EQUITEC PROPRIETARY MARKETS, LLC - Q4 2020 holdings

$384 Million is the total value of EQUITEC PROPRIETARY MARKETS, LLC's 128 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 122.8% .

 Value Shares↓ Weighting
AMZN BuyAMAZON COM INC$80,772,000
+6315.6%
24,800
+6100.0%
21.05%
+2092.9%
TSLA BuyTESLA INCcall$47,986,000
+2441.6%
68,000
+1445.5%
12.51%
+769.1%
TIF BuyTIFFANY & CO NEWcall$42,866,000
+76.3%
326,100
+55.4%
11.17%
-39.7%
TIF BuyTIFFANY & CO NEWput$39,987,000
+555.0%
304,200
+477.2%
10.42%
+124.0%
RILY BuyB. RILEY FINANCIAL INC$19,375,000
+114.4%
438,145
+21.5%
5.05%
-26.7%
ACIA BuyACACIA COMMUNICATIONS INCput$14,658,000
+5210.9%
200,900
+4800.0%
3.82%
+1719.0%
OXY BuyOCCIDENTAL PETE CORPcall$14,139,000
+416.2%
816,800
+198.5%
3.68%
+76.5%
ACIA BuyACACIA COMMUNICATIONS INC$11,995,000
+5377.2%
164,400
+4958.5%
3.13%
+1771.9%
TSLA SellTESLA INCput$11,361,000
+29.2%
16,100
-21.5%
2.96%
-55.8%
ABBV SellABBVIE INCput$10,833,000
+15.5%
101,100
-5.6%
2.82%
-60.5%
XLI NewSELECT SECTOR SPDR TRsbi int-inds$9,112,000102,900
+100.0%
2.38%
NHLD BuyNATIONAL HLDGS CORP$5,241,000
+82.0%
1,729,809
+27.3%
1.37%
-37.8%
PRVL NewPREVAIL THERAPEUTICS INCput$4,967,000215,300
+100.0%
1.30%
DIA NewSPDR DOW JONES INDL AVERAGEut ser 1$4,893,00016,000
+100.0%
1.28%
AMZN NewAMAZON COM INCcall$3,908,0001,200
+100.0%
1.02%
RP NewREALPAGE INCput$3,228,00037,000
+100.0%
0.84%
PRVL NewPREVAIL THERAPEUTICS INC$2,833,000122,800
+100.0%
0.74%
RP NewREALPAGE INC$2,809,00032,200
+100.0%
0.73%
ALTG BuyALTA EQUIPMENT GROUP INC$2,721,000
+47.2%
275,436
+16.7%
0.71%
-49.7%
SONM BuySONIM TECHNOLOGIES INC$2,577,000
+71.0%
3,559,345
+83.3%
0.67%
-41.5%
XPER BuyXPERI HOLDING CORP$2,434,000
+307.0%
116,454
+123.6%
0.63%
+39.0%
EIDX NewEIDOS THERAPEUTICS INCput$2,368,00018,000
+100.0%
0.62%
RP NewREALPAGE INCcall$2,312,00026,500
+100.0%
0.60%
QMCO SellQUANTUM CORP$2,215,000
-18.1%
361,987
-38.4%
0.58%
-72.0%
ABBV SellABBVIE INCcall$2,207,000
-44.1%
20,600
-54.3%
0.58%
-80.9%
RTX SellRAYTHEON TECHNOLOGIES CORPput$1,766,000
-11.6%
24,700
-28.8%
0.46%
-69.8%
CLCT NewCOLLECTORS UNIVERSE INCput$1,764,00023,400
+100.0%
0.46%
CI  CIGNA CORP NEWcall$1,541,000
+22.9%
7,4000.0%0.40%
-57.9%
ATUS NewALTICE USA INCput$1,511,00039,900
+100.0%
0.39%
ATUS NewALTICE USA INCcl a$1,322,00034,900
