$8.94 Billion is the total value of AQR Arbitrage LLC's 465 reported holdings in Q4 2015. The portfolio turnover from Q3 2015 to Q4 2015 was 46.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | VERISIGN INCsdcv 3.250% 8/1 | $354,505,000 | +3.9% | 138,175,000 | -15.3% | 3.96% | -4.1% | |
| Buy | NVIDIA CORPnote 1.000%12/0 | $237,855,000 | +173.1% | 142,375,000 | +115.9% | 2.66% | +152.2% | |
| NOVELLUS SYS INCnote 2.625% 5/1 | $229,714,000 | +20.1% | 97,414,000 | 0.0% | 2.57% | +10.9% | ||
| AGNPRA | Buy | ALLERGAN PLCpfd conv ser a | $211,020,000 | +18.8% | 204,750 | +8.7% | 2.36% | +9.7% |
| PCP | Buy | PRECISION CASTPARTS CORP | $196,367,000 | +89.3% | 846,373 | +87.4% | 2.20% | +74.8% |
| FCAM | Sell | FIAT CHRYSLER AUTOMOBILES Nman cov sec 16 | $186,763,000 | -21.3% | 1,603,975 | -19.6% | 2.09% | -27.3% |
| YHOO | Buy | YAHOO INC | $173,303,000 | +108.6% | 5,210,541 | +81.3% | 1.94% | +92.6% |
| Sell | MICROCHIP TECHNOLOGY INCsdcv 2.125%12/1 | $171,016,000 | -9.6% | 89,625,000 | -16.7% | 1.91% | -16.5% | |
| TMUSP | T MOBILE US INCconv pfd ser a | $162,099,000 | -2.2% | 2,391,550 | 0.0% | 1.81% | -9.7% | |
| CB | Buy | CHUBB CORP | $155,590,000 | +15.1% | 1,173,027 | +6.4% | 1.74% | +6.3% |
| TYFDL | Sell | TYSON FOODS INCunit 99/99/9999 | $153,133,000 | +7.4% | 2,504,625 | -9.1% | 1.71% | -0.8% |
| CI | Buy | CIGNA CORPORATION | $144,424,000 | +65.2% | 986,975 | +52.5% | 1.62% | +52.6% |
| HUM | Buy | HUMANA INC | $140,317,000 | +118.4% | 786,047 | +119.0% | 1.57% | +101.8% |
| POM | Buy | PEPCO HOLDINGS INC | $138,167,000 | +15.1% | 5,312,075 | +7.1% | 1.54% | +6.3% |
| TWC | Buy | TIME WARNER CABLE INC | $137,480,000 | +48.9% | 740,770 | +43.9% | 1.54% | +37.6% |
| BRCM | Sell | BROADCOM CORPcl a | $131,783,000 | -6.2% | 2,279,196 | -16.6% | 1.47% | -13.4% |
| Sell | PALO ALTO NETWORKS INCnote 7/0 | $126,718,000 | -2.5% | 76,050,000 | -4.4% | 1.42% | -9.9% | |
| Buy | SANDISK CORPnote 1.500% 8/1 | $123,696,000 | +27.5% | 78,631,000 | +1.0% | 1.38% | +17.8% | |
| Sell | INTEL CORPsdcv 3.250% 8/0 | $123,462,000 | -26.5% | 74,151,000 | -33.3% | 1.38% | -32.1% | |
| HNT | Buy | HEALTH NET INC | $113,177,000 | +350.4% | 1,653,183 | +296.2% | 1.27% | +316.4% |
| Sell | MGIC INVT CORP WISnote 2.000% 4/0 | $108,008,000 | -10.7% | 77,425,000 | -7.9% | 1.21% | -17.5% | |
| AGN | New | ALLERGAN PLC | $101,169,000 | – | 323,742 | +100.0% | 1.13% | – |
| BHI | Buy | BAKER HUGHES INC | $98,859,000 | -0.9% | 2,142,122 | +11.7% | 1.11% | -8.4% |
| DCUB | DOMINION RES INC VA NEWunit 07/01/2016 | $98,508,000 | -3.9% | 1,833,225 | 0.0% | 1.10% | -11.3% | |
| CVC | Buy | CABLEVISION SYS CORPcl a ny cablvs | $95,882,000 | +100.8% | 3,005,699 | +104.4% | 1.07% | +85.5% |
| WELLPRI | WELLTOWER INC6.50% pfd prepet | $94,833,000 | +0.5% | 1,553,050 | 0.0% | 1.06% | -7.1% | |
| JAH | New | JARDEN CORP | $93,662,000 | – | 1,639,739 | +100.0% | 1.05% | – |
| KLAC | New | KLA-TENCOR CORP | $89,169,000 | – | 1,285,785 | +100.0% | 1.00% | – |
| RAD | New | RITE AID CORP | $87,055,000 | – | 11,103,976 | +100.0% | 0.97% | – |
| KING | New | KING DIGITAL ENTMT PLC | $85,120,000 | – | 4,760,639 | +100.0% | 0.95% | – |
| Sell | TESLA MTRS INCnote 1.500% 6/0 | $84,997,000 | -4.8% | 43,050,000 | -1.8% | 0.95% | -12.0% | |
| BMR | New | BIOMED REALTY TRUST INC | $81,949,000 | – | 3,459,223 | +100.0% | 0.92% | – |
| SYA | Buy | SYMETRA FINL CORP | $80,692,000 | +54.0% | 2,539,893 | +53.3% | 0.90% | +42.2% |
| Sell | WELLPOINT INCnote 2.750%10/1 | $80,577,000 | -28.1% | 42,104,000 | -29.1% | 0.90% | -33.7% | |
| CNL | Buy | CLECO CORP NEW | $78,686,000 | +1.7% | 1,507,112 | +3.7% | 0.88% | -6.1% |
| PMCS | New | PMC-SIERRA INC | $77,522,000 | – | 6,671,439 | +100.0% | 0.87% | – |
| GAS | Buy | AGL RES INC | $76,835,000 | +85.1% | 1,204,123 | +77.1% | 0.86% | +70.8% |
| DCUA | DOMINION RES INC VA NEWunit 04/01/2013 | $76,751,000 | -4.3% | 1,446,625 | 0.0% | 0.86% | -11.5% | |
| HE | Buy | HAWAIIAN ELEC INDUSTRIES | $75,717,000 | +5.6% | 2,615,426 | +4.7% | 0.85% | -2.4% |
| GMCR | New | KEURIG GREEN MTN INC | $75,537,000 | – | 839,485 | +100.0% | 0.84% | – |
| ANTX | Buy | ANTHEM INCunit 05/01/20188 | $75,199,000 | +131.8% | 1,617,175 | +142.4% | 0.84% | +114.0% |
| ARG | New | AIRGAS INC | $72,769,000 | – | 526,089 | +100.0% | 0.81% | – |
| ODP | Buy | OFFICE DEPOT INC | $72,296,000 | -3.6% | 12,818,373 | +9.8% | 0.81% | -10.9% |
| New | LINKEDIN CORPnote 0.500%11/0 | $71,550,000 | – | 67,900,000 | +100.0% | 0.80% | – | |
| CAM | Buy | CAMERON INTERNATIONAL CORP | $71,379,000 | +20.7% | 1,129,409 | +17.1% | 0.80% | +11.5% |
| 4305PS | Buy | ALCATEL-LUCENTsponsored adr | $70,309,000 | +41.1% | 18,357,422 | +34.5% | 0.79% | +30.3% |
| CCIPRA | CROWN CASTLE INTL CORP NEWcnv pfd stk sr a | $69,871,000 | +5.2% | 651,750 | 0.0% | 0.78% | -2.7% | |
| SWI | New | SOLARWINDS INC | $68,487,000 | – | 1,162,770 | +100.0% | 0.77% | – |
| FNFG | New | FIRST NIAGARA FINL GP INC | $67,422,000 | – | 6,214,043 | +100.0% | 0.75% | – |
| PNY | New | PIEDMONT NAT GAS INC | $66,552,000 | – | 1,167,174 | +100.0% | 0.74% | – |
| SLH | Buy | SOLERA HOLDINGS INC | $66,076,000 | +61.2% | 1,205,115 | +58.7% | 0.74% | +49.0% |
| SWNC | Buy | SOUTHWESTERN ENERGY CO | $61,051,000 | -31.4% | 3,250,650 | +14.4% | 0.68% | -36.6% |
| TE | Buy | TECO ENERGY INC | $59,322,000 | +74.3% | 2,225,976 | +71.7% | 0.66% | +61.2% |
| CTCT | New | CONSTANT CONTACT INC | $56,830,000 | – | 1,943,582 | +100.0% | 0.64% | – |
| SHIP FINANCE INTERNATIONAL Lnote 3.250% 2/0 | $53,940,000 | +1.5% | 50,500,000 | 0.0% | 0.60% | -6.2% | ||
| SRCLP | Buy | STERICYCLE INCdep pfd a 1/10 | $51,978,000 | -3.7% | 569,250 | +7.3% | 0.58% | -11.2% |
| SFG | Buy | STANCORP FINL GROUP INC | $49,863,000 | +13.4% | 437,852 | +13.8% | 0.56% | +4.9% |
| PRE | Buy | PARTNERRE LTD | $48,133,000 | +103.3% | 344,446 | +102.0% | 0.54% | +87.5% |
| MICRON TECHNOLOGY INCnote 2.375% 5/0 | $47,192,000 | -4.8% | 29,975,000 | 0.0% | 0.53% | -12.0% | ||
| NPBC | Buy | NATIONAL PENN BANCSHARES INC | $45,821,000 | +7.1% | 3,716,227 | +2.0% | 0.51% | -1.0% |
| PCL | New | PLUM CREEK TIMBER CO INC | $44,042,000 | – | 922,933 | +100.0% | 0.49% | – |
| AF | New | ASTORIA FINL CORP | $42,955,000 | – | 2,710,108 | +100.0% | 0.48% | – |
| UTIW | New | UTI WORLDWIDE INCord | $40,845,000 | – | 5,810,144 | +100.0% | 0.46% | – |
| MEG | Buy | MEDIA GEN INC NEW | $40,151,000 | +1349.0% | 2,486,134 | +1155.1% | 0.45% | +1220.6% |
| Buy | MEDICINES COdbcv 1.375% 6/0 | $39,566,000 | +35.1% | 27,705,000 | +38.1% | 0.44% | +24.8% | |
| Buy | LAM RESEARCH CORPnote 0.500% 5/1 | $38,737,000 | +241.1% | 29,712,000 | +197.1% | 0.43% | +213.8% | |
| STARWOOD PPTY TR INCnote 4.550% 3/0 | $38,627,000 | -0.1% | 37,800,000 | 0.0% | 0.43% | -7.7% | ||
| Sell | UTI WORLDWIDE INCnote 4.500% 3/0 | $38,138,000 | +29.4% | 38,475,000 | -3.1% | 0.43% | +19.6% | |
| Buy | PRICELINE GRP INCnote 1.000% 3/1 | $37,277,000 | +18.1% | 26,125,000 | +16.8% | 0.42% | +9.2% | |
