |
| NTC | Buy | NUVEEN CONNECTICUT QLTY MUN | $304,000 | +9.0% | 26,387 | +12.8% | 0.00% | +33.3% |
| MUI | Buy | BLACKROCK MUNI INTER DR FD I | $385,000 | +5.5% | 29,380 | +12.2% | 0.00% | 0.0% |
| BFZ | Buy | BLACKROCK CALIF MUN INCOME Tsh ben int | $347,000 | +74.4% | 26,742 | +85.0% | 0.00% | +100.0% |
| EAGLW | New | PLATINUM EAGLE ACQUISITIN CO*w exp 01/17/202 | $333,000 | – | 266,666 | +100.0% | 0.00% | – |
| HCACWS | HENNESSY CAP ACQUSTON CORP I*w exp 06/15/202 | $311,000 | -1.9% | 375,000 | 0.0% | 0.00% | 0.0% | |
| NXJ | Buy | NUVEEN NEW JERSEY QULT MUN F | $326,000 | +5.8% | 25,011 | +11.2% | 0.00% | 0.0% |
| TPGEWS | TPG PACE ENERGY HLDGS CORP*w exp 99/99/999 | $308,000 | +36.9% | 166,667 | 0.0% | 0.00% | +33.3% | |
| OSPRW | OSPREY ENERGY ACQUISITION CO*w exp 07/21/202 | $380,000 | +8.6% | 500,000 | 0.0% | 0.00% | 0.0% | |
| AKP | Buy | ALLIANCE CALIF MUN INCOME FD | $326,000 | +9.4% | 25,727 | +17.3% | 0.00% | 0.0% |
| BTT | Buy | BLACKROCK MUN 2030 TAR TERM | $339,000 | +13.8% | 15,930 | +19.5% | 0.00% | 0.0% |
| LCAHW | LANDCADIA HLDGS INC*w exp 06/01/202 | $368,000 | +5.1% | 500,000 | 0.0% | 0.00% | 0.0% | |
| GPRO | New | GOPRO INCcl a | $255,000 | – | 53,242 | +100.0% | 0.00% | – |
| NMY | Buy | NUVEEN MARYLAND QLT MUN INC | $244,000 | +27.1% | 20,185 | +32.2% | 0.00% | +50.0% |
| WRLSW | PENSARE ACQUISITION CORP*w exp 07/27/202 | $236,000 | -14.2% | 500,000 | 0.0% | 0.00% | 0.0% | |
| EIM | Buy | EATON VANCE MUN BD FD | $233,000 | +30.9% | 19,720 | +38.5% | 0.00% | +50.0% |
| NUM | Buy | NUVEEN MICHIGAN QLT MUN INC | $249,000 | +32.4% | 19,636 | +38.8% | 0.00% | +50.0% |
| DMB | New | DREYFUS MUN BD INFRSTRCTR FD | $247,000 | – | 20,120 | +100.0% | 0.00% | – |
| GTES | New | GATES INDUSTRIAL CORPRATIN P | $263,000 | – | 15,000 | +100.0% | 0.00% | – |
| MUC | New | BLACKROCK MUNIHLDNGS CALI QL | $229,000 | – | 17,398 | +100.0% | 0.00% | – |
| DNIF | New | DIVIDEND & INCOME FUND | $265,000 | – | 21,109 | +100.0% | 0.00% | – |
| NINE | New | NINE ENERGY SVC INC | $244,000 | – | 10,000 | +100.0% | 0.00% | – |
| MHI | Buy | PIONEER MUN HIGH INCOME TR | $229,000 | +2.7% | 20,346 | +8.1% | 0.00% | 0.0% |
| DTF | Buy | DTF TAX-FREE INCOME INC | $228,000 | +16.9% | 17,149 | +24.3% | 0.00% | +50.0% |
| CNACR | CONSTELLATION ALPHA CAP CORPright 99/99/9999 | $252,000 | +16.1% | 700,000 | 0.0% | 0.00% | 0.0% | |
| NUO | Buy | NUVEEN OHIO QLTY MUN INCOME | $220,000 | +40.1% | 16,049 | +49.5% | 0.00% | +50.0% |
