Q4 2015
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SFL | Sell | SHIP FINANCE INTERNATIONAL L | $7,316,000 | +0.2% | 441,545 | -1.7% | 5.81% | +5.0% |
| ARI | Sell | APOLLO COML REAL EST FIN INC | $6,693,000 | +6.1% | 388,448 | -3.2% | 5.32% | +11.2% |
| STWD | Sell | STARWOOD PPTY TR INC | $6,321,000 | -2.7% | 307,418 | -2.9% | 5.02% | +1.9% |
| ETP | New | ENERGY TRANSFER PRTNRS L Punit ltd partn | $5,611,000 | – | 166,355 | – | 4.46% | – |
| JPC | Sell | NUVEEN PFD INCOME OPPRTNY FD | $5,414,000 | +0.1% | 591,042 | -1.8% | 4.30% | +4.8% |
| FPF | Buy | FIRST TR INTER DUR PFD & IN | $5,324,000 | +74.3% | 250,299 | +75.7% | 4.23% | +82.6% |
| JPS | New | NUVEEN QUALITY PFD INCOME FD | $5,220,000 | – | 572,988 | – | 4.15% | – |
| HPT | Sell | HOSPITALITY PPTYS TR | $5,219,000 | -5.0% | 199,567 | -7.1% | 4.14% | -0.5% |
| JPI | New | NUVEEN PFD & INCOME TERM FD | $5,217,000 | – | 229,199 | – | 4.14% | – |
| EPD | New | ENTERPRISE PRODS PARTNERS L | $5,005,000 | – | 195,677 | – | 3.98% | – |
| FTR | Buy | FRONTIER COMMUNICATIONS CORP | $4,823,000 | +36.9% | 1,032,664 | +39.2% | 3.83% | +43.4% |
| TNH | Sell | TERRA NITROGEN CO L P | $4,681,000 | -7.2% | 46,086 | -1.4% | 3.72% | -2.8% |
| EPR | Sell | EPR PPTYS | $4,502,000 | +11.0% | 77,030 | -2.1% | 3.58% | +16.3% |
| FUN | Buy | CEDAR FAIR L Pdepositry unit | $4,393,000 | +62.4% | 78,677 | +53.0% | 3.49% | +70.1% |
| ARCC | Sell | ARES CAP CORP | $4,175,000 | -34.4% | 292,960 | -33.3% | 3.32% | -31.2% |
| KMIPRA | New | KINDER MORGAN INC DELpfd ser a | $4,160,000 | – | 103,238 | – | 3.30% | – |
| STON | Sell | STONEMOR PARTNERS L P | $4,070,000 | -4.1% | 152,276 | -2.1% | 3.23% | +0.5% |
| NRZ | Sell | NEW RESIDENTIAL INVT CORP | $3,459,000 | -11.1% | 284,473 | -4.2% | 2.75% | -6.8% |
| VER | Sell | VEREIT INC | $2,949,000 | -2.0% | 372,334 | -4.5% | 2.34% | +2.6% |
| PSEC | Buy | PROSPECT CAPITAL CORPORATION | $2,908,000 | -0.9% | 416,550 | +1.3% | 2.31% | +3.9% |
| VTA | Buy | INVESCO DYNAMIC CR OPP FD | $2,836,000 | +86.2% | 268,800 | +86.6% | 2.25% | +95.0% |
| MMLP | Sell | MARTIN MIDSTREAM PRTNRS L Punit l p int | $2,796,000 | -41.2% | 128,868 | -33.9% | 2.22% | -38.4% |
| KKR | Sell | KKR & CO L P DEL | $2,442,000 | -55.1% | 156,654 | -51.6% | 1.94% | -52.9% |
| FSK | Sell | FS INVT CORP | $2,364,000 | -6.1% | 263,009 | -2.6% | 1.88% | -1.6% |
| APO | Sell | APOLLO GLOBAL MGMT LLC | $2,355,000 | -13.0% | 155,115 | -1.6% | 1.87% | -8.9% |
| CLMT | Sell | CALUMET SPECIALTY PRODS PTNRut ltd partner | $2,355,000 | -64.3% | 118,274 | -56.5% | 1.87% | -62.6% |
| UAN | Sell | CVR PARTNERS LP | $1,676,000 | -15.8% | 209,220 | -1.8% | 1.33% | -11.8% |
| IVR | Sell | INVESCO MORTGAGE CAPITAL INC | $1,536,000 | -38.5% | 123,992 | -39.2% | 1.22% | -35.6% |
| MCC | Sell | MEDLEY CAP CORP | $1,344,000 | -0.5% | 178,684 | -1.6% | 1.07% | +4.2% |
| CMO | Sell | CAPSTEAD MTG CORP | $1,176,000 | -55.6% | 134,573 | -49.7% | 0.93% | -53.5% |
| CVRR | Sell | CVR REFNG LP | $1,167,000 | -63.0% | 61,647 | -62.7% | 0.93% | -61.3% |
| EHI | Sell | WESTERN ASSET GLB HI INCOME | $768,000 | -67.7% | 88,059 | -66.7% | 0.61% | -66.1% |
| FSC | Sell | FIFTH STREET FINANCE CORP | $760,000 | -61.9% | 119,126 | -63.2% | 0.60% | -60.1% |
| HYT | Sell | BLACKROCK CORPOR HI YLD FD I | $756,000 | -66.5% | 77,287 | -66.2% | 0.60% | -65.0% |
| OIA | Sell | INVESCO MUNI INCOME OPP TRST | $507,000 | -0.6% | 69,538 | -7.8% | 0.40% | +4.1% |
| STB | Sell | STUDENT TRANSN INC | $334,000 | -69.0% | 89,919 | -66.2% | 0.26% | -67.5% |
| PMM | Sell | PUTNAM MANAGED MUN INCOM TR | $257,000 | -8.9% | 34,970 | -11.4% | 0.20% | -4.7% |
| E103PS | Exit | WESTERN ASSET EMRG MKT INCM | $0 | – | -141,187 | – | -1.02% | – |
| STAG | Exit | STAG INDL INC | $0 | – | -78,721 | – | -1.09% | – |
| SNH | Exit | SENIOR HSG PPTYS TRsh ben int | $0 | – | -88,656 | – | -1.09% | – |
| ACP | Exit | AVENUE INCOME CR STRATEGIES | $0 | – | -126,058 | – | -1.23% | – |
| NHF | Exit | NEXPOINT CR STRATEGIES FD | $0 | – | -322,785 | – | -1.40% | – |
| NMM | Exit | NAVIOS MARITIME PARTNERS L Punit lpi | $0 | – | -293,677 | – | -1.62% | – |
| NRF | Exit | NORTHSTAR RLTY FIN CORP | $0 | – | -201,833 | – | -1.89% | – |
| NTI | Exit | NORTHERN TIER ENERGY LP | $0 | – | -134,027 | – | -2.32% | – |
Q3 2015
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SFL | Sell | SHIP FINANCE INTERNATIONAL L | $7,298,000 | -26.0% | 449,114 | -25.7% | 5.53% | +16.4% |
| CLMT | Sell | CALUMET SPECIALTY PRODS PTNRut ltd partner | $6,599,000 | -29.8% | 271,769 | -26.4% | 5.00% | +10.5% |
| STWD | Sell | STARWOOD PPTY TR INC | $6,496,000 | -31.3% | 316,585 | -27.8% | 4.92% | +8.1% |
| ARCC | Sell | ARES CAP CORP | $6,362,000 | -35.8% | 439,339 | -27.0% | 4.82% | +1.0% |
| ARI | Sell | APOLLO COML REAL EST FIN INC | $6,306,000 | -30.4% | 401,385 | -27.2% | 4.78% | +9.6% |