| Sell | HERBALIFE LTDnote 2.000% 8/1 | $36,708,000 | -15.8% | 43,700,000 | -11.2% | 0.41% | -22.2% | |
| DCUC | DOMINION RES INC VA NEWunit 99/99/9999 | $36,065,000 | -3.5% | 745,300 | 0.0% | 0.40% | -10.8% | |
| Sell | CHENIERE ENERGY INCnote 4.250% 3/1 | $36,066,000 | -20.1% | 69,025,000 | -4.2% | 0.40% | -26.3% | |
| Buy | MICRON TECHNOLOGY INCnote 2.125% 2/1 | $35,850,000 | +109.4% | 24,305,000 | +117.9% | 0.40% | +93.7% | |
| Buy | MERITOR INCnote 7.875% 3/0 | $34,536,000 | -5.6% | 28,840,000 | +7.3% | 0.39% | -12.9% | |
| FCS | New | FAIRCHILD SEMICONDUCTOR INTL | $33,769,000 | – | 1,630,566 | +100.0% | 0.38% | – |
| Sell | SUNEDISON INCnote 2.000%10/0 | $33,258,000 | -32.0% | 60,400,000 | -6.3% | 0.37% | -37.2% | |
| AVOL | Buy | AVOLON HLDGS LTD | $33,072,000 | +16.4% | 1,068,216 | +14.5% | 0.37% | +7.6% |
| MDAS | New | MEDASSETS INC | $32,318,000 | – | 1,044,541 | +100.0% | 0.36% | – |
| Buy | ACORDA THERAPEUTICS INCnote 1.750% 6/1 | $30,781,000 | +32.2% | 26,650,000 | +3.9% | 0.34% | +22.0% | |
| New | MOLINA HEALTHCARE INCnote 1.125% 1/1 | $29,640,000 | – | 19,000,000 | +100.0% | 0.33% | – | |
| HPE | New | HEWLETT PACKARD ENTERPRISE C | $29,527,000 | – | 1,942,552 | +100.0% | 0.33% | – |
| WEBMD HEALTH CORPnote 1.500%12/0 | $29,029,000 | +9.2% | 25,875,000 | 0.0% | 0.32% | +0.9% | ||
| PBY | New | PEP BOYS MANNY MOE & JACK | $28,867,000 | – | 1,567,994 | +100.0% | 0.32% | – |
| Buy | SPIRIT RLTY CAP INC NEWnote 2.875% 5/1 | $28,462,000 | +8.1% | 29,725,000 | +5.3% | 0.32% | -0.3% | |
| WEBMD HEALTH CORPnote 2.500% 1/3 | $27,575,000 | +2.2% | 26,675,000 | 0.0% | 0.31% | -5.8% | ||
| MGIC INVT CORP WISnote 5.000% 5/0 | $26,903,000 | -3.3% | 26,025,000 | 0.0% | 0.30% | -10.7% | ||
| GOOG | New | ALPHABET INCcap stk cl c | $26,724,000 | – | 35,215 | +100.0% | 0.30% | – |
| WYPRA | Sell | WEYERHAEUSER COpref conv ser a | $26,293,000 | -40.5% | 520,325 | -43.5% | 0.29% | -45.0% |
| BXLT | Buy | BAXALTA INC | $26,131,000 | +218.4% | 669,505 | +157.1% | 0.29% | +194.9% |
| HPY | New | HEARTLAND PMT SYS INC | $25,918,000 | – | 273,341 | +100.0% | 0.29% | – |
| EZCH | Buy | EZCHIP SEMICONDUCTOR LIMITEDord | $25,850,000 | +23.1% | 1,045,711 | +25.2% | 0.29% | +13.8% |
| BDBD | New | BOULDER BRANDS INC | $25,277,000 | – | 2,302,115 | +100.0% | 0.28% | – |
| MICRON TECHNOLOGY INCnote 3.125% 5/0 | $25,032,000 | -4.2% | 15,700,000 | 0.0% | 0.28% | -11.4% | ||
| Buy | STILLWATER MNG COnote 1.750%10/1 | $24,170,000 | +143.9% | 25,325,000 | +161.8% | 0.27% | +125.0% | |
| IRC | New | INLAND REAL ESTATE CORP | $24,077,000 | – | 2,267,149 | +100.0% | 0.27% | – |
| STARWOOD PPTY TR INCnote 4.000% 1/1 | $23,809,000 | +0.8% | 22,825,000 | 0.0% | 0.27% | -7.0% | ||
| TTM TECHNOLOGIES INCnote 1.750%12/1 | $23,381,000 | +2.9% | 25,800,000 | 0.0% | 0.26% | -4.7% | ||
| GPIA | Sell | GP INVTS ACQUISITION COR | $23,040,000 | -12.8% | 2,400,000 | -12.7% | 0.26% | -19.4% |
| Sell | EQUINIX INCnote 4.750% 6/1 | $22,829,000 | -38.9% | 5,775,000 | -47.3% | 0.26% | -43.6% | |
| CEMEX SAB DE CVnote 3.250% 3/1 | $22,391,000 | -2.0% | 22,475,000 | 0.0% | 0.25% | -9.7% | ||
| Sell | PROSPECT CAPITAL CORPORATIONnote 4.750% 4/1 | $21,237,000 | -17.1% | 24,375,000 | -13.9% | 0.24% | -23.2% | |
| FOXA | Buy | TWENTY FIRST CENTY FOX INCcl a | $21,156,000 | +1257.9% | 778,923 | +1248.7% | 0.24% | +1147.4% |
| TAKE-TWO INTERACTIVE SOFTWARnote 1.750%12/0 | $20,876,000 | +18.4% | 11,400,000 | 0.0% | 0.23% | +9.9% | ||
| DYAX | New | DYAX CORP | $20,691,000 | – | 550,004 | +100.0% | 0.23% | – |
| Sell | CONVERGYS CORPsdcv 5.750% 9/1 | $20,272,000 | -22.8% | 8,975,000 | -28.5% | 0.23% | -28.6% | |
| Sell | STARWOOD PPTY TR INCnote 3.750%10/1 | $19,305,000 | -19.8% | 19,525,000 | -19.2% | 0.22% | -26.0% | |
| GGAC | Sell | GARNERO GROUP ACQUISITION CO | $19,350,000 | -16.9% | 1,972,460 | -16.8% | 0.22% | -23.4% |
| EMC | New | E M C CORP MASS | $19,204,000 | – | 747,803 | +100.0% | 0.22% | – |
| PDL BIOPHARMA INCnote 4.000% 2/0 | $18,912,000 | -9.1% | 23,475,000 | 0.0% | 0.21% | -15.9% | ||
| COLONY CAP INCnote 3.875% 1/1 | $17,192,000 | -2.6% | 18,375,000 | 0.0% | 0.19% | -10.3% | ||
| HDRA | Sell | HYDRA INDS ACQUISITION CORP | $16,808,000 | -13.4% | 1,740,000 | -13.0% | 0.19% | -20.0% |
| STANDARD PAC CORP NEWnote 1.250% 8/0 | $16,424,000 | -4.0% | 14,730,000 | 0.0% | 0.18% | -11.1% | ||
| Buy | ON SEMICONDUCTOR CORPnote 2.625%12/1 | $16,349,000 | +161.9% | 14,614,000 | +162.7% | 0.18% | +140.8% | |
| CCP | Buy | CARE CAP PPTYS INC | $15,634,000 | +75.3% | 511,403 | +88.9% | 0.18% | +62.0% |
| HOLOGIC INCfrnt 2.000%12/1 | $15,509,000 | -0.8% | 9,150,000 | 0.0% | 0.17% | -8.5% | ||
| New | MENTOR GRAPHICS CORPsdcv 4.000% 4/0 | $15,154,000 | – | 14,475,000 | +100.0% | 0.17% | – | |
| RHT | Buy | RED HAT INC | $15,123,000 | +30.9% | 182,619 | +13.6% | 0.17% | +20.7% |
| EBAY | Buy | EBAY INC | $15,131,000 | +62.9% | 550,608 | +44.8% | 0.17% | +49.6% |
| Buy | SPIRIT RLTY CAP INC NEWnote 3.750% 5/1 | $15,075,000 | +70.4% | 15,900,000 | +64.3% | 0.17% | +57.9% | |
| CDK | Buy | CDK GLOBAL INC | $15,052,000 | +0.0% | 317,075 | +0.7% | 0.17% | -7.7% |
| HRMN | Sell | HARMONY MERGER CORP | $14,936,000 | -7.1% | 1,531,880 | -6.1% | 0.17% | -14.4% |
| WPXP | Buy | WPX ENERGY INCpfd ser a cv | $14,783,000 | +24.4% | 474,725 | +44.1% | 0.16% | +14.6% |
| SUNEDISON INCnote 2.750% 1/0 | $14,448,000 | -28.8% | 28,575,000 | 0.0% | 0.16% | -34.1% | ||
| BKHU | New | BLACK HILLS CORPunit 99/99/9999 | $14,422,000 | – | 260,000 | +100.0% | 0.16% | – |
| GENCORP INCsdcv 4.062%12/3 | $14,345,000 | -3.2% | 8,250,000 | 0.0% | 0.16% | -11.1% | ||
| KEYS | New | KEYSIGHT TECHNOLOGIES INC | $14,222,000 | – | 502,006 | +100.0% | 0.16% | – |
| SNDK | New | SANDISK CORP | $14,158,000 | – | 186,311 | +100.0% | 0.16% | – |
| NSAM | New | NORTHSTAR ASSET MGMT GROUP I | $13,862,000 | – | 1,141,850 | +100.0% | 0.16% | – |
| ENR | Buy | ENERGIZER HLDGS INC NEW | $13,746,000 | +317.9% | 403,584 | +375.1% | 0.15% | +285.0% |
| New | AMYRIS INCdbcv 9.500% 4/1 | $13,674,000 | – | 12,750,000 | +100.0% | 0.15% | – | |
| BLVD | New | BOULEVARD ACQUISITIONcl a | $13,718,000 | – | 1,385,684 | +100.0% | 0.15% | – |
| EACQ | New | EASTERLY ACQUISITION CORP | $13,365,000 | – | 1,350,000 | +100.0% | 0.15% | – |
| MSGN | New | MSG NETWORK INCcl a | $13,135,000 | – | 631,490 | +100.0% | 0.15% | – |
| KLXI | New | KLX INC | $12,566,000 | – | 408,122 | +100.0% | 0.14% | – |
| CABO | Buy | CABLE ONE INC | $12,155,000 | +200.3% | 28,030 | +190.4% | 0.14% | +177.6% |
| Sell | RADIAN GROUP INCnote 2.250% 3/0 | $12,101,000 | -43.7% | 9,358,000 | -34.1% | 0.14% | -48.1% | |
| ARPI | New | AMERICAN RESIDENTIAL PPTYS I | $12,014,000 | – | 635,668 | +100.0% | 0.13% | – |
| DNOW | New | NOW INC | $11,906,000 | – | 752,596 | +100.0% | 0.13% | – |
| DMND | New | DIAMOND FOODS INC | $11,605,000 | – | 301,032 | +100.0% | 0.13% | – |
| TIME | Buy | TIME INC NEW | $11,500,000 | +388.5% | 733,897 | +494.0% | 0.13% | +344.8% |
