$384 Million is the total value of EQUITEC PROPRIETARY MARKETS, LLC's 128 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 122.8% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
AMZN | Buy | AMAZON COM INC | $80,772,000 | +6315.6% | 24,800 | +6100.0% | 21.05% | +2092.9% |
TSLA | Buy | TESLA INCcall | $47,986,000 | +2441.6% | 68,000 | +1445.5% | 12.51% | +769.1% |
TIF | Buy | TIFFANY & CO NEWcall | $42,866,000 | +76.3% | 326,100 | +55.4% | 11.17% | -39.7% |
TIF | Buy | TIFFANY & CO NEWput | $39,987,000 | +555.0% | 304,200 | +477.2% | 10.42% | +124.0% |
RILY | Buy | B. RILEY FINANCIAL INC | $19,375,000 | +114.4% | 438,145 | +21.5% | 5.05% | -26.7% |
ACIA | Buy | ACACIA COMMUNICATIONS INCput | $14,658,000 | +5210.9% | 200,900 | +4800.0% | 3.82% | +1719.0% |
OXY | Buy | OCCIDENTAL PETE CORPcall | $14,139,000 | +416.2% | 816,800 | +198.5% | 3.68% | +76.5% |
ACIA | Buy | ACACIA COMMUNICATIONS INC | $11,995,000 | +5377.2% | 164,400 | +4958.5% | 3.13% | +1771.9% |
TSLA | Sell | TESLA INCput | $11,361,000 | +29.2% | 16,100 | -21.5% | 2.96% | -55.8% |
ABBV | Sell | ABBVIE INCput | $10,833,000 | +15.5% | 101,100 | -5.6% | 2.82% | -60.5% |
XLI | New | SELECT SECTOR SPDR TRsbi int-inds | $9,112,000 | – | 102,900 | +100.0% | 2.38% | – |
NHLD | Buy | NATIONAL HLDGS CORP | $5,241,000 | +82.0% | 1,729,809 | +27.3% | 1.37% | -37.8% |
PRVL | New | PREVAIL THERAPEUTICS INCput | $4,967,000 | – | 215,300 | +100.0% | 1.30% | – |
DIA | New | SPDR DOW JONES INDL AVERAGEut ser 1 | $4,893,000 | – | 16,000 | +100.0% | 1.28% | – |
AMZN | New | AMAZON COM INCcall | $3,908,000 | – | 1,200 | +100.0% | 1.02% | – |
RP | New | REALPAGE INCput | $3,228,000 | – | 37,000 | +100.0% | 0.84% | – |
PRVL | New | PREVAIL THERAPEUTICS INC | $2,833,000 | – | 122,800 | +100.0% | 0.74% | – |
RP | New | REALPAGE INC | $2,809,000 | – | 32,200 | +100.0% | 0.73% | – |
ALTG | Buy | ALTA EQUIPMENT GROUP INC | $2,721,000 | +47.2% | 275,436 | +16.7% | 0.71% | -49.7% |
SONM | Buy | SONIM TECHNOLOGIES INC | $2,577,000 | +71.0% | 3,559,345 | +83.3% | 0.67% | -41.5% |
XPER | Buy | XPERI HOLDING CORP | $2,434,000 | +307.0% | 116,454 | +123.6% | 0.63% | +39.0% |
EIDX | New | EIDOS THERAPEUTICS INCput | $2,368,000 | – | 18,000 | +100.0% | 0.62% | – |
RP | New | REALPAGE INCcall | $2,312,000 | – | 26,500 | +100.0% | 0.60% | – |
QMCO | Sell | QUANTUM CORP | $2,215,000 | -18.1% | 361,987 | -38.4% | 0.58% | -72.0% |
ABBV | Sell | ABBVIE INCcall | $2,207,000 | -44.1% | 20,600 | -54.3% | 0.58% | -80.9% |
RTX | Sell | RAYTHEON TECHNOLOGIES CORPput | $1,766,000 | -11.6% | 24,700 | -28.8% | 0.46% | -69.8% |
