$405 Million is the total value of EQUITEC PROPRIETARY MARKETS, LLC's 132 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 85.7% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
HZNP | Buy | HORIZON THERAPEUTICS PUB Lcall | $74,365,532 | +419.1% | 642,800 | +361.5% | 18.36% | +324.7% |
RILY | Sell | B. RILEY FINANCIAL INC | $44,023,465 | -14.1% | 1,074,005 | -3.7% | 10.87% | -29.7% |
HZNP | Buy | HORIZON THERAPEUTICS PUB Lput | $35,250,743 | +156.7% | 304,700 | +128.2% | 8.70% | +110.1% |
SGEN | Buy | SEAGEN INCcall | $32,119,510 | +949.6% | 151,400 | +852.2% | 7.93% | +759.4% |
VMW | Buy | VMWARE INCput | $29,050,760 | +352.3% | 174,500 | +290.4% | 7.17% | +270.2% |
SGEN | Buy | SEAGEN INCput | $28,173,520 | +682.8% | 132,800 | +610.2% | 6.96% | +540.6% |
ATVI | Buy | ACTIVISION BLIZZARD INCput | $24,446,793 | +32.5% | 261,100 | +19.3% | 6.04% | +8.5% |
ATVI | Buy | ACTIVISION BLIZZARD INCcall | $19,175,424 | +65.8% | 204,800 | +49.3% | 4.74% | +35.7% |
VMW | Buy | VMWARE INCcall | $18,945,424 | +216.2% | 113,800 | +172.9% | 4.68% | +158.7% |
BIPC | New | BROOKFIELD INFRASTRUCTURE COput | $9,849,258 | – | 278,700 | +100.0% | 2.43% | – |
OXYWS | Sell | OCCIDENTAL PETE CORP*w exp 08/03/202 | $9,393,900 | +14.5% | 217,200 | -1.2% | 2.32% | -6.3% |
BIPC | New | BROOKFIELD INFRASTRUCTURE COcall | $7,368,390 | – | 208,500 | +100.0% | 1.82% | – |
ATVI | Sell | ACTIVISION BLIZZARD INC | $6,036,232 | -34.5% | 64,469 | -41.0% | 1.49% | -46.4% |
Buy | APPLIED DIGITAL CORP | $5,046,987 | +123.1% | 808,812 | +234.3% | 1.25% | +82.4% | |
Sell | GINKGO BIOWORKS HOLDINGS INC | $4,575,839 | -23.1% | 2,528,088 | -21.0% | 1.13% | -37.1% | |
GLD | Buy | SPDR GOLD TR | $4,029,075 | +69.9% | 23,500 | +76.7% | 1.00% | +39.0% |
BIOHAVEN LTDput | $4,013,343 | +8.7% | 154,300 | 0.0% | 0.99% | -11.0% | ||
CPRI | New | CAPRI HOLDINGS LIMITEDcall | $3,893,140 | – | 74,000 | +100.0% | 0.96% | – |
NATI | NATIONAL INSTRS CORPput | $2,760,406 | +3.9% | 46,300 | 0.0% | 0.68% | -15.0% | |
FINS | ANGEL OAK FINL STRATEGIES IN | $2,528,870 | +1.9% | 210,039 | 0.0% | 0.62% | -16.7% | |
New | AMC ENTMT HLDGS INCcall | $2,373,030 | – | 297,000 | +100.0% | 0.59% | – | |
NATI | Sell | NATIONAL INSTRS CORP | $2,301,332 | -0.0% | 38,600 | -3.7% | 0.57% | -18.3% |
SIMO | Sell | SILICON MOTION TECHNOLOGY COput | $2,270,375 | -56.3% | 44,300 | -38.7% | 0.56% | -64.2% |
CANADIAN PACIFIC KANSAS CITY | $2,143,008 | -7.9% | 28,800 | 0.0% | 0.53% | -24.6% | ||
AMED | New | AMEDISYS INCput | $2,054,800 | – | 22,000 | +100.0% | 0.51% | – |