| HAWK | New | BLACKHAWK NETWORK HLDGS INC | $11,388,000 | – | 257,591 | +100.0% | 0.13% | – |
| LTRPA | Buy | LIBERTY TRIPADVISOR HLDGS IN | $11,223,000 | +607.6% | 369,905 | +417.2% | 0.13% | +563.2% |
| ALON USA ENERGY INCnote 3.000% 9/1 | $11,139,000 | -11.2% | 9,400,000 | 0.0% | 0.12% | -17.8% | ||
| CPGX | Buy | COLUMBIA PIPELINE GROUP INC | $11,053,000 | +143.0% | 552,636 | +122.2% | 0.12% | +125.5% |
| BLD | Buy | TOPBUILD CORP | $10,678,000 | +183.5% | 347,034 | +185.4% | 0.12% | +158.7% |
| HOT | New | STARWOOD HOTELS&RESORTS WRLD | $10,592,000 | – | 152,890 | +100.0% | 0.12% | – |
| WIBC | New | WILSHIRE BANCORP INC | $10,545,000 | – | 912,962 | +100.0% | 0.12% | – |
| Sell | CIENA CORPdebt 4.000%12/1 | $10,443,000 | -37.4% | 8,010,000 | -37.0% | 0.12% | -42.1% | |
| ATML | Buy | ATMEL CORP | $10,230,000 | +17.2% | 1,188,204 | +9.9% | 0.11% | +7.5% |
| AUMA | AR CAP ACQUISITION CORP | $9,827,000 | +1.4% | 1,010,000 | 0.0% | 0.11% | -6.0% | |
| New | VECTOR GROUP LTDnote 1.750% 4/1 | $9,730,000 | – | 8,475,000 | +100.0% | 0.11% | – | |
| CC | Buy | CHEMOURS CO | $9,684,000 | +170.2% | 1,806,661 | +226.2% | 0.11% | +151.2% |
| RLD | New | REALD INC | $9,692,000 | – | 918,657 | +100.0% | 0.11% | – |
| NAVI | New | NAVIENT CORP | $9,191,000 | – | 802,671 | +100.0% | 0.10% | – |
| GCI | New | GANNETT CO INC | $8,991,000 | – | 551,936 | +100.0% | 0.10% | – |
| KN | New | KNOWLES CORP | $8,902,000 | – | 667,791 | +100.0% | 0.10% | – |
| GPAC | Sell | GLOBAL PARTNER ACQUISITION C | $8,789,000 | -24.9% | 887,800 | -26.0% | 0.10% | -31.0% |
| NSC | New | NORFOLK SOUTHERN CORP | $8,690,000 | – | 102,727 | +100.0% | 0.10% | – |
| ARWA | Buy | AROWANA INC | $8,593,000 | +9.5% | 875,000 | +9.4% | 0.10% | +1.1% |
| FNTC | FINTECH ACQUISITION CORP | $8,464,000 | -2.5% | 890,000 | 0.0% | 0.10% | -9.5% | |
| HYH | New | HALYARD HEALTH INC | $8,385,000 | – | 250,973 | +100.0% | 0.09% | – |
| WPG | New | WP GLIMCHER IN | $8,338,000 | – | 785,858 | +100.0% | 0.09% | – |
| HEALTHWAYS INCnote 1.500% 7/0 | $7,861,000 | +2.3% | 8,275,000 | 0.0% | 0.09% | -5.4% | ||
| CRC | New | CALIFORNIA RES CORP | $7,634,000 | – | 3,276,510 | +100.0% | 0.08% | – |
| PYPL | PAYPAL HLDGS INC | $7,579,000 | +16.6% | 209,368 | 0.0% | 0.08% | +7.6% | |
| AMSGP | Sell | AMSURG CORPpfd cnv sr a-1 % | $7,621,000 | -44.6% | 52,875 | -43.1% | 0.08% | -49.1% |
| COWEN GROUP INC NEWnote 3.000% 3/1 | $7,339,000 | -8.3% | 7,600,000 | 0.0% | 0.08% | -15.5% | ||
| SEQUENOM INCnote 5.000% 1/0 | $7,206,000 | -9.8% | 9,450,000 | 0.0% | 0.08% | -16.5% | ||
| Sell | AEGEAN MARINE PETE NETWORK Inote 4.000%11/0 | $7,203,000 | -24.2% | 8,250,000 | -27.5% | 0.08% | -29.6% | |
| HCAC | Sell | HENNESSY CAP ACQUISITION COR | $7,084,000 | -32.8% | 734,895 | -33.4% | 0.08% | -38.3% |
| TSYS | New | TELECOMMUNICATION SYS INCcl a | $6,935,000 | – | 1,395,360 | +100.0% | 0.08% | – |
| Buy | GENERAL CABLE CORP DEL NEWfrnt 4.500%11/1 | $6,861,000 | +31.4% | 11,122,000 | +29.0% | 0.08% | +22.2% | |
| Sell | MODUSLINK GLOBAL SOLUTIONS Inote 5.250% 3/0 | $6,598,000 | -13.5% | 8,500,000 | -9.3% | 0.07% | -19.6% | |
| Sell | CEMEX SAB DE CVnote 3.750% 3/1 | $6,637,000 | -26.3% | 7,075,000 | -18.7% | 0.07% | -32.1% | |
| UE | New | URBAN EDGE PPTYS | $6,568,000 | – | 280,071 | +100.0% | 0.07% | – |
| FGL | New | FIDELITY & GTY LIFE | $6,560,000 | – | 258,591 | +100.0% | 0.07% | – |
| SPECTRUM PHARMACEUTICALS INCnote 2.750%12/1 | $6,213,000 | -1.6% | 7,050,000 | 0.0% | 0.07% | -9.2% | ||
| ACCURAY INCdebt 3.500% 2/0 | $6,128,000 | +23.5% | 4,500,000 | 0.0% | 0.07% | +15.0% | ||
| METR | Buy | METRO BANCORP INC PA | $5,907,000 | +81.2% | 188,231 | +69.7% | 0.07% | +69.2% |
| OGS | New | ONE GAS INC | $5,707,000 | – | 113,753 | +100.0% | 0.06% | – |
| GRSH | New | GORES HLDGS INCcl a | $5,730,000 | – | 600,000 | +100.0% | 0.06% | – |
| CTXS | Buy | CITRIX SYS INC | $5,629,000 | +41.3% | 74,402 | +29.4% | 0.06% | +31.2% |
| BHAC | BARINGTON HILCO ACQUISITION | $5,346,000 | -0.2% | 545,520 | 0.0% | 0.06% | -7.7% | |
| BLT | New | BLOUNT INTL INC NEW | $5,255,000 | – | 535,672 | +100.0% | 0.06% | – |
| Sell | VECTOR GROUP LTDfrnt 1/1 | $5,227,000 | -71.4% | 3,400,000 | -72.0% | 0.06% | -73.9% | |
| AAPC | ATLANTIC ALLIANCE PARTNER CO | $5,055,000 | -0.1% | 500,000 | 0.0% | 0.06% | -6.6% | |
| HLF | Buy | HERBALIFE LTD | $5,088,000 | +20.2% | 94,882 | +22.2% | 0.06% | +11.8% |
| LITE | Buy | LUMENTUM HLDGS INC | $4,936,000 | +48.0% | 224,177 | +14.0% | 0.06% | +37.5% |
| New | MONSTER WORLDWIDE INCnote 3.500%10/1 | $4,877,000 | – | 3,825,000 | +100.0% | 0.06% | – | |
| FTRPR | FRONTIER COMMUNICATIONS CORPpfd conv ser-a | $4,553,000 | -2.9% | 50,000 | 0.0% | 0.05% | -10.5% | |
| CLAC | New | CAPITOL ACQUISITION CORP III | $4,541,000 | – | 475,000 | +100.0% | 0.05% | – |
| TFSC | 1347 CAP CORP | $4,438,000 | +1.0% | 450,540 | 0.0% | 0.05% | -5.7% | |
| RENEWABLE ENERGY GROUP INCmtnf 2.750% 6/1 | $4,162,000 | -1.9% | 4,900,000 | 0.0% | 0.05% | -7.8% | ||
| EVV | Buy | EATON VANCE LTD DUR INCOME F | $4,126,000 | +5.4% | 323,391 | +4.8% | 0.05% | -2.1% |
| PAAC | New | PACIFIC SPL ACQUISITION CORP | $4,088,000 | – | 415,000 | +100.0% | 0.05% | – |
| OCAT | New | OCATA THERAPEUTICS INC | $4,067,000 | – | 483,046 | +100.0% | 0.04% | – |
| LBRDA | New | LIBERTY BROADBAND CORP | $3,823,000 | – | 74,027 | +100.0% | 0.04% | – |
| RQI | Sell | COHEN & STEERS QUALITY RLTY | $3,718,000 | -5.9% | 304,258 | -13.0% | 0.04% | -12.5% |
| GAIN CAP HLDGS INCnote 4.125%12/0 | $3,796,000 | +6.2% | 3,775,000 | 0.0% | 0.04% | -2.3% | ||
| HYT | Sell | BLACKROCK CORPOR HI YLD FD I | $3,628,000 | -10.2% | 370,936 | -9.4% | 0.04% | -16.3% |
| NWSA | Buy | NEWS CORP NEWcl a | $3,541,000 | +99.8% | 265,042 | +88.8% | 0.04% | +90.5% |
| CNLM | C B PHARMA ACQUISITION CORP | $3,483,000 | +0.3% | 350,000 | 0.0% | 0.04% | -7.1% | |
| PCI | Buy | PIMCO DYNAMIC CR INCOME FD | $3,488,000 | +10.2% | 193,442 | +11.6% | 0.04% | +2.6% |
| PNX | Sell | PHOENIX COS INC NEW | $3,429,000 | +4.1% | 92,575 | -7.3% | 0.04% | -5.0% |
| EZCORP INCnote 2.125% 6/1 | $3,414,000 | -3.6% | 4,925,000 | 0.0% | 0.04% | -11.6% | ||
| BTZ | Sell | BLACKROCK CR ALLCTN INC TR | $3,441,000 | -18.4% | 278,877 | -19.5% | 0.04% | -25.5% |
| BHK | Sell | BLACKROCK CORE BD TR | $3,332,000 | -23.0% | 263,622 | -21.3% | 0.04% | -28.8% |
| JQC | Sell | NUVEEN CR STRATEGIES INCM FD | $3,214,000 | -16.1% | 409,998 | -14.6% | 0.04% | -21.7% |
| AFFYMETRIX INCnote 4.000% 7/0 | $3,163,000 | +16.3% | 1,750,000 | 0.0% | 0.04% | +6.1% | ||
| BGB | Sell | BLACKSTONE GSO STRATEGIC CR | $2,996,000 | -6.7% | 224,112 | -0.8% | 0.03% | -12.8% |
| Sell | RAMBUS INC DELnote 1.125% 8/1 | $2,985,000 | -68.8% | 2,575,000 | -68.5% | 0.03% | -71.6% | |
| WPP | New | WAUSAU PAPER CORP | $2,927,000 | – | 286,120 | +100.0% | 0.03% | – |
| BCX | Sell | BLACKROCK RES & COMM STRAT T | $2,929,000 | -5.9% | 411,894 | -6.1% | 0.03% | -13.2% |
| ALBANY MOLECULAR RESH INCnote 2.250%11/1 | $2,869,000 | +8.9% | 2,125,000 | 0.0% | 0.03% | 0.0% | ||
