EQUITEC PROPRIETARY MARKETS, LLC - Q3 2023 holdings

$405 Million is the total value of EQUITEC PROPRIETARY MARKETS, LLC's 132 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 85.7% .

 Value Shares↓ Weighting
HZNP BuyHORIZON THERAPEUTICS PUB Lcall$74,365,532
+419.1%
642,800
+361.5%
18.36%
+324.7%
RILY SellB. RILEY FINANCIAL INC$44,023,465
-14.1%
1,074,005
-3.7%
10.87%
-29.7%
HZNP BuyHORIZON THERAPEUTICS PUB Lput$35,250,743
+156.7%
304,700
+128.2%
8.70%
+110.1%
SGEN BuySEAGEN INCcall$32,119,510
+949.6%
151,400
+852.2%
7.93%
+759.4%
VMW BuyVMWARE INCput$29,050,760
+352.3%
174,500
+290.4%
7.17%
+270.2%
SGEN BuySEAGEN INCput$28,173,520
+682.8%
132,800
+610.2%
6.96%
+540.6%
ATVI BuyACTIVISION BLIZZARD INCput$24,446,793
+32.5%
261,100
+19.3%
6.04%
+8.5%
ATVI BuyACTIVISION BLIZZARD INCcall$19,175,424
+65.8%
204,800
+49.3%
4.74%
+35.7%
VMW BuyVMWARE INCcall$18,945,424
+216.2%
113,800
+172.9%
4.68%
+158.7%
BIPC NewBROOKFIELD INFRASTRUCTURE COput$9,849,258278,700
+100.0%
2.43%
OXYWS SellOCCIDENTAL PETE CORP*w exp 08/03/202$9,393,900
+14.5%
217,200
-1.2%
2.32%
-6.3%
BIPC NewBROOKFIELD INFRASTRUCTURE COcall$7,368,390208,500
+100.0%
1.82%
ATVI SellACTIVISION BLIZZARD INC$6,036,232
-34.5%
64,469
-41.0%
1.49%
-46.4%
BuyAPPLIED DIGITAL CORP$5,046,987
+123.1%
808,812
+234.3%
1.25%
+82.4%
SellGINKGO BIOWORKS HOLDINGS INC$4,575,839
-23.1%
2,528,088
-21.0%
1.13%
-37.1%
GLD BuySPDR GOLD TR$4,029,075
+69.9%
23,500
+76.7%
1.00%
+39.0%
 BIOHAVEN LTDput$4,013,343
+8.7%
154,3000.0%0.99%
-11.0%
CPRI NewCAPRI HOLDINGS LIMITEDcall$3,893,14074,000
+100.0%
0.96%
NATI  NATIONAL INSTRS CORPput$2,760,406
+3.9%
46,3000.0%0.68%
-15.0%
FINS  ANGEL OAK FINL STRATEGIES IN$2,528,870
+1.9%
210,0390.0%0.62%
-16.7%
NewAMC ENTMT HLDGS INCcall$2,373,030297,000
+100.0%
0.59%
NATI SellNATIONAL INSTRS CORP$2,301,332
-0.0%
38,600
-3.7%
0.57%
-18.3%
SIMO SellSILICON MOTION TECHNOLOGY COput$2,270,375
-56.3%
44,300
-38.7%
0.56%
-64.2%
 CANADIAN PACIFIC KANSAS CITY$2,143,008
-7.9%
28,8000.0%0.53%
-24.6%
AMED NewAMEDISYS INCput$2,054,80022,000
+100.0%
0.51%
SNCR BuySYNCHRONOSS TECHNOLOGIES INC$1,836,615
+53.4%
1,913,141
+48.5%
0.45%
+25.8%
SIMO BuySILICON MOTION TECHNOLOGY COsponsored adr$1,736,914
-13.3%
33,891
+21.5%
0.43%
-29.1%
GLD NewSPDR GOLD TRcall$1,731,64510,100
+100.0%
0.43%
BuyLILIUM N V$1,656,716
+74.6%
2,322,608