SNCR | Buy | SYNCHRONOSS TECHNOLOGIES INC | $1,836,615 | +53.4% | 1,913,141 | +48.5% | 0.45% | +25.8% |
SIMO | Buy | SILICON MOTION TECHNOLOGY COsponsored adr | $1,736,914 | -13.3% | 33,891 | +21.5% | 0.43% | -29.1% |
GLD | New | SPDR GOLD TRcall | $1,731,645 | – | 10,100 | +100.0% | 0.43% | – |
Buy | LILIUM N V | $1,656,716 | +74.6% | 2,322,608 | +330.7% | 0.41% | +43.0% | |
JPM | New | JPMORGAN CHASE & CO | $1,406,694 | – | 9,700 | +100.0% | 0.35% | – |
AMED | New | AMEDISYS INC | $1,335,620 | – | 14,300 | +100.0% | 0.33% | – |
Buy | BIOHAVEN LTD | $1,280,993 | +23.8% | 49,250 | +13.9% | 0.32% | +1.3% | |
VMW | New | VMWARE INC | $1,198,656 | – | 7,200 | +100.0% | 0.30% | – |
SAVE | Buy | SPIRIT AIRLS INCput | $1,179,750 | -2.5% | 71,500 | +1.4% | 0.29% | -20.3% |
SAVE | Buy | SPIRIT AIRLS INC | $1,179,750 | -2.5% | 71,500 | +1.4% | 0.29% | -20.3% |
SPY | New | SPDR S&P 500 ETF TRtr unit | $1,155,051 | – | 2,702 | +100.0% | 0.28% | – |
DOUBLEDOWN INTERACTIVE CO LTads | $1,111,957 | -11.4% | 131,127 | 0.0% | 0.28% | -27.4% | ||
BW | BABCOCK & WILCOX ENTERPRISES | $1,084,041 | -28.6% | 257,492 | 0.0% | 0.27% | -41.5% | |
CANADIAN PACIFIC KANSAS CITYcall | $1,071,504 | -7.9% | 14,400 | 0.0% | 0.26% | -24.5% | ||
SSYS | Sell | STRATASYS LTDput | $842,459 | -72.3% | 61,900 | -63.9% | 0.21% | -77.4% |
CDZI | New | CADIZ INC | $810,288 | – | 244,800 | +100.0% | 0.20% | – |
CANADIAN PACIFIC KANSAS CITYput | $744,100 | -7.9% | 10,000 | 0.0% | 0.18% | -24.6% | ||
OEC | Sell | ORION S.A. | $725,499 | -7.1% | 34,093 | -7.3% | 0.18% | -24.2% |
AMD | ADVANCED MICRO DEVICES INCput | $668,330 | -9.7% | 6,500 | 0.0% | 0.16% | -26.0% | |
CIR | CIRCOR INTL INCput | $652,275 | -1.2% | 11,700 | 0.0% | 0.16% | -19.1% | |
SIMO | Sell | SILICON MOTION TECHNOLOGY COcall | $589,375 | -65.8% | 11,500 | -52.1% | 0.15% | -71.9% |
CPRI | New | CAPRI HOLDINGS LIMITEDput | $562,927 | – | 10,700 | +100.0% | 0.14% | – |
AOMR | Sell | ANGEL OAK MORTGAGE REIT INC | $458,837 | -52.6% | 53,791 | -54.2% | 0.11% | -61.3% |
New | AMC ENTMT HLDGS INCcl a new | $451,331 | – | 56,487 | +100.0% | 0.11% | – | |
TGNA | Buy | TEGNA INC | $386,105 | +91.7% | 26,500 | +113.7% | 0.10% | +55.7% |
TGNA | TEGNA INCput | $386,105 | -10.3% | 26,500 | 0.0% | 0.10% | -26.9% | |
Sell | THE ARENA GROUP HOLDINGS INC | $376,302 | -21.2% | 87,921 | -15.7% | 0.09% | -35.4% | |
SSYS | New | STRATASYS LTDcall | $254,507 | – | 18,700 | +100.0% | 0.06% | – |
CIR | Sell | CIRCOR INTL INC | $183,975 | -43.8% | 3,300 | -43.1% | 0.04% | -54.5% |
PMCBD | Buy | PHARMACYTE BIOTECH INC | $173,727 | -1.1% | 82,727 | +34.7% | 0.04% | -18.9% |