| MHN | Buy | BLACKROCK MUNIHLDGS NY QLTY | $252,000 | +88.1% | 20,014 | +99.9% | 0.00% | +50.0% |
| MUJ | Buy | BLACKROCK MUNIHLDGS NJ QLTY | $261,000 | +69.5% | 19,527 | +83.7% | 0.00% | +50.0% |
| MCA | Buy | BLACKROCK MUNIYIELD CALI QLT | $259,000 | +76.2% | 19,456 | +94.3% | 0.00% | +50.0% |
| CMSSR | CM SEVEN STAR ACQUISITION COright 08/21/2022 | $240,000 | 0.0% | 750,000 | 0.0% | 0.00% | 0.0% | |
| NNC | Buy | NUVEEN NORTH CAROLINA QLTY M | $226,000 | +20.9% | 18,415 | +27.4% | 0.00% | +50.0% |
| KAACW | KAYNE ANDERSON ACQUISITION*w exp 06/30/202 | $238,000 | +11.7% | 250,000 | 0.0% | 0.00% | 0.0% | |
| KBLMW | KBL MERGER CORP IV*w exp 01/15/202 | $240,000 | +21.8% | 1,000,000 | 0.0% | 0.00% | +50.0% | |
| AFB | New | ALLIANCEBERNSTEIN NATL MUNI | $290,000 | – | 23,217 | +100.0% | 0.00% | – |
| BYM | New | BLACKROCK MUNICIPL INC QLTY | $219,000 | – | 16,689 | +100.0% | 0.00% | – |
| NQP | Buy | NUVEEN PENNSYLVANIA QLT MUN | $271,000 | +71.5% | 21,618 | +80.2% | 0.00% | +50.0% |
| INDUW | INDUSTREA ACQUISITION CORP*w exp 08/01/202 | $275,000 | +31.0% | 500,000 | 0.0% | 0.00% | +50.0% | |
| BKN | Buy | BLACKROCK INVT QUALITY MUN T | $237,000 | -4.4% | 17,259 | +3.9% | 0.00% | 0.0% |
| GSHTW | GORES HLDGS II INC*w exp 01/13/202 | $227,000 | -15.3% | 133,333 | 0.0% | 0.00% | 0.0% | |
| HUD | New | HUDSON LTD | $159,000 | – | 10,000 | +100.0% | 0.00% | – |
| NVG | New | NUVEEN AMT FREE MUN CR INC F | $190,000 | – | 13,111 | +100.0% | 0.00% | – |
| NZF | New | NUVEEN MUNICIPAL CREDIT INC | $184,000 | – | 13,022 | +100.0% | 0.00% | – |
| NID | New | NUVEEN INTER DURATION MN TMF | $192,000 | – | 15,282 | +100.0% | 0.00% | – |
| NAN | New | NUVEEN NEW YORK QLT MUN INC | $179,000 | – | 14,068 | +100.0% | 0.00% | – |
| NEBUW | New | NEBULA ACQUISITION CORP*w exp 03/12/202 | $212,000 | – | 233,332 | +100.0% | 0.00% | – |
| PMM | New | PUTNAM MANAGED MUN INCOM TR | $202,000 | – | 28,357 | +100.0% | 0.00% | – |
| MACQW | M I ACQUISITIONS INC*w exp 11/15/202 | $200,000 | +127.3% | 250,000 | 0.0% | 0.00% | +100.0% | |
| MFM | New | MFS MUN INCOME TRsh ben int | $174,000 | – | 26,654 | +100.0% | 0.00% | – |
| VCV | New | INVESCO CALIF VALUE MUN INC | $141,000 | – | 12,117 | +100.0% | 0.00% | – |
| VKI | New | INVESCO ADVANTAGE MUNICIPALsh ben int | $174,000 | – | 16,441 | +100.0% | 0.00% | – |
| VGM | New | INVESCO TR INVT GRADE MUNS | $178,000 | – | 14,563 | +100.0% | 0.00% | – |