+330.7%
0.41%
+43.0%
JPM NewJPMORGAN CHASE & CO$1,406,6949,700
+100.0%
0.35%
AMED NewAMEDISYS INC$1,335,62014,300
+100.0%
0.33%
BuyBIOHAVEN LTD$1,280,993
+23.8%
49,250
+13.9%
0.32%
+1.3%
VMW NewVMWARE INC$1,198,6567,200
+100.0%
0.30%
SAVE BuySPIRIT AIRLS INCput$1,179,750
-2.5%
71,500
+1.4%
0.29%
-20.3%
SAVE BuySPIRIT AIRLS INC$1,179,750
-2.5%
71,500
+1.4%
0.29%
-20.3%
SPY NewSPDR S&P 500 ETF TRtr unit$1,155,0512,702
+100.0%
0.28%
 DOUBLEDOWN INTERACTIVE CO LTads$1,111,957
-11.4%
131,1270.0%0.28%
-27.4%
BW  BABCOCK & WILCOX ENTERPRISES$1,084,041
-28.6%
257,4920.0%0.27%
-41.5%
 CANADIAN PACIFIC KANSAS CITYcall$1,071,504
-7.9%
14,4000.0%0.26%
-24.5%
SSYS SellSTRATASYS LTDput$842,459
-72.3%
61,900
-63.9%
0.21%
-77.4%
CDZI NewCADIZ INC$810,288244,800
+100.0%
0.20%
 CANADIAN PACIFIC KANSAS CITYput$744,100
-7.9%
10,0000.0%0.18%
-24.6%
OEC SellORION S.A.$725,499
-7.1%
34,093
-7.3%
0.18%
-24.2%
AMD  ADVANCED MICRO DEVICES INCput$668,330
-9.7%
6,5000.0%0.16%
-26.0%
CIR  CIRCOR INTL INCput$652,275
-1.2%
11,7000.0%0.16%
-19.1%
SIMO SellSILICON MOTION TECHNOLOGY COcall$589,375
-65.8%
11,500
-52.1%
0.15%
-71.9%
CPRI NewCAPRI HOLDINGS LIMITEDput$562,92710,700
+100.0%
0.14%
AOMR SellANGEL OAK MORTGAGE REIT INC$458,837
-52.6%
53,791
-54.2%
0.11%
-61.3%
NewAMC ENTMT HLDGS INCcl a new$451,33156,487
+100.0%
0.11%
TGNA BuyTEGNA INC$386,105
+91.7%
26,500
+113.7%
0.10%
+55.7%
TGNA  TEGNA INCput$386,105
-10.3%
26,5000.0%0.10%
-26.9%
SellTHE ARENA GROUP HOLDINGS INC$376,302
-21.2%
87,921
-15.7%
0.09%
-35.4%
SSYS NewSTRATASYS LTDcall$254,50718,700
+100.0%
0.06%
CIR SellCIRCOR INTL INC$183,975
-43.8%
3,300
-43.1%
0.04%
-54.5%
PMCBD BuyPHARMACYTE BIOTECH INC$173,727
-1.1%
82,727
+34.7%
0.04%
-18.9%
CHRS NewCOHERUS BIOSCIENCES INCput$151,47040,500
+100.0%
0.04%
MARA BuyMARATHON DIGITAL HOLDINGS IN$136,850
-2.2%
16,100
+59.4%
0.03%
-19.0%
NewAMC ENTMT HLDGS INCput$131,03616,400
+100.0%
0.03%
ORCL NewORACLE CORP$105,9201,000
+100.0%
0.03%
FHN NewFIRST HORIZON CORPORATIONcall$88,1608,000
+100.0%
0.02%
GPRE NewGREEN PLAINS INC$81,2702,700
+100.0%
0.02%
SAVE NewSPIRIT AIRLS INCcall$82,5005,000
+100.0%
0.02%
SellBIGBEAR AI HLDGS INC*w exp 12/08/202$80,941
+48.7%
179,869
-27.3%
0.02%
+25.0%
GME NewGAMESTOP CORP NEWcl a$77,3624,700
+100.0%
0.02%
SSYS SellSTRATASYS LTD$62,606
-96.9%
4,600
-95.9%
0.02%
-97.5%
