$327 Million is the total value of EQUITEC PROPRIETARY MARKETS, LLC's 83 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 91.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NXPI | Sell | NXP SEMICONDUCTORS N Vput | $52,580,000 | -17.5% | 449,400 | -17.5% | 16.06% | -17.9% |
| DPS | New | DR PEPPER SNAPPLE GROUP INCput | $37,609,000 | – | 317,700 | +100.0% | 11.48% | – |
| NXPI | Sell | NXP SEMICONDUCTORS N V | $33,886,000 | -8.6% | 289,626 | -8.5% | 10.35% | -9.0% |
| DPS | New | DR PEPPER SNAPPLE GROUP INC | $29,050,000 | – | 245,400 | +100.0% | 8.87% | – |
| MON | Buy | MONSANTO CO NEWput | $24,108,000 | +6.8% | 206,600 | +6.9% | 7.36% | +6.3% |
| TWX | Sell | TIME WARNER INCcall | $14,726,000 | -39.0% | 155,700 | -41.0% | 4.50% | -39.2% |
| TWX | Sell | TIME WARNER INCput | $14,376,000 | +2.9% | 152,000 | -0.5% | 4.39% | +2.5% |
| OA | Buy | ORBITAL ATK INCput | $14,216,000 | +45.3% | 107,200 | +44.1% | 4.34% | +44.7% |
| OA | Buy | ORBITAL ATK INC | $14,118,000 | +54.3% | 106,466 | +53.0% | 4.31% | +53.6% |
| OA | Sell | ORBITAL ATK INCcall | $9,800,000 | -20.6% | 73,900 | -21.2% | 2.99% | -20.9% |
| MON | Buy | MONSANTO CO NEW | $9,003,000 | +10.4% | 77,150 | +10.5% | 2.75% | +9.9% |
| RILY | Sell | B RILEY FINL INC | $8,378,000 | -13.2% | 429,661 | -19.4% | 2.56% | -13.6% |
| VZ | New | VERIZON COMMUNICATIONS INC | $7,465,000 | – | 156,116 | +100.0% | 2.28% | – |
| MON | Sell | MONSANTO CO NEWcall | $6,558,000 | -63.5% | 56,200 | -63.4% | 2.00% | -63.6% |
| HUM | Sell | HUMANA INCput | $4,812,000 | -27.9% | 17,900 | -33.5% | 1.47% | -28.2% |
| HUM | Sell | HUMANA INC | $4,812,000 | -10.6% | 17,900 | -17.5% | 1.47% | -11.0% |
| VZ | New | VERIZON COMMUNICATIONS INCput | $4,811,000 | – | 100,600 | +100.0% | 1.47% | – |
| NXPI | Sell | NXP SEMICONDUCTORS N Vcall | $3,592,000 | -48.3% | 30,700 | -48.2% | 1.10% | -48.5% |
| TWX | New | TIME WARNER INC | $3,351,000 | – | 35,430 | +100.0% | 1.02% | – |
| COL | Sell | ROCKWELL COLLINS INCput | $3,169,000 | -6.5% | 23,500 | -6.0% | 0.97% | -6.9% |
| VZ | New | VERIZON COMMUNICATIONS INCcall | $3,132,000 | – | 65,500 | +100.0% | 0.96% | – |
| AET | AETNA INC NEWput | $2,451,000 | -6.3% | 14,500 | 0.0% | 0.75% | -6.7% | |
| KANG | Sell | IKANG HEALTHCARE GROUP INCput | $2,274,000 | +15.6% | 114,000 | -8.4% | 0.69% | +15.1% |
| AET | AETNA INC NEWcall | $2,096,000 | -6.3% | 12,400 | 0.0% | 0.64% | -6.7% | |
| COL | Sell | ROCKWELL COLLINS INC | $2,023,000 | -25.8% | 15,000 | -25.4% | 0.62% | -26.1% |
| XON | Buy | INTREXON CORPcall | $1,853,000 | +92.2% | 120,900 | +44.4% | 0.57% | +91.2% |
| TNAV | Buy | TELENAV INC | $1,634,000 | -1.1% | 302,647 | +0.7% | 0.50% | -1.6% |
| NFLX | New | NETFLIX INC | $1,536,000 | – | 5,200 | +100.0% | 0.47% | – |
| AMGN | New | AMGEN INCput | $1,279,000 | – | 7,500 | +100.0% | 0.39% | – |