| VKQ | Buy | INVESCO MUN TR | $207,000 | +37.1% | 17,675 | +46.0% | 0.00% | 0.0% |
| FMN | New | FEDERATED PREM MUN INC FD | $171,000 | – | 12,832 | +100.0% | 0.00% | – |
| FTSI | New | FTS INTERNATIONAL INC | $184,000 | – | 10,000 | +100.0% | 0.00% | – |
| ENX | New | EATON VANCE NEW YORK MUN BD | $161,000 | – | 13,998 | +100.0% | 0.00% | – |
| EIV | New | EATON VANCE MUN BD FD II | $149,000 | – | 12,791 | +100.0% | 0.00% | – |
| MNP | New | WESTERN ASST MN PRT FD INC | $178,000 | – | 12,440 | +100.0% | 0.00% | – |
| SBI | New | WESTERN ASSET INTM MUNI FD I | $177,000 | – | 20,515 | +100.0% | 0.00% | – |
| KTF | New | DEUTSCHE MUN INCOME | $210,000 | – | 18,725 | +100.0% | 0.00% | – |
| VMM | New | DELAWARE INV MN MUN INC FD I | $137,000 | – | 10,855 | +100.0% | 0.00% | – |
| MPA | New | BLACKROCK MUNIYIELD PA QLTY | $160,000 | – | 11,644 | +100.0% | 0.00% | – |
| MIY | New | BLACKROCK MUNIYLD MICH QLTY | $145,000 | – | 10,923 | +100.0% | 0.00% | – |
| MQT | New | BLACKROCK MUNIY QUALITY FD I | $186,000 | – | 15,355 | +100.0% | 0.00% | – |
| MYI | New | BLACKROCK MUNIYIELD QLTY FD | $208,000 | – | 16,437 | +100.0% | 0.00% | – |
| BBK | New | BLACKROCK MUNICIPAL BOND TR | $178,000 | – | 12,411 | +100.0% | 0.00% | – |
| BBN | New | BLACKROCK TAX MUNICPAL BD TR | $203,000 | – | 9,013 | +100.0% | 0.00% | – |
| IPOAWS | SOCIAL CAP HEDOSOPHIA HLDGS*w exp 09/14/202 | $138,000 | -5.5% | 83,334 | 0.0% | 0.00% | 0.0% | |
| PMO | New | PUTNAM MUN OPPORTUNITIES TRsh ben int | $157,000 | – | 13,439 | +100.0% | 0.00% | – |
| BHACR | BARINGTON HILCO ACQUISITIONright 02/13/2017 | $170,000 | +117.9% | 487,260 | 0.0% | 0.00% | +100.0% | |
| CYHHZ | COMMUNITY HEALTH SYS INC NEWright 99/99/9999 | $105,000 | +59.1% | 9,282,097 | 0.0% | 0.00% | 0.0% | |
| MHF | New | WESTERN ASSET MUN HI INCM FD | $90,000 | – | 12,575 | +100.0% | 0.00% | – |
| JSYNR | JENSYN ACQUISITION CORPright 99/99/9999 | $82,000 | +26.2% | 174,000 | 0.0% | 0.00% | 0.0% | |
| LEO | New | DREYFUS STRATEGIC MUNS INC | $94,000 | – | 12,193 | +100.0% | 0.00% | – |
| SCACW | SABAN CAP ACQUISITION CORP*w exp 09/21/202 | $55,000 | +5.8% | 42,000 | 0.0% | 0.00% | 0.0% | |
| IAMXW | I AM CAP ACQUISITION CO*w exp 05/22/202 | $99,000 | +33.8% | 225,000 | 0.0% | 0.00% | 0.0% | |
| IAMXR | I AM CAP ACQUISITION COright 05/22/2019 | $79,000 | +16.2% | 225,000 | 0.0% | 0.00% | 0.0% | |
| DOTAR | DRAPER OAKWOOD TECHNOLOGYright 09/19/2018 | $86,000 | +14.7% | 150,000 | 0.0% | 0.00% | 0.0% | |
