$613 Thousand is the total value of HOLLENCREST CAPITAL MANAGEMENT's 547 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UPS | New | UNITED PARCEL SVC INC CL B | $32,695,000 | – | 311,135 | +100.0% | 5.33% | – |
| SPY | New | S P D R S&P 500 ETF TR EXPIRINindex cef | $29,835,000 | – | 161,542 | +100.0% | 4.86% | – |
| IJR | New | ISHARES CORE S&P ETF SMALLCAPindex cef | $23,007,000 | – | 210,825 | +100.0% | 3.75% | – |
| BRKB | New | BERKSHIRE HATHAWAY B NEW CLASS | $23,006,000 | – | 194,045 | +100.0% | 3.75% | – |
| IUSG | New | ISHARES TR RUSSELL 3000 RUSSELindex cef | $18,023,000 | – | 255,344 | +100.0% | 2.94% | – |
| KIE | New | SPDR S&P INSURANCE ETFindex cef | $16,673,000 | – | 264,272 | +100.0% | 2.72% | – |
| DXJ | New | WISDOMTREE JPN HDGD EQTY JAPANindex cef | $14,161,000 | – | 278,550 | +100.0% | 2.31% | – |
| VIS | New | VANGUARD INDUSTRIALSindex cef | $13,846,000 | – | 138,416 | +100.0% | 2.26% | – |
| XES | New | SPDR S&P OIL & GAS EQUIP SERVIindex cef | $13,109,000 | – | 299,847 | +100.0% | 2.14% | – |
| TDF | New | TEMPLETON DRAGON FUND INC NEWcefs | $13,050,000 | – | 504,239 | +100.0% | 2.13% | – |
| VDC | New | VANGUARD CONSUMR STAPLESindex cef | $13,008,000 | – | 118,172 | +100.0% | 2.12% | – |
| GE | New | GENERAL ELECTRIC COMPANY | $11,058,000 | – | 394,503 | +100.0% | 1.80% | – |
| FNF | New | FIDELITY NATIONAL FINANCIAL IN | $10,871,000 | – | 335,023 | +100.0% | 1.77% | – |
| INTC | New | INTEL CORP | $10,753,000 | – | 414,304 | +100.0% | 1.75% | – |
| AMJ | New | JP MORGAN EXCH TRADED NT ALERIindex cef | $10,564,000 | – | 227,906 | +100.0% | 1.72% | – |
| SJNK | New | SPDR BARCLAYS ETF 0-5 CASH PAYetf | $9,790,000 | – | 317,359 | +100.0% | 1.60% | – |
| IVV | New | ISHARES CORE S&P ETF S&P 500 Iindex cef | $9,091,000 | – | 48,969 | +100.0% | 1.48% | – |
| MRK | New | MERCK & CO INC NEW | $8,341,000 | – | 166,642 | +100.0% | 1.36% | – |
| PFE | New | PFIZER INCORPORATED | $8,164,000 | – | 266,542 | +100.0% | 1.33% | – |
| PM | New | PHILIP MORRIS INTL INC | $7,997,000 | – | 91,787 | +100.0% | 1.30% | – |
| FIS | New | FIDELITY NATL INFORMATION SVCS | $7,529,000 | – | 140,254 | +100.0% | 1.23% | – |
| EWI | New | ISHARES MSCI ITALY ETF CAPPEDindex cef | $7,125,000 | – | 457,029 | +100.0% | 1.16% | – |
| VEU | New | VANGUARD INTL EQTY INDEX FTSEindex cef | $6,832,000 | – | 134,681 | +100.0% | 1.11% | – |
| FAX | New | ABERDEEN ASIA PAC INCMtaxable cef | $6,455,000 | – | 1,120,696 | +100.0% | 1.05% | – |
| New | GOLDEN GATE CAP OPPTNTY FD LPlp | $6,346,000 | – | 5,547,625 | +100.0% | 1.03% | – | |
| VOX | New | VANGUARD TELECOMMUN SVCSindex cef | $5,468,000 | – | 65,361 | +100.0% | 0.89% | – |
| SKYY | New | FIRST TR EXCH TRADED FD ISE CLindex cef | $5,334,000 | – | 200,918 | +100.0% | 0.87% | – |
| XSD | New | SPDR S&P SEMICONDUCTORindex cef | $5,285,000 | – | 86,487 | +100.0% | 0.86% | – |
| TSM | New | TAIWAN SEMICONDUCTOR MFG CO LTadr | $5,270,000 | – | 302,191 | +100.0% | 0.86% | – |
| USB | New | US BANCORP DEL COM | $5,199,000 | – | 128,676 | +100.0% | 0.85% | – |
| MCA | New | BLKRCK MUNIYIELD CA QLTYnon-tax cef | $5,153,000 | – | 377,766 | +100.0% | 0.84% | – |
| LQD | New | ISHARES IBOXX INVESTMENT GRADEetf | $4,955,000 | – | 43,391 | +100.0% | 0.81% | – |
| IGSB | New | ISHARES TR BOND 1-3 YEAR CREDIetf | $4,829,000 | – | 45,790 | +100.0% | 0.79% | – |
| IGN | New | ISHARES NORTH AMERICAN TECH-MUindex cef | $4,687,000 | – | 145,166 | +100.0% | 0.76% | – |
| HLF | New | HERBALIFE LTD USD COM SHS | $4,604,000 | – | 58,503 | +100.0% | 0.75% | – |
| T | New | A T & T INC NEW | $4,087,000 | – | 116,261 | +100.0% | 0.67% | – |
| DD | New | DU PONT E I DE NEMOUR&CO | $4,039,000 | – | 62,168 | +100.0% | 0.66% | – |
| L109PS | New | Access Midstream Partners LP Ulp | $3,817,000 | – | 67,470 | +100.0% | 0.62% | – |
| IWF | New | ISHARES TR RUSSELL 1000 GROWTHindex cef | $3,701,000 | – | 43,064 | +100.0% | 0.60% | – |
| AGG | New | ISHARES CORE TOTAL ETF US BONDetf | $3,684,000 | – | 34,616 | +100.0% | 0.60% | – |
| CEF | New | CENTRAL FUND OF CANADA LTD CL- | $3,647,000 | – | 275,209 | +100.0% | 0.60% | – |
| V | New | VISA INC CL A CLASS A | $3,387,000 | – | 15,211 | +100.0% | 0.55% | – |
| MSFT | New | MICROSOFT CORP | $3,330,000 | – | 89,007 | +100.0% | 0.54% | – |
| AMZN | New | AMAZON COM INC | $3,275,000 | – | 8,213 | +100.0% | 0.53% | – |
| TIP | New | ISHARES TIPS BOND ETFetf | $3,038,000 | – | 27,646 | +100.0% | 0.50% | – |