CLCT | New | COLLECTORS UNIVERSE INCput | $1,764,000 | – | 23,400 | +100.0% | 0.46% | – |
CI | CIGNA CORP NEWcall | $1,541,000 | +22.9% | 7,400 | 0.0% | 0.40% | -57.9% | |
ATUS | New | ALTICE USA INCput | $1,511,000 | – | 39,900 | +100.0% | 0.39% | – |
ATUS | New | ALTICE USA INCcl a | $1,322,000 | – | 34,900 | +100.0% | 0.34% | – |
TIF | Buy | TIFFANY & CO NEW | $1,170,000 | +20.2% | 8,900 | +6.0% | 0.30% | -58.9% |
CLCT | New | COLLECTORS UNIVERSE INCcall | $1,131,000 | – | 15,000 | +100.0% | 0.30% | – |
CLCT | New | COLLECTORS UNIVERSE INC | $1,103,000 | – | 14,622 | +100.0% | 0.29% | – |
EIDX | New | EIDOS THERAPEUTICS INC | $1,101,000 | – | 8,370 | +100.0% | 0.29% | – |
IWM | New | ISHARES TRrussell 2000 etf | $1,098,000 | – | 5,601 | +100.0% | 0.29% | – |
GNW | Buy | GENWORTH FINL INCput | $1,024,000 | +532.1% | 270,900 | +459.7% | 0.27% | +117.1% |
CNC | CENTENE CORP DELcall | $1,015,000 | – | 16,900 | 0.0% | 0.26% | – | |
EURN | Buy | EURONAV NV | $1,002,000 | +359.6% | 125,265 | +407.8% | 0.26% | +57.2% |
SGAMU | New | SEAPORT GLOBAL ACQUISITN CORunit 99/99/9999 | $981,000 | – | 93,873 | +100.0% | 0.26% | – |
GNW | Buy | GENWORTH FINL INC | $909,000 | +3852.2% | 240,400 | +3334.3% | 0.24% | +1216.7% |
PRVL | New | PREVAIL THERAPEUTICS INCcall | $794,000 | – | 34,400 | +100.0% | 0.21% | – |
BW | Sell | BABCOCK & WILCOX ENTERPRISES | $756,000 | +37.0% | 215,378 | -9.5% | 0.20% | -53.2% |
BMY | Buy | BRISTOL-MYERS SQUIBB COcall | $757,000 | +25.5% | 12,200 | +22.0% | 0.20% | -57.2% |
RTX | RAYTHEON TECHNOLOGIES CORP | $737,000 | +24.3% | 10,300 | 0.0% | 0.19% | -57.5% | |
GNW | Buy | GENWORTH FINL INCcall | $705,000 | +146.5% | 186,500 | +118.1% | 0.18% | -15.6% |
NGHC | New | NATIONAL GEN HLDGS CORPput | $697,000 | – | 20,400 | +100.0% | 0.18% | – |
OXY | OCCIDENTAL PETE CORPput | $649,000 | +73.1% | 37,500 | 0.0% | 0.17% | -40.9% | |
SIC | Sell | SELECT INTERIOR CONCEPTS INCcl a | $641,000 | -49.4% | 89,640 | -51.2% | 0.17% | -82.7% |
BEAT | New | BIOTELEMETRY INCput | $620,000 | – | 8,600 | +100.0% | 0.16% | – |
DBDRW | New | ROMAN DBDR TECH ACQUISITION*w exp 10/31/202 | $564,000 | – | 462,767 | +100.0% | 0.15% | – |
BEAT | New | BIOTELEMETRY INC | $548,000 | – | 7,600 | +100.0% | 0.14% | – |
SOGO | New | SOGOU INCput | $531,000 | – | 65,100 | +100.0% | 0.14% | – |
CI | CIGNA CORP NEWput | $500,000 | +22.9% | 2,400 | 0.0% | 0.13% | -58.1% | |
FSRWS | New | FISKER INC*w exp 12/01/202 | $486,000 | – | 98,716 | +100.0% | 0.13% | – |
ABBV | Buy | ABBVIE INC | $487,000 | +35.7% | 4,541 | +10.8% | 0.13% | -53.6% |
