This page lists the SEC filings reported by HENNESSY ADVISORS INC.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13G | 2022-12-01 | Eden Douglas Todd | HENNESSY ADVISORS INC | 572,106 | 7.7% | EDGAR |
| SC 13G | 2020-11-02 | Eden Douglas Todd | HENNESSY ADVISORS INC | 527,394 | 7.3% | EDGAR |
| SC 13G/A | 2016-02-08 | KEELEY ASSET MANAGEMENT CORP | HENNESSY ADVISORS INC | 0 | 0.0% | EDGAR |
| SC 13D/A | 2015-10-20 | Almond Charles M | HENNESSY ADVISORS INC | 231,080 | 4.6% | EDGAR |
| SC 13D | 2015-06-18 | Almond Charles M | HENNESSY ADVISORS INC | 486,800 | 8.1% | EDGAR |
| SC 13G/A | 2015-02-09 | KEELEY ASSET MANAGEMENT CORP | HENNESSY ADVISORS INC | 348,638 | 5.8% | EDGAR |
| SC 13G | 2014-02-07 | KEELEY ASSET MANAGEMENT CORP | HENNESSY ADVISORS INC | 334,313 | 5.7% | EDGAR |
| SC 13G | 2012-03-20 | Almond Charles M | HENNESSY ADVISORS INC | 448,999 | 7.8% | EDGAR |
| SC 13G/A | 2010-03-26 | CANNELL J CARLO | HENNESSY ADVISORS INC | 286,366 | 5.0% | EDGAR |
| SC 13G/A | 2010-02-17 | CANNELL J CARLO | HENNESSY ADVISORS INC | 323,166 | 5.6% | EDGAR |
| SC 13G/A | 2009-02-17 | CANNELL J CARLO | HENNESSY ADVISORS INC | 438,065 | 7.6% | EDGAR |
| SC 13G/A | 2009-02-09 | HENNESSY NEIL J | HENNESSY ADVISORS INC | 1,915,688 | 33.0% | EDGAR |
| SC 13G | 2008-08-11 | CANNELL J CARLO | HENNESSY ADVISORS INC | 386,233 | 6.8% | EDGAR |
| SC 13G/A | 2006-02-14 | HENNESSY NEIL J | HENNESSY ADVISORS INC | 948,983 | 37.8% | EDGAR |
| SC 13G/A | 2005-01-25 | HENNESSY NEIL J | HENNESSY ADVISORS INC | 632,822 | 38.7% | EDGAR |
| SC 13G | 2003-01-14 | HENNESSY NEIL J | HENNESSY ADVISORS INC | 655,322 | 40.1% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.