| JNK | New | SPDR BARCLAYS ETF HIGH YIELD Vetf | $2,951,000 | – | 72,764 | +100.0% | 0.48% | – |
| AAPL | New | APPLE INC | $2,929,000 | – | 5,220 | +100.0% | 0.48% | – |
| XOM | New | EXXON MOBIL CORPORATION | $2,906,000 | – | 28,717 | +100.0% | 0.47% | – |
| JNJ | New | JOHNSON & JOHNSON | $2,733,000 | – | 29,834 | +100.0% | 0.45% | – |
| DVY | New | ISHARES SELECT DIVIDEND ETFindex cef | $2,720,000 | – | 38,121 | +100.0% | 0.44% | – |
| CVX | New | CHEVRON CORPORATION | $2,713,000 | – | 21,721 | +100.0% | 0.44% | – |
| ORIG | New | OCEAN RIG UDW INC US LISTED | $2,690,000 | – | 139,739 | +100.0% | 0.44% | – |
| ACI | New | ARCH COAL INC | $2,316,000 | – | 520,464 | +100.0% | 0.38% | – |
| IWV | New | ISHARES TR RUSSELL 3000 RUSSELindex cef | $2,295,000 | – | 20,738 | +100.0% | 0.37% | – |
| BKLN | New | POWERSHARES ETF SENIOR LOAN POetf | $2,267,000 | – | 91,112 | +100.0% | 0.37% | – |
| IWR | New | ISHARES RUSSELL MID CAP ETFindex cef | $2,263,000 | – | 15,091 | +100.0% | 0.37% | – |
| BAC | New | BANK OF AMERICA CORP | $2,247,000 | – | 144,314 | +100.0% | 0.37% | – |
| ORCL | New | ORACLE CORPORATION | $2,191,000 | – | 57,279 | +100.0% | 0.36% | – |
| MYC | New | BLKRCK MUNIYIELD CAL FDnon-tax cef | $2,178,000 | – | 157,997 | +100.0% | 0.36% | – |
| New | FARM CREDIT BANK 0% PFD PFDpfd | $2,156,000 | – | 1,850 | +100.0% | 0.35% | – | |
| REMY | New | REMY INTERNATIONAL INC RSTD | $2,135,000 | – | 91,545 | +100.0% | 0.35% | – |
| New | CALIFORNIA REP BANCORP | $2,133,000 | – | 90,000 | +100.0% | 0.35% | – | |
| GAB | New | GABELLI EQUITY TRUST INCcefs | $2,114,000 | – | 272,810 | +100.0% | 0.34% | – |
| BFK | New | BLACKROCK MUN INCOME TRnon-tax cef | $2,088,000 | – | 164,411 | +100.0% | 0.34% | – |
| EFA | New | ISHARES TR MSCI EAFE ETFindex cef | $2,023,000 | – | 30,158 | +100.0% | 0.33% | – |
| BOND | New | PIMCO EXCH TRADED FUND TOTAL Retf | $1,968,000 | – | 18,786 | +100.0% | 0.32% | – |
| HYS | New | PIMCO ETF 0-5 YR HIGH YIELD COetf | $1,923,000 | – | 18,080 | +100.0% | 0.31% | – |
| PACW | New | PACWEST BANCORP | $1,915,000 | – | 45,352 | +100.0% | 0.31% | – |
| EVT | New | EATON VANCE TAX ADVANTAGED DIVcefs | $1,878,000 | – | 98,727 | +100.0% | 0.31% | – |
| APH | New | AMPHENOL CORP NEW-CL A | $1,859,000 | – | 20,847 | +100.0% | 0.30% | – |
| DRYS | New | DRYSHIPS INC | $1,751,000 | – | 372,600 | +100.0% | 0.28% | – |
| SDY | New | SPDR S&P DIVIDEND ETFindex cef | $1,730,000 | – | 23,825 | +100.0% | 0.28% | – |
| BTU | New | PEABODY ENERGY CORP | $1,705,000 | – | 87,286 | +100.0% | 0.28% | – |
| ETO | New | EATON VANCE TAX-ADVANTAGED GLOcefs | $1,682,000 | – | 68,662 | +100.0% | 0.27% | – |
| RWX | New | SPDR DOW JONES INTL REAL ESTATetf | $1,661,000 | – | 40,306 | +100.0% | 0.27% | – |
| New | US Bancorppfd | $1,657,000 | – | 682,049 | +100.0% | 0.27% | – | |
| MCD | New | MC DONALDS CORP | $1,655,000 | – | 17,057 | +100.0% | 0.27% | – |
| DTN | New | WISDOMTREE DIVIDEND EX FINANCIindex cef | $1,658,000 | – | 24,110 | +100.0% | 0.27% | – |
| PG | New | PROCTER & GAMBLE | $1,653,000 | – | 20,300 | +100.0% | 0.27% | – |
| VTI | New | VANGUARD TOTAL STOCK MKTindex cef | $1,653,000 | – | 17,233 | +100.0% | 0.27% | – |
| IWB | New | ISHARES TR RUSSELL 1000 ETFindex cef | $1,635,000 | – | 15,844 | +100.0% | 0.27% | – |
| VZ | New | VERIZON COMMUNICATIONS | $1,574,000 | – | 32,027 | +100.0% | 0.26% | – |
| QQQ | New | POWERSHS QQQ TRUST SER 1index cef | $1,553,000 | – | 17,664 | +100.0% | 0.25% | – |
| POPE | New | POPE RESOURCES DEPOSITARY RECElp | $1,447,000 | – | 21,597 | +100.0% | 0.24% | – |
| EWZ | New | ISHARES MSCI BRAZIL ETF BRAZILindex cef | $1,430,000 | – | 32,000 | +100.0% | 0.23% | – |
| ACAD | New | ACADIA PHARMACEUTICALS | $1,424,000 | – | 56,985 | +100.0% | 0.23% | – |
| MDY | New | SPDR S&P MIDCAP 400 ETFindex cef | $1,355,000 | – | 5,550 | +100.0% | 0.22% | – |
| PFF | New | ISHARES U S PFD ETF U S PFD STetf | $1,332,000 | – | 36,164 | +100.0% | 0.22% | – |
| ICF | New | ISHARES TR COHEN & STEER REITetf | $1,329,000 | – | 17,785 | +100.0% | 0.22% | – |
| GOOGL | New | GOOGLE INC CLASS A | $1,319,000 | – | 1,177 | +100.0% | 0.22% | – |
| 6699SC | New | ISHARES MSCI UTD KINGDM UNITEDindex cef | $1,305,000 | – | 62,513 | +100.0% | 0.21% | – |
| CHK | New | CHESAPEAKE ENERGY CORP | $1,299,000 | – | 47,861 | +100.0% | 0.21% | – |
| VGT | New | VANGUARD INFO TECHNOLOGYindex cef | $1,187,000 | – | 13,262 | +100.0% | 0.19% | – |
| BOE | New | BLACKROCK GLOBAL OPPTYScefs | $1,180,000 | – | 78,868 | +100.0% | 0.19% | – |