| JASNW | JASON INDS INC*w exp 06/30/201 | $48,000 | +9.1% | 1,933,070 | 0.0% | 0.00% | 0.0% | |
| BRACR | BLACK RIDGE ACQUISITION CORPright 07/10/2019 | $63,000 | +6.8% | 210,000 | 0.0% | 0.00% | 0.0% | |
| DOTAW | DRAPER OAKWOOD TECHNOLOGY*w exp 09/19/202 | $64,000 | +28.0% | 75,000 | 0.0% | 0.00% | 0.0% | |
| BRACW | BLACK RIDGE ACQUISITION CORP*w exp 07/10/202 | $84,000 | +21.7% | 210,000 | 0.0% | 0.00% | 0.0% | |
| BRPAR | BIG ROCK PARTNERS ACQUISI COright 12/01/2022 | $84,000 | +13.5% | 200,000 | 0.0% | 0.00% | 0.0% | |
| OPESW | New | OPES ACQUISITION CORP*w exp 01/15/202 | $95,000 | – | 250,000 | +100.0% | 0.00% | – |
| BRPAW | BIG ROCK PARTNERS ACQUISI CO*w exp 12/01/202 | $45,000 | +12.5% | 100,000 | 0.0% | 0.00% | – | |
| BHACW | BARINGTON HILCO ACQUISITION*w exp 02/11/202 | $72,000 | +111.8% | 487,260 | 0.0% | 0.00% | – | |
| BRQS | Sell | BORQS TECHNOLOGIES INC | $109,000 | 0.0% | 12,519 | -39.3% | 0.00% | 0.0% |
| BCACR | BISON CAP ACQUISITION CORPright 03/20/2019 | $61,000 | +7.0% | 150,000 | 0.0% | 0.00% | 0.0% | |
| BCACW | Exit | BISON CAP ACQUISITION CORP*w exp 06/20/202 | $0 | – | -75,000 | -100.0% | 0.00% | – |
| VLYWS | VALLEY NATL BANCORP*w exp 11/14/201 | $15,000 | +15.4% | 114,185 | 0.0% | 0.00% | – | |
| JSYNW | JENSYN ACQUISITION CORP*w exp 03/07/202 | $43,000 | +10.3% | 174,000 | 0.0% | 0.00% | – | |
| TPGHWS | Exit | TPG PACE HLDGS CORP*w exp 99/99/999 | $0 | – | -66,666 | -100.0% | -0.00% | – |
| CMSSW | Exit | CM SEVEN STAR ACQUISITION CO*w exp 08/21/202 | $0 | – | -375,000 | -100.0% | -0.00% | – |
| OAQCF | Exit | ORIGO ACQUISITION CORP*w exp 12/17/202 | $0 | – | -300,000 | -100.0% | -0.00% | – |
| LKSDQ | Exit | LSC COMMUNICATIONS INC | $0 | – | -10,871 | -100.0% | -0.00% | – |
| CNACW | Exit | CONSTELLATION ALPHA CAP CORP*w exp 03/23/202 | $0 | – | -700,000 | -100.0% | -0.00% | – |
| OACRF | Exit | ORIGO ACQUISITION CORPright 03/12/2018 | $0 | – | -315,500 | -100.0% | -0.00% | – |
| STLRW | Exit | STELLAR ACQUISITION III INC*w exp 03/22/202 | $0 | – | -600,000 | -100.0% | -0.00% | – |
| HNTWF | Exit | HUNTER MARITIME ACQUISITION*w exp 99/99/999 | $0 | – | -470,000 | -100.0% | -0.00% | – |
| CICWS | Exit | CAPITOL INVT CORP IV*w exp 01/01/202 | $0 | – | -166,667 | -100.0% | -0.00% | – |
| AGI | Exit | ALAMOS GOLD INC NEW | $0 | – | -32,665 | -100.0% | -0.00% | – |
| AFI | Exit | ARMSTRONG FLOORING INC | $0 | – | -13,995 | -100.0% | -0.00% | – |