| HPT | Sell | HOSPITALITY PPTYS TR | $5,495,000 | -34.2% | 214,819 | -25.9% | 4.17% | +3.6% |
| KKR | Sell | KKR & CO L P DEL | $5,435,000 | -47.0% | 323,900 | -27.9% | 4.12% | -16.6% |
| JPC | Buy | NUVEEN PFD INCOME OPPRTNY FD | $5,411,000 | +12.3% | 601,934 | +14.4% | 4.10% | +76.7% |
| TNH | Sell | TERRA NITROGEN CO L P | $5,045,000 | -28.1% | 46,757 | -19.3% | 3.82% | +13.1% |
| MMLP | Sell | MARTIN MIDSTREAM PRTNRS L Punit l p int | $4,757,000 | -43.0% | 194,947 | -27.7% | 3.61% | -10.3% |
| STON | Sell | STONEMOR PARTNERS L P | $4,244,000 | -33.3% | 155,560 | -26.3% | 3.22% | +5.0% |
| EPR | Buy | EPR PPTYS | $4,056,000 | -4.1% | 78,646 | +1.8% | 3.08% | +50.9% |
| NRZ | Sell | NEW RESIDENTIAL INVT CORP | $3,889,000 | -35.5% | 296,899 | -25.0% | 2.95% | +1.5% |
| FTR | Buy | FRONTIER COMMUNICATIONS CORP | $3,523,000 | +25.3% | 741,742 | +30.5% | 2.67% | +97.3% |
| CVRR | Sell | CVR REFNG LP | $3,158,000 | -25.9% | 165,188 | -29.1% | 2.39% | +16.7% |
| NTI | Sell | NORTHERN TIER ENERGY LP | $3,056,000 | -32.3% | 134,027 | -29.5% | 2.32% | +6.5% |
| FPF | Buy | FIRST TR INTER DUR PFD & IN | $3,055,000 | +37.0% | 142,471 | +37.6% | 2.32% | +115.6% |
| MTGE | Sell | AMERICAN CAP MTG INVT CORP | $3,030,000 | -29.1% | 189,493 | -29.1% | 2.30% | +11.6% |
| VER | New | VEREIT INC | $3,010,000 | – | 389,928 | – | 2.28% | – |
| PSEC | Sell | PROSPECT CAPITAL CORPORATION | $2,933,000 | -28.8% | 411,407 | -26.4% | 2.22% | +12.1% |
| APO | Sell | APOLLO GLOBAL MGMT LLC | $2,708,000 | -42.6% | 157,621 | -25.9% | 2.05% | -9.6% |
| FUN | New | CEDAR FAIR L Pdepositry unit | $2,705,000 | – | 51,408 | – | 2.05% | – |
| CMO | Sell | CAPSTEAD MTG CORP | $2,648,000 | -35.4% | 267,730 | -27.5% | 2.01% | +1.7% |
| FSK | New | FS INVT CORP | $2,517,000 | – | 270,096 | – | 1.91% | – |
| IVR | Sell | INVESCO MORTGAGE CAPITAL INC | $2,498,000 | -38.5% | 204,071 | -28.1% | 1.89% | -3.2% |
| NRF | Sell | NORTHSTAR RLTY FIN CORP | $2,493,000 | -71.3% | 201,833 | -63.1% | 1.89% | -54.8% |
| EHI | Sell | WESTERN ASSET GLB HI INCOME | $2,375,000 | -37.2% | 264,734 | -27.6% | 1.80% | -1.1% |
| HYT | Sell | BLACKROCK CORPOR HI YLD FD I | $2,258,000 | -34.0% | 228,823 | -27.8% | 1.71% | +3.9% |
| NMM | Sell | NAVIOS MARITIME PARTNERS L Punit lpi | $2,141,000 | -50.2% | 293,677 | -26.9% | 1.62% | -21.6% |
| FSC | Sell | FIFTH STREET FINANCE CORP | $1,996,000 | -30.6% | 323,495 | -26.3% | 1.51% | +9.2% |
| UAN | Sell | CVR PARTNERS LP | $1,991,000 | -47.4% | 212,948 | -29.0% | 1.51% | -17.3% |
| NHF | Sell | NEXPOINT CR STRATEGIES FD | $1,846,000 | -43.7% | 322,785 | -27.8% | 1.40% | -11.3% |
| ACP | Sell | AVENUE INCOME CR STRATEGIES | $1,620,000 | -30.9% | 126,058 | -23.6% | 1.23% | +8.8% |
| VTA | Sell | INVESCO DYNAMIC CR OPP FD | $1,523,000 | -34.0% | 144,056 | -27.6% | 1.16% | +3.9% |
| SNH | Sell | SENIOR HSG PPTYS TRsh ben int | $1,436,000 | -62.2% | 88,656 | -59.0% | 1.09% | -40.4% |
| STAG | Sell | STAG INDL INC | $1,434,000 | -65.7% | 78,721 | -62.4% | 1.09% | -46.1% |
| MCC | Sell | MEDLEY CAP CORP | $1,351,000 | -38.2% | 181,589 | -26.0% | 1.02% | -2.8% |
| E103PS | Sell | WESTERN ASSET EMRG MKT INCM | $1,350,000 | -37.4% | 141,187 | -29.8% | 1.02% | -1.5% |
| STB | Sell | STUDENT TRANSN INC | $1,076,000 | -38.6% | 265,972 | -29.9% | 0.82% | -3.3% |
| OIA | New | INVESCO MUNI INCOME OPP TRST | $510,000 | – | 75,415 | – | 0.39% | – |
| PMM | New | PUTNAM MANAGED MUN INCOM TR | $282,000 | – | 39,470 | – | 0.21% | – |
| EDF | Exit | STONE HBR EMERG MRKTS INC FD | $0 | – | -129,400 | – | -0.94% | – |
| WSR | Exit | WHITESTONE REIT | $0 | – | -151,854 | – | -0.95% | – |
| BPT | Exit | BP PRUDHOE BAY RTY TRunit ben int | $0 | – | -57,072 | – | -1.70% | – |
| MEMPQ | Exit | MEMORIAL PRODTN PARTNERS LP | $0 | – | -276,144 | – | -1.98% | – |
| T104PS | Exit | AMERICAN RLTY CAP PPTYS INC | $0 | – | -537,563 | – | -2.10% | – |
| VNRSQ | Exit | VANGUARD NAT RES LLC | $0 | – | -312,803 | – | -2.25% | – |
Q2 2015
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| KKR | New | KKR & CO L P DEL | $10,263,000 | – | 449,154 | – | 4.94% | – |
| ARCC | New | ARES CAP CORP | $9,912,000 | – | 602,236 | – | 4.77% | – |
| SFL | New | SHIP FINANCE INTERNATIONAL L | $9,865,000 | – | 604,447 | – | 4.75% | – |
| STWD | New | STARWOOD PPTY TR INC | $9,453,000 | – | 438,225 | – | 4.55% | – |
| CLMT | New | CALUMET SPECIALTY PRODS PTNRut ltd partner | $9,396,000 | – | 369,037 | – | 4.52% | – |
| ARI | New | APOLLO COML REAL EST FIN INC | $9,057,000 | – | 551,286 | – | 4.36% | – |
| NRF | New | NORTHSTAR RLTY FIN CORP | $8,691,000 | – | 546,577 | – | 4.19% | – |
| HPT | New | HOSPITALITY PPTYS TR | $8,351,000 | – | 289,776 | – | 4.02% | – |
| MMLP | New | MARTIN MIDSTREAM PRTNRS L Punit l p int | $8,346,000 | – | 269,586 | – | 4.02% | – |
