$249 Million is the total value of INCOME RESEARCH & MANAGEMENT's 21 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 43.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | WESTERN DIGITAL CORPnote 1.500% 2/0 | $24,249,000 | – | 24,760,000 | +100.0% | 9.73% | – | |
| Buy | PROSPECT CAPITAL CORPORATIONnote 4.950% 7/1 | $22,321,000 | +102.9% | 21,775,000 | +103.5% | 8.96% | +67.7% | |
| Sell | PRICELINE GRP INCnote 0.900% 9/1 | $22,112,000 | -3.9% | 19,188,000 | -4.8% | 8.87% | -20.5% | |
| Sell | ARES CAP CORPnote 3.750% 2/0 | $22,011,000 | +0.1% | 21,235,000 | -0.8% | 8.83% | -17.3% | |
| Sell | SPIRIT RLTY CAP INC NEWnote 3.750% 5/1 | $20,456,000 | +2.3% | 19,688,000 | -0.7% | 8.21% | -15.4% | |
| Buy | TPG SPECIALTY LENDING INCnote 4.500% 8/0 | $20,182,000 | +18.7% | 19,055,000 | +14.1% | 8.10% | -1.9% | |
| Buy | AMERICAN RLTY CAP PPTYS INCnote 3.750%12/1 | $17,377,000 | +2.2% | 17,164,000 | +4.6% | 6.97% | -15.5% | |
| Sell | TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0 | $14,732,000 | +5.2% | 15,541,000 | -0.3% | 5.91% | -13.0% | |
| Buy | ILLUMINA INCnote 0.500% 6/1 | $13,924,000 | +7.1% | 10,015,000 | +20.7% | 5.59% | -11.5% | |
| Buy | HERCULES CAPITAL INCdbcv 4.375% 2/0 | $12,680,000 | +5.7% | 12,415,000 | +5.9% | 5.09% | -12.7% | |
| New | AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $11,252,000 | – | 10,185,000 | +100.0% | 4.52% | – | |
| Sell | ANTHEM INCnote 2.750%10/1 | $10,936,000 | -42.4% | 2,604,000 | -46.3% | 4.39% | -52.4% | |
| New | ILLUMINA INCnote 8/1 | $8,871,000 | – | 8,050,000 | +100.0% | 3.56% | – | |
| MACQUARIE INFRASTRUCTURE CORnote 2.000%10/0 | $7,997,000 | +14.2% | 8,362,000 | 0.0% | 3.21% | -5.6% | ||
| Sell | ALZA CORPsdcv 7/2 | $7,748,000 | -44.7% | 3,864,000 | -47.3% | 3.11% | -54.3% | |
| WFCPRL | New | WELLS FARGO CO NEWperp pfd cnv a | $4,006,000 | – | 2,765 | +100.0% | 1.61% | – |
| BACPRL | New | BANK AMER CORP7.25%cnv pfd l | $3,560,000 | – | 2,457 | +100.0% | 1.43% | – |
| New | TWITTER INCnote 1.000% 9/1 | $2,154,000 | – | 2,215,000 | +100.0% | 0.86% | – | |
| Sell | ON SEMICONDUCTOR CORPnote 1.000%12/0 | $1,025,000 | +2.5% | 754,000 | -7.4% | 0.41% | -15.3% | |
| Sell | NABORS INDS INC NEWnote 0.750% 1/1 | $943,000 | -5.7% | 1,265,000 | -8.0% | 0.38% | -22.1% | |
| Sell | DANAHER CORPORATIONdbcv 1/2 | $667,000 | -33.3% | 114,000 | -56.8% | 0.27% | -44.7% | |
| Exit | NOVELLUS SYS INCnote 2.625% 5/1 | $0 | – | -2,498,000 | -100.0% | -6.80% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-01-29
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BK OF AMERICA CORP | 36 | Q2 2023 | 2.1% |
| WELLS FARGO CO NEW | 35 | Q2 2023 | 4.0% |
| ALZA CORP | 21 | Q2 2018 | 3.9% |
| FIDELITY NATIONAL FINANCIAL | 21 | Q2 2018 | 3.8% |
| TEVA PHARMACEUTICAL FIN LLC | 21 | Q2 2018 | 5.3% |
| DANAHER CORP DEL | 21 | Q2 2018 | 3.8% |
| JEFFERIES GROUP INC NEW | 19 | Q4 2017 | 5.5% |
| OLD REP INTL CORP | 19 | Q4 2017 | 4.8% |
| RPM INTL INC | 19 | Q2 2018 | 4.3% |
| NOVELLUS SYS INC | 19 | Q2 2018 | 4.5% |
View INCOME RESEARCH & MANAGEMENT's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-25 |
| 13F-HR | 2024-01-19 |
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-07-21 |
| 13F-HR | 2023-04-20 |
| 13F-HR | 2023-01-31 |
| 13F-HR | 2022-10-20 |
| 13F-HR | 2022-07-21 |
| 13F-HR/A | 2022-04-22 |
| 13F-HR | 2022-04-20 |
View INCOME RESEARCH & MANAGEMENT's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.