| DFIN | Exit | DONNELLEY FINL SOLUTIONS INC | $0 | – | -12,726 | -100.0% | -0.00% | – |
| SAIL | Exit | SAILPOINT TECHNLGIES HLDGS I | $0 | – | -15,000 | -100.0% | -0.00% | – |
| QHCCQ | Exit | QUORUM HEALTH CORP | $0 | – | -47,681 | -100.0% | -0.00% | – |
| EYE | Exit | NATIONAL VISION HLDGS INC | $0 | – | -7,500 | -100.0% | -0.00% | – |
| FHN | Exit | FIRST HORIZON NATL CORP | $0 | – | -16,843 | -100.0% | -0.00% | – |
| WBT | Exit | WELBILT INC | $0 | – | -16,639 | -100.0% | -0.01% | – |
| FGWS | Exit | FGL HLDGS*w exp 11/30/202 | $0 | – | -300,000 | -100.0% | -0.01% | – |
| LOMA | Exit | LOMA NEGRA CORPsponsored ads | $0 | – | -20,000 | -100.0% | -0.01% | – |
| SRUNW | Exit | SILVER RUN ACQUISITION*w exp 03/28/202 | $0 | – | -308,333 | -100.0% | -0.01% | – |
| ELECW | Exit | ELECTRUM SPL ACQUISITION COR*w exp 99/99/999 | $0 | – | -990,000 | -100.0% | -0.01% | – |
| MTW | Exit | MANITOWOC CO INC | $0 | – | -13,966 | -100.0% | -0.01% | – |
| FMCIW | Exit | FORUM MERGER CORP*w exp 06/01/202 | $0 | – | -750,000 | -100.0% | -0.01% | – |
| SWCH | Exit | SWITCH INCcl a | $0 | – | -30,000 | -100.0% | -0.01% | – |
| ASIX | Exit | ADVANSIX INC | $0 | – | -13,011 | -100.0% | -0.01% | – |
| AQUA | Exit | EVOQUA WATER TECHNOLOGIES CO | $0 | – | -20,000 | -100.0% | -0.01% | – |
| HRI | Exit | HERC HLDGS INC | $0 | – | -7,787 | -100.0% | -0.01% | – |
| APVO | Exit | APTEVO THERAPEUTICS INC | $0 | – | -132,502 | -100.0% | -0.01% | – |
| CNNX | Exit | CONE MIDSTREAM PARTNERS LP | $0 | – | -33,200 | -100.0% | -0.01% | – |
| NEXTW | Exit | NEXTDECADE CORP*w exp 07/23/202 | $0 | – | -1,095,541 | -100.0% | -0.01% | – |
| HBB | Exit | HAMILTON BEACH BRANDS HLDG C | $0 | – | -27,874 | -100.0% | -0.01% | – |
| MIC | Exit | MACQUARIE INFRASTRUCTURE COR | $0 | – | -10,817 | -100.0% | -0.01% | – |
| MIIIW | Exit | M III ACQUISITION CORP*w exp 10/10/202 | $0 | – | -808,712 | -100.0% | -0.01% | – |
| BRSWQ | Exit | BRISTOW GROUP INC | $0 | – | -54,532 | -100.0% | -0.01% | – |
| GPACW | Exit | GLOBAL PARTNER ACQUISITION C*w exp 07/01/202 | $0 | – | -768,000 | -100.0% | -0.01% | – |
| ESTWF | Exit | ESTRE AMBIENTAL INC*w exp 12/21/202 | $0 | – | -1,323,740 | -100.0% | -0.01% | – |
| Exit | MODUSLINK GLOBAL SOLUTIONS Inote 5.250% 3/0 | $0 | – | -900,000 | -100.0% | -0.01% | – | |
| FMCIR | Exit | FORUM MERGER CORPright 06/01/2019 | $0 | – | -1,500,000 | -100.0% | -0.01% | – |
| FG | Exit | FGL HLDGS | $0 | – | -123,202 | -100.0% | -0.02% | – |