| AMGN | New | AMGEN INC | $1,278,000 | – | 7,498 | +100.0% | 0.39% | – |
| SPY | New | SPDR S&P 500 ETF TRput | $1,237,000 | – | 4,700 | +100.0% | 0.38% | – |
| BKNG | New | BOOKING HLDGS INC | $832,000 | – | 400 | +100.0% | 0.25% | – |
| KANG | New | IKANG HEALTHCARE GROUP INCcall | $511,000 | – | 25,600 | +100.0% | 0.16% | – |
| FNJN | FINJAN HLDGS INC | $488,000 | +50.6% | 150,168 | 0.0% | 0.15% | +50.5% | |
| BW | New | BABCOCK & WILCOX ENTERPRIS Iput | $480,000 | – | 109,800 | +100.0% | 0.15% | – |
| KANG | Sell | IKANG HEALTHCARE GROUP INCsponsored adr | $483,000 | -65.4% | 24,200 | -72.6% | 0.15% | -65.7% |
| XON | Sell | INTREXON CORPput | $457,000 | -46.5% | 29,800 | -59.8% | 0.14% | -46.6% |
| GGP | New | GGP INCcall | $352,000 | – | 17,200 | +100.0% | 0.11% | – |
| ESPR | Buy | ESPERION THERAPEUTICS INC NEput | $246,000 | +515.0% | 3,400 | +466.7% | 0.08% | +525.0% |
| BW | New | BABCOCK & WILCOX ENTERPRIS I | $206,000 | – | 47,140 | +100.0% | 0.06% | – |
| GGP | New | GGP INCput | $205,000 | – | 10,000 | +100.0% | 0.06% | – |
| NSM | New | NATIONSTAR MTG HLDGS INC | $162,000 | – | 9,000 | +100.0% | 0.05% | – |
| AKRXQ | New | AKORN INCcall | $148,000 | – | 7,900 | +100.0% | 0.04% | – |
| SEAS | New | SEAWORLD ENTMT INC | $130,000 | – | 8,741 | +100.0% | 0.04% | – |
| RIOT | New | RIOT BLOCKCHAIN INC | $127,000 | – | 19,200 | +100.0% | 0.04% | – |
| DPS | New | DR PEPPER SNAPPLE GROUP INCcall | $118,000 | – | 1,000 | +100.0% | 0.04% | – |
| ESPR | New | ESPERION THERAPEUTICS INC NE | $108,000 | – | 1,500 | +100.0% | 0.03% | – |
| GEC | GREAT ELM CAP GROUP INC | $101,000 | -1.0% | 25,300 | 0.0% | 0.03% | 0.0% | |
| ZIOP | Sell | ZIOPHARM ONCOLOGY INCcall | $94,000 | -31.4% | 24,100 | -27.2% | 0.03% | -31.0% |
| GE | Sell | GENERAL ELECTRIC CO | $92,000 | -96.9% | 6,800 | -96.0% | 0.03% | -96.9% |
| ZIOP | Sell | ZIOPHARM ONCOLOGY INC | $80,000 | -69.8% | 20,342 | -68.3% | 0.02% | -70.4% |
| APPS | Sell | DIGITAL TURBINE INC | $78,000 | -10.3% | 38,800 | -19.8% | 0.02% | -11.1% |
| ZIOP | Sell | ZIOPHARM ONCOLOGY INCput | $74,000 | -69.9% | 19,000 | -68.0% | 0.02% | -69.3% |
| KS | New | KAPSTONE PAPER & PACKAGING Ccall | $69,000 | – | 2,000 | +100.0% | 0.02% | – |
| NVDA | Sell | NVIDIA CORP | $69,000 | -28.9% | 300 | -40.0% | 0.02% | -30.0% |
| DBA | POWERSHS DB MULTI SECT COMMps db agricul fd | $66,000 | 0.0% | 3,500 | 0.0% | 0.02% | 0.0% | |
| HMNY | New | HELIOS & MATHESON ANALYTICS | $63,000 | – | 22,299 | +100.0% | 0.02% | – |
| GGP | New | GGP INC | $49,000 | – | 2,400 | +100.0% | 0.02% | – |
| DIS | DISNEY WALT CO | $50,000 | -7.4% | 500 | 0.0% | 0.02% | -11.8% | |
| NAT | Sell | NORDIC AMERICAN TANKERS LIMIcall | $47,000 | -84.9% | 24,000 | -81.0% | 0.01% | -85.3% |
| AKRXQ | New | AKORN INC | $37,000 | – | 2,000 | +100.0% | 0.01% | – |
| ESRX | New | EXPRESS SCRIPTS HLDG CO | $35,000 | – | 500 | +100.0% | 0.01% | – |