+100.0%
0.34%
TIF BuyTIFFANY & CO NEW$1,170,000
+20.2%
8,900
+6.0%
0.30%
-58.9%
CLCT NewCOLLECTORS UNIVERSE INCcall$1,131,00015,000
+100.0%
0.30%
CLCT NewCOLLECTORS UNIVERSE INC$1,103,00014,622
+100.0%
0.29%
EIDX NewEIDOS THERAPEUTICS INC$1,101,0008,370
+100.0%
0.29%
IWM NewISHARES TRrussell 2000 etf$1,098,0005,601
+100.0%
0.29%
GNW BuyGENWORTH FINL INCput$1,024,000
+532.1%
270,900
+459.7%
0.27%
+117.1%
CNC  CENTENE CORP DELcall$1,015,00016,9000.0%0.26%
EURN BuyEURONAV NV$1,002,000
+359.6%
125,265
+407.8%
0.26%
+57.2%
SGAMU NewSEAPORT GLOBAL ACQUISITN CORunit 99/99/9999$981,00093,873
+100.0%
0.26%
GNW BuyGENWORTH FINL INC$909,000
+3852.2%
240,400
+3334.3%
0.24%
+1216.7%
PRVL NewPREVAIL THERAPEUTICS INCcall$794,00034,400
+100.0%
0.21%
BW SellBABCOCK & WILCOX ENTERPRISES$756,000
+37.0%
215,378
-9.5%
0.20%
-53.2%
BMY BuyBRISTOL-MYERS SQUIBB COcall$757,000
+25.5%
12,200
+22.0%
0.20%
-57.2%
RTX  RAYTHEON TECHNOLOGIES CORP$737,000
+24.3%
10,3000.0%0.19%
-57.5%
GNW BuyGENWORTH FINL INCcall$705,000
+146.5%
186,500
+118.1%
0.18%
-15.6%
NGHC NewNATIONAL GEN HLDGS CORPput$697,00020,400
+100.0%
0.18%
OXY  OCCIDENTAL PETE CORPput$649,000
+73.1%
37,5000.0%0.17%
-40.9%
SIC SellSELECT INTERIOR CONCEPTS INCcl a$641,000
-49.4%
89,640
-51.2%
0.17%
-82.7%
BEAT NewBIOTELEMETRY INCput$620,0008,600
+100.0%
0.16%
DBDRW NewROMAN DBDR TECH ACQUISITION*w exp 10/31/202$564,000462,767
+100.0%
0.15%
BEAT NewBIOTELEMETRY INC$548,0007,600
+100.0%
0.14%
SOGO NewSOGOU INCput$531,00065,100
+100.0%
0.14%
CI  CIGNA CORP NEWput$500,000
+22.9%
2,4000.0%0.13%
-58.1%
FSRWS NewFISKER INC*w exp 12/01/202$486,00098,716
+100.0%
0.13%
ABBV BuyABBVIE INC$487,000
+35.7%
4,541
+10.8%
0.13%
-53.6%
PS NewPLURALSIGHT INCput$415,00019,800
+100.0%
0.11%
TMTSW NewSPARTACUS ACQUISITION CORP*w exp 10/31/202$376,000335,565
+100.0%
0.10%
RESI NewFRONT YD RESIDENTIAL CORPput$365,00022,500
+100.0%
0.10%
EIDX NewEIDOS THERAPEUTICS INCcall$355,0002,700
+100.0%
0.09%
PGEN BuyPRECIGEN INCcall$329,000
+1034.5%
32,300
+293.9%
0.09%
+290.9%
VLDR NewVELODYNE LIDAR INC$313,00013,700
+100.0%
0.08%
AQB BuyAQUABOUNTY TECHNOLOGIES INC$290,000
+14400.0%
33,125
+7294.0%
0.08%
+3700.0%
CINR NewCINER RESOURCES LP$282,00022,416
+100.0%
0.07%
SAIIW NewSOFTWARE ACQUISITN GRUP INC*w exp 09/17/202$274,000202,922
+100.0%