| TNH | New | TERRA NITROGEN CO L P | $7,019,000 | – | 57,966 | – | 3.38% | – |
| STON | New | STONEMOR PARTNERS L P | $6,364,000 | – | 211,040 | – | 3.06% | – |
| NRZ | New | NEW RESIDENTIAL INVT CORP | $6,031,000 | – | 395,766 | – | 2.90% | – |
| JPC | New | NUVEEN PFD INCOME OPPRTNY FD | $4,820,000 | – | 526,297 | – | 2.32% | – |
| APO | New | APOLLO GLOBAL MGMT LLC | $4,715,000 | – | 212,819 | – | 2.27% | – |
| VNRSQ | New | VANGUARD NAT RES LLC | $4,671,000 | – | 312,803 | – | 2.25% | – |
| NTI | New | NORTHERN TIER ENERGY LP | $4,517,000 | – | 190,019 | – | 2.18% | – |
| T104PS | New | AMERICAN RLTY CAP PPTYS INC | $4,370,000 | – | 537,563 | – | 2.10% | – |
| NMM | New | NAVIOS MARITIME PARTNERS L Punit lpi | $4,298,000 | – | 401,786 | – | 2.07% | – |
| MTGE | New | AMERICAN CAP MTG INVT CORP | $4,274,000 | – | 267,293 | – | 2.06% | – |
| CVRR | New | CVR REFNG LP | $4,261,000 | – | 232,850 | – | 2.05% | – |
| EPR | New | EPR PPTYS | $4,231,000 | – | 77,233 | – | 2.04% | – |
| STAG | New | STAG INDL INC | $4,184,000 | – | 209,120 | – | 2.02% | – |
| PSEC | New | PROSPECT CAPITAL CORPORATION | $4,117,000 | – | 558,610 | – | 1.98% | – |
| MEMPQ | New | MEMORIAL PRODTN PARTNERS LP | $4,101,000 | – | 276,144 | – | 1.98% | – |
| CMO | New | CAPSTEAD MTG CORP | $4,097,000 | – | 369,167 | – | 1.97% | – |
| IVR | New | INVESCO MORTGAGE CAPITAL INC | $4,064,000 | – | 283,726 | – | 1.96% | – |
| SNH | New | SENIOR HSG PPTYS TRsh ben int | $3,794,000 | – | 216,130 | – | 1.83% | – |
| UAN | New | CVR PARTNERS LP | $3,788,000 | – | 299,897 | – | 1.82% | – |
| EHI | New | WESTERN ASSET GLB HI INCOME | $3,780,000 | – | 365,541 | – | 1.82% | – |
| BPT | New | BP PRUDHOE BAY RTY TRunit ben int | $3,522,000 | – | 57,072 | – | 1.70% | – |
| HYT | New | BLACKROCK CORPOR HI YLD FD I | $3,420,000 | – | 316,936 | – | 1.65% | – |
| NHF | New | NEXPOINT CR STRATEGIES FD | $3,277,000 | – | 447,115 | – | 1.58% | – |
| FSC | New | FIFTH STREET FINANCE CORP | $2,875,000 | – | 439,078 | – | 1.38% | – |
| FTR | New | FRONTIER COMMUNICATIONS CORP | $2,812,000 | – | 568,248 | – | 1.35% | – |
| ACP | New | AVENUE INCOME CR STRATEGIES | $2,344,000 | – | 164,981 | – | 1.13% | – |
| VTA | New | INVESCO DYNAMIC CR OPP FD | $2,309,000 | – | 198,998 | – | 1.11% | – |
| FPF | New | FIRST TR INTER DUR PFD & IN | $2,230,000 | – | 103,532 | – | 1.07% | – |
| MCC | New | MEDLEY CAP CORP | $2,186,000 | – | 245,286 | – | 1.05% | – |
| E103PS | New | WESTERN ASSET EMRG MKT INCM | $2,157,000 | – | 201,053 | – | 1.04% | – |
| WSR | New | WHITESTONE REIT | $1,977,000 | – | 151,854 | – | 0.95% | – |
| EDF | New | STONE HBR EMERG MRKTS INC FD | $1,946,000 | – | 129,400 | – | 0.94% | – |
| STB | New | STUDENT TRANSN INC | $1,752,000 | – | 379,155 | – | 0.84% | – |
Q4 2014
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PMM | Exit | PUTNAM MANAGED MUN INCOM TR | $0 | – | -40,270 | – | -0.12% | – |
| OIA | Exit | INVESCO MUNI INCOME OPP TRST | $0 | – | -77,890 | – | -0.23% | – |
| WSR | Exit | WHITESTONE REIT | $0 | – | -154,593 | – | -0.93% | – |
| STB | Exit | STUDENT TRANSN INC | $0 | – | -385,053 | – | -1.04% | – |
| VTA | Exit | INVESCO DYNAMIC CR OPP FD | $0 | – | -198,593 | – | -1.06% | – |
| E103PS | Exit | WESTERN ASSET EMRG MKT INCM | $0 | – | -205,426 | – | -1.07% | – |
| PPR | Exit | VOYA PRIME RATE TRsh ben int | $0 | – | -461,792 | – | -1.10% | – |
| EDF | Exit | STONE HBR EMERG MRKTS INC FD | $0 | – | -132,371 | – | -1.10% | – |
| OZM | Exit | OCH ZIFF CAP MGMT GROUPcl a | $0 | – | -309,515 | – | -1.43% | – |
| ACP | Exit | AVENUE INCOME CR STRATEGIES | $0 | – | -201,524 | – | -1.46% | – |
| HYT | Exit | BLACKROCK CORPOR HI YLD FD I | $0 | – | -321,876 | – | -1.64% | – |
| FSC | Exit | FIFTH STREET FINANCE CORP | $0 | – | -441,955 | – | -1.75% | – |
| UAN | Exit | CVR PARTNERS LP | $0 | – | -308,384 | – | -1.83% | – |
| TNH | Exit | TERRA NITROGEN CO L P | $0 | – | -29,767 | – | -1.86% | – |
| NKA | Exit | NISKA GAS STORAGE PARTNERS Lunit ltd liabi | $0 | – | -359,235 | – | -1.94% | – |
| EHI | Exit | WESTERN ASSET GLB HI INCOME | $0 | – | -371,282 | – | -1.96% | – |
| IVR | Exit | INVESCO MORTGAGE CAPITAL INC | $0 | – | -289,097 | – | -1.96% | – |
| CMO | Exit | CAPSTEAD MTG CORP | $0 | – | -374,103 | – | -1.98% | – |
| SNH | Exit | SENIOR HSG PPTYS TRsh ben int | $0 | – | -219,448 | – | -1.98% | – |
| NTI | Exit | NORTHERN TIER ENERGY LP | $0 | – | -197,023 | – | -1.99% | – |
| MMLP | Exit | MARTIN MIDSTREAM PRTNRS L Punit l p int | $0 | – | -123,799 | – | -2.00% | – |
| NHF | Exit | NEXPOINT CR STRATEGIES FD | $0 | – | -435,474 | – | -2.00% | – |
| ARI | Exit | APOLLO COML REAL EST FIN INC | $0 | – | -296,100 | – | -2.01% | – |
| SDRL | Exit | SEADRILL LIMITED | $0 | – | -177,639 | – | -2.05% | – |
| SFL | Exit | SHIP FINANCE INTERNATIONAL L | $0 | – | -281,815 | – | -2.06% | – |