| FSD | Sell | FIRST TR HIGH INCOME L/S FD | $2,827,000 | -1.1% | 200,796 | -1.1% | 0.03% | -8.6% |
| Sell | ISTAR INCnote 3.000%11/1 | $2,803,000 | -71.1% | 2,600,000 | -69.3% | 0.03% | -73.5% | |
| IGR | Buy | CBRE CLARION GLOBAL REAL EST | $2,650,000 | +8.3% | 346,831 | +4.6% | 0.03% | 0.0% |
| USA | Sell | LIBERTY ALL STAR EQUITY FDsh ben int | $2,652,000 | -9.7% | 495,752 | -14.2% | 0.03% | -16.7% |
| CCG | New | CAMPUS CREST CMNTYS INC | $2,574,000 | – | 378,506 | +100.0% | 0.03% | – |
| KEYPRG | KEYCORP NEWpfd 7.75% sr a | $2,630,000 | +1.0% | 20,000 | 0.0% | 0.03% | -9.4% | |
| INVACARE CORPsdcv 4.125% 2/0 | $2,556,000 | +4.5% | 2,500,000 | 0.0% | 0.03% | -3.3% | ||
| AWP | Sell | ALPINE GLOBAL PREMIER PPTYS | $2,434,000 | -13.2% | 421,806 | -16.1% | 0.03% | -20.6% |
| RNP | Sell | COHEN & STEERS REIT & PFD IN | $2,370,000 | +4.6% | 128,535 | -1.7% | 0.03% | 0.0% |
| TACOW | Sell | DEL TACO RESTAURANTS INC*w exp 06/30/202 | $2,414,000 | -49.2% | 832,350 | -11.6% | 0.03% | -53.4% |
| New | CARRIAGE SVCS INCnote 2.750% 3/1 | $2,366,000 | – | 2,000,000 | +100.0% | 0.03% | – | |
| CADT | DT ASIA INVTS LTD | $2,249,000 | +0.6% | 225,112 | 0.0% | 0.02% | -7.4% | |
| GIM | Buy | TEMPLETON GLOBAL INCOME FD | $2,169,000 | +17.0% | 341,510 | +12.2% | 0.02% | +9.1% |
| VSLR | Sell | VIVINT SOLAR INC | $2,105,000 | -20.1% | 220,143 | -12.4% | 0.02% | -25.0% |
| COMPUCREDIT HLDGS CORPnote 5.875%11/3 | $2,166,000 | +0.7% | 5,000,000 | 0.0% | 0.02% | -7.7% | ||
| DOW | Sell | DOW CHEM CO | $2,125,000 | -93.1% | 41,286 | -94.4% | 0.02% | -93.6% |
| MNRK | New | MONARCH FINANCIAL HOLDINGS I | $2,136,000 | – | 118,724 | +100.0% | 0.02% | – |
| ERC | Buy | WELLS FARGO MULTI SECTOR INC | $2,034,000 | +5.0% | 179,660 | +5.2% | 0.02% | 0.0% |
| CENVEO CORPnote 7.000% 5/1 | $2,022,000 | -18.1% | 2,725,000 | 0.0% | 0.02% | -23.3% | ||
| HIO | Sell | WESTERN ASSET HIGH INCM OPP | $2,087,000 | -5.1% | 445,011 | -5.1% | 0.02% | -14.8% |
| FRM | New | FURMANITE CORPORATION | $1,991,000 | – | 298,953 | +100.0% | 0.02% | – |
| EAGL | New | DOUBLE EAGLE ACQUISITION COR | $1,936,000 | – | 202,500 | +100.0% | 0.02% | – |
| SQBG | New | SEQUENTIAL BRNDS GROUP INC N | $1,790,000 | – | 226,259 | +100.0% | 0.02% | – |
| ENERNOC INCdbcv 2.250% 8/1 | $1,757,000 | -16.4% | 3,000,000 | 0.0% | 0.02% | -20.0% | ||
| LBMH | New | LIBERATOR MEDICAL HLDGS INC | $1,829,000 | – | 547,719 | +100.0% | 0.02% | – |
| BTT | Sell | BLACKROCK MUN TARGET TERM TR | $1,770,000 | -36.1% | 82,057 | -39.6% | 0.02% | -41.2% |
| BLW | Buy | BLACKROCK LTD DURATION INC T | $1,795,000 | +9.5% | 123,102 | +8.5% | 0.02% | 0.0% |
| NTLS | Buy | NTELOS HLDGS CORP | $1,713,000 | +13.3% | 187,373 | +11.9% | 0.02% | +5.6% |
| FRA | Buy | BLACKROCK FLOAT RATE OME STR | $1,702,000 | +9.8% | 131,928 | +10.1% | 0.02% | 0.0% |
| New | ALLSCRIPTS HEALTHCARE SOLUTNnote 1.250% 7/0 | $1,718,000 | – | 1,600,000 | +100.0% | 0.02% | – | |
| NPI | Sell | NUVEEN PREM INCOME MUN FD | $1,675,000 | -22.3% | 118,780 | -26.2% | 0.02% | -26.9% |
| NXJ | Sell | NUVEEN NJ DIV ADVANTAGE MUN | $1,682,000 | -11.3% | 124,577 | -15.8% | 0.02% | -17.4% |
| ARDC | Buy | ARES DYNAMIC CR ALLOCATION F | $1,634,000 | -0.3% | 122,272 | +4.2% | 0.02% | -10.0% |
| COB | New | COMMUNITYONE BANCORP | $1,639,000 | – | 121,694 | +100.0% | 0.02% | – |
| FTF | Sell | FRANKLIN LTD DURATION INC TR | $1,621,000 | -1.7% | 151,195 | -0.1% | 0.02% | -10.0% |
| QUANTUM CORPnote 4.500%11/1 | $1,518,000 | +9.2% | 1,650,000 | 0.0% | 0.02% | 0.0% | ||
| NQI | Sell | NUVEEN QUALITY MUN FD INC | $1,442,000 | -15.2% | 105,692 | -19.0% | 0.02% | -23.8% |
| FAM | Sell | FIRST TR ABERDEEN GLBL OPP F | $1,395,000 | -5.7% | 137,696 | -9.9% | 0.02% | -11.1% |
| RESOURCE CAP CORPnote 8.000% 1/1 | $1,444,000 | +2.0% | 1,500,000 | 0.0% | 0.02% | -5.9% | ||
| NXZ | Sell | NUVEEN DIV ADVANTAGE MUN FD | $1,322,000 | -8.6% | 93,342 | -12.2% | 0.02% | -16.7% |
| AWF | Buy | ALLIANCEBERNSTEIN GBL HGH IN | $1,346,000 | +34.6% | 124,904 | +38.3% | 0.02% | +25.0% |
| EVG | Buy | EATON VANCE SH TM DR DIVR IN | $1,372,000 | +10.9% | 102,305 | +9.4% | 0.02% | 0.0% |
| ENCORE CAP GROUP INCnote 3.000% 7/0 | $1,351,000 | -13.9% | 1,575,000 | 0.0% | 0.02% | -21.1% | ||
| VTA | Sell | INVESCO DYNAMIC CR OPP FD | $1,364,000 | -10.6% | 129,245 | -10.4% | 0.02% | -16.7% |
| GHY | Buy | PRUDENTIAL GLB SHT DUR HG YL | $1,345,000 | +52.8% | 95,079 | +48.9% | 0.02% | +36.4% |
| New | STARWOOD WAYPOINT RESIDENTLnote 4.500%10/1 | $1,351,000 | – | 1,350,000 | +100.0% | 0.02% | – | |
| BGX | Buy | BLACKSTONE GSO LNG SHRT CR I | $1,283,000 | +1.4% | 95,163 | +7.2% | 0.01% | -6.7% |
| BIT | Buy | BLACKROCK MULTI-SECTOR INC T | $1,259,000 | +58.0% | 79,609 | +56.9% | 0.01% | +40.0% |
| MHY | Sell | WESTERN ASSET MGD HI INCM FD | $1,263,000 | -9.5% | 279,421 | -10.4% | 0.01% | -17.6% |
| PULB | New | PULASKI FINL CORP | $1,227,000 | – | 76,854 | +100.0% | 0.01% | – |
| New | GREEN PLAINS INCnote 3.250%10/0 | $1,273,000 | – | 1,000,000 | +100.0% | 0.01% | – | |
| ARKR | Sell | ARK RESTAURANTS CORP | $1,166,000 | -37.5% | 50,478 | -37.9% | 0.01% | -43.5% |
| NMY | Sell | NUVEEN MD PREM INCOME MUN FD | $1,142,000 | -17.0% | 89,978 | -19.4% | 0.01% | -23.5% |
| FXCB | New | FOX CHASE BANCORP INC NEW | $1,170,000 | – | 57,654 | +100.0% | 0.01% | – |
| ISD | Buy | PRUDENTIAL SHT DURATION HG Y | $1,160,000 | +45.7% | 79,467 | +46.4% | 0.01% | +30.0% |
| EAD | Buy | WELLS FARGO INCOME OPPORTUNI | $1,152,000 | +36.3% | 154,685 | +38.6% | 0.01% | +30.0% |
| NRK | Sell | NUVEEN NY AMT FREE MUN INCOM | $1,190,000 | +3.7% | 90,638 | -0.6% | 0.01% | -7.1% |
| AGC | Sell | ADVENT CLAY CONV SEC INC FD | $1,150,000 | -13.9% | 207,148 | -15.7% | 0.01% | -18.8% |
| CET | Sell | CENTRAL SECS CORP | $1,175,000 | -16.0% | 61,769 | -12.7% | 0.01% | -23.5% |
| HBANP | HUNTINGTON BANCSHARES INCpfd conv ser a | $1,079,000 | +1.1% | 800 | 0.0% | 0.01% | -7.7% | |
| PNK | PINNACLE ENTMT INC | $1,052,000 | -8.0% | 33,805 | 0.0% | 0.01% | -14.3% | |
| ELEC | Sell | ELECTRUM SPL ACQUISITION COR | $1,060,000 | -90.1% | 110,000 | -90.0% | 0.01% | -90.7% |
| NHS | Buy | NEUBERGER BERMAN HGH YLD FD | $1,094,000 | +19.4% | 108,460 | +20.6% | 0.01% | +9.1% |
| NQS | Sell | NUVEEN SELECT QUALITY MUN FD | $1,071,000 | -9.6% | 76,239 | -14.0% | 0.01% | -14.3% |
| GAM | Buy | GENERAL AMERN INVS INC | $1,100,000 | +35.1% | 34,454 | +31.1% | 0.01% | +20.0% |
| SBW | Buy | WESTERN ASSET WORLDWIDE INCO | $1,034,000 | +18.6% | 102,570 | +15.7% | 0.01% | +9.1% |
| EHI | Buy | WESTERN ASSET GLB HI INCOME | $1,052,000 | +41.8% | 120,675 | +45.9% | 0.01% | +33.3% |
| NQU | Sell | NUVEEN QUALITY INCOME MUN FD | $1,017,000 | -8.8% | 71,725 | -13.2% | 0.01% | -21.4% |
| QUIDEL CORPnote 3.250%12/1 | $974,000 | +4.6% | 1,000,000 | 0.0% | 0.01% | 0.0% | ||
| MIY | Sell | BLACKROCK MUNIYLD MICH QLTY | $1,004,000 | -15.2% | 71,893 | -20.0% | 0.01% | -21.4% |
| BNK | New | C1 FINL INC | $940,000 | – | 38,840 | +100.0% | 0.01% | – |