| AKRXQ | AKORN INCput | $37,000 | – | 2,000 | 0.0% | 0.01% | – | |
| MNKD | Sell | MANNKIND CORPcall | $36,000 | -96.6% | 15,700 | -96.6% | 0.01% | -96.6% |
| CI | Sell | CIGNA CORPORATION | $34,000 | -99.0% | 200 | -98.8% | 0.01% | -99.0% |
| TRQ | TURQUOISE HILL RES LTD | $28,000 | -12.5% | 9,200 | 0.0% | 0.01% | -10.0% | |
| NAT | Sell | NORDIC AMERICAN TANKERS LIMI | $24,000 | -78.0% | 12,297 | -72.2% | 0.01% | -78.8% |
| SHLM | New | SCHULMAN A INCput | $13,000 | – | 300 | +100.0% | 0.00% | – |
| NAO | NORDIC AMERN OFFSHORE LTD | $13,000 | -7.1% | 11,885 | 0.0% | 0.00% | 0.0% | |
| SHLM | New | SCHULMAN A INC | $9,000 | – | 200 | +100.0% | 0.00% | – |
| BW | New | BABCOCK & WILCOX ENTERPRIS Icall | $5,000 | – | 1,100 | +100.0% | 0.00% | – |
| ESPR | Sell | ESPERION THERAPEUTICS INC NEcall | $7,000 | -97.0% | 100 | -97.2% | 0.00% | -97.3% |
| XSPA | New | XPRESSPA GROUP INC | $4,000 | – | 5,629 | +100.0% | 0.00% | – |
| NAT | Sell | NORDIC AMERICAN TANKERS LIMIput | $4,000 | -95.6% | 2,000 | -94.6% | 0.00% | -96.4% |
| RAD | Sell | RITE AID CORPcall | $0 | -100.0% | 210,400 | -36.7% | 0.00% | -100.0% |
| T | Buy | AT&T INCcall | $0 | -100.0% | 40,300 | +15.8% | 0.00% | -100.0% |
| BUFF | New | BLUE BUFFALO PET PRODS INCcall | $0 | – | 5,000 | +100.0% | 0.00% | – |
| AQB | Buy | AQUABOUNTY TECHNOLOGIES INC | $1,000 | 0.0% | 449 | +48.2% | 0.00% | – |
| BWLD | Exit | BUFFALO WILD WINGS INCcall | $0 | – | -6,600 | -100.0% | 0.00% | – |
| BWLD | Exit | BUFFALO WILD WINGS INCput | $0 | – | -1,200 | -100.0% | 0.00% | – |
| CAA | Exit | CALATLANTIC GROUP INCcall | $0 | – | -2,100 | -100.0% | 0.00% | – |
| LEN | New | LENNAR CORPcall | $0 | – | 2,100 | +100.0% | 0.00% | – |
| KS | KAPSTONE PAPER & PACKAGING C | $1,000 | 0.0% | 23 | 0.0% | 0.00% | – | |
| ISBC | INVESTORS BANCORP INC NEW | $0 | – | 1 | 0.0% | 0.00% | – | |
| DISCK | Sell | DISCOVERY COMMUNICATNS NEWcall | $0 | -100.0% | 5,000 | -16.7% | 0.00% | -100.0% |
| MULE | New | MULESOFT INCcall | $0 | – | 39,000 | +100.0% | 0.00% | – |
| BSFT | Exit | BROADSOFT INCcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| TRQ | Exit | TURQUOISE HILL RES LTDput | $0 | – | -1,300 | -100.0% | -0.00% | – |
| FH | Exit | FORM HLDGS CORP | $0 | – | -5,629 | -100.0% | -0.00% | – |
| UVXY | Exit | PROSHARES TR IIultra vix short | $0 | – | -500 | -100.0% | -0.00% | – |
| MNKD | Exit | MANNKIND CORP | $0 | – | -2,515 | -100.0% | -0.00% | – |
| GSVC | Exit | GSV CAP CORP | $0 | – | -2,000 | -100.0% | -0.00% | – |
| WDC | Exit | WESTERN DIGITAL CORP | $0 | – | -111 | -100.0% | -0.00% | – |
| UVXY | Exit | PROSHARES TR IIcall | $0 | – | -2,000 | -100.0% | -0.01% | – |
| MNKD | Exit | MANNKIND CORPput | $0 | – | -19,900 | -100.0% | -0.01% | – |
| SVVC | Exit | FIRSTHAND TECH VALUE FD INC | $0 | – | -9,784 | -100.0% | -0.03% | – |
| TECK | Exit | TECK RESOURCES LTDput | $0 | – | -3,500 | -100.0% | -0.03% | – |