| CLMT | Exit | CALUMET SPECIALTY PRODS PTNRut ltd partner | $0 | – | -176,919 | – | -2.10% | – |
| CVRR | Exit | CVR REFNG LP | $0 | – | -210,943 | – | -2.12% | – |
| JPC | Exit | NUVEEN PFD INCOME OPPRTNY FD | $0 | – | -535,705 | – | -2.13% | – |
| STON | Exit | STONEMOR PARTNERS L P | $0 | – | -215,423 | – | -2.40% | – |
| EDD | Exit | MORGAN STANLEY EM MKTS DM DE | $0 | – | -552,159 | – | -2.82% | – |
| NMM | Exit | NAVIOS MARITIME PARTNERS L Punit lpi | $0 | – | -404,334 | – | -3.12% | – |
| VNRSQ | Exit | VANGUARD NAT RES LLC | $0 | – | -317,661 | – | -3.77% | – |
| HPT | Exit | HOSPITALITY PPTYS TR | $0 | – | -327,975 | – | -3.80% | – |
| MTGE | Exit | AMERICAN CAP MTG INVT CORP | $0 | – | -469,456 | – | -3.82% | – |
| T104PS | Exit | AMERICAN RLTY CAP PPTYS INC | $0 | – | -783,553 | – | -4.08% | – |
| PSEC | Exit | PROSPECT CAPITAL CORPORATION | $0 | – | -963,532 | – | -4.12% | – |
| EPR | Exit | EPR PPTYS | $0 | – | -190,688 | – | -4.18% | – |
| ARCC | Exit | ARES CAP CORP | $0 | – | -599,510 | – | -4.19% | – |
| SAN | Exit | BANCO SANTANDER SAadr | $0 | – | -1,034,976 | – | -4.25% | – |
| KKR | Exit | KKR & CO L P DEL | $0 | – | -452,783 | – | -4.36% | – |
| BPT | Exit | BP PRUDHOE BAY RTY TRunit ben int | $0 | – | -109,491 | – | -4.46% | – |
| FTR | Exit | FRONTIER COMMUNICATIONS CORP | $0 | – | -2,036,961 | – | -5.73% | – |
Q3 2014
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FTR | Buy | FRONTIER COMMUNICATIONS CORP | $13,261,000 | +24.1% | 2,036,961 | +11.4% | 5.73% | +15.5% |
| BPT | Buy | BP PRUDHOE BAY RTY TRunit ben int | $10,317,000 | +10.9% | 109,491 | +16.4% | 4.46% | +3.1% |
| KKR | Buy | KKR & CO L P DEL | $10,097,000 | +7.1% | 452,783 | +16.8% | 4.36% | -0.4% |
| SAN | Buy | BANCO SANTANDER SAadr | $9,832,000 | +108.2% | 1,034,976 | +128.3% | 4.25% | +93.6% |
| ARCC | Buy | ARES CAP CORP | $9,689,000 | +16.7% | 599,510 | +29.0% | 4.19% | +8.6% |
| EPR | Buy | EPR PPTYS | $9,664,000 | +4.8% | 190,688 | +15.6% | 4.18% | -2.5% |
| PSEC | Buy | PROSPECT CAPITAL CORPORATION | $9,539,000 | +28.3% | 963,532 | +37.8% | 4.12% | +19.3% |
| T104PS | Buy | AMERICAN RLTY CAP PPTYS INC | $9,450,000 | +12.1% | 783,553 | +16.5% | 4.08% | +4.3% |
| MTGE | Buy | AMERICAN CAP MTG INVT CORP | $8,836,000 | +8.9% | 469,456 | +15.8% | 3.82% | +1.3% |
| HPT | Buy | HOSPITALITY PPTYS TR | $8,806,000 | +3.1% | 327,975 | +16.7% | 3.80% | -4.2% |
| VNRSQ | Buy | VANGUARD NAT RES LLC | $8,723,000 | -0.8% | 317,661 | +16.3% | 3.77% | -7.8% |
| NMM | Buy | NAVIOS MARITIME PARTNERS L Punit lpi | $7,209,000 | +6.3% | 404,334 | +15.9% | 3.12% | -1.1% |
| EDD | Sell | MORGAN STANLEY EM MKTS DM DE | $6,521,000 | -22.7% | 552,159 | -12.8% | 2.82% | -28.1% |
| STON | Buy | STONEMOR PARTNERS L P | $5,556,000 | +23.9% | 215,423 | +16.4% | 2.40% | +15.2% |
| JPC | Buy | NUVEEN PFD INCOME OPPRTNY FD | $4,929,000 | +10.1% | 535,705 | +16.0% | 2.13% | +2.4% |
| CVRR | Buy | CVR REFNG LP | $4,911,000 | +7.5% | 210,943 | +15.5% | 2.12% | 0.0% |
| CLMT | New | CALUMET SPECIALTY PRODS PTNRut ltd partner | $4,857,000 | – | 176,919 | – | 2.10% | – |
| SFL | Buy | SHIP FINANCE INTERNATIONAL L | $4,769,000 | +5.3% | 281,815 | +15.7% | 2.06% | -2.0% |
| SDRL | Sell | SEADRILL LIMITED | $4,754,000 | -37.3% | 177,639 | -6.5% | 2.05% | -41.7% |
| ARI | Buy | APOLLO COML REAL EST FIN INC | $4,652,000 | +11.2% | 296,100 | +16.7% | 2.01% | +3.4% |
| NHF | New | NEXPOINT CR STRATEGIES FD | $4,625,000 | – | 435,474 | – | 2.00% | – |
| MMLP | New | MARTIN MIDSTREAM PRTNRS L Punit l p int | $4,616,000 | – | 123,799 | – | 2.00% | – |
| NTI | Buy | NORTHERN TIER ENERGY LP | $4,601,000 | +0.9% | 197,023 | +15.6% | 1.99% | -6.1% |
| SNH | Buy | SENIOR HSG PPTYS TRsh ben int | $4,591,000 | +0.2% | 219,448 | +16.3% | 1.98% | -6.8% |
| CMO | Buy | CAPSTEAD MTG CORP | $4,579,000 | +7.7% | 374,103 | +15.7% | 1.98% | +0.2% |
| IVR | Buy | INVESCO MORTGAGE CAPITAL INC | $4,544,000 | +5.0% | 289,097 | +15.9% | 1.96% | -2.4% |
| EHI | Buy | WESTERN ASSET GLB HI INCOME | $4,526,000 | +10.2% | 371,282 | +16.2% | 1.96% | +2.5% |
| NKA | Buy | NISKA GAS STORAGE PARTNERS Lunit ltd liabi | $4,483,000 | -5.7% | 359,235 | +16.3% | 1.94% | -12.3% |
| TNH | Buy | TERRA NITROGEN CO L P | $4,298,000 | +17.3% | 29,767 | +17.2% | 1.86% | +9.1% |
| UAN | Buy | CVR PARTNERS LP | $4,234,000 | -15.2% | 308,384 | +15.5% | 1.83% | -21.1% |
| FSC | Buy | FIFTH STREET FINANCE CORP | $4,058,000 | +8.9% | 441,955 | +16.6% | 1.75% | +1.3% |
| HYT | Buy | BLACKROCK CORPOR HI YLD FD I | $3,808,000 | +12.5% | 321,876 | +16.8% | 1.64% | +4.6% |
| ACP | Sell | AVENUE INCOME CR STRATEGIES | $3,385,000 | -35.9% | 201,524 | -31.3% | 1.46% | -40.3% |
| OZM | Sell | OCH ZIFF CAP MGMT GROUPcl a | $3,314,000 | -34.0% | 309,515 | -14.7% | 1.43% | -38.6% |