| NMO | Sell | NUVEEN MUN MKT OPPORTUNITY F | $943,000 | -16.5% | 68,372 | -20.6% | 0.01% | -21.4% |
| WLRHW | Sell | WL ROSS HLDG CORP*w exp 06/11/201 | $1,025,000 | -62.3% | 3,105,000 | -6.3% | 0.01% | -66.7% |
| SIRO | New | SIRONA DENTAL SYSTEMS INC | $1,018,000 | – | 9,293 | +100.0% | 0.01% | – |
| RMRM | Sell | RMR REAL ESTATE INCOME FUND | $998,000 | -7.0% | 51,771 | -13.2% | 0.01% | -15.4% |
| PHD | Buy | PIONEER FLOATING RATE TR | $988,000 | +15.8% | 91,015 | +20.8% | 0.01% | +10.0% |
| GRSHW | New | GORES HLDGS INC*w exp 08/13/202 | $945,000 | – | 3,500,000 | +100.0% | 0.01% | – |
| NQP | Sell | NUVEEN PA INVT QUALITY MUN F | $928,000 | -9.9% | 67,714 | -13.8% | 0.01% | -16.7% |
| IQI | Sell | INVESCO QUALITY MUNI INC TRS | $924,000 | -24.7% | 72,775 | -28.0% | 0.01% | -33.3% |
| MPLX | Buy | MPLX LP | $905,000 | +156.4% | 23,015 | +149.2% | 0.01% | +150.0% |
| HTCH | New | HUTCHINSON TECHNOLOGY INC | $850,000 | – | 236,795 | +100.0% | 0.01% | – |
| NMA | Sell | NUVEEN MUN ADVANTAGE FD INC | $792,000 | -10.4% | 57,163 | -14.0% | 0.01% | -18.2% |
| IVH | Buy | IVY HIGH INC OPPORTUNITIES F | $774,000 | +86.1% | 62,494 | +94.9% | 0.01% | +80.0% |
| TY | Buy | TRI CONTL CORP | $837,000 | +14.2% | 41,814 | +11.3% | 0.01% | 0.0% |
| NNC | Sell | NUVEEN N C PREM INCOME MUN F | $773,000 | -25.4% | 59,014 | -27.5% | 0.01% | -30.8% |
| PJT | New | PJT PARTNERS INC | $760,000 | – | 26,861 | +100.0% | 0.01% | – |
| CORENERGY INFRASTRUCTURE TRnote 7.000% 6/1 | $763,000 | -14.2% | 1,000,000 | 0.0% | 0.01% | -18.2% | ||
| EVF | Sell | EATON VANCE SR INCOME TRsh ben int | $782,000 | -5.8% | 135,608 | -4.1% | 0.01% | -10.0% |
| RVT | Buy | ROYCE VALUE TR INC | $790,000 | +39.1% | 67,146 | +35.9% | 0.01% | +28.6% |
| HFFC | New | HF FINL CORP | $834,000 | – | 44,140 | +100.0% | 0.01% | – |
| AIF | Buy | APOLLO TACTICAL INCOME FD IN | $812,000 | +80.0% | 58,424 | +87.1% | 0.01% | +80.0% |
| BGH | Buy | BABSON CAP GLB SHT DURHGH YL | $786,000 | +123.3% | 47,693 | +135.1% | 0.01% | +125.0% |
| JSD | Buy | NUVEEN SHT DUR CR OPP FD | $847,000 | +24.2% | 57,116 | +27.5% | 0.01% | +12.5% |
| JGV | Buy | NUVEEN GLOBAL EQUITY INCOME | $761,000 | +7.5% | 69,658 | +0.2% | 0.01% | 0.0% |
| EPD | ENTERPRISE PRODS PARTNERS L | $708,000 | +2.8% | 27,660 | 0.0% | 0.01% | 0.0% | |
| GDV | GABELLI DIVD & INCOME TR | $678,000 | +5.1% | 36,741 | 0.0% | 0.01% | 0.0% | |
| MUI | Sell | BLACKROCK MUNI INTER DR FD I | $695,000 | -4.9% | 49,028 | -6.6% | 0.01% | -11.1% |
| GDO | Sell | WESTERN ASSET GLOBAL CP DEFI | $758,000 | -28.2% | 47,967 | -28.0% | 0.01% | -38.5% |
| CLACW | New | CAPITOL ACQUISITION CORP III*w exp 10/13/202 | $735,000 | – | 1,750,000 | +100.0% | 0.01% | – |
| AGD | Sell | ALPINE GLOBAL DYNAMIC DIVD F | $715,000 | -4.0% | 80,777 | -7.3% | 0.01% | -11.1% |
| ACP | Buy | AVENUE INCOME CR STRATEGIES | $702,000 | +27.4% | 61,847 | +44.1% | 0.01% | +14.3% |
| JMG | Sell | JOURNAL MEDIA GROUP INC | $757,000 | -19.9% | 62,975 | -50.0% | 0.01% | -27.3% |
| BLVDW | New | BOULEVARD ACQUISITION*w exp 09/25/202 | $747,000 | – | 1,867,842 | +100.0% | 0.01% | – |
| NBBC | New | NEWBRIDGE BANCORPcl a no par | $671,000 | – | 55,062 | +100.0% | 0.01% | – |
| GDF | Buy | WESTERN ASSET GLB PTNRS INCO | $702,000 | +15.1% | 90,853 | +18.8% | 0.01% | +14.3% |
| QPACW | QUINPARIO ACQUISITION CORP 2*w exp 01/01/202 | $718,000 | -4.6% | 3,500,000 | 0.0% | 0.01% | -11.1% | |
| WCIC | Buy | WCI CMNTYS INC | $663,000 | -0.7% | 29,776 | +0.9% | 0.01% | -12.5% |
| BNED | Sell | BARNES & NOBLE ED INC | $609,000 | -86.7% | 61,196 | -83.0% | 0.01% | -87.5% |
| KIO | Buy | KKR INCOME OPPORTUNITIES FD | $600,000 | +88.1% | 43,243 | +97.6% | 0.01% | +75.0% |
| MMP | MAGELLAN MIDSTREAM PRTNRS LP | $608,000 | +13.0% | 8,957 | 0.0% | 0.01% | 0.0% | |
| VLT | Buy | INVESCO HIGH INCOME TR II | $632,000 | +30.6% | 49,200 | +30.9% | 0.01% | +16.7% |
| MGU | Buy | MACQUARIE GLBL INFRA TOTL RE | $610,000 | +13.6% | 32,020 | +14.9% | 0.01% | 0.0% |
| GGACR | Sell | GARNERO GROUP ACQUISITION COright 06/25/2016 | $668,000 | +4.7% | 2,785,000 | -4.0% | 0.01% | -12.5% |
| SPXC | New | SPX CORP | $668,000 | – | 71,599 | +100.0% | 0.01% | – |
| INF | Buy | BROOKFIELD GLOBL LISTED INFR | $654,000 | +9.7% | 55,633 | +16.9% | 0.01% | 0.0% |
| AFT | New | APOLLO SR FLOATING RATE FD I | $631,000 | – | 41,665 | +100.0% | 0.01% | – |
| ATLC | ATLANTICUS HLDGS CORP | $613,000 | -12.9% | 191,430 | 0.0% | 0.01% | -22.2% | |
| HEP | HOLLY ENERGY PARTNERS L P | $541,000 | +7.1% | 17,387 | 0.0% | 0.01% | 0.0% | |
| WES | Buy | WESTERN GAS PARTNERS LP | $492,000 | +22.4% | 10,341 | +20.6% | 0.01% | +20.0% |
| NPF | Sell | NUVEEN PREMIER MUN INCOME FD | $519,000 | -7.5% | 37,965 | -11.7% | 0.01% | -14.3% |
| Sell | CASTLE A M & COnote 7.000%12/1 | $554,000 | -32.1% | 1,450,000 | -6.5% | 0.01% | -40.0% | |
| DEX | Buy | DELAWARE ENHANCED GBL DIV & | $556,000 | +12.1% | 59,457 | +10.9% | 0.01% | 0.0% |
| WPZ | WILLIAMS PARTNERS L P NEW | $527,000 | -12.7% | 18,936 | 0.0% | 0.01% | -14.3% | |
| VLP | VALERO ENERGY PARTNERS LP | $528,000 | +17.1% | 10,221 | 0.0% | 0.01% | +20.0% | |
| SUNEQ | New | SUNEDISON INC | $517,000 | – | 101,487 | +100.0% | 0.01% | – |
| HRMNW | HARMONY MERGER CORP*w exp 01/01/202 | $571,000 | +16.5% | 1,631,880 | 0.0% | 0.01% | 0.0% | |
| OKS | Buy | ONEOK PARTNERS LPunit ltd partn | $514,000 | +24.5% | 17,057 | +20.9% | 0.01% | +20.0% |
| AOD | Buy | ALPINE TOTAL DYNAMIC DIVID F | $566,000 | +89.3% | 73,695 | +84.8% | 0.01% | +50.0% |
| PSXP | PHILLIPS 66 PARTNERS LP | $506,000 | +24.6% | 8,245 | 0.0% | 0.01% | +20.0% | |
| BPFHW | Sell | BOSTON PRIVATE FINL HLDGS IN*w exp 11/21/201 | $561,000 | -2.8% | 116,799 | -0.8% | 0.01% | -14.3% |
| ZTR | Buy | ZWEIG TOTAL RETURN FD INC | $510,000 | +15.9% | 41,890 | +8.8% | 0.01% | +20.0% |
| ETP | ENERGY TRANSFER PRTNRS L Punit ltd partn | $560,000 | -17.9% | 16,605 | 0.0% | 0.01% | -25.0% | |
| ALERE INCnote 3.000% 5/1 | $519,000 | -8.9% | 500,000 | 0.0% | 0.01% | -14.3% | ||
| ANI PHARMACEUTICALS INCnote 3.000%12/0 | $514,000 | +5.8% | 525,000 | 0.0% | 0.01% | 0.0% | ||
| SCD | Buy | LMP CAP & INCOME FD INC | $536,000 | +21.0% | 43,369 | +19.0% | 0.01% | +20.0% |
| TLP | Buy | TRANSMONTAIGNE PARTNERS L P | $538,000 | +19.3% | 20,121 | +21.4% | 0.01% | +20.0% |
| PCF | Sell | PUTMAN HIGH INCOME SEC FUND | $532,000 | -14.9% | 72,731 | -18.0% | 0.01% | -25.0% |
| MUJ | Sell | BLACKROCK MUNIHLDGS NJ QLTY | $513,000 | -22.5% | 35,527 | -27.4% | 0.01% | -25.0% |
| JDD | Buy | NUVEEN DIVERSIFIED DIV INCM | $513,000 | +12.3% | 47,335 | +7.3% | 0.01% | 0.0% |
| AGFSW | Sell | AGROFRESH SOLUTIONS*w exp 07/31/202 | $508,000 | -56.2% | 540,000 | -2.2% | 0.01% | -57.1% |
| SEP | SPECTRA ENERGY PARTNERS LP | $497,000 | +18.6% | 10,414 | 0.0% | 0.01% | +20.0% | |
| GEL | Buy | GENESIS ENERGY L Punit ltd partn | $475,000 | +15.6% | 12,925 | +20.5% | 0.01% | 0.0% |
| PAA | Buy | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $408,000 | +30.4% | 17,670 | +71.4% | 0.01% | +25.0% |