0.07%
ZM NewZOOM VIDEO COMMUNICATIONS INcl a$270,000800
+100.0%
0.07%
PS NewPLURALSIGHT INC$262,00012,500
+100.0%
0.07%
QS NewQUANTUMSCAPE CORP$228,0002,700
+100.0%
0.06%
NAV NewNAVISTAR INTL CORP NEWput$224,0005,100
+100.0%
0.06%
TSLA NewTESLA INC$212,000300
+100.0%
0.06%
CARR  CARRIER GLOBAL CORPORATION$211,000
+23.4%
5,6000.0%0.06%
-57.7%
OXY BuyOCCIDENTAL PETE CORP$211,000
+129.3%
12,186
+33.1%
0.06%
-21.4%
CKH NewSEACOR HOLDINGS INC$207,0005,000
+100.0%
0.05%
CKH NewSEACOR HOLDINGS INCput$207,0005,000
+100.0%
0.05%
CBMG  CELLULAR BIOMEDICINE GROUP Iput$195,000
+0.5%
10,6000.0%0.05%
-65.5%
NAV NewNAVISTAR INTL CORP NEW$189,0004,300
+100.0%
0.05%
ATUS NewALTICE USA INCcall$189,0005,000
+100.0%
0.05%
OTIS  OTIS WORLDWIDE CORP$189,000
+8.0%
2,8000.0%0.05%
-63.2%
NGHC NewNATIONAL GEN HLDGS CORP$171,0005,000
+100.0%
0.04%
NKLA BuyNIKOLA CORP$172,000
+319.5%
11,300
+465.0%
0.04%
+45.2%
RESI NewFRONT YD RESIDENTIAL CORPcall$149,0009,200
+100.0%
0.04%
AQB NewAQUABOUNTY TECHNOLOGIES INCput$146,00016,700
+100.0%
0.04%
RESI NewFRONT YD RESIDENTIAL CORP$143,0008,800
+100.0%
0.04%
RTX SellRAYTHEON TECHNOLOGIES CORPcall$129,000
-81.0%
1,800
-84.7%
0.03%
-93.4%
CBMG BuyCELLULAR BIOMEDICINE GROUP I$116,000
+1.8%
6,300
+1.6%
0.03%
-65.5%
ZIOP BuyZIOPHARM ONCOLOGY INCcall$97,000
+22.8%
38,500
+23.0%
0.02%
-58.3%
DIS  DISNEY WALT CO$91,000
+46.8%
5000.0%0.02%
-48.9%
PLTR NewPALANTIR TECHNOLOGIES INCcl a$89,0003,800
+100.0%
0.02%
IDEX NewIDEANOMICS INCcall$83,00041,500
+100.0%
0.02%
SOGO NewSOGOU INCcall$63,0007,700
+100.0%
0.02%
SOGO NewSOGOU INCadr repstg a$62,0007,600
+100.0%
0.02%
DBA  INVESCO DB MULTI-SECTOR COMMagriculture fd$56,000
+7.7%
3,5000.0%0.02%
-62.5%
CBMG SellCELLULAR BIOMEDICINE GROUP Icall$53,000
-76.9%
2,900
-76.8%
0.01%
-92.0%
GEG NewGREAT ELM GROUP INC$48,00016,514
+100.0%
0.01%
OXYWS SellOCCIDENTAL PETE CORP*w exp 08/03/202$47,000
-88.9%
6,897
-95.1%
0.01%
-96.3%
STNG SellSCORPIO TANKERS INC$43,000
-91.7%
3,865
-91.8%
0.01%
-97.2%
XNCR NewXENCOR INCput$44,0001,000
+100.0%
0.01%
FIT BuyFITBIT INCcl a$33,000
+17.9%
4,800
+20.0%
0.01%
-57.1%
FIT SellFITBIT INCput$33,000
-49.2%
4,800
-48.4%
0.01%
-82.0%
SPWH NewSPORTSMANS WHSE HLDGS INCput$35,0002,000
+100.0%
0.01%
VAR  VARIAN MED SYS INCput$35,000
+2.9%
2000.0%0.01%
-65.4%