| EDF | Buy | STONE HBR EMERG MRKTS INC FD | $2,556,000 | +4.5% | 132,371 | +14.1% | 1.10% | -2.8% |
| PPR | New | VOYA PRIME RATE TRsh ben int | $2,540,000 | – | 461,792 | – | 1.10% | – |
| E103PS | Buy | WESTERN ASSET EMRG MKT INCM | $2,471,000 | +7.6% | 205,426 | +15.6% | 1.07% | +0.1% |
| VTA | New | INVESCO DYNAMIC CR OPP FD | $2,453,000 | – | 198,593 | – | 1.06% | – |
| STB | Buy | STUDENT TRANSN INC | $2,407,000 | +9.7% | 385,053 | +16.1% | 1.04% | +2.0% |
| WSR | Buy | WHITESTONE REIT | $2,155,000 | +8.5% | 154,593 | +16.0% | 0.93% | +0.9% |
| OIA | Sell | INVESCO MUNI INCOME OPP TRST | $529,000 | -4.9% | 77,890 | -2.5% | 0.23% | -11.2% |
| HFC | Exit | HOLLYFRONTIER CORP | $0 | – | -90,734 | – | -1.84% | – |
| PDH | Exit | PETROLOGISTICS LPunit ltd pth int | $0 | – | -362,416 | – | -2.42% | – |
| RGP | Exit | REGENCY ENERGY PARTNERS L P | $0 | – | -174,919 | – | -2.62% | – |
Q2 2014
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FTR | New | FRONTIER COMMUNICATIONS CORP | $10,682,000 | – | 1,829,108 | – | 4.96% | – |
| KKR | New | KKR & CO L P DEL | $9,430,000 | – | 387,577 | – | 4.38% | – |
| BPT | New | BP PRUDHOE BAY RTY TRunit ben int | $9,304,000 | – | 94,032 | – | 4.32% | – |
| EPR | New | EPR PPTYS | $9,218,000 | – | 165,004 | – | 4.28% | – |
| VNRSQ | New | VANGUARD NAT RES LLC | $8,795,000 | – | 273,155 | – | 4.09% | – |
| HPT | New | HOSPITALITY PPTYS TR | $8,545,000 | – | 281,115 | – | 3.97% | – |
| EDD | New | MORGAN STANLEY EM MKTS DM DE | $8,437,000 | – | 633,377 | – | 3.92% | – |
| T104PS | New | AMERICAN RLTY CAP PPTYS INC | $8,428,000 | – | 672,695 | – | 3.92% | – |
| ARCC | New | ARES CAP CORP | $8,300,000 | – | 464,728 | – | 3.86% | – |
| MTGE | New | AMERICAN CAP MTG INVT CORP | $8,114,000 | – | 405,296 | – | 3.77% | – |
| SDRL | New | SEADRILL LIMITED | $7,588,000 | – | 189,935 | – | 3.52% | – |
| PSEC | New | PROSPECT CAPITAL CORPORATION | $7,434,000 | – | 699,325 | – | 3.45% | – |
| NMM | New | NAVIOS MARITIME PARTNERS L Punit lpi | $6,781,000 | – | 348,824 | – | 3.15% | – |
| RGP | New | REGENCY ENERGY PARTNERS L P | $5,634,000 | – | 174,919 | – | 2.62% | – |
| ACP | New | AVENUE INCOME CR STRATEGIES | $5,277,000 | – | 293,480 | – | 2.45% | – |
| PDH | New | PETROLOGISTICS LPunit ltd pth int | $5,204,000 | – | 362,416 | – | 2.42% | – |
| OZM | New | OCH ZIFF CAP MGMT GROUPcl a | $5,019,000 | – | 362,887 | – | 2.33% | – |
| UAN | New | CVR PARTNERS LP | $4,992,000 | – | 267,066 | – | 2.32% | – |
| NKA | New | NISKA GAS STORAGE PARTNERS Lunit ltd liabi | $4,754,000 | – | 308,933 | – | 2.21% | – |
| SAN | New | BANCO SANTANDER SAadr | $4,723,000 | – | 453,268 | – | 2.19% | – |
| SNH | New | SENIOR HSG PPTYS TRsh ben int | $4,582,000 | – | 188,620 | – | 2.13% | – |
| CVRR | New | CVR REFNG LP | $4,567,000 | – | 182,605 | – | 2.12% | – |
| NTI | New | NORTHERN TIER ENERGY LP | $4,558,000 | – | 170,458 | – | 2.12% | – |
| SFL | New | SHIP FINANCE INTERNATIONAL L | $4,527,000 | – | 243,534 | – | 2.10% | – |
| STON | New | STONEMOR PARTNERS L P | $4,486,000 | – | 185,122 | – | 2.08% | – |
| JPC | New | NUVEEN PFD INCOME OPPRTNY FD | $4,478,000 | – | 461,709 | – | 2.08% | – |
| IVR | New | INVESCO MORTGAGE CAPITAL INC | $4,329,000 | – | 249,375 | – | 2.01% | – |
| CMO | New | CAPSTEAD MTG CORP | $4,251,000 | – | 323,245 | – | 1.98% | – |
| ARI | New | APOLLO COML REAL EST FIN INC | $4,184,000 | – | 253,739 | – | 1.94% | – |
| EHI | New | WESTERN ASSET GLB HI INCOME | $4,106,000 | – | 319,538 | – | 1.91% | – |
| HFC | New | HOLLYFRONTIER CORP | $3,964,000 | – | 90,734 | – | 1.84% | – |
| FSC | New | FIFTH STREET FINANCE CORP | $3,726,000 | – | 378,994 | – | 1.73% | – |
| TNH | New | TERRA NITROGEN CO L P | $3,664,000 | – | 25,388 | – | 1.70% | – |
| HYT | New | BLACKROCK CORPOR HI YLD FD I | $3,386,000 | – | 275,532 | – | 1.57% | – |
| EDF | New | STONE HBR EMERG MRKTS INC FD | $2,446,000 | – | 116,035 | – | 1.14% | – |
| E103PS | New | WESTERN ASSET EMRG MKT INCM | $2,297,000 | – | 177,706 | – | 1.07% | – |
| STB | New | STUDENT TRANSN INC | $2,195,000 | – | 331,591 | – | 1.02% | – |
| WSR | New | WHITESTONE REIT | $1,987,000 | – | 133,309 | – | 0.92% | – |
| OIA | New | INVESCO MUNI INCOME OPP TRST | $556,000 | – | 79,890 | – | 0.26% | – |
| PMM | New | PUTNAM MANAGED MUN INCOM TR | $289,000 | – | 40,270 | – | 0.13% | – |
Q4 2013
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GCVRZ | Exit | SANOFIright 12/31/2020 | $0 | – | -100 | – | 0.00% | – |
| T | Exit | AT&T INC | $0 | – | -121 | – | -0.00% | – |
| BKCC | Exit | BLACKROCK KELSO CAPITAL CORP | $0 | – | -520 | – | -0.00% | – |
| MMLP | Exit | MARTIN MIDSTREAM PRTNRS L Punit l p int | $0 | – | -110 | – | -0.00% | – |
| NPM | Exit | NUVEEN PREM INCOME MUN FD 2 | $0 | – | -900 | – | -0.01% | – |
| MCO | Exit | MOODYS CORP | $0 | – | -260 | – | -0.01% | – |