| C | New | CITIGROUP INC NEW | $1,153,000 | – | 22,135 | +100.0% | 0.19% | – |
| AIG | New | AMERICAN INTERNATIONAL GROUP I | $1,133,000 | – | 22,191 | +100.0% | 0.18% | – |
| PICB | New | POWERSHS EXCH TRAD FD INTL CORetf | $1,109,000 | – | 37,593 | +100.0% | 0.18% | – |
| MFC | New | MANULIFE FINANCIAL CORP | $1,106,000 | – | 56,178 | +100.0% | 0.18% | – |
| VNQI | New | VANGUARD INTL EQTY ETF GLOBALetf | $1,092,000 | – | 20,040 | +100.0% | 0.18% | – |
| ET | New | ENERGY TRANSFER EQUITY WITH STlp | $1,078,000 | – | 13,185 | +100.0% | 0.18% | – |
| FEZ | New | SPDR INDEX SHARES FUNDS SPDR Eindex cef | $1,055,000 | – | 25,000 | +100.0% | 0.17% | – |
| GLO | New | CLOUGH GLOBAL OPPORTUNITIES FDcefs | $1,032,000 | – | 78,922 | +100.0% | 0.17% | – |
| JPM | New | JPMORGAN CHASE & CO | $1,024,000 | – | 17,508 | +100.0% | 0.17% | – |
| EIX | New | EDISON INTERNATIONAL | $980,000 | – | 21,166 | +100.0% | 0.16% | – |
| BGY | New | BLACKROCK INTL GROWTH TRcefs | $943,000 | – | 116,068 | +100.0% | 0.15% | – |
| XLV | New | SECTOR SPDR HEALTH FUND SHARESindex cef | $942,000 | – | 16,993 | +100.0% | 0.15% | – |
| OKS | New | ONEOK PARTNERS LPlp | $918,000 | – | 17,440 | +100.0% | 0.15% | – |
| DHS | New | WISDOMTREE EQUITY INC FD HI YIindex cef | $921,000 | – | 16,700 | +100.0% | 0.15% | – |
| ARRY | New | ARRAY BIOPHARMA INC | $902,000 | – | 180,000 | +100.0% | 0.15% | – |
| EVV | New | EATON VANCE LTD DURATION INCOMtaxable cef | $904,000 | – | 59,037 | +100.0% | 0.15% | – |
| VNQ | New | VANGUARD REITetf | $889,000 | – | 13,770 | +100.0% | 0.14% | – |
| WFC | New | WELLS FARGO & CO NEW | $887,000 | – | 19,526 | +100.0% | 0.14% | – |
| MMP | New | MAGELLAN MIDSTREAM PTNRSlp | $869,000 | – | 13,735 | +100.0% | 0.14% | – |
| XLK | New | SECTOR SPDR TECH SELECT SHARESindex cef | $870,000 | – | 24,346 | +100.0% | 0.14% | – |
| EEM | New | ISHARES MSCI EMRG MKT FD EMERGindex cef | $816,000 | – | 19,519 | +100.0% | 0.13% | – |
| TTHI | New | TRANSITION THERAPEUTICS INC | $810,000 | – | 143,002 | +100.0% | 0.13% | – |
| PTY | New | PIMCO CORP & INC OPPTY FUNDtaxable cef | $799,000 | – | 46,300 | +100.0% | 0.13% | – |
| KO | New | COCA COLA COMPANY | $797,000 | – | 19,294 | +100.0% | 0.13% | – |
| FB | New | FACEBOOK INC CLASS A | $789,000 | – | 14,454 | +100.0% | 0.13% | – |
| KRE | New | SPDR SER TR S&P REGL BKG ETFindex cef | $771,000 | – | 19,001 | +100.0% | 0.13% | – |
| BB | New | BLACKBERRY LTD COM | $752,000 | – | 101,360 | +100.0% | 0.12% | – |
| CSCO | New | CISCO SYSTEMS INC | $748,000 | – | 33,321 | +100.0% | 0.12% | – |
| GTU | New | CENTRAL GOLDTRUST TRUST UNITS | $747,000 | – | 18,000 | +100.0% | 0.12% | – |
| TRGP | New | TARGA RESOURCES CORPlp | $731,000 | – | 8,285 | +100.0% | 0.12% | – |
| CHY | New | CALAMOS CNV HIGH INCM FDtaxable cef | $717,000 | – | 55,415 | +100.0% | 0.12% | – |
| LAD | New | LITHIA MOTORS INC-CL A | $718,000 | – | 10,350 | +100.0% | 0.12% | – |
| ETG | New | EATON VANCE TAX ADVANTAGED GLOcefs | $690,000 | – | 40,730 | +100.0% | 0.11% | – |
| TSN | New | TYSON FOODS INC-CL A | $682,000 | – | 20,385 | +100.0% | 0.11% | – |
| BSV | New | VANGUARD BOND INDEX FUND SHORTetf | $672,000 | – | 8,403 | +100.0% | 0.11% | – |
| New | SOVEREIGN REAL ESTATE INVTTRUSpfd | $669,000 | – | 540 | +100.0% | 0.11% | – | |
| ETJ | New | EATON VANCE RISK MANAGEDcefs | $663,000 | – | 58,800 | +100.0% | 0.11% | – |
| PFN | New | PIMCO INCOME STRA FD IItaxable cef | $659,000 | – | 66,265 | +100.0% | 0.11% | – |
| IWO | New | ISHARES RUSSELL 2000 GROWTH ETindex cef | $641,000 | – | 4,729 | +100.0% | 0.10% | – |
| PGF | New | POWERSHS EXCH TRAD FD TR POWERetf | $635,000 | – | 37,495 | +100.0% | 0.10% | – |
| LYG | New | LLOYDS BANKING GP ADR F SPONSOadr | $627,000 | – | 117,800 | +100.0% | 0.10% | – |
| VCV | New | INVESCO CALIFORNIA VALUE MUNICnon-tax cef | $625,000 | – | 54,779 | +100.0% | 0.10% | – |
| IDRA | New | IDERA PHARMA NEW | $611,000 | – | 132,000 | +100.0% | 0.10% | – |
| XRX | New | XEROX CORP | $609,000 | – | 50,039 | +100.0% | 0.10% | – |
| IJJ | New | ISHARES S&P MID CAP 400 VALUEindex cef | $600,000 | – | 5,160 | +100.0% | 0.10% | – |
| QCOM | New | QUALCOMM INC | $593,000 | – | 7,982 | +100.0% | 0.10% | – |
| IIF | New | MORGAN STANLEY INDIA INVESTMENcefs | $584,000 | – | 33,409 | +100.0% | 0.10% | – |
| RSX | New | MARKET VECTORS ETF TR RUSSIA Eetfs | $577,000 | – | 20,000 | +100.0% | 0.09% | – |
