$225 Million is the total value of EQUITEC PROPRIETARY MARKETS, LLC's 58 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 98.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AET | Buy | AETNA INC NEWput | $33,227,000 | +297.1% | 163,800 | +259.2% | 14.77% | +605.3% |
| AET | Buy | AETNA INC NEW | $18,824,000 | +312.0% | 92,800 | +272.7% | 8.37% | +632.0% |
| COL | Buy | ROCKWELL COLLINS INCput | $18,317,000 | +356.4% | 130,400 | +337.6% | 8.14% | +711.0% |
| ANDV | New | ANDEAVORput | $15,043,000 | – | 98,000 | +100.0% | 6.69% | – |
| COL | Buy | ROCKWELL COLLINS INC | $13,064,000 | +299.1% | 93,000 | +282.7% | 5.81% | +609.0% |
| AET | Buy | AETNA INC NEWcall | $10,650,000 | +159.1% | 52,500 | +134.4% | 4.73% | +360.5% |
| BPY | New | BROOKFIELD PPTY PARTNERS L Pput | $10,217,000 | – | 489,100 | +100.0% | 4.54% | – |
| ESRX | Buy | EXPRESS SCRIPTS HLDG COput | $9,434,000 | +409.1% | 99,300 | +313.8% | 4.19% | +803.7% |
| ANDV | New | ANDEAVOR | $8,582,000 | – | 55,908 | +100.0% | 3.82% | – |
| DVMT | New | DELL TECHNOLOGIES INCput | $6,313,000 | – | 65,000 | +100.0% | 2.81% | – |
| HUM | HUMANA INCput | $6,060,000 | +13.7% | 17,900 | 0.0% | 2.69% | +102.1% | |
| HUM | HUMANA INC | $6,060,000 | +13.7% | 17,900 | 0.0% | 2.69% | +102.1% | |
| RILY | Sell | B RILEY FINL INC | $5,529,000 | -10.4% | 244,104 | -10.8% | 2.46% | +59.2% |
| MPC | New | MARATHON PETE CORPcall | $4,638,000 | – | 58,000 | +100.0% | 2.06% | – |
| ESRX | New | EXPRESS SCRIPTS HLDG COcall | $4,560,000 | – | 48,000 | +100.0% | 2.03% | – |
| AKRXQ | Buy | AKORN INCcall | $3,673,000 | +1145.1% | 283,000 | +1489.9% | 1.63% | +2106.8% |
| T | Sell | AT&T INCcall | $3,559,000 | -64.2% | 106,000 | -65.8% | 1.58% | -36.4% |
| MPC | New | MARATHON PETE CORPput | $3,399,000 | – | 42,500 | +100.0% | 1.51% | – |
| KDP | New | KEURIG DR PEPPER INC | $2,771,000 | – | 119,600 | +100.0% | 1.23% | – |
| FOXA | Buy | TWENTY FIRST CENTY FOX INCput | $2,752,000 | +269.4% | 59,400 | +296.0% | 1.22% | +557.5% |
| FOXA | Buy | TWENTY FIRST CENTY FOX INCcall | $2,733,000 | +266.8% | 59,000 | +293.3% | 1.22% | +553.2% |
| UTX | Buy | UNITED TECHNOLOGIES CORPcall | $2,531,000 | +912.4% | 18,100 | +805.0% | 1.12% | +1685.7% |
| DVMT | New | DELL TECHNOLOGIES INC | $2,372,000 | – | 24,424 | +100.0% | 1.05% | – |
| BPY | New | BROOKFIELD PPTY PARTNERS L Punit ltd partn | $2,114,000 | – | 101,217 | +100.0% | 0.94% | – |
| COL | New | ROCKWELL COLLINS INCcall | $2,037,000 | – | 14,500 | +100.0% | 0.90% | – |
| BW | Sell | BABCOCK & WILCOX ENTERPRIS I | $2,029,000 | -56.9% | 1,969,756 | -0.5% | 0.90% | -23.5% |
| T | Sell | AT&T INCput | $2,001,000 | -64.3% | 59,600 | -65.9% | 0.89% | -36.6% |
| CVS | Buy | CVS HEALTH CORPcall | $1,968,000 | +628.9% | 25,000 | +495.2% | 0.88% | +1186.8% |
| BXC | Buy | BLUELINX HLDGS INC | $1,705,000 | +40.1% | 54,134 | +66.9% | 0.76% | +148.5% |