| ERC | Exit | WELLS FARGO ADVANTAGE MULTI | $0 | – | -1,400 | – | -0.02% | – |
| GLD | Exit | SPDR GOLD TRUST | $0 | – | -170 | – | -0.02% | – |
| CVX | Exit | CHEVRON CORP NEW | $0 | – | -200 | – | -0.02% | – |
| KO | Exit | COCA COLA CO | $0 | – | -700 | – | -0.02% | – |
| BP | Exit | BP PLCsponsored adr | $0 | – | -719 | – | -0.02% | – |
| ACAS | Exit | AMERICAN CAP LTD | $0 | – | -2,178 | – | -0.02% | – |
| TYC | Exit | TYCO INTERNATIONAL LTD | $0 | – | -885 | – | -0.02% | – |
| WIN | Exit | WINDSTREAM HLDGS INC | $0 | – | -3,846 | – | -0.02% | – |
| UPS | Exit | UNITED PARCEL SERVICE INCcl b | $0 | – | -363 | – | -0.02% | – |
| ABT | Exit | ABBOTT LABS | $0 | – | -1,018 | – | -0.02% | – |
| MCD | Exit | MCDONALDS CORP | $0 | – | -348 | – | -0.02% | – |
| SE | Exit | SPECTRA ENERGY CORP | $0 | – | -999 | – | -0.02% | – |
| AVP | Exit | AVON PRODS INC | $0 | – | -1,620 | – | -0.02% | – |
| JPM | Exit | JPMORGAN CHASE & CO | $0 | – | -646 | – | -0.02% | – |
| BDX | Exit | BECTON DICKINSON & CO | $0 | – | -351 | – | -0.03% | – |
| DHR | Exit | DANAHER CORP DEL | $0 | – | -524 | – | -0.03% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHS | $0 | – | -203 | – | -0.03% | – |
| PFE | Exit | PFIZER INC | $0 | – | -1,274 | – | -0.03% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INC | $0 | – | -812 | – | -0.03% | – |
| C | Exit | CITIGROUP INC | $0 | – | -807 | – | -0.03% | – |
| RDSA | Exit | ROYAL DUTCH SHELL PLCspons adr a | $0 | – | -611 | – | -0.03% | – |
| INTC | Exit | INTEL CORP | $0 | – | -1,810 | – | -0.03% | – |
| COP | Exit | CONOCOPHILLIPS | $0 | – | -587 | – | -0.03% | – |
| SPXC | Exit | SPX CORP | $0 | – | -496 | – | -0.03% | – |
| GRMN | Exit | GARMIN LTD | $0 | – | -937 | – | -0.03% | – |
| JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -500 | – | -0.03% | – |
| MSFT | Exit | MICROSOFT CORP | $0 | – | -1,290 | – | -0.03% | – |
| ABBV | Exit | ABBVIE INC | $0 | – | -981 | – | -0.03% | – |
| TSM | Exit | TAIWAN SEMICONDUCTOR MFG LTDsponsored adr | $0 | – | -2,670 | – | -0.03% | – |
| E | Exit | ENI S P Asponsored adr | $0 | – | -969 | – | -0.03% | – |
| MAS | Exit | MASCO CORP | $0 | – | -2,100 | – | -0.03% | – |
| PG | Exit | PROCTER & GAMBLE CO | $0 | – | -605 | – | -0.03% | – |
| HPQ | Exit | HEWLETT PACKARD CO | $0 | – | -2,185 | – | -0.03% | – |
| MYL | Exit | MYLAN INC | $0 | – | -1,231 | – | -0.04% | – |
| AZN | Exit | ASTRAZENECA PLCsponsored adr | $0 | – | -902 | – | -0.04% | – |
| FLY | Exit | FLY LEASING LTDsponsored adr | $0 | – | -3,351 | – | -0.04% | – |
| MRK | Exit | MERCK & CO INC NEW | $0 | – | -1,014 | – | -0.04% | – |
| SAP | Exit | SAP AGspon adr | $0 | – | -658 | – | -0.04% | – |
| F113PS | Exit | COVIDIEN PLC | $0 | – | -801 | – | -0.04% | – |
| DEO | Exit | DIAGEO P L Cspon adr new | $0 | – | -387 | – | -0.04% | – |
| SYT | Exit | SYNGENTA AGsponsored adr | $0 | – | -609 | – | -0.04% | – |
| EMR | Exit | EMERSON ELEC CO | $0 | – | -796 | – | -0.04% | – |
| TMO | Exit | THERMO FISHER SCIENTIFIC INC | $0 | – | -552 | – | -0.04% | – |
| NTTYY | Exit | NIPPON TELEG & TEL CORPsponsored adr | $0 | – | -1,974 | – | -0.04% | – |
| SMFG | Exit | SUMITOMO MITSUI FINL GROUP Isponsored adr | $0 | – | -5,253 | – | -0.04% | – |
| TTE | Exit | TOTAL S Asponsored adr | $0 | – | -898 | – | -0.04% | – |
| IBA | Exit | INDUSTRIAS BACHOCO S A B DEspon adr b | $0 | – | -1,312 | – | -0.04% | – |
| GIB | Exit | GROUPE CGI INCcl a sub vtg | $0 | – | -1,517 | – | -0.04% | – |
| ACN | Exit | ACCENTURE PLC IRELAND | $0 | – | -724 | – | -0.04% | – |
| BUD | Exit | ANHEUSER BUSCH INBEV SA/NVsponsored adr | $0 | – | -544 | – | -0.04% | – |
| PUK | Exit | PRUDENTIAL PLCadr | $0 | – | -1,466 | – | -0.04% | – |
| AER | Exit | AERCAP HOLDINGS NV | $0 | – | -2,830 | – | -0.04% | – |
| NVS | Exit | NOVARTIS A Gsponsored adr | $0 | – | -731 | – | -0.04% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -2,324 | – | -0.04% | – |
| XIN | Exit | XINYUAN REAL ESTATE CO LTDspons adr | $0 | – | -9,452 | – | -0.04% | – |
| MX | Exit | MAGNACHIP SEMICONDUCTOR CORP | $0 | – | -2,715 | – | -0.04% | – |
| ASPS | Exit | ALTISOURCE PORTFOLIO SOLNS S | $0 | – | -409 | – | -0.04% | – |
| SNY | Exit | SANOFIsponsored adr | $0 | – | -1,146 | – | -0.04% | – |
| AVGTF | Exit | AVG TECHNOLOGIES N V | $0 | – | -2,382 | – | -0.04% | – |
| ENL | Exit | REED ELSEVIER N Vspons adr new | $0 | – | -1,477 | – | -0.04% | – |
| TEL | Exit | TE CONNECTIVITY LTD | $0 | – | -1,161 | – | -0.04% | – |
| TARO | Exit | TARO PHARMACEUTICAL INDS LTD | $0 | – | -833 | – | -0.05% | – |
| ETN | Exit | EATON CORP PLC | $0 | – | -909 | – | -0.05% | – |
| TM | Exit | TOYOTA MOTOR CORP | $0 | – | -505 | – | -0.05% | – |
| WPP | Exit | WPP PLC NEWadr | $0 | – | -669 | – | -0.05% | – |
| HRS | Exit | HARRIS CORP DEL | $0 | – | -1,161 | – | -0.05% | – |