| NMO | New | NUVEEN MUNI MKT OPPTY FDnon-tax cef | $575,000 | – | 47,940 | +100.0% | 0.09% | – |
| TOL | New | TOLL BROS INC COM | $566,000 | – | 15,307 | +100.0% | 0.09% | – |
| New | ARTPRICE.COM SAINT ROMAIN AU M | $560,000 | – | 28,000 | +100.0% | 0.09% | – | |
| AWP | New | ALPINE GLOBAL PREMIER FDreit cef | $558,000 | – | 77,679 | +100.0% | 0.09% | – |
| AGN | New | ALLERGAN INC | $554,000 | – | 4,989 | +100.0% | 0.09% | – |
| DIS | New | DISNEY WALT CO | $555,000 | – | 7,273 | +100.0% | 0.09% | – |
| COST | New | COSTCO WHSL CORP NEW | $548,000 | – | 4,609 | +100.0% | 0.09% | – |
| AZSEY | New | ALLIANZ SE SPONSORED ADR REPSTadr | $539,000 | – | 30,000 | +100.0% | 0.09% | – |
| OEF | New | ISHARES S&P 100 ETFindex cef | $540,000 | – | 6,555 | +100.0% | 0.09% | – |
| GOLD | New | BARRICK GOLD CORP | $532,000 | – | 30,265 | +100.0% | 0.09% | – |
| HDV | New | ISHARES TR HIGH DIVIDEND ETFindex cef | $534,000 | – | 7,600 | +100.0% | 0.09% | – |
| NRF | New | NORTHSTAR REALTY FIN CP REITSetf | $527,000 | – | 39,200 | +100.0% | 0.09% | – |
| IVE | New | ISHARES S&P 500 VALUE S&P 500index cef | $523,000 | – | 6,125 | +100.0% | 0.08% | – |
| XTEX | New | CROSSTEX ENERGY LP UNITS REP Llp | $519,000 | – | 18,795 | +100.0% | 0.08% | – |
| SAN | New | BANCO SANTANDER S A ADRadr | $508,000 | – | 56,000 | +100.0% | 0.08% | – |
| FLT | New | FLEETCOR TECHNOLOGIES | $500,000 | – | 4,271 | +100.0% | 0.08% | – |
| RBS | New | ROYAL BANK SCOT NEW ADRF SPONS | $498,000 | – | 43,950 | +100.0% | 0.08% | – |
| BBN | New | BLACKROCK BUILD AMERICAtaxable muni cef | $497,000 | – | 25,954 | +100.0% | 0.08% | – |
| ACWI | New | ISHARES MSCI ACWI ETFindex cef | $488,000 | – | 8,465 | +100.0% | 0.08% | – |
| IVW | New | ISHARES S&P 500 GROWTH S&P 500index cef | $493,000 | – | 4,995 | +100.0% | 0.08% | – |
| EAD | New | WELLS FARGO ADV INCOME OPPORTUtaxable cef | $480,000 | – | 52,319 | +100.0% | 0.08% | – |
| OILT | New | OILTANKING PTNRS LPlp | $476,000 | – | 7,670 | +100.0% | 0.08% | – |
| BIDU | New | BAIDU INC ADR F SPONSORED ADRadr | $463,000 | – | 2,600 | +100.0% | 0.08% | – |
| BTZ | New | BLACKROCK CREDIT ALLOCATION INtaxable cef | $460,000 | – | 35,204 | +100.0% | 0.08% | – |
| MHI | New | PIONEER MUNI HIGH INCMnon-tax cef | $460,000 | – | 33,880 | +100.0% | 0.08% | – |
| HSBC | New | HSBC HLDGS PLC ADR NEW F SPONSadr | $453,000 | – | 8,211 | +100.0% | 0.07% | – |
| F | New | FORD MOTOR COMPANY NEW | $454,000 | – | 29,372 | +100.0% | 0.07% | – |
| HTR | New | BROOKFIELD TOTAL RTN FDtaxable cef | $455,000 | – | 19,132 | +100.0% | 0.07% | – |
| BLW | New | BLACKROCK LTD DURATION INCOMEtaxable cef | $456,000 | – | 26,619 | +100.0% | 0.07% | – |
| ERC | New | WELLS FARGO ADV MULTI SECTOR Itaxable cef | $447,000 | – | 31,790 | +100.0% | 0.07% | – |
| PCI | New | PIMCO DYNAMIC CR INCOME FD COMtaxable cef | $450,000 | – | 20,000 | +100.0% | 0.07% | – |
| ISRG | New | INTUITIVE SURGICAL NEW | $441,000 | – | 1,149 | +100.0% | 0.07% | – |
| VWO | New | VANGUARD FTSE EMERGING MARKETSindex cef | $434,000 | – | 10,536 | +100.0% | 0.07% | – |
| HYG | New | ISHARES TRUST IBOXX $ HIGH YIEetf | $430,000 | – | 4,625 | +100.0% | 0.07% | – |
| PKO | New | PIMCO INCOME OPPTY FUNDtaxable cef | $428,000 | – | 15,171 | +100.0% | 0.07% | – |
| LVS | New | LAS VEGAS SANDS CORP | $429,000 | – | 5,438 | +100.0% | 0.07% | – |
| New | FARM CREDIT BANK OF TEXAS 144Apfd | $421,000 | – | 4,200 | +100.0% | 0.07% | – | |
| APO | New | APOLLO GLOBAL MANAGEMENT LLC Clp | $426,000 | – | 13,463 | +100.0% | 0.07% | – |
| DTEGY | New | DEUTSCHE TELEKOM AG SPONSOREDadr | $420,000 | – | 24,500 | +100.0% | 0.07% | – |
| AGRIP | New | AGRIBANK FCBPFD 6.875% NON CUMpfd | $420,000 | – | 4,200 | +100.0% | 0.07% | – |
| MO | New | ALTRIA GROUP INC | $420,000 | – | 10,940 | +100.0% | 0.07% | – |
| EPD | New | ENTERPRISE PRD PRTNRS LPlp | $409,000 | – | 6,169 | +100.0% | 0.07% | – |
| ACG | New | ALLIANCEBERNSTEIN INCOME FUNDtaxable cef | $411,000 | – | 57,605 | +100.0% | 0.07% | – |
| BCS | New | BARCLAYS PLC ADR F SPONSORED Aadr | $413,000 | – | 22,788 | +100.0% | 0.07% | – |
| TLLP | New | TESORO LOGISTICS LPlp | $403,000 | – | 7,700 | +100.0% | 0.07% | – |
| BDJ | New | BLACKROCK ENHANCED EQUITY DIVIcefs | $402,000 | – | 50,596 | +100.0% | 0.07% | – |
| VOT | New | VANGUARD INDEX FUNDS VANGUARDindex cef | $397,000 | – | 4,400 | +100.0% | 0.06% | – |
| GSPRJ | New | GOLDMAN SACHS GROUP INC/THEPFDpfd | $397,000 | – | 17,800 | +100.0% | 0.06% | – |