| TPGH | Exit | TPG PACE HLDGS CORPcl a | $0 | – | -150,000 | -100.0% | -0.02% | – |
| Exit | ACCURAY INCnote 3.500% 2/0 | $0 | – | -1,475,000 | -100.0% | -0.02% | – | |
| CEIX | Exit | CONSOL ENERGY INC NEW | $0 | – | -43,071 | -100.0% | -0.02% | – |
| PCLN | Exit | PRICELINE GRP INC | $0 | – | -1,214 | -100.0% | -0.02% | – |
| MACQ | Exit | M I ACQUISITIONS INC | $0 | – | -206,000 | -100.0% | -0.02% | – |
| MDB | Exit | MONGODB INCcl a | $0 | – | -75,500 | -100.0% | -0.03% | – |
| SINA | Exit | SINA CORPord | $0 | – | -26,694 | -100.0% | -0.03% | – |
| TDOC | Exit | TELADOC INC | $0 | – | -86,807 | -100.0% | -0.04% | – |
| MIII | Exit | M III ACQUISITION CORP | $0 | – | -308,712 | -100.0% | -0.04% | – |
| MPAC | Exit | MATLIN & PARTNERS ACQUISITIOcl a | $0 | – | -400,000 | -100.0% | -0.05% | – |
| TPGE | Exit | TPG PACE ENERGY HLDGS CORPcl a | $0 | – | -418,101 | -100.0% | -0.05% | – |
| NICE | Exit | NICE LTDsponsored adr | $0 | – | -47,000 | -100.0% | -0.05% | – |
| SWNC | Exit | SOUTHWESTERN ENERGY CO | $0 | – | -379,300 | -100.0% | -0.06% | – |
| CIC | Exit | CAPITOL INVT CORP IVcl a ord | $0 | – | -500,001 | -100.0% | -0.06% | – |
| BOBE | Exit | BOB EVANS FARMS INC | $0 | – | -64,357 | -100.0% | -0.06% | – |
| CUDA | Exit | BARRACUDA NETWORKS INC | $0 | – | -194,200 | -100.0% | -0.06% | – |
| Exit | PROS HOLDINGS INCnote 2.000%12/0 | $0 | – | -5,300,000 | -100.0% | -0.07% | – | |
| Exit | SUCAMPO PHARMACEUTICALS INCnote 3.250%12/1 | $0 | – | -4,825,000 | -100.0% | -0.07% | – | |
| NOW | Exit | SERVICENOW INC | $0 | – | -48,342 | -100.0% | -0.08% | – |
| FSAC | Exit | FEDERAL STR ACQUISITION CORPcl a | $0 | – | -650,000 | -100.0% | -0.08% | – |
| FMCI | Exit | FORUM MERGER CORP | $0 | – | -683,600 | -100.0% | -0.08% | – |
| RP | Exit | REALPAGE INC | $0 | – | -176,649 | -100.0% | -0.09% | – |
| LSCC | Exit | LATTICE SEMICONDUCTOR CORP | $0 | – | -1,402,532 | -100.0% | -0.10% | – |
| EXAC | Exit | EXACTECH INC | $0 | – | -166,932 | -100.0% | -0.10% | – |
| BV | Exit | BAZAARVOICE INC | $0 | – | -1,588,519 | -100.0% | -0.10% | – |
| KBLM | Exit | KBL MERGER CORP IV | $0 | – | -900,000 | -100.0% | -0.10% | – |
| ENTL | Exit | ENTELLUS MED INC | $0 | – | -377,132 | -100.0% | -0.11% | – |
| Exit | FINISAR CORPnote 0.500%12/1 | $0 | – | -10,000,000 | -100.0% | -0.11% | – | |
| SCMP | Exit | SUCAMPO PHARMACEUTICALS INCcl a | $0 | – | -521,010 | -100.0% | -0.11% | – |
| Exit | CEMEX SAB DE CVnote 3.750% 3/1 | $0 | – | -9,700,000 | -100.0% | -0.12% | – | |