AQB NewAQUABOUNTY TECHNOLOGIES INCcall$32,0003,700
+100.0%
0.01%
SPWH NewSPORTSMANS WHSE HLDGS INC$30,0001,700
+100.0%
0.01%
TIP  ISHARES TRtips bd etf$26,000
+4.0%
2000.0%0.01%
-63.2%
NAV NewNAVISTAR INTL CORP NEWcall$22,000500
+100.0%
0.01%
AES NewAES CORP$24,0001,000
+100.0%
0.01%
UIS SellUNISYS CORP$22,000
-98.5%
1,100
-99.2%
0.01%
-99.5%
SPWH NewSPORTSMANS WHSE HLDGS INCcall$18,0001,000
+100.0%
0.01%
VAR  VARIAN MED SYS INC$18,000
+5.9%
1000.0%0.01%
-61.5%
ZIOP SellZIOPHARM ONCOLOGY INC$13,000
-23.5%
4,976
-27.9%
0.00%
-76.9%
BMY NewBRISTOL-MYERS SQUIBB CO$6,000100
+100.0%
0.00%
XNCR NewXENCOR INC$7,000152
+100.0%
0.00%
BMYRT SellBRISTOL-MYERS SQUIBB COright 99/99/9999$7,000
-81.6%
10,100
-40.2%
0.00%
-93.1%
ACIA NewACACIA COMMUNICATIONS INCcall$7,000100
+100.0%
0.00%
NKSH  NATIONAL BANKSHARES INC VA$5,000
+25.0%
1730.0%0.00%
-66.7%
IDEX NewIDEANOMICS INCput$3,0001,300
+100.0%
0.00%
NIO NewNIO INCcall$0400
+100.0%
0.00%
KSU SellKANSAS CITY SOUTHERNput$0
-100.0%
4,000
-60.4%
0.00%
-100.0%
IFF NewINTERNATIONAL FLAVORS&FRAGRAcall$05,000
+100.0%
0.00%
ISBC  INVESTORS BANCORP INC NEW$010.0%0.00%
IFF NewINTERNATIONAL FLAVORS&FRAGRAput$05,000
+100.0%
0.00%
CVS  CVS HEALTH CORPput$02,5000.0%0.00%
EMN NewEASTMAN CHEM COput$015,400
+100.0%
0.00%
IDEX NewIDEANOMICS INC$1,000400
+100.0%
0.00%
AMD NewADVANCED MICRO DEVICES INCput$02,200
+100.0%
0.00%
AMD NewADVANCED MICRO DEVICES INCcall$0400
+100.0%
0.00%
NIO NewNIO INCput$01,200
+100.0%
0.00%
SPCE  VIRGIN GALACTIC HOLDINGS INCcall$06000.0%0.00%
AJRD NewAEROJET ROCKETDYNE HLDGS INCput$0100
+100.0%
0.00%
TRQ ExitTURQUOISE HILL RES LTDput$0-500
-100.0%
0.00%
INWK ExitINNERWORKINGS INCcall$0-4,300
-100.0%
0.00%
MNTA ExitMOMENTA PHARMACEUTICALS INCput$0-195,000
-100.0%
0.00%
TRQ ExitTURQUOISE HILL RES LTDcall$0-4,000
-100.0%
-0.00%
RST ExitROSETTA STONE INC$0-200
-100.0%
-0.01%
WMGI ExitWRIGHT MED GROUP N V$0-200
-100.0%
-0.01%
FNF ExitFIDELITY NATIONAL FINANCIAL$0-350
-100.0%
-0.01%
PGEN ExitPRECIGEN INCput$0-4,500
-100.0%
-0.01%
TRQ ExitTURQUOISE HILL RES LTD$0-20,900
-100.0%
-0.01%
PGEN ExitPRECIGEN INC$0-9,171
-100.0%
-0.02%
VRTU ExitVIRTUSA CORP$0-700
-100.0%
-0.03%
VRTU ExitVIRTUSA CORPput$0-700
-100.0%
-0.03%
EURN ExitEURONAV NVcall$0-3,800
-100.0%
-0.03%
GSL ExitGLOBAL SHIP LEASE INC NEW$0-5,286
-100.0%