| BMY | Exit | BRISTOL MYERS SQUIBB CO | $0 | – | -1,464 | – | -0.05% | – |
| GA | Exit | GIANT INTERACTIVE GROUP INCadr | $0 | – | -7,690 | – | -0.05% | – |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -922 | – | -0.06% | – |
| NUS | Exit | NU SKIN ENTERPRISES INCcl a | $0 | – | -859 | – | -0.06% | – |
| ATHN | Exit | ATHENAHEALTH INC | $0 | – | -881 | – | -0.07% | – |
| PMM | Exit | PUTNAM MANAGED MUN INCOM TR | $0 | – | -36,180 | – | -0.18% | – |
| OIA | Exit | INVESCO MUNI INCOME OPP TRST | $0 | – | -78,390 | – | -0.37% | – |
| WSR | Exit | WHITESTONE REIT | $0 | – | -90,840 | – | -1.00% | – |
| UAN | Exit | CVR PARTNERS LP | $0 | – | -104,734 | – | -1.38% | – |
| CMO | Exit | CAPSTEAD MTG CORP | $0 | – | -185,920 | – | -1.63% | – |
| HYV | Exit | BLACKROCK CORPOR HI YLD FD V | $0 | – | -184,201 | – | -1.66% | – |
| NTI | Exit | NORTHERN TIER ENERGY LP | $0 | – | -115,180 | – | -1.69% | – |
| JPC | Exit | NUVEEN PFD INCOME OPPRTNY FD | $0 | – | -268,082 | – | -1.74% | – |
| DSU | Exit | BLACKROCK DEBT STRAT FD INC | $0 | – | -595,496 | – | -1.78% | – |
| EHI | Exit | WESTERN ASSET GLB HI INCOME | $0 | – | -195,182 | – | -1.80% | – |
| FAM | Exit | FIRST TR ABERDEEN GLBL OPP F | $0 | – | -166,197 | – | -1.80% | – |
| PVR | Exit | PVR PARTNERS L P | $0 | – | -105,999 | – | -1.83% | – |
| SFL | Exit | SHIP FINANCE INTERNATIONAL L | $0 | – | -167,670 | – | -1.91% | – |
| IVR | Exit | INVESCO MORTGAGE CAPITAL INC | $0 | – | -170,045 | – | -1.95% | – |
| JGT | Exit | NUVEEN DIVER CURRENCY OPPOR | $0 | – | -253,944 | – | -1.98% | – |
| ARI | Exit | APOLLO COML REAL EST FIN INC | $0 | – | -175,851 | – | -2.00% | – |
| FSC | Exit | FIFTH STREET FINANCE CORP | $0 | – | -264,298 | – | -2.03% | – |
| OZM | Exit | OCH ZIFF CAP MGMT GROUPcl a | $0 | – | -250,670 | – | -2.05% | – |
| CVRR | Exit | CVR REFNG LP | $0 | – | -114,305 | – | -2.13% | – |
| TGP | Exit | TEEKAY LNG PARTNERS L Pprtnrsp units | $0 | – | -67,004 | – | -2.20% | – |
| NS | Exit | NUSTAR ENERGY LP | $0 | – | -75,562 | – | -2.26% | – |
| STON | Exit | STONEMOR PARTNERS L P | $0 | – | -128,539 | – | -2.27% | – |
| NKA | Exit | NISKA GAS STORAGE PARTNERS Lunit ltd liabi | $0 | – | -216,175 | – | -2.49% | – |
| ACP | Exit | AVENUE INCOME CR STRATEGIES | $0 | – | -206,273 | – | -2.60% | – |
| NMM | Exit | NAVIOS MARITIME PARTNERS L Punit lpi | $0 | – | -242,921 | – | -2.65% | – |
| EVV | Exit | EATON VANCE LTD DUR INCOME F | $0 | – | -285,811 | – | -3.33% | – |
| SNH | Exit | SENIOR HSG PPTYS TRsh ben int | $0 | – | -202,038 | – | -3.52% | – |
| VNRSQ | Exit | VANGUARD NAT RES LLC | $0 | – | -189,224 | – | -3.95% | – |
| FTR | Exit | FRONTIER COMMUNICATIONS CORP | $0 | – | -1,272,493 | – | -3.97% | – |
| PSEC | Exit | PROSPECT CAPITAL CORPORATION | $0 | – | -482,664 | – | -4.02% | – |
| HPT | Exit | HOSPITALITY PPTYS TR | $0 | – | -191,699 | – | -4.04% | – |
| KKR | Exit | KKR & CO L P DEL | $0 | – | -267,714 | – | -4.11% | – |
| MTGE | Exit | AMERICAN CAP MTG INVT CORP | $0 | – | -280,836 | – | -4.14% | – |
| ARCC | Exit | ARES CAP CORP | $0 | – | -321,561 | – | -4.15% | – |
| SDRL | Exit | SEADRILL LIMITED | $0 | – | -123,350 | – | -4.15% | – |
| EPR | Exit | EPR PPTYS | $0 | – | -114,333 | – | -4.16% | – |
| BPT | Exit | BP PRUDHOE BAY RTY TRunit ben int | $0 | – | -64,538 | – | -4.17% | – |
| ETP | Exit | ENERGY TRANSFER PRTNRS L Punit ltd partn | $0 | – | -111,659 | – | -4.34% | – |
Q3 2013
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ETP | Sell | ENERGY TRANSFER PRTNRS L Punit ltd partn | $5,814,000 | -3.3% | 111,659 | -6.1% | 4.34% | +4.7% |
| BPT | Sell | BP PRUDHOE BAY RTY TRunit ben int | $5,595,000 | -17.4% | 64,538 | -8.2% | 4.17% | -10.6% |
| EPR | Buy | EPR PPTYS | $5,573,000 | +0.4% | 114,333 | +3.6% | 4.16% | +8.7% |
| SDRL | Sell | SEADRILL LIMITED | $5,561,000 | -4.3% | 123,350 | -13.5% | 4.15% | +3.6% |
| ARCC | Sell | ARES CAP CORP | $5,560,000 | -2.3% | 321,561 | -2.8% | 4.15% | +5.7% |
| MTGE | Buy | AMERICAN CAP MTG INVT CORP | $5,552,000 | +39.0% | 280,836 | +26.4% | 4.14% | +50.5% |
| KKR | Sell | KKR & CO L P DEL | $5,510,000 | -4.4% | 267,714 | -8.7% | 4.11% | +3.5% |
| HPT | Sell | HOSPITALITY PPTYS TR | $5,425,000 | -1.6% | 191,699 | -8.7% | 4.04% | +6.4% |
| PSEC | Sell | PROSPECT CAPITAL CORPORATION | $5,391,000 | -4.9% | 482,664 | -8.0% | 4.02% | +2.9% |
| FTR | Sell | FRONTIER COMMUNICATIONS CORP | $5,319,000 | -4.7% | 1,272,493 | -7.7% | 3.97% | +3.1% |
| VNRSQ | Sell | VANGUARD NAT RES LLC | $5,294,000 | -7.8% | 189,224 | -8.0% | 3.95% | -0.2% |
| SNH | Sell | SENIOR HSG PPTYS TRsh ben int | $4,716,000 | -17.6% | 202,038 | -8.5% | 3.52% | -10.9% |
| EVV | Sell | EATON VANCE LTD DUR INCOME F | $4,470,000 | -10.4% | 285,811 | -8.6% | 3.33% | -3.0% |
| NMM | Sell | NAVIOS MARITIME PARTNERS L Punit lpi | $3,556,000 | -6.5% | 242,921 | -7.7% | 2.65% | +1.1% |