| MMU | New | WESTRN ASSET MANGD MUNISnon-tax cef | $398,000 | – | 32,610 | +100.0% | 0.06% | – |
| NEV | New | NUVEEN ENHANCED MUNI FDnon-tax cef | $398,000 | – | 30,700 | +100.0% | 0.06% | – |
| MA | New | MASTERCARD INCORPORATED | $394,000 | – | 472 | +100.0% | 0.06% | – |
| PMF | New | PIMCO MUNICIPAL INCM FD NATIONnon-tax cef | $384,000 | – | 31,400 | +100.0% | 0.06% | – |
| PCEF | New | POWERSHARES EXCH TRAD FD CEF Iindex cef | $379,000 | – | 15,552 | +100.0% | 0.06% | – |
| JRO | New | NUVEEN FLOATING RATE INCOME OPtaxable cef | $380,000 | – | 31,230 | +100.0% | 0.06% | – |
| New | COBANK ACBPFD 6.250%pfd | $383,000 | – | 4,000 | +100.0% | 0.06% | – | |
| CFCPRBCL | New | COUNTRYWIDE CAP V GTD CAP SECpfd | $378,000 | – | 14,900 | +100.0% | 0.06% | – |
| GS | New | GOLDMAN SACHS GROUP INC | $378,000 | – | 2,134 | +100.0% | 0.06% | – |
| IIM | New | INVESCO VALUE MUNI INCM TRUSTnon-tax cef | $376,000 | – | 27,826 | +100.0% | 0.06% | – |
| AEKCL | New | AEGON NV PREFERREDpfd | $375,000 | – | 13,315 | +100.0% | 0.06% | – |
| MSPRE | New | MORGAN STANLEYPFD 7.125% NON Cpfd | $374,000 | – | 14,300 | +100.0% | 0.06% | – |
| NPP | New | NUVEEN PERFORMANCE PLUS MUNI Fnon-tax cef | $370,000 | – | 27,320 | +100.0% | 0.06% | – |
| IBM | New | INTL BUSINESS MACHINES | $359,000 | – | 1,918 | +100.0% | 0.06% | – |
| AFSI | New | AMTRUST FINANCIAL SERVICES INC | $360,000 | – | 11,000 | +100.0% | 0.06% | – |
| MYI | New | BLKRCK MUNIYIELD QUALITYnon-tax cef | $363,000 | – | 28,660 | +100.0% | 0.06% | – |
| EDD | New | M S EMERGING MKTS DEBTtaxable cef | $357,000 | – | 27,444 | +100.0% | 0.06% | – |
| MQT | New | BLKRCK MUNIYIELD QLTY IInon-tax cef | $358,000 | – | 30,690 | +100.0% | 0.06% | – |
| New | LC - SPECIAL OPPORTUNITYetf | $354,000 | – | 287,259 | +100.0% | 0.06% | – | |
| BP | New | BP PLC ADR F SPONSORED ADR 1 Aadr | $356,000 | – | 7,320 | +100.0% | 0.06% | – |
| New | LC GLOBAL ASSET ALLOCATIONFUNDetf | $355,000 | – | 350,000 | +100.0% | 0.06% | – | |
| AMGN | New | AMGEN INCORPORATED | $351,000 | – | 3,076 | +100.0% | 0.06% | – |
| PFL | New | PIMCO INCOME STRATEGY FDtaxable cef | $345,000 | – | 30,526 | +100.0% | 0.06% | – |
| VLO | New | VALERO ENERGY CORP NEW | $342,000 | – | 6,779 | +100.0% | 0.06% | – |
| NIO | New | NUVEEN MUNI OPPTY FD INCnon-tax cef | $325,000 | – | 24,600 | +100.0% | 0.05% | – |
| CHI | New | CALAMOS CONV OPPRTNTY FDtaxable cef | $323,000 | – | 24,390 | +100.0% | 0.05% | – |
| IYR | New | ISHARES U S REAL ESTATE ETFetf | $328,000 | – | 5,210 | +100.0% | 0.05% | – |
| KTF | New | DWS MUNI INCOME TRUST SHS BENnon-tax cef | $320,000 | – | 26,720 | +100.0% | 0.05% | – |
| ICUI | New | Icu Med Inc Com | $317,000 | – | 4,975 | +100.0% | 0.05% | – |
| NPF | New | NUVEEN PREM MUNI INCM FDnon-tax cef | $310,000 | – | 25,090 | +100.0% | 0.05% | – |
| NZH | New | NUVEEN DIV ADV MUN FD 3 CALIFOnon-tax cef | $308,000 | – | 26,960 | +100.0% | 0.05% | – |
| SBUX | New | STARBUCKS CORP | $305,000 | – | 3,885 | +100.0% | 0.05% | – |
| HIG | New | HARTFORD FINL SVCS GRP | $309,000 | – | 8,518 | +100.0% | 0.05% | – |
| New | BILLABONG INTL LTD ORD F | $298,000 | – | 659,900 | +100.0% | 0.05% | – | |
| New | AGSTAR FINANCIAL SERVICES 144Apfd | $300,000 | – | 300 | +100.0% | 0.05% | – | |
| GSPRA | New | GOLDMAN SACHS GR 0% PFD PFD SEpfd | $293,000 | – | 16,200 | +100.0% | 0.05% | – |
| RZA | New | REINSURANCE GRP OF AMERPFD 6.2pfd | $293,000 | – | 12,075 | +100.0% | 0.05% | – |
| NFJ | New | ALLIANZGI NFJ DIVID INT PREM Scefs | $297,000 | – | 16,800 | +100.0% | 0.05% | – |
| CNA | New | C N A FINANCIAL CORP | $292,000 | – | 6,800 | +100.0% | 0.05% | – |
| NGZ | New | ALLIANZGI GLBL EQTY CONV INC Fcefs | $295,000 | – | 19,272 | +100.0% | 0.05% | – |
| WMT | New | WAL-MART STORES INC | $294,000 | – | 3,724 | +100.0% | 0.05% | – |
| ENHPRBCL | New | ENDURANCE SPECIALTY HLDGPFD 7.pfd | $286,000 | – | 11,300 | +100.0% | 0.05% | – |
| OAK | New | OAKTREE CAPITAL GROUP | $290,000 | – | 4,935 | +100.0% | 0.05% | – |
| ARHPRCCL | New | ARCH CAPITAL GROUP LTDPFD 6.75pfd | $291,000 | – | 12,700 | +100.0% | 0.05% | – |
| MET | New | METLIFE INC | $284,000 | – | 5,269 | +100.0% | 0.05% | – |
| GHI | New | GLOBAL HIGH INCOME FUND INCtaxable cef | $281,000 | – | 28,334 | +100.0% | 0.05% | – |
| MFL | New | BLKRCK MUNIHLDGS INV FDnon-tax cef | $283,000 | – | 22,660 | +100.0% | 0.05% | – |
| AFB | New | ALLIANCEBERSTEIN NATL FDnon-tax cef | $282,000 | – | 22,480 | +100.0% | 0.05% | – |
| CMCSA | New | COMCAST CORP NEW CL A | $283,000 | – | 5,433 | +100.0% | 0.05% | – |