-0.03%
FNF ExitFIDELITY NATIONAL FINANCIALput$0-1,400
-100.0%
-0.03%
GEC ExitGREAT ELM CAP GROUP INC$0-25,300
-100.0%
-0.05%
EURN ExitEURONAV NVput$0-9,700
-100.0%
-0.07%
LVGO ExitLIVONGO HEALTH INC$0-847
-100.0%
-0.09%
NAT ExitNORDIC AMERICAN TANKERS LIMIput$0-39,900
-100.0%
-0.11%
RST ExitROSETTA STONE INCput$0-5,000
-100.0%
-0.11%
AKCA ExitAKCEA THERAPEUTICS INC$0-9,500
-100.0%
-0.13%
AKCA ExitAKCEA THERAPEUTICS INCput$0-9,600
-100.0%
-0.13%
FNF ExitFIDELITY NATIONAL FINANCIALcall$0-6,400
-100.0%
-0.15%
IMMU ExitIMMUNOMEDICS INCcall$0-2,500
-100.0%
-0.16%
GLD ExitSPDR GOLD TR$0-1,200
-100.0%
-0.16%
IMMU ExitIMMUNOMEDICS INC$0-2,500
-100.0%
-0.16%
IMMU ExitIMMUNOMEDICS INCput$0-2,700
-100.0%
-0.18%
NAT ExitNORDIC AMERICAN TANKERS LIMIcall$0-90,500
-100.0%
-0.24%
WMGI ExitWRIGHT MED GROUP N Vcall$0-10,800
-100.0%
-0.25%
KSU ExitKANSAS CITY SOUTHERN$0-7,900
-100.0%
-1.09%
TCO ExitTAUBMAN CTRS INCcall$0-47,700
-100.0%
-1.21%
WMGI ExitWRIGHT MED GROUP N Vput$0-55,500
-100.0%
-1.29%
NFLX ExitNETFLIX INC$0-3,400
-100.0%
-1.30%
SPY ExitSPDR S&P 500 ETF TRtr unit$0-5,800
-100.0%
-1.48%
TCO ExitTAUBMAN CTRS INCput$0-105,200
-100.0%
-2.67%
SPY ExitSPDR S&P 500 ETF TRcall$0-10,600
-100.0%
-2.71%
AIMT ExitAIMMUNE THERAPEUTICS INC$0-103,800
-100.0%
-2.73%
SAIIU ExitSOFTWARE ACQUISITN GRUP INCunit 99/99/9999$0-423,000
-100.0%
-3.21%
AIMT ExitAIMMUNE THERAPEUTICS INCput$0-124,700
-100.0%
-3.27%
SPY ExitSPDR S&P 500 ETF TRput$0-23,400
-100.0%
-5.97%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2021-01-26
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
B RILEY FINL INC24Q3 202316.7%
DISNEY WALT CO20Q1 20230.1%
SPDR S&P 500 ETF TR17Q4 202261.3%
ZIOPHARM ONCOLOGY INC17Q4 20210.1%
ZIOPHARM ONCOLOGY INC17Q1 20230.1%
INVESTORS BANCORP INC NEW17Q2 20210.0%
NORDIC AMERICAN TANKERS LIMI16Q4 20180.0%
AT&T INC15Q4 20181.4%
TELENAV INC15Q4 20180.7%
INTREXON CORP15Q4 20180.7%

View EQUITEC PROPRIETARY MARKETS, LLC's complete holdings history.

Latest filings
TypeFiled
13F-HR/A2024-04-26
13F-HR2024-04-26
13F-HR2024-01-29
13F-HR2023-10-17
13F-HR2023-07-12
13F-HR2023-04-28
13F-HR2023-01-31
13F-HR2022-10-11
13F-HR2022-07-18
13F-HR2022-04-22

View EQUITEC PROPRIETARY MARKETS, LLC's complete filings history.

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