| ENLK | Buy | ENLINK MIDSTREAM PARTNERS LP | $481,000 | +30.7% | 29,009 | +24.1% | 0.01% | +25.0% |
| EEP | Buy | ENBRIDGE ENERGY PARTNERS L P | $449,000 | +13.7% | 19,465 | +21.8% | 0.01% | 0.0% |
| PACE | New | PACE HLDGS CORPcl a | $432,000 | – | 45,000 | +100.0% | 0.01% | – |
| MFM | Sell | MFS MUN INCOME TRsh ben int | $440,000 | -25.9% | 64,737 | -30.4% | 0.01% | -28.6% |
| EFT | Sell | EATON VANCE FLTING RATE INC | $412,000 | -12.5% | 32,599 | -8.3% | 0.01% | -16.7% |
| NS | Buy | NUSTAR ENERGY LP | $471,000 | +9.8% | 11,739 | +22.7% | 0.01% | 0.0% |
| DCP | Buy | DCP MIDSTREAM PARTNERS LP | $435,000 | +27.2% | 17,646 | +24.7% | 0.01% | +25.0% |
| CEQP | New | CRESTWOOD EQUITY PARTNERS LPunit ltd partner | $470,000 | – | 22,635 | +100.0% | 0.01% | – |
| HDRAR | HYDRA INDS ACQUISITION CORPright 99/99/9999 | $464,000 | -35.6% | 2,000,000 | 0.0% | 0.01% | -44.4% | |
| CSAL | Sell | COMMUNICATIONS SALES&LEAS IN | $441,000 | -24.7% | 23,600 | -28.0% | 0.01% | -28.6% |
| SMLP | Buy | SUMMIT MIDSTREAM PARTNERS LP | $489,000 | +72.2% | 26,128 | +62.3% | 0.01% | +66.7% |
| CQP | CHENIERE ENERGY PARTNERS LP | $471,000 | -1.1% | 18,085 | 0.0% | 0.01% | -16.7% | |
| SXL | SUNOCO LOGISTICS PRTNRS L P | $462,000 | -10.3% | 17,976 | 0.0% | 0.01% | -16.7% | |
| SWZ | Buy | SWISS HELVETIA FD INC | $423,000 | +1.2% | 40,074 | +4.0% | 0.01% | 0.0% |
| TCP | TC PIPELINES LP | $491,000 | +4.5% | 9,875 | 0.0% | 0.01% | -16.7% | |
| NXPI | New | NXP SEMICONDUCTORS N V | $444,000 | – | 5,269 | +100.0% | 0.01% | – |
| MMLP | Buy | MARTIN MIDSTREAM PRTNRS L Punit l p int | $407,000 | +10.6% | 18,768 | +24.5% | 0.01% | +25.0% |
| TEP | TALLGRASS ENERGY PARTNERS LP | $464,000 | +5.0% | 11,260 | 0.0% | 0.01% | 0.0% | |
| NZF | Sell | NUVEEN DIVID ADV MUN FD 3 | $412,000 | -17.9% | 28,689 | -22.5% | 0.01% | -16.7% |
| BPL | BUCKEYE PARTNERS L Punit ltd partn | $441,000 | +11.4% | 6,687 | 0.0% | 0.01% | 0.0% | |
| TRTLW | TERRAPIN 3 ACQUISITION CORP*w exp 06/27/201 | $425,000 | -36.0% | 1,700,000 | 0.0% | 0.01% | -37.5% | |
| TLLP | TESORO LOGISTICS LP | $465,000 | +11.8% | 9,250 | 0.0% | 0.01% | 0.0% | |
| KMI | KINDER MORGAN INC DEL | $408,000 | -46.2% | 27,367 | 0.0% | 0.01% | -44.4% | |
| BGT | Buy | BLACKROCK FLOATING RATE INCO | $464,000 | +19.3% | 37,133 | +18.7% | 0.01% | 0.0% |
| BWP | BOARDWALK PIPELINE PARTNERSut ltd partner | $483,000 | +10.3% | 37,202 | 0.0% | 0.01% | 0.0% | |
| HYI | Sell | WESTERN ASSET HGH YLD DFNDFD | $434,000 | -17.3% | 30,798 | -17.9% | 0.01% | -16.7% |
| HIX | Buy | WESTERN ASSET HIGH INCM FD I | $445,000 | +11.2% | 70,468 | +14.0% | 0.01% | 0.0% |
| AGR | New | AVANGRID INC | $483,000 | – | 12,574 | +100.0% | 0.01% | – |
| GRX | Buy | GABELLI HLTHCARE & WELLNESS | $414,000 | +9.5% | 40,402 | +3.6% | 0.01% | 0.0% |
| RMP | Buy | RICE MIDSTREAM PARTNERS LPunit ltd partn | $335,000 | +59.5% | 24,868 | +57.4% | 0.00% | +33.3% |
| BW | Buy | BABCOCK & WILCOX ENTERPRIS I | $396,000 | +114.1% | 18,990 | +72.1% | 0.00% | +100.0% |
| NPM | Sell | NUVEEN PREM INCOME MUN FD 2 | $365,000 | -70.8% | 25,260 | -72.4% | 0.00% | -73.3% |
| AKAM | New | AKAMAI TECHNOLOGIES INC | $317,000 | – | 6,029 | +100.0% | 0.00% | – |
| AVK | Buy | ADVENT CLAYMORE CV SECS & IN | $357,000 | +78.5% | 26,400 | +73.8% | 0.00% | +100.0% |
| HHY | Buy | BROOKFIELD HIGH INCOME FD IN | $401,000 | +120.3% | 58,296 | +133.4% | 0.00% | +100.0% |
| EDI | STONE HBR EMERG MKTS TL INC | $331,000 | 0.0% | 29,103 | 0.0% | 0.00% | 0.0% | |
| FHY | Buy | FIRST TR STRATEGIC HIGH INC | $402,000 | +48.9% | 36,075 | +53.7% | 0.00% | +33.3% |
| HDRAW | HYDRA INDS ACQUISITION CORP*w exp 10/20/202 | $374,000 | -35.5% | 2,000,000 | 0.0% | 0.00% | -42.9% | |
| GLO | Sell | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $358,000 | -4.8% | 34,278 | -2.5% | 0.00% | -20.0% |
| PMM | Sell | PUTNAM MANAGED MUN INCOM TR | $343,000 | -52.7% | 46,573 | -54.1% | 0.00% | -55.6% |
| SHLX | New | SHELL MIDSTREAM PARTNERS L Punit ltd int | $399,000 | – | 9,609 | +100.0% | 0.00% | – |
| ENBL | Buy | ENABLE MIDSTREAM PARTNERS LP | $387,000 | +18.0% | 42,053 | +62.2% | 0.00% | 0.0% |
| VPV | INVESCO PA VALUE MUN INCOME | $382,000 | +4.7% | 29,783 | 0.0% | 0.00% | 0.0% | |
| RMT | Buy | ROYCE MICRO-CAP TR INC | $317,000 | +37.8% | 43,719 | +47.1% | 0.00% | +33.3% |
| FUND | Buy | SPROTT FOCUS TR INC | $364,000 | +5.2% | 62,744 | +7.3% | 0.00% | 0.0% |
| PMO | Sell | PUTNAM MUN OPPORTUNITIES TRsh ben int | $400,000 | -47.2% | 32,565 | -48.6% | 0.00% | -55.6% |
| NTC | Sell | NUVEEN CONN PREM INCOME MUN | $332,000 | -34.8% | 26,032 | -37.0% | 0.00% | -33.3% |
| APU | AMERIGAS PARTNERS L Punit l p int | $376,000 | -17.4% | 10,964 | 0.0% | 0.00% | -33.3% | |
| GPACW | GLOBAL PARTNER ACQUISITION C*w exp 07/01/202 | $343,000 | +5.9% | 1,200,000 | 0.0% | 0.00% | 0.0% | |
| RENT | New | RENTRAK CORP | $323,000 | – | 6,800 | +100.0% | 0.00% | – |
| HNW | Buy | PIONEER DIV HIGH INCOME TRUS | $368,000 | +143.7% | 25,192 | +146.3% | 0.00% | +100.0% |
| ICB | Sell | MORGAN STANLEY TRUSTS | $366,000 | -38.9% | 21,691 | -37.0% | 0.00% | -42.9% |
| NIE | Buy | ALLIANZGI EQUITY & CONV INCO | $360,000 | +37.9% | 20,051 | +31.9% | 0.00% | +33.3% |
| Sell | RESOURCE CAP CORPnote 6.000%12/0 | $257,000 | -85.1% | 275,000 | -85.3% | 0.00% | -85.7% | |
| MITL | Sell | MITEL NETWORKS CORP | $288,000 | -70.9% | 37,487 | -75.5% | 0.00% | -75.0% |
| NSL | Buy | NUVEEN SR INCOME FD | $232,000 | +11.5% | 40,136 | +14.3% | 0.00% | 0.0% |
| NUM | Buy | NUVEEN MICH QUALITY INCOME M | $226,000 | +20.9% | 16,488 | +16.5% | 0.00% | +50.0% |
| NUO | Buy | NUVEEN OHIO QUALITY INCOME M | $240,000 | +10.6% | 15,701 | +4.3% | 0.00% | 0.0% |
| FCT | Buy | FIRST TR SR FLG RTE INCM FD | $287,000 | +16.7% | 23,246 | +18.6% | 0.00% | 0.0% |
| RRMS | Buy | ROSE ROCK MIDSTREAM L P | $295,000 | -0.7% | 19,584 | +60.5% | 0.00% | -25.0% |
| EXD | Buy | EATON VANCE TAX-ADV BD & OPT | $261,000 | +12.5% | 20,790 | +9.4% | 0.00% | 0.0% |
| EACQW | New | EASTERLY ACQUISITION CORP*w exp 07/29/202 | $305,000 | – | 925,000 | +100.0% | 0.00% | – |
| KHI | Buy | DEUTSCHE HIGH INCOME TR | $297,000 | +44.2% | 37,306 | +41.7% | 0.00% | +50.0% |
| CBU | New | COMMUNITY BK SYS INC | $287,000 | – | 7,189 | +100.0% | 0.00% | – |
| TSLF | New | THL CR SR LN FD | $245,000 | – | 15,463 | +100.0% | 0.00% | – |
| CHW | Buy | CALAMOS GBL DYN INCOME FUND | $243,000 | +80.0% | 33,871 | +74.6% | 0.00% | +50.0% |
| NGLS | Buy | TARGA RESOURCES PARTNERS LP | $292,000 | +9.8% | 17,686 | +92.8% | 0.00% | 0.0% |
| TRGP | Buy | TARGA RES CORP | $288,000 | -2.4% | 10,648 | +86.1% | 0.00% | -25.0% |
| VIAV | Sell | VIAVI SOLUTIONS INC | $284,000 | -86.0% | 46,639 | -87.6% | 0.00% | -88.0% |
| PPR | Sell | VOYA PRIME RATE TRsh ben int | $285,000 | -3.7% | 56,378 | -3.5% | 0.00% | -25.0% |
| WLRH | Sell | WL ROSS HLDG CORP | $273,000 | -99.1% | 27,388 | -99.1% | 0.00% | -99.2% |
| EOD | Buy | WELLS FARGO GLOBAL DIVIDEND | $309,000 | +48.6% | 52,223 | +48.2% | 0.00% | 0.0% |