| AKRXQ | New | AKORN INCput | $1,594,000 | – | 122,800 | +100.0% | 0.71% | – |
| CI | New | CIGNA CORPORATIONcall | $1,583,000 | – | 7,600 | +100.0% | 0.70% | – |
| ANDV | New | ANDEAVORcall | $1,535,000 | – | 10,000 | +100.0% | 0.68% | – |
| TNAV | Sell | TELENAV INC | $1,501,000 | -10.2% | 297,247 | -0.4% | 0.67% | +59.6% |
| UTX | New | UNITED TECHNOLOGIES CORPput | $1,398,000 | – | 10,000 | +100.0% | 0.62% | – |
| ESRX | Sell | EXPRESS SCRIPTS HLDG CO | $1,222,000 | -16.0% | 12,859 | -31.8% | 0.54% | +49.2% |
| CVS | New | CVS HEALTH CORPput | $1,181,000 | – | 15,000 | +100.0% | 0.52% | – |
| BPY | New | BROOKFIELD PPTY PARTNERS L Pcall | $1,026,000 | – | 49,100 | +100.0% | 0.46% | – |
| AHL | New | ASPEN INSURANCE HOLDINGS LTDcall | $886,000 | – | 21,200 | +100.0% | 0.39% | – |
| AHL | New | ASPEN INSURANCE HOLDINGS LTDput | $844,000 | – | 20,200 | +100.0% | 0.38% | – |
| XON | Sell | INTREXON CORPcall | $763,000 | -30.5% | 44,300 | -43.8% | 0.34% | +23.3% |
| AHL | New | ASPEN INSURANCE HOLDINGS LTD | $711,000 | – | 17,000 | +100.0% | 0.32% | – |
| BPR | New | BROOKFIELD PROPERTY REIT INCcl a | $628,000 | – | 30,000 | +100.0% | 0.28% | – |
| CI | New | CIGNA CORPORATIONput | $625,000 | – | 3,000 | +100.0% | 0.28% | – |
| CI | New | CIGNA CORPORATION | $615,000 | – | 2,955 | +100.0% | 0.27% | – |
| MDRIQ | Buy | MCDERMOTT INTL INCcall | $439,000 | +103.2% | 23,800 | +116.4% | 0.20% | +261.1% |
| MDRIQ | Sell | MCDERMOTT INTL INCput | $402,000 | -54.6% | 21,800 | -51.7% | 0.18% | -19.4% |
| KDP | New | KEURIG DR PEPPER INCput | $371,000 | – | 16,000 | +100.0% | 0.16% | – |
| NFLX | New | NETFLIX INC | $299,000 | – | 800 | +100.0% | 0.13% | – |
| XON | Sell | INTREXON CORPput | $250,000 | +2.0% | 14,500 | -17.6% | 0.11% | +82.0% |
| T | New | AT&T INC | $237,000 | – | 7,072 | +100.0% | 0.10% | – |
| LHO | New | LASALLE HOTEL PPTYSput | $218,000 | – | 6,300 | +100.0% | 0.10% | – |
| RCII | RENT A CTR INC NEWput | $216,000 | -2.3% | 15,000 | 0.0% | 0.10% | +74.5% | |
| NAT | Buy | NORDIC AMERICAN TANKERS LIMIcall | $83,000 | -12.6% | 39,900 | +13.0% | 0.04% | +54.2% |
| GEC | GREAT ELM CAP GROUP INC | $82,000 | -9.9% | 25,300 | 0.0% | 0.04% | +56.5% | |
| ZIOP | Sell | ZIOPHARM ONCOLOGY INCcall | $65,000 | -4.4% | 20,300 | -9.8% | 0.03% | +70.6% |
| NAT | Buy | NORDIC AMERICAN TANKERS LIMI | $21,000 | -22.2% | 10,179 | +1.0% | 0.01% | +28.6% |
| NAO | NORDIC AMERN OFFSHORE LTD | $12,000 | -14.3% | 11,885 | 0.0% | 0.01% | +25.0% | |
| FNGN | Exit | FINANCIAL ENGINES INCput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| RAD | RITE AID CORPcall | $0 | – | 187,200 | 0.0% | 0.00% | – | |
| HMNY | Exit | HELIOS & MATHESON ANALYTICS | $0 | – | -79,938 | -100.0% | -0.01% | – |
| MNKD | Exit | MANNKIND CORPcall | $0 | – | -14,200 | -100.0% | -0.01% | – |
| ZIOP | Exit | ZIOPHARM ONCOLOGY INCput | $0 | – | -10,000 | -100.0% | -0.01% | – |