SellLUCID GROUP INC$44,161
-53.2%
7,900
-42.3%
0.01%
-60.7%
TLT NewISHARES TRcall$44,345500
+100.0%
0.01%
TLT NewISHARES TRput$44,345500
+100.0%
0.01%
CVNA NewCARVANA COcl a$41,9801,000
+100.0%
0.01%
ORGN  ORIGIN MATERIALS INC$36,004
-70.0%
28,1280.0%0.01%
-75.0%
CHRS NewCOHERUS BIOSCIENCES INC$29,7117,944
+100.0%
0.01%
FHN NewFIRST HORIZON CORPORATIONput$23,1422,100
+100.0%
0.01%
CVNA NewCARVANA COput$25,188600
+100.0%
0.01%
TSEM SellTOWER SEMICONDUCTOR LTDput$22,104
-96.7%
900
-94.9%
0.01%
-97.5%
SellLIVEWIRE GROUP INC*w exp 09/26/202$19,168
-66.9%
54,750
-41.9%
0.01%
-72.2%
TGNA NewTEGNA INCcall$16,0271,100
+100.0%
0.00%
TLT NewISHARES TR20 yr tr bd etf$17,738200
+100.0%
0.00%
GCMGW SellGCM GROSVENOR INC*w exp 11/17/202$16,913
-10.4%
64,800
-0.3%
0.00%
-33.3%
SellEVE HLDG INC*w exp 05/09/202$14,199
-53.9%
19,996
-42.9%
0.00%
-55.6%
GME NewGAMESTOP CORP NEWcall$11,522700
+100.0%
0.00%
AMD SellADVANCED MICRO DEVICES INC$10,282
-99.5%
100
-99.5%
0.00%
-99.5%
TSEM SellTOWER SEMICONDUCTOR LTD$9,824
-98.4%
400
-97.6%
0.00%
-98.9%
QID NewPROSHARES TRultshrt qqq$7,000500
+100.0%
0.00%
AMED NewAMEDISYS INCcall$9,340100
+100.0%
0.00%
ARKK NewARK ETF TRinnovation etf$7,934200
+100.0%
0.00%
EYE NewNATIONAL VISION HLDGS INC$8,090500
+100.0%
0.00%
BTWNW SellBRIDGETOWN HOLDINGS LTD*w exp 09/30/202$6,454
+30.1%
18,982
-5.1%
0.00%
+100.0%
FHN NewFIRST HORIZON CORPORATION$8,816800
+100.0%
0.00%
NewPROSHARES TR IIultra vix short$8,105500
+100.0%
0.00%
 MSP RECOVERY INC*w exp 05/20/202$3,950
+97.5%
500,0000.0%0.00%0.0%
MJ NewETF MANAGERS TRetfmg altr hrvst$3,6501,000
+100.0%
0.00%
IEP NewICAHN ENTERPRISES LPdepositary unit$4,134209
+100.0%
0.00%
NewNIOCORP DEVS LTD*w exp 03/17/202$2,9195,000
+100.0%
0.00%
SABR NewSABRE CORP$4,4901,000
+100.0%
0.00%
NewTMC THE METALS COMPANY INC$3,9654,000
+100.0%
0.00%
WEAT NewTEUCRIUM COMMODITY TRwheat fd$5,5701,000
+100.0%
0.00%
SellALPHA TAU MEDICAL LTD*w exp 03/07/202$2,924
-54.3%
11,576
-28.5%
0.00%
-50.0%
BOACWS NewBLUESCAPE OPPORTUNITIES ACQU*w exp 10/28/202$354,000
+100.0%
0.00%
 SEASTAR MEDICAL HOLDING CORP*w exp 10/28/202$1,134
-61.4%
80,3990.0%0.00%
-100.0%
 REVELATION BIOSCIENCES INC*w exp 01/10/202$338
-5.1%
20,0000.0%0.00%
NewPRESTO AUTOMATION INC*w exp 09/21/202$801,600
+100.0%
0.00%
 TEMPO AUTOMATION HOLDINGS IN*w exp 09/30/202$264
-68.9%
29,3320.0%0.00%