CHRS | New | COHERUS BIOSCIENCES INCput | $151,470 | – | 40,500 | +100.0% | 0.04% | – |
MARA | Buy | MARATHON DIGITAL HOLDINGS IN | $136,850 | -2.2% | 16,100 | +59.4% | 0.03% | -19.0% |
New | AMC ENTMT HLDGS INCput | $131,036 | – | 16,400 | +100.0% | 0.03% | – | |
ORCL | New | ORACLE CORP | $105,920 | – | 1,000 | +100.0% | 0.03% | – |
FHN | New | FIRST HORIZON CORPORATIONcall | $88,160 | – | 8,000 | +100.0% | 0.02% | – |
GPRE | New | GREEN PLAINS INC | $81,270 | – | 2,700 | +100.0% | 0.02% | – |
SAVE | New | SPIRIT AIRLS INCcall | $82,500 | – | 5,000 | +100.0% | 0.02% | – |
Sell | BIGBEAR AI HLDGS INC*w exp 12/08/202 | $80,941 | +48.7% | 179,869 | -27.3% | 0.02% | +25.0% | |
GME | New | GAMESTOP CORP NEWcl a | $77,362 | – | 4,700 | +100.0% | 0.02% | – |
SSYS | Sell | STRATASYS LTD | $62,606 | -96.9% | 4,600 | -95.9% | 0.02% | -97.5% |
Sell | LUCID GROUP INC | $44,161 | -53.2% | 7,900 | -42.3% | 0.01% | -60.7% | |
TLT | New | ISHARES TRcall | $44,345 | – | 500 | +100.0% | 0.01% | – |
TLT | New | ISHARES TRput | $44,345 | – | 500 | +100.0% | 0.01% | – |
CVNA | New | CARVANA COcl a | $41,980 | – | 1,000 | +100.0% | 0.01% | – |
ORGN | ORIGIN MATERIALS INC | $36,004 | -70.0% | 28,128 | 0.0% | 0.01% | -75.0% | |
CHRS | New | COHERUS BIOSCIENCES INC | $29,711 | – | 7,944 | +100.0% | 0.01% | – |
FHN | New | FIRST HORIZON CORPORATIONput | $23,142 | – | 2,100 | +100.0% | 0.01% | – |
CVNA | New | CARVANA COput | $25,188 | – | 600 | +100.0% | 0.01% | – |
TSEM | Sell | TOWER SEMICONDUCTOR LTDput | $22,104 | -96.7% | 900 | -94.9% | 0.01% | -97.5% |
Sell | LIVEWIRE GROUP INC*w exp 09/26/202 | $19,168 | -66.9% | 54,750 | -41.9% | 0.01% | -72.2% | |
TGNA | New | TEGNA INCcall | $16,027 | – | 1,100 | +100.0% | 0.00% | – |
TLT | New | ISHARES TR20 yr tr bd etf | $17,738 | – | 200 | +100.0% | 0.00% | – |
GCMGW | Sell | GCM GROSVENOR INC*w exp 11/17/202 | $16,913 | -10.4% | 64,800 | -0.3% | 0.00% | -33.3% |
Sell | EVE HLDG INC*w exp 05/09/202 | $14,199 | -53.9% | 19,996 | -42.9% | 0.00% | -55.6% | |
GME | New | GAMESTOP CORP NEWcall | $11,522 | – | 700 | +100.0% | 0.00% | – |
AMD | Sell | ADVANCED MICRO DEVICES INC | $10,282 | -99.5% | 100 | -99.5% | 0.00% | -99.5% |
TSEM | Sell | TOWER SEMICONDUCTOR LTD | $9,824 | -98.4% | 400 | -97.6% | 0.00% | -98.9% |
QID | New | PROSHARES TRultshrt qqq | $7,000 | – | 500 | +100.0% | 0.00% | – |
AMED | New | AMEDISYS INCcall | $9,340 | – | 100 | +100.0% | 0.00% | – |
ARKK | New | ARK ETF TRinnovation etf | $7,934 | – | 200 | +100.0% | 0.00% | – |
EYE | New | NATIONAL VISION HLDGS INC | $8,090 | – | 500 | +100.0% | 0.00% | – |