| GNCMA | Exit | GENERAL COMMUNICATION INCcl a | $0 | – | -263,937 | -100.0% | -0.12% | – |
| Exit | BROADSOFT INCnote 1.000% 9/0 | $0 | – | -6,975,000 | -100.0% | -0.12% | – | |
| DEL | Exit | DELTIC TIMBER CORP | $0 | – | -117,014 | -100.0% | -0.13% | – |
| BDXA | Exit | BECTON DICKINSON & CO | $0 | – | -213,125 | -100.0% | -0.15% | – |
| SQ | Exit | SQUARE INCcl a | $0 | – | -365,517 | -100.0% | -0.15% | – |
| POT | Exit | POTASH CORP SASK INC | $0 | – | -630,947 | -100.0% | -0.15% | – |
| LNCE | Exit | SNYDERS-LANCE INC | $0 | – | -268,628 | -100.0% | -0.16% | – |
| HYACU | Exit | HAYMAKER ACQUISITIONunit 10/19/2022 | $0 | – | -1,399,960 | -100.0% | -0.16% | – |
| Exit | SPIRIT RLTY CAP INC NEWnote 3.750% 5/1 | $0 | – | -13,525,000 | -100.0% | -0.17% | – | |
| IXYS | Exit | IXYS CORP | $0 | – | -613,273 | -100.0% | -0.17% | – |
| LGCU | Exit | LEGACY ACQUISITION CORPunit 05/31/2024 | $0 | – | -1,500,000 | -100.0% | -0.18% | – |
| LACQU | Exit | LEISURE ACQUISITION CORPunit 99/99/9999 | $0 | – | -1,500,000 | -100.0% | -0.18% | – |
| RWGEU | Exit | REGALWOOD GLOBAL ENERGY LTDunit 99/99/9999 | $0 | – | -1,500,000 | -100.0% | -0.18% | – |
| GIGU | Exit | GIGCAPITAL INCunit 03/06/2025 | $0 | – | -1,500,000 | -100.0% | -0.18% | – |
| NBIX | Exit | NEUROCRINE BIOSCIENCES INC | $0 | – | -196,837 | -100.0% | -0.18% | – |
| DCUD | Exit | DOMINION ENERGY INCunit 08/15/2019 | $0 | – | -303,475 | -100.0% | -0.19% | – |
| TSLA | Exit | TESLA INC | $0 | – | -56,492 | -100.0% | -0.21% | – |
| Exit | AKAMAI TECHNOLOGIES INCdbcv 2/1 | $0 | – | -26,000,000 | -100.0% | -0.31% | – | |
| BSFT | Exit | BROADSOFT INC | $0 | – | -525,389 | -100.0% | -0.34% | – |
| TIME | Exit | TIME INC NEW | $0 | – | -1,576,351 | -100.0% | -0.34% | – |
| HSNI | Exit | HSN INC | $0 | – | -741,690 | -100.0% | -0.35% | – |
| CCC | Exit | CALGON CARBON CORP | $0 | – | -1,501,492 | -100.0% | -0.38% | – |
| RXDX | Exit | IGNYTA INC | $0 | – | -1,267,016 | -100.0% | -0.40% | – |
| AGNPRA | Exit | ALLERGAN PLC5.5% cnv pfd a | $0 | – | -59,750 | -100.0% | -0.41% | – |
| GCP | Exit | GCP APPLIED TECHNOLOGIES INC | $0 | – | -1,178,738 | -100.0% | -0.44% | – |
| WELLPRI | Exit | WELLTOWER INC6.50% pfd prepet | $0 | – | -697,025 | -100.0% | -0.50% | – |
| SSNI | Exit | SILVER SPRING NETWORKS INC | $0 | – | -2,763,513 | -100.0% | -0.53% | – |
| BIVV | Exit | BIOVERATIV INC | $0 | – | -924,878 | -100.0% | -0.59% | – |