PS | New | PLURALSIGHT INCput | $415,000 | – | 19,800 | +100.0% | 0.11% | – |
TMTSW | New | SPARTACUS ACQUISITION CORP*w exp 10/31/202 | $376,000 | – | 335,565 | +100.0% | 0.10% | – |
RESI | New | FRONT YD RESIDENTIAL CORPput | $365,000 | – | 22,500 | +100.0% | 0.10% | – |
EIDX | New | EIDOS THERAPEUTICS INCcall | $355,000 | – | 2,700 | +100.0% | 0.09% | – |
PGEN | Buy | PRECIGEN INCcall | $329,000 | +1034.5% | 32,300 | +293.9% | 0.09% | +290.9% |
VLDR | New | VELODYNE LIDAR INC | $313,000 | – | 13,700 | +100.0% | 0.08% | – |
AQB | Buy | AQUABOUNTY TECHNOLOGIES INC | $290,000 | +14400.0% | 33,125 | +7294.0% | 0.08% | +3700.0% |
CINR | New | CINER RESOURCES LP | $282,000 | – | 22,416 | +100.0% | 0.07% | – |
SAIIW | New | SOFTWARE ACQUISITN GRUP INC*w exp 09/17/202 | $274,000 | – | 202,922 | +100.0% | 0.07% | – |
ZM | New | ZOOM VIDEO COMMUNICATIONS INcl a | $270,000 | – | 800 | +100.0% | 0.07% | – |
PS | New | PLURALSIGHT INC | $262,000 | – | 12,500 | +100.0% | 0.07% | – |
QS | New | QUANTUMSCAPE CORP | $228,000 | – | 2,700 | +100.0% | 0.06% | – |
NAV | New | NAVISTAR INTL CORP NEWput | $224,000 | – | 5,100 | +100.0% | 0.06% | – |
TSLA | New | TESLA INC | $212,000 | – | 300 | +100.0% | 0.06% | – |
CARR | CARRIER GLOBAL CORPORATION | $211,000 | +23.4% | 5,600 | 0.0% | 0.06% | -57.7% | |
OXY | Buy | OCCIDENTAL PETE CORP | $211,000 | +129.3% | 12,186 | +33.1% | 0.06% | -21.4% |
CKH | New | SEACOR HOLDINGS INC | $207,000 | – | 5,000 | +100.0% | 0.05% | – |
CKH | New | SEACOR HOLDINGS INCput | $207,000 | – | 5,000 | +100.0% | 0.05% | – |
CBMG | CELLULAR BIOMEDICINE GROUP Iput | $195,000 | +0.5% | 10,600 | 0.0% | 0.05% | -65.5% | |
NAV | New | NAVISTAR INTL CORP NEW | $189,000 | – | 4,300 | +100.0% | 0.05% | – |
ATUS | New | ALTICE USA INCcall | $189,000 | – | 5,000 | +100.0% | 0.05% | – |
OTIS | OTIS WORLDWIDE CORP | $189,000 | +8.0% | 2,800 | 0.0% | 0.05% | -63.2% | |
NGHC | New | NATIONAL GEN HLDGS CORP | $171,000 | – | 5,000 | +100.0% | 0.04% | – |
NKLA | Buy | NIKOLA CORP | $172,000 | +319.5% | 11,300 | +465.0% | 0.04% | +45.2% |
RESI | New | FRONT YD RESIDENTIAL CORPcall | $149,000 | – | 9,200 | +100.0% | 0.04% | – |
AQB | New | AQUABOUNTY TECHNOLOGIES INCput | $146,000 | – | 16,700 | +100.0% | 0.04% | – |
RESI | New | FRONT YD RESIDENTIAL CORP | $143,000 | – | 8,800 | +100.0% | 0.04% | – |
RTX | Sell | RAYTHEON TECHNOLOGIES CORPcall | $129,000 | -81.0% | 1,800 | -84.7% | 0.03% | -93.4% |
CBMG | Buy | CELLULAR BIOMEDICINE GROUP I | $116,000 | +1.8% | 6,300 | +1.6% | 0.03% | -65.5% |