BTWNW | Sell | BRIDGETOWN HOLDINGS LTD*w exp 09/30/202 | $6,454 | +30.1% | 18,982 | -5.1% | 0.00% | +100.0% |
FHN | New | FIRST HORIZON CORPORATION | $8,816 | – | 800 | +100.0% | 0.00% | – |
New | PROSHARES TR IIultra vix short | $8,105 | – | 500 | +100.0% | 0.00% | – | |
MSP RECOVERY INC*w exp 05/20/202 | $3,950 | +97.5% | 500,000 | 0.0% | 0.00% | 0.0% | ||
MJ | New | ETF MANAGERS TRetfmg altr hrvst | $3,650 | – | 1,000 | +100.0% | 0.00% | – |
IEP | New | ICAHN ENTERPRISES LPdepositary unit | $4,134 | – | 209 | +100.0% | 0.00% | – |
New | NIOCORP DEVS LTD*w exp 03/17/202 | $2,919 | – | 5,000 | +100.0% | 0.00% | – | |
SABR | New | SABRE CORP | $4,490 | – | 1,000 | +100.0% | 0.00% | – |
New | TMC THE METALS COMPANY INC | $3,965 | – | 4,000 | +100.0% | 0.00% | – | |
WEAT | New | TEUCRIUM COMMODITY TRwheat fd | $5,570 | – | 1,000 | +100.0% | 0.00% | – |
Sell | ALPHA TAU MEDICAL LTD*w exp 03/07/202 | $2,924 | -54.3% | 11,576 | -28.5% | 0.00% | -50.0% | |
BOACWS | New | BLUESCAPE OPPORTUNITIES ACQU*w exp 10/28/202 | $35 | – | 4,000 | +100.0% | 0.00% | – |
SEASTAR MEDICAL HOLDING CORP*w exp 10/28/202 | $1,134 | -61.4% | 80,399 | 0.0% | 0.00% | -100.0% | ||
REVELATION BIOSCIENCES INC*w exp 01/10/202 | $338 | -5.1% | 20,000 | 0.0% | 0.00% | – | ||
New | PRESTO AUTOMATION INC*w exp 09/21/202 | $80 | – | 1,600 | +100.0% | 0.00% | – | |
TEMPO AUTOMATION HOLDINGS IN*w exp 09/30/202 | $264 | -68.9% | 29,332 | 0.0% | 0.00% | – | ||
TSLA | Sell | TESLA INCcall | $0 | -100.0% | 18,200 | -75.9% | 0.00% | -100.0% |
ACBAW | ACE GLOBAL BUSINESS ACQU LTD*w exp 02/20/202 | $1,480 | -32.4% | 50,000 | 0.0% | 0.00% | -100.0% | |
New | ANGHAMI INC*w exp 02/03/202 | $74 | – | 2,500 | +100.0% | 0.00% | – | |
MXL | New | MAXLINEAR INCcall | $0 | – | 400 | +100.0% | 0.00% | – |
New | INPIXON | $839 | – | 7,500 | +100.0% | 0.00% | – | |
TMKRW | New | PRIVETERRA ACQUISITION CORP*w exp 01/07/202 | $250 | – | 4,800 | +100.0% | 0.00% | – |
New | HIPPO HLDGS INC*w exp 08/02/202 | $110 | – | 5,800 | +100.0% | 0.00% | – | |
BROGW | Sell | BROOGE ENERGY LTD*w exp 12/20/202 | $859 | -40.8% | 56,885 | -22.7% | 0.00% | – |
HE | New | HAWAIIAN ELEC INDUSTRIES | $1,231 | – | 100 | +100.0% | 0.00% | – |
New | ELECTRIQ PWR HLDGS INC*w exp 07/31/202 | $199 | – | 7,000 | +100.0% | 0.00% | – | |
FAT PROJECTS ACQUISITION COR*w exp 08/31/202 | $677 | -27.8% | 20,843 | 0.0% | 0.00% | – | ||
GORILLA TECHNOLOGY GROUP INC*w exp 07/13/202 | $881 | -54.8% | 15,000 | 0.0% | 0.00% | -100.0% | ||
New | D-WAVE QUANTUM INC*w exp 08/05/202 | $604 | – | 5,300 | +100.0% | 0.00% | – | |