| STRP | Exit | STRAIGHT PATH COMMUNICATNS Icl b | $0 | – | -282,707 | -100.0% | -0.61% | – |
| BWLD | Exit | BUFFALO WILD WINGS INC | $0 | – | -433,469 | -100.0% | -0.80% | – |
| HUN | Exit | HUNTSMAN CORP | $0 | – | -2,366,778 | -100.0% | -0.93% | – |
| Exit | SALESFORCE COM INCnote 0.250% 4/0 | $0 | – | -51,853,000 | -100.0% | -0.94% | – | |
| RGC | Exit | REGAL ENTMT GROUPcl a | $0 | – | -3,579,605 | -100.0% | -0.97% | – |
| CPN | Exit | CALPINE CORP | $0 | – | -7,156,476 | -100.0% | -1.28% | – |
| AAAP | Exit | ADVANCED ACCELERATOR APPLICsponsored ads | $0 | – | -1,419,878 | -100.0% | -1.37% | – |
| CAA | Exit | CALATLANTIC GROUP INC | $0 | – | -3,134,252 | -100.0% | -2.09% | – |
| Exit | PRICELINE GRP INCnote 1.000% 3/1 | $0 | – | -96,314,000 | -100.0% | -2.09% | – | |
| SNI | Exit | SCRIPPS NETWORKS INTERACT IN | $0 | – | -2,165,976 | -100.0% | -2.19% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-05-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WELLPOINT INC | 29 | Q1 2022 | 2.4% |
| ATLANTICUS HOLDINGS CORP | 26 | Q2 2021 | 0.4% |
| COMPUCREDIT HLDGS CORP | 24 | Q4 2020 | 0.2% |
| NOVELLUS SYS INC | 23 | Q1 2021 | 8.5% |
| BOOKING HOLDINGS INC | 23 | Q3 2023 | 0.8% |
| BLACKROCK RES & COMM STRAT T | 22 | Q3 2023 | 0.2% |
| PATRIOT NATL BANCORP INC | 22 | Q3 2023 | 0.1% |
| NATIONAL ENERGY SERVICES REU | 22 | Q3 2022 | 0.0% |
| THERAVANCE INC | 21 | Q3 2021 | 0.7% |
| NUVEEN NJ DIV ADVANTAGE MUN | 21 | Q3 2023 | 0.1% |
View AQR Arbitrage LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| CIS Acquisition Ltd. | July 21, 2014 | 990,000 | 14.5% |
| Intermec, Inc.Sold out | February 11, 2014 | 0 | 0.0% |
| WILD OATS MARKETS INCSold out | February 14, 2013 | 0 | 0.0% |
| KAYAK Software Corp | January 09, 2013 | 589,972 | 12.9% |
| Hyde Park Acquisition Corp. II | September 06, 2012 | 1,264,900 | 12.6% |
| China Networks International Holdings Ltd | February 14, 2012 | 3,049,704 | 7.4% |
| BELL MICROPRODUCTS INC | February 14, 2008 | 375 | 1.9% |
| CRA INTERNATIONAL, INC.Sold out | February 14, 2008 | 0 | 0.0% |
| ENCORE CAPITAL GROUP INCSold out | February 14, 2008 | 0 | 0.0% |
| EVERGREEN SOLAR INC | February 14, 2008 | 4,375 | 0.3% |
View AQR Arbitrage LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 4 | 2023-04-19 |
| 3 | 2023-04-18 |
| 4 | 2023-03-23 |
| 4 | 2023-03-13 |
| 13F-HR | 2023-02-14 |
| 3 | 2022-11-21 |
View AQR Arbitrage LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.