ZIOP | Buy | ZIOPHARM ONCOLOGY INCcall | $97,000 | +22.8% | 38,500 | +23.0% | 0.02% | -58.3% |
DIS | DISNEY WALT CO | $91,000 | +46.8% | 500 | 0.0% | 0.02% | -48.9% | |
PLTR | New | PALANTIR TECHNOLOGIES INCcl a | $89,000 | – | 3,800 | +100.0% | 0.02% | – |
IDEX | New | IDEANOMICS INCcall | $83,000 | – | 41,500 | +100.0% | 0.02% | – |
SOGO | New | SOGOU INCcall | $63,000 | – | 7,700 | +100.0% | 0.02% | – |
SOGO | New | SOGOU INCadr repstg a | $62,000 | – | 7,600 | +100.0% | 0.02% | – |
DBA | INVESCO DB MULTI-SECTOR COMMagriculture fd | $56,000 | +7.7% | 3,500 | 0.0% | 0.02% | -62.5% | |
CBMG | Sell | CELLULAR BIOMEDICINE GROUP Icall | $53,000 | -76.9% | 2,900 | -76.8% | 0.01% | -92.0% |
GEG | New | GREAT ELM GROUP INC | $48,000 | – | 16,514 | +100.0% | 0.01% | – |
OXYWS | Sell | OCCIDENTAL PETE CORP*w exp 08/03/202 | $47,000 | -88.9% | 6,897 | -95.1% | 0.01% | -96.3% |
STNG | Sell | SCORPIO TANKERS INC | $43,000 | -91.7% | 3,865 | -91.8% | 0.01% | -97.2% |
XNCR | New | XENCOR INCput | $44,000 | – | 1,000 | +100.0% | 0.01% | – |
FIT | Buy | FITBIT INCcl a | $33,000 | +17.9% | 4,800 | +20.0% | 0.01% | -57.1% |
FIT | Sell | FITBIT INCput | $33,000 | -49.2% | 4,800 | -48.4% | 0.01% | -82.0% |
SPWH | New | SPORTSMANS WHSE HLDGS INCput | $35,000 | – | 2,000 | +100.0% | 0.01% | – |
VAR | VARIAN MED SYS INCput | $35,000 | +2.9% | 200 | 0.0% | 0.01% | -65.4% | |
AQB | New | AQUABOUNTY TECHNOLOGIES INCcall | $32,000 | – | 3,700 | +100.0% | 0.01% | – |
SPWH | New | SPORTSMANS WHSE HLDGS INC | $30,000 | – | 1,700 | +100.0% | 0.01% | – |
TIP | ISHARES TRtips bd etf | $26,000 | +4.0% | 200 | 0.0% | 0.01% | -63.2% | |
NAV | New | NAVISTAR INTL CORP NEWcall | $22,000 | – | 500 | +100.0% | 0.01% | – |
AES | New | AES CORP | $24,000 | – | 1,000 | +100.0% | 0.01% | – |
UIS | Sell | UNISYS CORP | $22,000 | -98.5% | 1,100 | -99.2% | 0.01% | -99.5% |
SPWH | New | SPORTSMANS WHSE HLDGS INCcall | $18,000 | – | 1,000 | +100.0% | 0.01% | – |
VAR | VARIAN MED SYS INC | $18,000 | +5.9% | 100 | 0.0% | 0.01% | -61.5% | |
ZIOP | Sell | ZIOPHARM ONCOLOGY INC | $13,000 | -23.5% | 4,976 | -27.9% | 0.00% | -76.9% |
BMY | New | BRISTOL-MYERS SQUIBB CO | $6,000 | – | 100 | +100.0% | 0.00% | – |
XNCR | New | XENCOR INC | $7,000 | – | 152 | +100.0% | 0.00% | – |
BMYRT | Sell | BRISTOL-MYERS SQUIBB COright 99/99/9999 | $7,000 | -81.6% | 10,100 | -40.2% | 0.00% | -93.1% |
ACIA | New | ACACIA COMMUNICATIONS INCcall | $7,000 | – | 100 | +100.0% | 0.00% | – |
NKSH | NATIONAL BANKSHARES INC VA | $5,000 | +25.0% | 173 | 0.0% | 0.00% | -66.7% | |
IDEX | New | IDEANOMICS INCput | $3,000 | – | 1,300 | +100.0% | 0.00% | – |