DUNEW | DUNE ACQUISITION CORP*w exp 10/29/202 | $700 | +65.5% | 10,000 | 0.0% | 0.00% | – | |
Sell | MULTIMETAVERSE HOLDINGS LTD*w exp 01/04/202 | $664 | -62.2% | 22,138 | -25.9% | 0.00% | -100.0% | |
OXUS ACQUISITION CORP*w exp 99/99/999 | $1,875 | +117.8% | 15,000 | 0.0% | 0.00% | – | ||
Sell | CEPTON INC*w exp 06/01/202 | $1,441 | -38.8% | 52,800 | -5.4% | 0.00% | -100.0% | |
Sell | CELULARITY INC*w exp 07/16/202 | $161 | -92.0% | 10,600 | -69.7% | 0.00% | -100.0% | |
CFIVW | New | CF ACQUISITION CORP IV*w exp 12/31/202 | $125 | – | 2,500 | +100.0% | 0.00% | – |
New | ASSET ENTITIES INC | $396 | – | 800 | +100.0% | 0.00% | – | |
AAPL | New | APPLE INCcall | $0 | – | 200 | +100.0% | 0.00% | – |
Sell | AGILETHOUGHT INC*w exp 08/23/202 | $343 | -77.2% | 34,696 | -13.3% | 0.00% | – | |
ADEXWS | ADIT EDTECH ACQUISITION CORP*w exp 99/99/999 | $1,323 | -25.0% | 22,045 | 0.0% | 0.00% | -100.0% | |
Exit | MINORITY EQUALITY OPPORTUNIT*w exp 08/26/202 | $0 | – | -20,000 | -100.0% | 0.00% | – | |
Exit | MONEYLION INC*w exp 09/22/202 | $0 | – | -10,000 | -100.0% | 0.00% | – | |
GBWS | Exit | GLOBAL BLUE GROUP HOLDING AG*w exp 08/28/202 | $0 | – | -10,000 | -100.0% | 0.00% | – |
New | SONDER HOLDINGS INC*w exp 01/18/202 | $42 | – | 2,600 | +100.0% | 0.00% | – | |
VIIAW | New | 7GC & CO HOLDINGS INC*w exp 12/28/202 | $429 | – | 5,000 | +100.0% | 0.00% | – |
Exit | INNOVATIVE INTL ACQUSITIN CO*w exp 07/01/202 | $0 | – | -23,169 | -100.0% | 0.00% | – | |
X | New | UNITED STATES STL CORP NEWcall | $0 | – | 200 | +100.0% | 0.00% | – |
VIEWW | VIEW INC*w exp 03/08/202 | $300 | -13.0% | 30,000 | 0.0% | 0.00% | – | |
OSIWS | OSIRIS ACQUISITION CORP*w exp 05/01/202 | $359 | -72.0% | 11,900 | 0.0% | 0.00% | – | |
OCEANTECH ACQUISITIONS I COR*w exp 99/99/999 | $1,752 | -31.2% | 63,700 | 0.0% | 0.00% | -100.0% | ||
MONTEREY INNOVATION ACQUI CO*w exp 09/30/202 | $287 | +6.7% | 10,000 | 0.0% | 0.00% | – | ||
Exit | JASPER THERAPEUTICS INC*w exp 09/24/202 | $0 | – | -33,586 | -100.0% | -0.00% | – | |
IMBI | Exit | IMEDIA BRANDS INC | $0 | – | -24,175 | -100.0% | -0.00% | – |
Exit | BERKSHIRE GREY INC*w exp 07/21/202 | $0 | – | -10,000 | -100.0% | -0.00% | – | |
SURF | Exit | SURFACE ONCOLOGY INC | $0 | – | -20,198 | -100.0% | -0.01% | – |
SURF | Exit | SURFACE ONCOLOGY INCput | $0 | – | -20,000 | -100.0% | -0.01% | – |
Exit | CXAPP INC*w exp 03/14/202 | $0 | – | -35,000 | -100.0% | -0.01% | – | |
GSM | Exit | FERROGLOBE PLC | $0 | – | -16,700 | -100.0% | -0.02% | – |
SQNS | Exit | SEQUANS COMMUNICATIONS S Asponsored ads | $0 | – | -37,897 | -100.0% | -0.03% | – |