| 4945SC | New | KINDER MORGAN ENERGY LP UNIT Llp | $284,000 | – | 3,526 | +100.0% | 0.05% | – |
| BK | New | BANK OF NY MELLON CP NEW | $280,000 | – | 8,021 | +100.0% | 0.05% | – |
| IWP | New | ISHARES RUSSELL MID CAP GROWTHindex cef | $277,000 | – | 3,281 | +100.0% | 0.04% | – |
| MHPRA | New | MAIDEN HOLDINGS LTD PREF SHSSEpfd | $278,000 | – | 12,152 | +100.0% | 0.04% | – |
| AXSPRCCL | New | AXIS CAPITAL HOLDINGS LTDPFD 6pfd | $274,000 | – | 11,600 | +100.0% | 0.04% | – |
| PEP | New | PEPSICO INCORPORATED | $271,000 | – | 3,260 | +100.0% | 0.04% | – |
| VBK | New | VANGUARD INDEX FUNDS SMALLCAPindex cef | $267,000 | – | 2,190 | +100.0% | 0.04% | – |
| NBB | New | NUVEEN BAB TERM FUNDtaxable muni cef | $271,000 | – | 14,700 | +100.0% | 0.04% | – |
| GILD | New | GILEAD SCIENCES INC | $272,000 | – | 3,626 | +100.0% | 0.04% | – |
| IWM | New | ISHARES TR RUSSELL 2000 ETFindex cef | $268,000 | – | 2,319 | +100.0% | 0.04% | – |
| EXL | New | EXCEL TRUST INC REITetf | $268,000 | – | 23,500 | +100.0% | 0.04% | – |
| VOD | New | VODAFONE GROUP NEW ADR F SPONSadr | $263,000 | – | 6,679 | +100.0% | 0.04% | – |
| NPM | New | NUVEEN PREM INCM MUN IInon-tax cef | $261,000 | – | 20,760 | +100.0% | 0.04% | – |
| AHLPRC | New | ASPEN INS HLD 5.95% PFD PFD DUpfd | $256,000 | – | 11,304 | +100.0% | 0.04% | – |
| KORS | New | MICHAEL KORS HLDGS F | $255,000 | – | 3,143 | +100.0% | 0.04% | – |
| WYNN | New | WYNN RESORTS | $255,000 | – | 1,313 | +100.0% | 0.04% | – |
| SUB | New | ISHARES TR MUNI FUND SHORT-TERetf | $255,000 | – | 2,400 | +100.0% | 0.04% | – |
| FLOT | New | ISHARES ETF FLOATING RATE BONDetf | $254,000 | – | 5,000 | +100.0% | 0.04% | – |
| HD | New | HOME DEPOT INC | $250,000 | – | 3,036 | +100.0% | 0.04% | – |
| NVX | New | NUVEEN CA DIV AD MUNI FD CALIFnon-tax cef | $249,000 | – | 19,758 | +100.0% | 0.04% | – |
| ETY | New | EATON VANCE TAX MANAGEDcefs | $248,000 | – | 22,703 | +100.0% | 0.04% | – |
| LEO | New | DREYFUS STRATEGIC MUNSnon-tax cef | $244,000 | – | 32,050 | +100.0% | 0.04% | – |
| CII | New | BLCKRCK ENHCD CAP & INCMcefs | $245,000 | – | 17,900 | +100.0% | 0.04% | – |
| USA | New | LIBERTY ALL STAR EQUITY FUND Scefs | $245,000 | – | 41,041 | +100.0% | 0.04% | – |
| FSD | New | FIRST TR HIGH INCOME LONG/SHORtaxable cef | $247,000 | – | 14,360 | +100.0% | 0.04% | – |
| MUS | New | BLKRCK MUNIHLDGS QLTY FDnon-tax cef | $247,000 | – | 20,800 | +100.0% | 0.04% | – |
| SLB | New | SCHLUMBERGER LTD F | $243,000 | – | 2,699 | +100.0% | 0.04% | – |
| EXG | New | EV TAX MAN GLB DIV EQTYcefs | $244,000 | – | 24,426 | +100.0% | 0.04% | – |
| LLY | New | LILLY ELI & COMPANY | $238,000 | – | 4,660 | +100.0% | 0.04% | – |
| IWD | New | ISHARES RUSSELL 1000 VALUE ETFindex cef | $241,000 | – | 2,567 | +100.0% | 0.04% | – |
| MINT | New | PIMCO ENHANCED SHORT MATURITYetf | $241,000 | – | 2,374 | +100.0% | 0.04% | – |
| BMY | New | BRISTOL MYERS SQUIBB CO | $240,000 | – | 4,504 | +100.0% | 0.04% | – |
| NAC | New | NUVEEN CA DIV ADV MUN FDnon-tax cef | $238,000 | – | 18,585 | +100.0% | 0.04% | – |
| NEM | New | NEWMONT MINING CORP HOLDING CO | $239,000 | – | 10,370 | +100.0% | 0.04% | – |
| INDCL | New | ING GROEP N V PERPETUAL DEBTpfd | $238,000 | – | 9,438 | +100.0% | 0.04% | – |
| KKR | New | KKR & CO L P DEL COM UNITSlp | $241,000 | – | 9,894 | +100.0% | 0.04% | – |
| CRM | New | SALESFORCE COM | $242,000 | – | 4,374 | +100.0% | 0.04% | – |
| MSI | New | MOTOROLA SOLUTIONS INC | $233,000 | – | 3,458 | +100.0% | 0.04% | – |
| CNO | New | CNO FINANCIAL GROUP INC | $234,000 | – | 13,200 | +100.0% | 0.04% | – |
| EIM | New | EATON VANCE MUNICIPAL BOND FUNnon-tax cef | $233,000 | – | 20,590 | +100.0% | 0.04% | – |
| MMM | New | 3M COMPANY | $234,000 | – | 1,667 | +100.0% | 0.04% | – |
| GIM | New | TEMPLETON GLOBAL INCOME FUNDtaxable cef | $236,000 | – | 29,710 | +100.0% | 0.04% | – |
| OI | New | OWENS ILLINOIS INC NEW | $232,000 | – | 6,471 | +100.0% | 0.04% | – |
| BX | New | BLACKSTONE GROUP LPlp | $233,000 | – | 7,392 | +100.0% | 0.04% | – |
| PDM | New | PIEDMONT OFFICE RLTY TR CLASSetf | $230,000 | – | 13,936 | +100.0% | 0.04% | – |
| TRV | New | TRAVELERS COMPANIES INC | $228,000 | – | 2,526 | +100.0% | 0.04% | – |
| IJK | New | ISHARES S&P MIDCAP 400 GROWTHindex cef | $230,000 | – | 1,530 | +100.0% | 0.04% | – |
| MUE | New | BLKRCK MUNIHLDGS QLTY IInon-tax cef | $224,000 | – | 18,560 | +100.0% | 0.04% | – |
