This page lists the SEC filings reported by HENNESSY ADVISORS INC.
| Type | Filed | |
|---|---|---|
| 13F-HR | 2014-07-15 | EDGAR |
| 13F-HR | 2014-04-24 | EDGAR |
| 13F-HR | 2014-01-22 | EDGAR |
| 13F-HR | 2013-10-30 | EDGAR |
| 13F-HR | 2013-07-17 | EDGAR |
| 13F-HR | 2013-04-25 | EDGAR |
| 13F-HR | 2013-01-18 | EDGAR |
| 13F-HR | 2012-10-30 | EDGAR |
| 13F-HR | 2012-07-24 | EDGAR |
| 13F-HR | 2012-05-08 | EDGAR |
| 13F-HR | 2012-02-02 | EDGAR |
| 13F-HR | 2011-11-01 | EDGAR |
| 13F-HR | 2011-07-27 | EDGAR |
| 13F-HR | 2011-04-19 | EDGAR |
| 13F-HR | 2011-01-14 | EDGAR |
| 13F-HR | 2010-10-26 | EDGAR |
| 13F-HR | 2010-07-22 | EDGAR |
| 13F-HR | 2010-04-27 | EDGAR |
| 13F-HR | 2010-01-13 | EDGAR |
| 13F-HR | 2009-10-14 | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.