Exit | RIVIAN AUTOMOTIVE INC | $0 | – | -10,500 | -100.0% | -0.05% | – | |
PRTK | Exit | PARATEK PHARMACEUTICALS INC | $0 | – | -95,600 | -100.0% | -0.06% | – |
PRTK | Exit | PARATEK PHARMACEUTICALS INCput | $0 | – | -97,700 | -100.0% | -0.06% | – |
AJRD | Exit | AEROJET ROCKETDYNE HLDGS INCput | $0 | – | -5,000 | -100.0% | -0.08% | – |
AMC | Exit | AMC ENTMT HLDGS INCcall | $0 | – | -69,600 | -100.0% | -0.09% | – |
AJRD | Exit | AEROJET ROCKETDYNE HLDGS INCcall | $0 | – | -10,000 | -100.0% | -0.17% | – |
Exit | FORGEROCK INCcl a | $0 | – | -29,400 | -100.0% | -0.18% | – | |
HZNP | Exit | HORIZON THERAPEUTICS PUB L | $0 | – | -6,550 | -100.0% | -0.20% | – |
KDNY | Exit | CHINOOK THERAPEUTICS INC | $0 | – | -20,100 | -100.0% | -0.23% | – |
KDNY | Exit | CHINOOK THERAPEUTICS INCput | $0 | – | -28,300 | -100.0% | -0.33% | – |
Exit | FORGEROCK INCput | $0 | – | -54,200 | -100.0% | -0.34% | – | |
AMC | Exit | AMC ENTMT HLDGS INCput | $0 | – | -283,000 | -100.0% | -0.38% | – |
SGEN | Exit | SEAGEN INC | $0 | – | -6,720 | -100.0% | -0.39% | – |
GOOGL | Exit | ALPHABET INCcap stk cl a | $0 | – | -11,700 | -100.0% | -0.42% | – |
TRTN | Exit | TRITON INTL LTDput | $0 | – | -20,100 | -100.0% | -0.50% | – |
TSLA | Exit | TESLA INCput | $0 | – | -17,800 | -100.0% | -1.41% | – |
ISEE | Exit | IVERIC BIO INCcall | $0 | – | -429,100 | -100.0% | -5.09% | – |
ISEE | Exit | IVERIC BIO INCput | $0 | – | -521,800 | -100.0% | -6.20% | – |
NVDA | Exit | NVIDIA CORPORATIONcall | $0 | – | -53,400 | -100.0% | -6.82% | – |
FRG | Exit | FRANCHISE GROUP INC | $0 | – | -1,123,168 | -100.0% | -9.71% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-10-17
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
B RILEY FINL INC | 24 | Q3 2023 | 16.7% |
DISNEY WALT CO | 20 | Q1 2023 | 0.1% |
SPDR S&P 500 ETF TR | 17 | Q4 2022 | 61.3% |
ZIOPHARM ONCOLOGY INC | 17 | Q4 2021 | 0.1% |
ZIOPHARM ONCOLOGY INC | 17 | Q1 2023 | 0.1% |
INVESTORS BANCORP INC NEW | 17 | Q2 2021 | 0.0% |
NORDIC AMERICAN TANKERS LIMI | 16 | Q4 2018 | 0.0% |
AT&T INC | 15 | Q4 2018 | 1.4% |
TELENAV INC | 15 | Q4 2018 | 0.7% |
INTREXON CORP | 15 | Q4 2018 | 0.7% |
View EQUITEC PROPRIETARY MARKETS, LLC's complete holdings history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-01-29 |
13F-HR | 2023-10-17 |
13F-HR | 2023-07-12 |
13F-HR | 2023-04-28 |
13F-HR | 2023-01-31 |
13F-HR | 2022-10-11 |
13F-HR | 2022-07-18 |
13F-HR | 2022-04-22 |
13F-HR | 2022-01-31 |
13F-HR | 2021-10-12 |
View EQUITEC PROPRIETARY MARKETS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.