| WMB | Exit | WILLIAMS COS INC DELput | $0 | – | -3,000 | -100.0% | -0.03% | – |
| TECK | Exit | TECK RESOURCES LTDcl b | $0 | – | -3,800 | -100.0% | -0.03% | – |
| T | Exit | AT&T INC | $0 | – | -3,000 | -100.0% | -0.04% | – |
| DISCK | Exit | DISCOVERY COMMUNICATNS NEWput | $0 | – | -6,000 | -100.0% | -0.04% | – |
| DISCK | Exit | DISCOVERY COMMUNICATNS NEW | $0 | – | -6,000 | -100.0% | -0.04% | – |
| LFUS | Exit | LITTELFUSE INCcall | $0 | – | -900 | -100.0% | -0.06% | – |
| RAD | Exit | RITE AID CORP | $0 | – | -101,900 | -100.0% | -0.06% | – |
| RAD | Exit | RITE AID CORPput | $0 | – | -123,000 | -100.0% | -0.07% | – |
| ANGI | Exit | ANGI HOMESERVICES INC | $0 | – | -28,015 | -100.0% | -0.09% | – |
| T | Exit | AT&T INCput | $0 | – | -8,000 | -100.0% | -0.10% | – |
| XON | Exit | INTREXON CORP | $0 | – | -42,536 | -100.0% | -0.15% | – |
| WMB | Exit | WILLIAMS COS INC DELcall | $0 | – | -17,900 | -100.0% | -0.17% | – |
| IXYS | Exit | IXYS CORP | $0 | – | -46,600 | -100.0% | -0.34% | – |
| AAAP | Exit | ADVANCED ACCELERATOR APPLICcall | $0 | – | -19,100 | -100.0% | -0.48% | – |
| AAAP | Exit | ADVANCED ACCELERATOR APPLICsponsored ads | $0 | – | -24,700 | -100.0% | -0.62% | – |
| AAAP | Exit | ADVANCED ACCELERATOR APPLICput | $0 | – | -24,700 | -100.0% | -0.62% | – |
| HUM | Exit | HUMANA INCcall | $0 | – | -8,200 | -100.0% | -0.62% | – |
| IXYS | Exit | IXYS CORPput | $0 | – | -91,700 | -100.0% | -0.67% | – |
| CI | Exit | CIGNA CORPORATIONput | $0 | – | -16,800 | -100.0% | -1.05% | – |
| STRP | Exit | STRAIGHT PATH COMMUNICATNS Icl b | $0 | – | -23,900 | -100.0% | -1.33% | – |
| STRP | Exit | STRAIGHT PATH COMMUNICATNS Iput | $0 | – | -34,400 | -100.0% | -1.92% | – |
| WDC | Exit | WESTERN DIGITAL CORPput | $0 | – | -105,400 | -100.0% | -2.57% | – |
| STRP | Exit | STRAIGHT PATH COMMUNICATNS Icall | $0 | – | -68,500 | -100.0% | -3.82% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-05-23
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| B RILEY FINL INC | 24 | Q3 2023 | 16.7% |
| DISNEY WALT CO | 20 | Q1 2023 | 0.1% |
| SPDR S&P 500 ETF TR | 17 | Q4 2022 | 61.3% |
| ZIOPHARM ONCOLOGY INC | 17 | Q4 2021 | 0.1% |
| ZIOPHARM ONCOLOGY INC | 17 | Q1 2023 | 0.1% |
| INVESTORS BANCORP INC NEW | 17 | Q2 2021 | 0.0% |
| NORDIC AMERICAN TANKERS LIMI | 16 | Q4 2018 | 0.0% |
| AT&T INC | 15 | Q4 2018 | 1.4% |
| TELENAV INC | 15 | Q4 2018 | 0.7% |
| INTREXON CORP | 15 | Q4 2018 | 0.7% |
View EQUITEC PROPRIETARY MARKETS, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR/A | 2024-04-26 |
| 13F-HR | 2024-04-26 |
| 13F-HR | 2024-01-29 |
| 13F-HR | 2023-10-17 |
| 13F-HR | 2023-07-12 |
| 13F-HR | 2023-04-28 |
| 13F-HR | 2023-01-31 |
| 13F-HR | 2022-10-11 |
| 13F-HR | 2022-07-18 |
| 13F-HR | 2022-04-22 |
View EQUITEC PROPRIETARY MARKETS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.