NIO | New | NIO INCcall | $0 | – | 400 | +100.0% | 0.00% | – |
KSU | Sell | KANSAS CITY SOUTHERNput | $0 | -100.0% | 4,000 | -60.4% | 0.00% | -100.0% |
IFF | New | INTERNATIONAL FLAVORS&FRAGRAcall | $0 | – | 5,000 | +100.0% | 0.00% | – |
ISBC | INVESTORS BANCORP INC NEW | $0 | – | 1 | 0.0% | 0.00% | – | |
IFF | New | INTERNATIONAL FLAVORS&FRAGRAput | $0 | – | 5,000 | +100.0% | 0.00% | – |
CVS | CVS HEALTH CORPput | $0 | – | 2,500 | 0.0% | 0.00% | – | |
EMN | New | EASTMAN CHEM COput | $0 | – | 15,400 | +100.0% | 0.00% | – |
IDEX | New | IDEANOMICS INC | $1,000 | – | 400 | +100.0% | 0.00% | – |
AMD | New | ADVANCED MICRO DEVICES INCput | $0 | – | 2,200 | +100.0% | 0.00% | – |
AMD | New | ADVANCED MICRO DEVICES INCcall | $0 | – | 400 | +100.0% | 0.00% | – |
NIO | New | NIO INCput | $0 | – | 1,200 | +100.0% | 0.00% | – |
SPCE | VIRGIN GALACTIC HOLDINGS INCcall | $0 | – | 600 | 0.0% | 0.00% | – | |
AJRD | New | AEROJET ROCKETDYNE HLDGS INCput | $0 | – | 100 | +100.0% | 0.00% | – |
TRQ | Exit | TURQUOISE HILL RES LTDput | $0 | – | -500 | -100.0% | 0.00% | – |
INWK | Exit | INNERWORKINGS INCcall | $0 | – | -4,300 | -100.0% | 0.00% | – |
MNTA | Exit | MOMENTA PHARMACEUTICALS INCput | $0 | – | -195,000 | -100.0% | 0.00% | – |
TRQ | Exit | TURQUOISE HILL RES LTDcall | $0 | – | -4,000 | -100.0% | -0.00% | – |
RST | Exit | ROSETTA STONE INC | $0 | – | -200 | -100.0% | -0.01% | – |
WMGI | Exit | WRIGHT MED GROUP N V | $0 | – | -200 | -100.0% | -0.01% | – |
FNF | Exit | FIDELITY NATIONAL FINANCIAL | $0 | – | -350 | -100.0% | -0.01% | – |
PGEN | Exit | PRECIGEN INCput | $0 | – | -4,500 | -100.0% | -0.01% | – |
TRQ | Exit | TURQUOISE HILL RES LTD | $0 | – | -20,900 | -100.0% | -0.01% | – |
PGEN | Exit | PRECIGEN INC | $0 | – | -9,171 | -100.0% | -0.02% | – |
VRTU | Exit | VIRTUSA CORP | $0 | – | -700 | -100.0% | -0.03% | – |
VRTU | Exit | VIRTUSA CORPput | $0 | – | -700 | -100.0% | -0.03% | – |
EURN | Exit | EURONAV NVcall | $0 | – | -3,800 | -100.0% | -0.03% | – |
GSL | Exit | GLOBAL SHIP LEASE INC NEW | $0 | – | -5,286 | -100.0% | -0.03% | – |
FNF | Exit | FIDELITY NATIONAL FINANCIALput | $0 | – | -1,400 | -100.0% | -0.03% | – |
GEC | Exit | GREAT ELM CAP GROUP INC | $0 | – | -25,300 | -100.0% | -0.05% | – |
EURN | Exit | EURONAV NVput | $0 | – | -9,700 | -100.0% | -0.07% | – |
LVGO | Exit | LIVONGO HEALTH INC | $0 | – | -847 | -100.0% | -0.09% | – |
NAT | Exit | NORDIC AMERICAN TANKERS LIMIput | $0 | – | -39,900 | -100.0% | -0.11% | – |
RST | Exit | ROSETTA STONE INCput | $0 | – | -5,000 | -100.0% | -0.11% | – |