TSLA SellTESLA INCcall$0
-100.0%
18,200
-75.9%
0.00%
-100.0%
ACBAW  ACE GLOBAL BUSINESS ACQU LTD*w exp 02/20/202$1,480
-32.4%
50,0000.0%0.00%
-100.0%
NewANGHAMI INC*w exp 02/03/202$742,500
+100.0%
0.00%
MXL NewMAXLINEAR INCcall$0400
+100.0%
0.00%
NewINPIXON$8397,500
+100.0%
0.00%
TMKRW NewPRIVETERRA ACQUISITION CORP*w exp 01/07/202$2504,800
+100.0%
0.00%
NewHIPPO HLDGS INC*w exp 08/02/202$1105,800
+100.0%
0.00%
BROGW SellBROOGE ENERGY LTD*w exp 12/20/202$859
-40.8%
56,885
-22.7%
0.00%
HE NewHAWAIIAN ELEC INDUSTRIES$1,231100
+100.0%
0.00%
NewELECTRIQ PWR HLDGS INC*w exp 07/31/202$1997,000
+100.0%
0.00%
 FAT PROJECTS ACQUISITION COR*w exp 08/31/202$677
-27.8%
20,8430.0%0.00%
 GORILLA TECHNOLOGY GROUP INC*w exp 07/13/202$881
-54.8%
15,0000.0%0.00%
-100.0%
NewD-WAVE QUANTUM INC*w exp 08/05/202$6045,300
+100.0%
0.00%
DUNEW  DUNE ACQUISITION CORP*w exp 10/29/202$700
+65.5%
10,0000.0%0.00%
SellMULTIMETAVERSE HOLDINGS LTD*w exp 01/04/202$664
-62.2%
22,138
-25.9%
0.00%
-100.0%
 OXUS ACQUISITION CORP*w exp 99/99/999$1,875
+117.8%
15,0000.0%0.00%
SellCEPTON INC*w exp 06/01/202$1,441
-38.8%
52,800
-5.4%
0.00%
-100.0%
SellCELULARITY INC*w exp 07/16/202$161
-92.0%
10,600
-69.7%
0.00%
-100.0%
CFIVW NewCF ACQUISITION CORP IV*w exp 12/31/202$1252,500
+100.0%
0.00%
NewASSET ENTITIES INC$396800
+100.0%
0.00%
AAPL NewAPPLE INCcall$0200
+100.0%
0.00%
SellAGILETHOUGHT INC*w exp 08/23/202$343
-77.2%
34,696
-13.3%
0.00%
ADEXWS  ADIT EDTECH ACQUISITION CORP*w exp 99/99/999$1,323
-25.0%
22,0450.0%0.00%
-100.0%
ExitMINORITY EQUALITY OPPORTUNIT*w exp 08/26/202$0-20,000
-100.0%
0.00%
ExitMONEYLION INC*w exp 09/22/202$0-10,000
-100.0%
0.00%
GBWS ExitGLOBAL BLUE GROUP HOLDING AG*w exp 08/28/202$0-10,000
-100.0%
0.00%
NewSONDER HOLDINGS INC*w exp 01/18/202$422,600
+100.0%
0.00%
VIIAW New7GC & CO HOLDINGS INC*w exp 12/28/202$4295,000
+100.0%
0.00%
ExitINNOVATIVE INTL ACQUSITIN CO*w exp 07/01/202$0-23,169
-100.0%
0.00%
X NewUNITED STATES STL CORP NEWcall$0200
+100.0%
0.00%
VIEWW  VIEW INC*w exp 03/08/202$300
-13.0%
30,0000.0%0.00%
OSIWS  OSIRIS ACQUISITION CORP*w exp 05/01/202$359
-72.0%
11,9000.0%0.00%
 OCEANTECH ACQUISITIONS I COR*w exp 99/99/999$1,752
-31.2%
63,7000.0%0.00%
-100.0%
 MONTEREY INNOVATION ACQUI CO*w exp 09/30/202$287
+6.7%
10,0000.0%0.00%
ExitJASPER THERAPEUTICS INC*w exp 09/24/202$0-33,586
-100.0%
-0.00%