| PCLN | New | PRICELINE.COM INC NEW | $218,000 | – | 187 | +100.0% | 0.04% | – |
| MVF | New | BLACKROCK MUNIVEST FUNDnon-tax cef | $219,000 | – | 24,550 | +100.0% | 0.04% | – |
| MNST | New | MONSTER BEVERAGE CORP | $223,000 | – | 3,289 | +100.0% | 0.04% | – |
| VMO | New | INVESCO MUNI OPPORTUNITY TRUSTnon-tax cef | $218,000 | – | 18,650 | +100.0% | 0.04% | – |
| New | LC-RIMROCK LP CLASSAetf | $218,000 | – | 190,000 | +100.0% | 0.04% | – | |
| AEG | New | AEGON NV ORD REG AMER F SPONSOadr | $212,000 | – | 22,338 | +100.0% | 0.04% | – |
| INZCL | New | ING GROEP N V PERPETUAL DEBTSEpfd | $213,000 | – | 8,400 | +100.0% | 0.04% | – |
| JGT | New | NUVEEN DIVERSIFIED CURR OPPORTtaxable cef | $206,000 | – | 20,405 | +100.0% | 0.03% | – |
| IJS | New | ISHARES S&P SMALL CAP 600 VALUindex cef | $209,000 | – | 1,878 | +100.0% | 0.03% | – |
| DSM | New | DREYFUS STRATEGIC MUN BD FUNDnon-tax cef | $206,000 | – | 27,740 | +100.0% | 0.03% | – |
| New | LC-PACIFIC COAST CAP PTNRS EQUetf | $206,000 | – | 189,844 | +100.0% | 0.03% | – | |
| HLMPR | New | HILLMAN GROUP CAPITAL TR TR PFpfd | $207,000 | – | 6,800 | +100.0% | 0.03% | – |
| NUC | New | NUVEEN CA QLTY INCM MUNnon-tax cef | $208,000 | – | 14,450 | +100.0% | 0.03% | – |
| ABBV | New | ABBVIE INC | $205,000 | – | 3,882 | +100.0% | 0.03% | – |
| NQS | New | NUVEEN SELCT QLTY MUN FDnon-tax cef | $200,000 | – | 16,100 | +100.0% | 0.03% | – |
| SCTY | New | SOLARCITY CORP | $201,000 | – | 3,539 | +100.0% | 0.03% | – |
| TSLA | New | TESLA MOTORS INC COM USD0.001 | $202,000 | – | 1,342 | +100.0% | 0.03% | – |
| FLR | New | FLUOR CORP NEW COM | $205,000 | – | 2,552 | +100.0% | 0.03% | – |
| CSG | New | CHAMBERS ST PROPERTIES REITetf | $202,000 | – | 26,350 | +100.0% | 0.03% | – |
| EMD | New | WSTRN ASSET EMERGNG MKTS EMERGtaxable cef | $205,000 | – | 11,960 | +100.0% | 0.03% | – |
| YHOO | New | YAHOO INC | $200,000 | – | 4,956 | +100.0% | 0.03% | – |
| New | SHINSEI BANK LTD ORD F | $202,000 | – | 82,500 | +100.0% | 0.03% | – | |
| MHD | New | BLACKROCK MUNIHLDGS FDnon-tax cef | $196,000 | – | 13,490 | +100.0% | 0.03% | – |
| NQM | New | NUVEEN INVT QLTY MUN FDnon-tax cef | $193,000 | – | 14,230 | +100.0% | 0.03% | – |
| NAD | New | NUVEEN DIVD ADV MUNI FDnon-tax cef | $181,000 | – | 14,370 | +100.0% | 0.03% | – |
| MQY | New | BLKRCK MUNIYIELD QLTY FDnon-tax cef | $185,000 | – | 13,180 | +100.0% | 0.03% | – |
| PDT | New | HANCOCK JOHN PREM DIV FD PREMcefs | $184,000 | – | 15,830 | +100.0% | 0.03% | – |
| GDF | New | WESTERN ASSET GLOBAL PARTNERStaxable cef | $183,000 | – | 16,880 | +100.0% | 0.03% | – |
| NVC | New | NUVEEN CA QLTY SELCT MUN CA QUnon-tax cef | $181,000 | – | 13,150 | +100.0% | 0.03% | – |
| AWF | New | ALLIANCEBERNSTEIN GLOBAL HIGHtaxable cef | $186,000 | – | 13,000 | +100.0% | 0.03% | – |
| ETW | New | EATON VANCE TAX MGD GLBLcefs | $185,000 | – | 15,326 | +100.0% | 0.03% | – |
| MUH | New | BLACKRCK MUNIHLDGS FD IInon-tax cef | $178,000 | – | 13,320 | +100.0% | 0.03% | – |
| MYD | New | BLACKROCK MUNIYIELD FUNDnon-tax cef | $177,000 | – | 13,830 | +100.0% | 0.03% | – |
| SGL | New | STRATEGIC GLOBAL INCM FDtaxable cef | $175,000 | – | 19,407 | +100.0% | 0.03% | – |
| DNP | New | DNP SELECT INCOME FUNDcefs | $180,000 | – | 19,150 | +100.0% | 0.03% | – |
| IGD | New | ING GLOBAL EQTY DIV PREMcefs | $178,000 | – | 19,900 | +100.0% | 0.03% | – |
| TZA | New | DIREXION SHS NEW ETF DAILY SMAindex cef | $170,000 | – | 10,000 | +100.0% | 0.03% | – |
| PCQ | New | PIMCO CALIF MUN INCM FD CALIFOnon-tax cef | $173,000 | – | 13,283 | +100.0% | 0.03% | – |
| JFR | New | NUVEEN FLTG RATE INCM FDtaxable cef | $168,000 | – | 14,110 | +100.0% | 0.03% | – |
| BHK | New | BLACKROCK CORE BD TRUST SHS BEtaxable cef | $157,000 | – | 12,122 | +100.0% | 0.03% | – |
| BFZ | New | BLACKROCK CA MUN INCM TR CALIFnon-tax cef | $157,000 | – | 11,493 | +100.0% | 0.03% | – |
| New | BANCA MONTE DEI PASCHI DI SIEN | $151,000 | – | 625,000 | +100.0% | 0.02% | – | |
| NCU | New | NUVEEN CALIFORNIA PREMIUM INCOnon-tax cef | $145,000 | – | 11,209 | +100.0% | 0.02% | – |
| New | SUMITOMO CORP ORD F | $147,000 | – | 11,900 | +100.0% | 0.02% | – | |
| New | TESCO PLC ORD F | $150,000 | – | 27,100 | +100.0% | 0.02% | – | |
| New | LC-GOLUB CAPITAL VIIILP CLASSetf | $142,000 | – | 142,399 | +100.0% | 0.02% | – | |
| AOD | New | ALPINE TOTAL DYN FD NEWcefs | $133,000 | – | 31,769 | +100.0% | 0.02% | – |
| M102SC | New | NUVEEN EQUITY PREM OPPORTUNITYcefs | $133,000 | – | 10,500 | +100.0% | 0.02% | – |