| LCM | Sell | ADVENT CLAYMORE ENH GRW & IN | $276,000 | -30.5% | 33,372 | -31.1% | 0.00% | -40.0% |
| TGP | Buy | TEEKAY LNG PARTNERS L Pprtnrsp units | $267,000 | -10.1% | 20,319 | +63.7% | 0.00% | -25.0% |
| NCZ | New | ALLIANZGI CONV & INCOME FD I | $151,000 | – | 29,935 | +100.0% | 0.00% | – |
| AUMAW | AR CAP ACQUISITION CORP*w exp 10/06/201 | $135,000 | -25.0% | 750,000 | 0.0% | 0.00% | 0.0% | |
| HYB | Buy | NEW AMER HIGH INCOME FD INC | $211,000 | +24.1% | 27,520 | +29.2% | 0.00% | 0.0% |
| FNTCW | FINTECH ACQUISITION CORP*w exp 02/19/202 | $223,000 | -13.6% | 890,000 | 0.0% | 0.00% | -33.3% | |
| AZURQ | Buy | AZURE MIDSTREAM PARTNERS LP | $162,000 | -25.7% | 51,377 | +39.3% | 0.00% | -33.3% |
| NPP | Sell | NUVEEN PERFORMANCE PLUS MUN | $200,000 | -76.9% | 13,387 | -78.1% | 0.00% | -80.0% |
| IDE | New | VOYA INFRASTRUCTURE INDLS & | $148,000 | – | 12,033 | +100.0% | 0.00% | – |
| HCACW | Buy | HENNESSY CAP ACQUISITION COR*w exp 07/28/202 | $219,000 | -26.5% | 1,153,895 | +4.6% | 0.00% | -50.0% |
| ADX | New | ADAMS DIVERSIFIED EQUITY FD | $148,000 | – | 11,525 | +100.0% | 0.00% | – |
| ARWAR | AROWANA INCright 01/01/2017 | $160,000 | +11.1% | 800,000 | 0.0% | 0.00% | 0.0% | |
| LGI | Buy | LAZARD GLB TTL RET&INCM FD I | $177,000 | +38.3% | 13,500 | +31.9% | 0.00% | 0.0% |
| BTA | Sell | BLACKROCK LONG-TERM MUNI ADV | $169,000 | -42.3% | 14,664 | -44.9% | 0.00% | -50.0% |
| VNRSQ | New | VANGUARD NAT RES LLC | $161,000 | – | 54,023 | +100.0% | 0.00% | – |
| PANL | Sell | PANGAEA LOGISTICS SOLUTION L | $179,000 | -28.7% | 67,272 | -14.7% | 0.00% | -33.3% |
| NFJ | New | ALLIANZGI NFJ DIVID INT & PR | $202,000 | – | 16,301 | +100.0% | 0.00% | – |
| CNNX | Buy | CONE MIDSTREAM PARTNERS LP | $162,000 | +60.4% | 16,400 | +60.8% | 0.00% | +100.0% |
| EFF | New | EATON VANCE FLTG RATE INCOM | $216,000 | – | 15,240 | +100.0% | 0.00% | – |
| NCV | New | ALLIANZGI CONV & INCOME FD | $170,000 | – | 30,728 | +100.0% | 0.00% | – |
| CSQ | New | CALAMOS STRATEGIC TOTL RETN | $121,000 | – | 12,254 | +100.0% | 0.00% | – |
| ASBWS | ASSOCIATED BANC CORP*w exp 11/21/201 | $68,000 | +36.0% | 23,450 | 0.0% | 0.00% | 0.0% | |
| BIF | Sell | BOULDER GROWTH & INCOME FD I | $92,000 | -26.4% | 11,875 | -29.3% | 0.00% | -50.0% |
| CYHHZ | COMMUNITY HEALTH SYS INC NEWright 99/99/9999 | $90,000 | 0.0% | 10,026,149 | 0.0% | 0.00% | 0.0% | |
| CNLMR | C B PHARMA ACQUISITION CORPright 06/17/2016 | $45,000 | -57.1% | 350,000 | 0.0% | 0.00% | 0.0% | |
| BHACR | BARINGTON HILCO ACQUISITIONright 02/13/2017 | $109,000 | 0.0% | 545,520 | 0.0% | 0.00% | 0.0% | |
| UUUU | ENERGY FUELS INC | $53,000 | 0.0% | 17,980 | 0.0% | 0.00% | 0.0% | |
| PAACR | New | PACIFIC SPL ACQUISITION CORPright 03/15/2017 | $62,000 | – | 415,000 | +100.0% | 0.00% | – |
| TFSCW | 1347 CAP CORP*w exp 07/15/202 | $71,000 | -47.4% | 500,600 | 0.0% | 0.00% | -50.0% | |
| JASNW | Sell | JASON INDS INC*w exp 06/30/201 | $133,000 | -77.2% | 2,213,300 | -5.1% | 0.00% | -85.7% |
| ASG | Sell | LIBERTY ALL-STAR GROWTH FD I | $60,000 | -33.3% | 13,172 | -33.8% | 0.00% | 0.0% |
| BHACW | BARINGTON HILCO ACQUISITION*w exp 02/11/201 | $68,000 | -4.2% | 545,520 | 0.0% | 0.00% | 0.0% | |
| GMWSC | Exit | GENERAL MTRS CO*w exp 12/31/201 | $0 | – | -356,485 | -100.0% | 0.00% | – |
| CADTR | DT ASIA INVTS LTDright 03/30/2016 | $23,000 | -28.1% | 225,112 | 0.0% | 0.00% | – | |
| TFSCR | 1347 CAP CORPright 07/21/2016 | $15,000 | -91.2% | 500,600 | 0.0% | 0.00% | -100.0% | |
| ATLS | ATLAS ENERGY GROUP LLC | $15,000 | -57.1% | 15,815 | 0.0% | 0.00% | – | |
| VLYWS | VALLEY NATL BANCORP*w exp 11/14/201 | $17,000 | +13.3% | 116,185 | 0.0% | 0.00% | – | |
| JHP | Exit | NUVEEN QUALITY PFD INC FD 3 | $0 | – | -10,100 | -100.0% | -0.00% | – |
| MCN | Exit | MADISON CVRED CALL & EQ STR | $0 | – | -10,499 | -100.0% | -0.00% | – |
| JHS | Exit | HANCOCK JOHN INCOME SECS TR | $0 | – | -10,661 | -100.0% | -0.00% | – |
| MPA | Exit | BLACKROCK MUNIYIELD PA QLTY | $0 | – | -13,579 | -100.0% | -0.00% | – |
| NVG | Exit | NUVEEN DIVID ADVANTAGE MUN I | $0 | – | -12,451 | -100.0% | -0.00% | – |
| VTN | Exit | INVESCO TR INVT GRADE NY MUN | $0 | – | -11,928 | -100.0% | -0.00% | – |
| MNKD | Exit | MANNKIND CORP | $0 | – | -60,656 | -100.0% | -0.00% | – |
| EROC | Exit | EAGLE ROCK ENERGY PARTNERS Lunit | $0 | – | -117,574 | -100.0% | -0.00% | – |
| MFT | Exit | BLACKROCK MUNIYLD INVST QLTY | $0 | – | -11,685 | -100.0% | -0.00% | – |
| NAN | Exit | NUVEEN NY DIVID ADVNTG MUN F | $0 | – | -17,701 | -100.0% | -0.00% | – |
| CMLP | Exit | CRESTWOOD MIDSTREAM PARTNERSunit ltd partner | $0 | – | -42,821 | -100.0% | -0.00% | – |
| BAF | Exit | BLACKROCK MUNI INCOME INV QL | $0 | – | -15,746 | -100.0% | -0.00% | – |
| SOR | Exit | SOURCE CAP INC | $0 | – | -4,053 | -100.0% | -0.00% | – |
| MWE | Exit | MARKWEST ENERGY PARTNERS L Punit ltd partn | $0 | – | -8,025 | -100.0% | -0.00% | – |
| CXH | Exit | MFS INVT GRADE MUN TRsh ben int | $0 | – | -29,698 | -100.0% | -0.00% | – |
| VBF | Exit | INVESCO BD FD | $0 | – | -18,064 | -100.0% | -0.00% | – |
| ADUS | Exit | ADDUS HOMECARE CORP | $0 | – | -11,400 | -100.0% | -0.00% | – |
| TTP | Exit | TORTOISE PIPELINE & ENERGY F | $0 | – | -16,317 | -100.0% | -0.00% | – |
| ROIQW | Exit | ROI ACQUISITION CORP II*w exp 09/17/201 | $0 | – | -1,050,000 | -100.0% | -0.01% | – |
| CAMBW | Exit | CAMBRIDGE CAP ACQUISITION CO*w exp 12/17/201 | $0 | – | -1,760,000 | -100.0% | -0.01% | – |
| NRO | Exit | NEUBERGER BERMAN RE ES SEC F | $0 | – | -95,432 | -100.0% | -0.01% | – |
| GM | Exit | GENERAL MTRS CO | $0 | – | -16,411 | -100.0% | -0.01% | – |
| TLN | Exit | TALEN ENERGY CORP | $0 | – | -56,225 | -100.0% | -0.01% | – |
| MM | Exit | MILLENNIAL MEDIA INC | $0 | – | -351,500 | -100.0% | -0.01% | – |
| VKQ | Exit | INVESCO MUN TR | $0 | – | -55,675 | -100.0% | -0.01% | – |
| EIM | Exit | EATON VANCE MUN BD FD | $0 | – | -57,775 | -100.0% | -0.01% | – |
| ADEP | Exit | ADEPT TECHNOLOGY INC | $0 | – | -57,802 | -100.0% | -0.01% | – |
| TAI | Exit | TRANSAMERICA INCOME SHS INC | $0 | – | -33,862 | -100.0% | -0.01% | – |
| BWXT | Exit | BWX TECHNOLOGIES INC | $0 | – | -30,101 | -100.0% | -0.01% | – |
| SIBC | Exit | STATE INVS BANCORP INC | $0 | – | -43,225 | -100.0% | -0.01% | – |
| ENVI | Exit | ENVIVIO INC | $0 | – | -219,275 | -100.0% | -0.01% | – |
| Exit | WABASH NATL CORPnote 3.375% 5/0 | $0 | – | -1,100,000 | -100.0% | -0.02% | – | |
| SURG | Exit | SYNERGETICS USA INC | $0 | – | -201,800 | -100.0% | -0.02% | – |
| LINDW | Exit | LINDBLAD EXPEDITIONS HLDGS I*w exp 07/08/202 | $0 | – | -806,550 | -100.0% | -0.02% | – |
| HCACU | Exit | HENNESSY CAP ACQUISITION CORunit 99/99/9999 | $0 | – | -200,000 | -100.0% | -0.02% | – |
| Exit | ARVINMERITOR INCfrnt 4.625% 3/0 | $0 | – | -2,000,000 | -100.0% | -0.02% | – | |
| ONFC | Exit | ONEIDA FINL CORP MD | $0 | – | -100,786 | -100.0% | -0.02% | – |
| Exit | M/I HOMES INCnote 3.000% 3/0 | $0 | – | -2,150,000 | -100.0% | -0.02% | – | |