IMBI ExitIMEDIA BRANDS INC$0-24,175
-100.0%
-0.00%
ExitBERKSHIRE GREY INC*w exp 07/21/202$0-10,000
-100.0%
-0.00%
SURF ExitSURFACE ONCOLOGY INC$0-20,198
-100.0%
-0.01%
SURF ExitSURFACE ONCOLOGY INCput$0-20,000
-100.0%
-0.01%
ExitCXAPP INC*w exp 03/14/202$0-35,000
-100.0%
-0.01%
GSM ExitFERROGLOBE PLC$0-16,700
-100.0%
-0.02%
SQNS ExitSEQUANS COMMUNICATIONS S Asponsored ads$0-37,897
-100.0%
-0.03%
ExitRIVIAN AUTOMOTIVE INC$0-10,500
-100.0%
-0.05%
PRTK ExitPARATEK PHARMACEUTICALS INC$0-95,600
-100.0%
-0.06%
PRTK ExitPARATEK PHARMACEUTICALS INCput$0-97,700
-100.0%
-0.06%
AJRD ExitAEROJET ROCKETDYNE HLDGS INCput$0-5,000
-100.0%
-0.08%
AMC ExitAMC ENTMT HLDGS INCcall$0-69,600
-100.0%
-0.09%
AJRD ExitAEROJET ROCKETDYNE HLDGS INCcall$0-10,000
-100.0%
-0.17%
ExitFORGEROCK INCcl a$0-29,400
-100.0%
-0.18%
HZNP ExitHORIZON THERAPEUTICS PUB L$0-6,550
-100.0%
-0.20%
KDNY ExitCHINOOK THERAPEUTICS INC$0-20,100
-100.0%
-0.23%
KDNY ExitCHINOOK THERAPEUTICS INCput$0-28,300
-100.0%
-0.33%
ExitFORGEROCK INCput$0-54,200
-100.0%
-0.34%
AMC ExitAMC ENTMT HLDGS INCput$0-283,000
-100.0%
-0.38%
SGEN ExitSEAGEN INC$0-6,720
-100.0%
-0.39%
GOOGL ExitALPHABET INCcap stk cl a$0-11,700
-100.0%
-0.42%
TRTN ExitTRITON INTL LTDput$0-20,100
-100.0%
-0.50%
TSLA ExitTESLA INCput$0-17,800
-100.0%
-1.41%
ISEE ExitIVERIC BIO INCcall$0-429,100
-100.0%
-5.09%
ISEE ExitIVERIC BIO INCput$0-521,800
-100.0%
-6.20%
NVDA ExitNVIDIA CORPORATIONcall$0-53,400
-100.0%
-6.82%
FRG ExitFRANCHISE GROUP INC$0-1,123,168
-100.0%
-9.71%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2023-10-17
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
B RILEY FINL INC24Q3 202316.7%
DISNEY WALT CO20Q1 20230.1%
SPDR S&P 500 ETF TR17Q4 202261.3%
ZIOPHARM ONCOLOGY INC17Q4 20210.1%
ZIOPHARM ONCOLOGY INC17Q1 20230.1%
INVESTORS BANCORP INC NEW17Q2 20210.0%
NORDIC AMERICAN TANKERS LIMI16Q4 20180.0%
AT&T INC15Q4 20181.4%
TELENAV INC15Q4 20180.7%
INTREXON CORP15Q4 20180.7%

View EQUITEC PROPRIETARY MARKETS, LLC's complete holdings history.

Latest filings
TypeFiled
13F-HR2024-01-29
13F-HR2023-10-17
13F-HR2023-07-12
13F-HR2023-04-28
13F-HR2023-01-31
13F-HR2022-10-11
13F-HR2022-07-18
13F-HR2022-04-22
13F-HR2022-01-31
13F-HR2021-10-12

View EQUITEC PROPRIETARY MARKETS, LLC's complete filings history.

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