This page lists the SEC filings reported by Penn Capital Management Company, LLC.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13G | 2018-07-30 | PENN CAPITAL MANAGEMENT CO INC | PENN CAPITAL MANAGEMENT CO INC | 700,565 | 2.5% | EDGAR |
| SC 13G | 2018-07-30 | PENN CAPITAL MANAGEMENT CO INC | PENN CAPITAL MANAGEMENT CO INC | 327,308 | 3.7% | EDGAR |
| SC 13G | 2018-07-30 | PENN CAPITAL MANAGEMENT CO INC | PENN CAPITAL MANAGEMENT CO INC | 0 | 0.0% | EDGAR |
| SC 13G | 2016-02-12 | PENN CAPITAL MANAGEMENT CO INC | SharpSpring, Inc. | 397,957 | 5.5% | EDGAR |
| SC 13G | 2016-02-12 | PENN CAPITAL MANAGEMENT CO INC | CPI AEROSTRUCTURES INC | 454,365 | 5.3% | EDGAR |
| SC 13G | 2015-02-12 | PENN CAPITAL MANAGEMENT CO INC | GigOptix, Inc. | 1,674,468 | 5.1% | EDGAR |
| SC 13G | 2014-02-14 | PENN CAPITAL MANAGEMENT CO INC | CPI AEROSTRUCTURES INC | 446,140 | 5.3% | EDGAR |
| SC 13G | 2014-02-13 | PENN CAPITAL MANAGEMENT CO INC | FULL HOUSE RESORTS INC | 1,141,704 | 6.1% | EDGAR |
| SC 13G/A | 2013-02-22 | PENN CAPITAL MANAGEMENT CO INC | OCLARO, INC. | 2,764,642 | 5.5% | EDGAR |
| SC 13G/A | 2013-02-22 | PENN CAPITAL MANAGEMENT CO INC | OCLARO, INC. | 2,764,642 | 3.1% | EDGAR |
| SC 13G | 2013-02-15 | PENN CAPITAL MANAGEMENT CO INC | AVIAT NETWORKS, INC. | 3,665,602 | 6.0% | EDGAR |
| SC 13G | 2013-02-15 | PENN CAPITAL MANAGEMENT CO INC | CBEYOND, INC. | 1,712,164 | 5.6% | EDGAR |
| SC 13G | 2013-02-15 | PENN CAPITAL MANAGEMENT CO INC | HERCULES OFFSHORE, INC. | 6,977,435 | 5.1% | EDGAR |
| SC 13G | 2013-02-15 | PENN CAPITAL MANAGEMENT CO INC | Pzena Investment Management, Inc. | 561,219 | 6.0% | EDGAR |
| SC 13G | 2013-02-15 | PENN CAPITAL MANAGEMENT CO INC | ShoreTel Inc | 2,437,841 | 5.1% | EDGAR |
| SC 13G | 2012-02-13 | PENN CAPITAL MANAGEMENT CO INC | CBEYOND, INC. | 1,541,706 | 5.1% | EDGAR |
| SC 13G | 2012-02-13 | PENN CAPITAL MANAGEMENT CO INC | CARMIKE CINEMAS INC | 1,045,463 | 8.1% | EDGAR |
| SC 13G | 2012-02-13 | PENN CAPITAL MANAGEMENT CO INC | LODGENET INTERACTIVE CORP | 1,670,025 | 6.6% | EDGAR |
| SC 13G | 2012-02-13 | PENN CAPITAL MANAGEMENT CO INC | Pzena Investment Management, Inc. | 612,943 | 5.8% | EDGAR |
| SC 13G | 2012-02-13 | PENN CAPITAL MANAGEMENT CO INC | SRS LABS INC | 857,546 | 5.9% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.