| EHI | New | WESTRN ASSET GLOBAL HIGH INCOMtaxable cef | $128,000 | – | 10,444 | +100.0% | 0.02% | – |
| NQU | New | NUVEEN QLTY INCM MUNI FDnon-tax cef | $131,000 | – | 10,690 | +100.0% | 0.02% | – |
| VGM | New | INVESCO TR INVT GRADE MUNS COMnon-tax cef | $131,000 | – | 10,760 | +100.0% | 0.02% | – |
| PZC | New | PIMCO CA MUN INCM FD III CALIFnon-tax cef | $129,000 | – | 14,040 | +100.0% | 0.02% | – |
| NEA | New | NUVEEN AMT FREE MUNI INC FUNDnon-tax cef | $131,000 | – | 10,866 | +100.0% | 0.02% | – |
| EOD | New | WELLS FARGO ADV GLOBAL DIVIDENcefs | $124,000 | – | 17,150 | +100.0% | 0.02% | – |
| PPT | New | PUTNAM PREMIER INC TR SH BEN Itaxable cef | $115,000 | – | 21,149 | +100.0% | 0.02% | – |
| PML | New | PIMCO MUNI INCOME FD IInon-tax cef | $114,000 | – | 10,680 | +100.0% | 0.02% | – |
| EVN | New | EATON VANCE NATIONAL MUNICIPALnon-tax cef | $108,000 | – | 10,300 | +100.0% | 0.02% | – |
| ARNA | New | ARENA PHARMACEUTICALS | $109,000 | – | 18,700 | +100.0% | 0.02% | – |
| JQC | New | NUVEEN CREDIT STRAT INCMtaxable cef | $103,000 | – | 10,607 | +100.0% | 0.02% | – |
| JPS | New | NUVEEN QUAL PFD INC FD 2taxable cef | $107,000 | – | 13,189 | +100.0% | 0.02% | – |
| AINV | New | APOLLO INVESTMENT CORP | $104,000 | – | 12,310 | +100.0% | 0.02% | – |
| PMX | New | PIMCO MUNI INCM FD III NATIONAnon-tax cef | $106,000 | – | 10,560 | +100.0% | 0.02% | – |
| AGC | New | ADVENT CLAYMORE CONVERTtaxable cef | $87,000 | – | 12,000 | +100.0% | 0.01% | – |
| LJPC | New | LA JOLLA PHARMA XXX 1 FOR 50 R | $84,000 | – | 540,000 | +100.0% | 0.01% | – |
| PIM | New | PUTNAM MASTER INTERM SBI INCOMtaxable cef | $79,000 | – | 15,734 | +100.0% | 0.01% | – |
| DNN | New | DENISON MINES CORP | $81,000 | – | 67,000 | +100.0% | 0.01% | – |
| KIORQ | New | KIOR INC CL A | $68,000 | – | 40,434 | +100.0% | 0.01% | – |
| CVO | New | CENVEO INC | $68,000 | – | 19,900 | +100.0% | 0.01% | – |
| RGSE | New | REAL GOODS SOLAR CL A CLASS A | $60,000 | – | 20,000 | +100.0% | 0.01% | – |
| GERN | New | GERON CORP | $47,000 | – | 10,000 | +100.0% | 0.01% | – |
| INVE | New | IDENTIVE GROUP INC | $41,000 | – | 71,050 | +100.0% | 0.01% | – |
| TWGP | New | TOWER GROUP INTL LTD F | $42,000 | – | 12,300 | +100.0% | 0.01% | – |
| CIS | New | CAMELOT INFORMATION SYS INC ADadr | $20,000 | – | 10,000 | +100.0% | 0.00% | – |
| New | GRAN COLOMBIA GOLD CORP | $13,000 | – | 18,660 | +100.0% | 0.00% | – | |
| GCEH | New | GLOBAL CLEAN ENERG HLDGS | $4,000 | – | 298,814 | +100.0% | 0.00% | – |
| LWLG | New | LIGHTWAVE LOGIC INC | $7,000 | – | 10,000 | +100.0% | 0.00% | – |
| SITO | New | SINGLE TOUCH SYSTEMS INC | $9,000 | – | 17,500 | +100.0% | 0.00% | – |
| UGHO | New | UNIVERSAL GUARDIAN HLDGS | $0 | – | 13,900 | +100.0% | 0.00% | – |
| TBII | New | TRANSWORLD BENEFITS INTERNATIO | $0 | – | 104,000 | +100.0% | 0.00% | – |
| NTMI | New | Ntm Inc | $0 | – | 30,000 | +100.0% | 0.00% | – |
| New | TABERNA PFD FDG I LTD PFD SHSpfd | $0 | – | 500,000 | +100.0% | 0.00% | – | |
| New | 360 VOX CORPORATION CL A | $1,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | CUTWATER SELECT INCOME FUND FRtaxable cef | $0 | – | 49,520 | +100.0% | 0.00% | – | |
| New | SEA DRAGON ENERGY INC | $3,000 | – | 34,000 | +100.0% | 0.00% | – | |
| New | Bank 1440 Peoria Ariz Com | $0 | – | 24,407 | +100.0% | 0.00% | – | |
| BSVN | New | BALSAM VENTURES INC NEW | $0 | – | 12,000 | +100.0% | 0.00% | – |
| DRHC | New | DETHRONE ROYALTY HLDGXXX N/C T | $2,000 | – | 200,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-01-28
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TRUST | 40 | Q3 2023 | 16.9% |
| UNITED PARCEL SVC INC CL B | 40 | Q3 2023 | 8.2% |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | 40 | Q3 2023 | 5.5% |
| TECHNOLOGY SELECT SECTOR SPDR FUND | 40 | Q3 2023 | 3.6% |
| SELECT SECTOR HEALTH CARE SPDR | 40 | Q3 2023 | 3.5% |
| SALESFORCE INC COM | 40 | Q3 2023 | 5.4% |
| FIDELITY NATL INFORMATION SVCS COM | 40 | Q3 2023 | 2.0% |
| PHILIP MORRIS INTL INC COM | 40 | Q3 2023 | 1.7% |
| APPLE INC | 40 | Q3 2023 | 3.1% |
| AMAZON COM INC COM | 40 | Q3 2023 | 2.2% |
View HOLLENCREST CAPITAL MANAGEMENT's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-01 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-16 |
| 13F-HR | 2023-02-07 |
| 13F-HR | 2022-10-28 |
| 13F-HR | 2022-07-21 |
| 13F-HR | 2022-04-18 |
| 13F-HR | 2022-01-07 |
View HOLLENCREST CAPITAL MANAGEMENT's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.