| Exit | MERITAGE HOMES CORPnote 1.875% 9/1 | $0 | – | -2,475,000 | -100.0% | -0.03% | – | |
| GHC | Exit | GRAHAM HLDGS CO | $0 | – | -5,600 | -100.0% | -0.04% | – |
| CSG | Exit | CHAMBERS STR PPTYS | $0 | – | -522,471 | -100.0% | -0.04% | – |
| BAX | Exit | BAXTER INTL INC | $0 | – | -103,186 | -100.0% | -0.04% | – |
| UIL | Exit | UIL HLDG CORP | $0 | – | -76,538 | -100.0% | -0.05% | – |
| MRGE | Exit | MERGE HEALTHCARE INC | $0 | – | -554,125 | -100.0% | -0.05% | – |
| ROIQ | Exit | ROI ACQUISITION CORP II | $0 | – | -395,995 | -100.0% | -0.05% | – |
| Exit | KOHLBERG CAPITAL CORPnote 8.750% 3/1 | $0 | – | -4,000,000 | -100.0% | -0.05% | – | |
| DY | Exit | DYCOM INDS INC | $0 | – | -59,888 | -100.0% | -0.05% | – |
| DD | Exit | DU PONT E I DE NEMOURS & CO | $0 | – | -97,926 | -100.0% | -0.06% | – |
| Exit | INTEL CORPsdcv 12/1 | $0 | – | -4,150,000 | -100.0% | -0.06% | – | |
| PACEU | Exit | PACE HLDGS CORPunit 99/99/9999 | $0 | – | -500,000 | -100.0% | -0.06% | – |
| KMB | Exit | KIMBERLY CLARK CORP | $0 | – | -47,635 | -100.0% | -0.06% | – |
| PSEM | Exit | PERICOM SEMICONDUCTOR CORP | $0 | – | -295,883 | -100.0% | -0.06% | – |
| PGI | Exit | PREMIERE GLOBAL SVCS INC | $0 | – | -430,826 | -100.0% | -0.07% | – |
| LMNS | Exit | LUMENIS LTD | $0 | – | -462,233 | -100.0% | -0.08% | – |
| EPC | Exit | EDGEWELL PERS CARE CO | $0 | – | -78,577 | -100.0% | -0.08% | – |
| Exit | AMYRIS INCnote 6.500% 5/1 | $0 | – | -9,245,000 | -100.0% | -0.08% | – | |
| YDLE | Exit | YODLEE INC | $0 | – | -459,679 | -100.0% | -0.09% | – |
| MAS | Exit | MASCO CORP | $0 | – | -314,243 | -100.0% | -0.10% | – |
| VTR | Exit | VENTAS INC | $0 | – | -143,209 | -100.0% | -0.10% | – |
| LVNTA | Exit | LIBERTY INTERACTIVE CORP | $0 | – | -202,686 | -100.0% | -0.10% | – |
| NI | Exit | NISOURCE INC | $0 | – | -453,979 | -100.0% | -0.10% | – |
| Exit | WEBMD HEALTH CORPnote 2.250% 3/3 | $0 | – | -8,775,000 | -100.0% | -0.11% | – | |
| ADP | Exit | AUTOMATIC DATA PROCESSING IN | $0 | – | -110,901 | -100.0% | -0.11% | – |
| GDEF | Exit | GLOBAL DEFENSE & NATL SEC SY | $0 | – | -870,500 | -100.0% | -0.11% | – |
| STNR | Exit | STEINER LEISURE LTDord | $0 | – | -150,663 | -100.0% | -0.12% | – |
| REMY | Exit | REMY INTL INC NEW | $0 | – | -385,315 | -100.0% | -0.14% | – |
| CMCSA | Exit | COMCAST CORP NEWcl a | $0 | – | -208,976 | -100.0% | -0.14% | – |
| SPF | Exit | STANDARD PAC CORP NEW | $0 | – | -1,671,116 | -100.0% | -0.16% | – |
| TRNX | Exit | TORNIER N V | $0 | – | -696,627 | -100.0% | -0.17% | – |
| Exit | DEVELOPERS DIVERSIFIED RLTYnote 1.750%11/1 | $0 | – | -13,525,000 | -100.0% | -0.17% | – | |
| PRGO | Exit | PERRIGO CO PLC | $0 | – | -96,199 | -100.0% | -0.18% | – |
| TRTL | Exit | TERRAPIN 3 ACQUISITION CORP | $0 | – | -1,530,000 | -100.0% | -0.18% | – |
| Exit | UNITED STATES STL CORP NEWnote 2.750% 4/0 | $0 | – | -15,729,000 | -100.0% | -0.19% | – | |
| CAMB | Exit | CAMBRIDGE CAP ACQUISITION CO | $0 | – | -1,584,000 | -100.0% | -0.19% | – |
| TRAK | Exit | DEALERTRACK TECHNOLOGIES INC | $0 | – | -259,117 | -100.0% | -0.20% | – |
| EACQU | Exit | EASTERLY ACQUISITION CORPunit 99/99/9999 | $0 | – | -1,850,000 | -100.0% | -0.22% | – |
| GOOG | Exit | GOOGLE INCcl c | $0 | – | -35,215 | -100.0% | -0.26% | – |
| EAGLU | Exit | DOUBLE EAGLE ACQUISITION CORunit 99/99/9999 | $0 | – | -2,250,000 | -100.0% | -0.28% | – |
| SQBK | Exit | SQUARE 1 FINL INCcl a | $0 | – | -1,165,363 | -100.0% | -0.36% | – |
| QPAC | Exit | QUINPARIO ACQUISITION CORP 2 | $0 | – | -3,132,926 | -100.0% | -0.37% | – |
| ISSI | Exit | INTEGRATED SILICON SOLUTION | $0 | – | -1,448,984 | -100.0% | -0.38% | – |
| ZU | Exit | ZULILY INCcl a | $0 | – | -1,819,543 | -100.0% | -0.38% | – |
| HILL | Exit | DOT HILL SYS CORP | $0 | – | -3,543,873 | -100.0% | -0.42% | – |
| GRSHU | Exit | GORES HLDGS INCunit 99/99/9999 | $0 | – | -3,500,000 | -100.0% | -0.43% | – |
| BLVDU | Exit | BOULEVARD ACQUISITIONunit 99/99/9999 | $0 | – | -3,735,685 | -100.0% | -0.45% | – |
| Exit | ELECTRONIC ARTS INCnote 0.750% 7/1 | $0 | – | -24,750,000 | -100.0% | -0.64% | – | |
| BEE | Exit | STRATEGIC HOTELS & RESORTS I | $0 | – | -3,876,951 | -100.0% | -0.65% | – |
| OMG | Exit | OM GROUP INC | $0 | – | -1,671,795 | -100.0% | -0.67% | – |
| IPCM | Exit | IPC HEALTHCARE INC | $0 | – | -709,879 | -100.0% | -0.67% | – |
| XOOM | Exit | XOOM CORP | $0 | – | -2,229,830 | -100.0% | -0.67% | – |
| WSH | Exit | WILLIS GROUP HOLDINGS PUBLIC | $0 | – | -1,480,169 | -100.0% | -0.73% | – |
| HME | Exit | HOME PROPERTIES INC | $0 | – | -827,521 | -100.0% | -0.75% | – |
| CNW | Exit | CON-WAY INC | $0 | – | -1,477,297 | -100.0% | -0.85% | – |
| THOR | Exit | THORATEC CORP | $0 | – | -1,162,786 | -100.0% | -0.89% | – |
| KYTH | Exit | KYTHERA BIOPHARMACEUTICALS I | $0 | – | -997,893 | -100.0% | -0.91% | – |
| CYT | Exit | CYTEC INDS INC | $0 | – | -1,140,948 | -100.0% | -1.02% | – |
| CYN | Exit | CITY NATL CORP | $0 | – | -1,000,772 | -100.0% | -1.07% | – |
| HCC | Exit | HCC INS HLDGS INC | $0 | – | -1,140,001 | -100.0% | -1.07% | – |
| ALTR | Exit | ALTERA CORP | $0 | – | -2,106,211 | -100.0% | -1.28% | – |
| FSL | Exit | FREESCALE SEMICONDUCTOR LTD | $0 | – | -4,001,325 | -100.0% | -1.77% | – |
| SIAL | Exit | SIGMA ALDRICH CORP | $0 | – | -1,146,635 | -100.0% | -1.93% | – |
| HCBK | Exit | HUDSON CITY BANCORP | $0 | – | -17,150,822 | -100.0% | -2.11% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-02-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WELLPOINT INC | 29 | Q1 2022 | 2.4% |
| ATLANTICUS HOLDINGS CORP | 26 | Q2 2021 | 0.4% |
| COMPUCREDIT HLDGS CORP | 24 | Q4 2020 | 0.2% |
| NOVELLUS SYS INC | 23 | Q1 2021 | 8.5% |
| BOOKING HOLDINGS INC | 23 | Q3 2023 | 0.8% |
| BLACKROCK RES & COMM STRAT T | 22 | Q3 2023 | 0.2% |
| PATRIOT NATL BANCORP INC | 22 | Q3 2023 | 0.1% |
| NATIONAL ENERGY SERVICES REU | 22 | Q3 2022 | 0.0% |
| THERAVANCE INC | 21 | Q3 2021 | 0.7% |
| NUVEEN NJ DIV ADVANTAGE MUN | 21 | Q3 2023 | 0.1% |
View AQR Arbitrage LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| CIS Acquisition Ltd. | July 21, 2014 | 990,000 | 14.5% |
| Intermec, Inc.Sold out | February 11, 2014 | 0 | 0.0% |
| WILD OATS MARKETS INCSold out | February 14, 2013 | 0 | 0.0% |
| KAYAK Software Corp | January 09, 2013 | 589,972 | 12.9% |
| Hyde Park Acquisition Corp. II | September 06, 2012 | 1,264,900 | 12.6% |
| China Networks International Holdings Ltd | February 14, 2012 | 3,049,704 | 7.4% |
| BELL MICROPRODUCTS INC | February 14, 2008 | 375 | 1.9% |
| CRA INTERNATIONAL, INC.Sold out | February 14, 2008 | 0 | 0.0% |
| ENCORE CAPITAL GROUP INCSold out | February 14, 2008 | 0 | 0.0% |
| EVERGREEN SOLAR INC | February 14, 2008 | 4,375 | 0.3% |
View AQR Arbitrage LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 4 | 2023-04-19 |
| 3 | 2023-04-18 |
| 4 | 2023-03-23 |
| 4 | 2023-03-13 |
| 13F-HR | 2023-02-14 |
| 3 | 2022-11-21 |
View AQR Arbitrage LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.