AKCA | Exit | AKCEA THERAPEUTICS INC | $0 | – | -9,500 | -100.0% | -0.13% | – |
AKCA | Exit | AKCEA THERAPEUTICS INCput | $0 | – | -9,600 | -100.0% | -0.13% | – |
FNF | Exit | FIDELITY NATIONAL FINANCIALcall | $0 | – | -6,400 | -100.0% | -0.15% | – |
IMMU | Exit | IMMUNOMEDICS INCcall | $0 | – | -2,500 | -100.0% | -0.16% | – |
GLD | Exit | SPDR GOLD TR | $0 | – | -1,200 | -100.0% | -0.16% | – |
IMMU | Exit | IMMUNOMEDICS INC | $0 | – | -2,500 | -100.0% | -0.16% | – |
IMMU | Exit | IMMUNOMEDICS INCput | $0 | – | -2,700 | -100.0% | -0.18% | – |
NAT | Exit | NORDIC AMERICAN TANKERS LIMIcall | $0 | – | -90,500 | -100.0% | -0.24% | – |
WMGI | Exit | WRIGHT MED GROUP N Vcall | $0 | – | -10,800 | -100.0% | -0.25% | – |
KSU | Exit | KANSAS CITY SOUTHERN | $0 | – | -7,900 | -100.0% | -1.09% | – |
TCO | Exit | TAUBMAN CTRS INCcall | $0 | – | -47,700 | -100.0% | -1.21% | – |
WMGI | Exit | WRIGHT MED GROUP N Vput | $0 | – | -55,500 | -100.0% | -1.29% | – |
NFLX | Exit | NETFLIX INC | $0 | – | -3,400 | -100.0% | -1.30% | – |
SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -5,800 | -100.0% | -1.48% | – |
TCO | Exit | TAUBMAN CTRS INCput | $0 | – | -105,200 | -100.0% | -2.67% | – |
SPY | Exit | SPDR S&P 500 ETF TRcall | $0 | – | -10,600 | -100.0% | -2.71% | – |
AIMT | Exit | AIMMUNE THERAPEUTICS INC | $0 | – | -103,800 | -100.0% | -2.73% | – |
SAIIU | Exit | SOFTWARE ACQUISITN GRUP INCunit 99/99/9999 | $0 | – | -423,000 | -100.0% | -3.21% | – |
AIMT | Exit | AIMMUNE THERAPEUTICS INCput | $0 | – | -124,700 | -100.0% | -3.27% | – |
SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -23,400 | -100.0% | -5.97% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-01-26
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
B RILEY FINL INC | 24 | Q3 2023 | 16.7% |
DISNEY WALT CO | 20 | Q1 2023 | 0.1% |
SPDR S&P 500 ETF TR | 17 | Q4 2022 | 61.3% |
ZIOPHARM ONCOLOGY INC | 17 | Q4 2021 | 0.1% |
ZIOPHARM ONCOLOGY INC | 17 | Q1 2023 | 0.1% |
INVESTORS BANCORP INC NEW | 17 | Q2 2021 | 0.0% |
NORDIC AMERICAN TANKERS LIMI | 16 | Q4 2018 | 0.0% |
AT&T INC | 15 | Q4 2018 | 1.4% |
TELENAV INC | 15 | Q4 2018 | 0.7% |
INTREXON CORP | 15 | Q4 2018 | 0.7% |
View EQUITEC PROPRIETARY MARKETS, LLC's complete holdings history.
Latest filings
Type | Filed |
---|---|
13F-HR/A | 2024-04-26 |
13F-HR | 2024-04-26 |
13F-HR | 2024-01-29 |
13F-HR | 2023-10-17 |
13F-HR | 2023-07-12 |
13F-HR | 2023-04-28 |
13F-HR | 2023-01-31 |
13F-HR | 2022-10-11 |
13F-HR | 2022-07-18 |
13F-HR | 2022-04-22 |
View EQUITEC PROPRIETARY MARKETS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.