| BW | Exit | BABCOCK & WILCOX ENTERPRIS Icall | $0 | – | -29,600 | -100.0% | -0.02% | – |
| BW | Exit | BABCOCK & WILCOX ENTERPRIS Iput | $0 | – | -53,900 | -100.0% | -0.03% | – |
| MDRIQ | Exit | MCDERMOTT INTL INC | $0 | – | -20,949 | -100.0% | -0.10% | – |
| FOXA | Exit | TWENTY FIRST CENTY FOX INCcl a | $0 | – | -16,000 | -100.0% | -0.20% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INCcall | $0 | – | -19,800 | -100.0% | -0.25% | – |
| FNJN | Exit | FINJAN HLDGS INC | $0 | – | -350,168 | -100.0% | -0.30% | – |
| GGP | Exit | GGP INCcall | $0 | – | -66,300 | -100.0% | -0.34% | – |
| CRM | Exit | SALESFORCE COM INCput | $0 | – | -11,500 | -100.0% | -0.39% | – |
| DPS | Exit | DR PEPPER SNAPPLE GROUP INCcall | $0 | – | -20,000 | -100.0% | -0.61% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -10,100 | -100.0% | -0.69% | – |
| GGP | Exit | GGP INC | $0 | – | -156,200 | -100.0% | -0.80% | – |
| GGP | Exit | GGP INCput | $0 | – | -169,500 | -100.0% | -0.87% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INC | $0 | – | -75,292 | -100.0% | -0.95% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INCput | $0 | – | -98,200 | -100.0% | -1.24% | – |
| AABA | Exit | ALTABA INCput | $0 | – | -68,200 | -100.0% | -1.25% | – |
| AABA | Exit | ALTABA INC | $0 | – | -87,200 | -100.0% | -1.60% | – |
| NXPI | Exit | NXP SEMICONDUCTORS N V | $0 | – | -64,426 | -100.0% | -1.76% | – |
| FMI | Exit | FOUNDATION MEDICINE INC | $0 | – | -84,943 | -100.0% | -2.91% | – |
| FMI | Exit | FOUNDATION MEDICINE INCput | $0 | – | -95,600 | -100.0% | -3.27% | – |
| NXPI | Exit | NXP SEMICONDUCTORS N Vput | $0 | – | -318,400 | -100.0% | -8.71% | – |
| DPS | Exit | DR PEPPER SNAPPLE GROUP INC | $0 | – | -447,500 | -100.0% | -13.66% | – |
| DPS | Exit | DR PEPPER SNAPPLE GROUP INCput | $0 | – | -554,800 | -100.0% | -16.94% | – |
| NXPI | Exit | NXP SEMICONDUCTORS N Vcall | $0 | – | -909,700 | -100.0% | -24.88% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-10-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| B RILEY FINL INC | 24 | Q3 2023 | 16.7% |
| DISNEY WALT CO | 20 | Q1 2023 | 0.1% |
| SPDR S&P 500 ETF TR | 17 | Q4 2022 | 61.3% |
| ZIOPHARM ONCOLOGY INC | 17 | Q4 2021 | 0.1% |
| ZIOPHARM ONCOLOGY INC | 17 | Q1 2023 | 0.1% |
| INVESTORS BANCORP INC NEW | 17 | Q2 2021 | 0.0% |
| NORDIC AMERICAN TANKERS LIMI | 16 | Q4 2018 | 0.0% |
| AT&T INC | 15 | Q4 2018 | 1.4% |
| TELENAV INC | 15 | Q4 2018 | 0.7% |
| INTREXON CORP | 15 | Q4 2018 | 0.7% |
View EQUITEC PROPRIETARY MARKETS, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR/A | 2024-04-26 |
| 13F-HR | 2024-04-26 |
| 13F-HR | 2024-01-29 |
| 13F-HR | 2023-10-17 |
| 13F-HR | 2023-07-12 |
| 13F-HR | 2023-04-28 |
| 13F-HR | 2023-01-31 |
| 13F-HR | 2022-10-11 |
| 13F-HR | 2022-07-18 |
| 13F-HR | 2022-04-22 |
View EQUITEC PROPRIETARY MARKETS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.