| ACP | Sell | AVENUE INCOME CR STRATEGIES | $3,484,000 | -10.1% | 206,273 | -8.8% | 2.60% | -2.7% |
| NKA | Sell | NISKA GAS STORAGE PARTNERS Lunit ltd liabi | $3,340,000 | -5.2% | 216,175 | -8.3% | 2.49% | +2.6% |
| STON | Sell | STONEMOR PARTNERS L P | $3,040,000 | -13.7% | 128,539 | -8.2% | 2.27% | -6.6% |
| NS | Buy | NUSTAR ENERGY LP | $3,031,000 | +10.1% | 75,562 | +25.3% | 2.26% | +19.1% |
| TGP | Sell | TEEKAY LNG PARTNERS L Pprtnrsp units | $2,956,000 | -7.6% | 67,004 | -8.4% | 2.20% | +0.0% |
| CVRR | Buy | CVR REFNG LP | $2,851,000 | +4.8% | 114,305 | +26.3% | 2.13% | +13.4% |
| OZM | New | OCH ZIFF CAP MGMT GROUPcl a | $2,755,000 | – | 250,670 | – | 2.05% | – |
| FSC | Sell | FIFTH STREET FINANCE CORP | $2,718,000 | -9.4% | 264,298 | -7.9% | 2.03% | -1.9% |
| ARI | Sell | APOLLO COML REAL EST FIN INC | $2,685,000 | -12.0% | 175,851 | -8.5% | 2.00% | -4.8% |
| JGT | Buy | NUVEEN DIVER CURRENCY OPPOR | $2,661,000 | -3.4% | 253,944 | +3.3% | 1.98% | +4.5% |
| IVR | Buy | INVESCO MORTGAGE CAPITAL INC | $2,617,000 | +12.9% | 170,045 | +21.5% | 1.95% | +22.2% |
| SFL | New | SHIP FINANCE INTERNATIONAL L | $2,560,000 | – | 167,670 | – | 1.91% | – |
| PVR | Buy | PVR PARTNERS L P | $2,451,000 | -14.7% | 105,999 | +0.6% | 1.83% | -7.7% |
| FAM | Sell | FIRST TR ABERDEEN GLBL OPP F | $2,418,000 | -9.9% | 166,197 | -4.5% | 1.80% | -2.5% |
| EHI | Sell | WESTERN ASSET GLB HI INCOME | $2,410,000 | -7.9% | 195,182 | -8.7% | 1.80% | -0.3% |
| DSU | Sell | BLACKROCK DEBT STRAT FD INC | $2,394,000 | -13.6% | 595,496 | -8.6% | 1.78% | -6.4% |
| JPC | Sell | NUVEEN PFD INCOME OPPRTNY FD | $2,327,000 | -17.0% | 268,082 | -8.6% | 1.74% | -10.1% |
| NTI | New | NORTHERN TIER ENERGY LP | $2,271,000 | – | 115,180 | – | 1.69% | – |
| HYV | Sell | BLACKROCK CORPOR HI YLD FD V | $2,233,000 | -9.6% | 184,201 | -8.8% | 1.66% | -2.1% |
| CMO | New | CAPSTEAD MTG CORP | $2,188,000 | – | 185,920 | – | 1.63% | – |
| UAN | Sell | CVR PARTNERS LP | $1,854,000 | -25.9% | 104,734 | -4.8% | 1.38% | -19.8% |
| WSR | New | WHITESTONE REIT | $1,338,000 | – | 90,840 | – | 1.00% | – |
| ATHN | Sell | ATHENAHEALTH INC | $96,000 | +24.7% | 881 | -2.7% | 0.07% | +35.8% |
| NUS | Buy | NU SKIN ENTERPRISES INCcl a | $82,000 | +67.3% | 859 | +6.2% | 0.06% | +79.4% |
| XOM | Buy | EXXON MOBIL CORP | $79,000 | -3.7% | 922 | +2.0% | 0.06% | +5.4% |
| GA | Sell | GIANT INTERACTIVE GROUP INCadr | $70,000 | +9.4% | 7,690 | -3.2% | 0.05% | +18.2% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $68,000 | +7.9% | 1,464 | +3.2% | 0.05% | +18.6% |
| HRS | Buy | HARRIS CORP DEL | $69,000 | +23.2% | 1,161 | +2.6% | 0.05% | +30.8% |
| WPP | Sell | WPP PLC NEWadr | $69,000 | +19.0% | 669 | -2.0% | 0.05% | +27.5% |
| ETN | Buy | EATON CORP PLC | $63,000 | +8.6% | 909 | +2.9% | 0.05% | +17.5% |
| ASPS | Sell | ALTISOURCE PORTFOLIO SOLNS S | $57,000 | +16.3% | 409 | -20.9% | 0.04% | +26.5% |
| AVGTF | New | AVG TECHNOLOGIES N V | $57,000 | – | 2,382 | – | 0.04% | – |
| MX | Sell | MAGNACHIP SEMICONDUCTOR CORP | $58,000 | 0.0% | 2,715 | -14.4% | 0.04% | +7.5% |
| GE | Buy | GENERAL ELECTRIC CO | $56,000 | +9.8% | 2,324 | +5.6% | 0.04% | +20.0% |
| AER | New | AERCAP HOLDINGS NV | $55,000 | – | 2,830 | – | 0.04% | – |
| GIB | New | GROUPE CGI INCcl a sub vtg | $53,000 | – | 1,517 | – | 0.04% | – |
| TTE | New | TOTAL S Asponsored adr | $52,000 | – | 898 | – | 0.04% | – |
| IBA | New | INDUSTRIAS BACHOCO S A B DEspon adr b | $52,000 | – | 1,312 | – | 0.04% | – |
| TMO | Buy | THERMO FISHER SCIENTIFIC INC | $51,000 | +15.9% | 552 | +6.0% | 0.04% | +26.7% |
| SMFG | New | SUMITOMO MITSUI FINL GROUP Isponsored adr | $51,000 | – | 5,253 | – | 0.04% | – |
| NTTYY | New | NIPPON TELEG & TEL CORPsponsored adr | $51,000 | – | 1,974 | – | 0.04% | – |
| EMR | Buy | EMERSON ELEC CO | $51,000 | +24.4% | 796 | +6.1% | 0.04% | +35.7% |
| MRK | Buy | MERCK & CO INC NEW | $48,000 | +4.3% | 1,014 | +2.2% | 0.04% | +12.5% |
| MYL | Buy | MYLAN INC | $47,000 | +30.6% | 1,231 | +7.5% | 0.04% | +40.0% |
| HPQ | Buy | HEWLETT PACKARD CO | $46,000 | -9.8% | 2,185 | +6.8% | 0.03% | -2.9% |
| MAS | Buy | MASCO CORP | $45,000 | +15.4% | 2,100 | +5.8% | 0.03% | +25.9% |
| PG | Buy | PROCTER & GAMBLE CO | $46,000 | +2.2% | 605 | +2.9% | 0.03% | +9.7% |
| ABBV | Sell | ABBVIE INC | $44,000 | -2.2% | 981 | -9.0% | 0.03% | +6.5% |
| MSFT | Buy | MICROSOFT CORP | $43,000 | +2.4% | 1,290 | +6.4% | 0.03% | +10.3% |
| GRMN | Buy | GARMIN LTD | $42,000 | +31.2% | 937 | +5.8% | 0.03% | +40.9% |
| INTC | Buy | INTEL CORP | $41,000 | 0.0% | 1,810 | +6.0% | 0.03% | +10.7% |
| SPXC | Buy | SPX CORP | $42,000 | +27.3% | 496 | +6.7% | 0.03% | +34.8% |
| COP | Buy | CONOCOPHILLIPS | $41,000 | +24.2% | 587 | +7.9% | 0.03% | +34.8% |
| C | Buy | CITIGROUP INC | $39,000 | +8.3% | 807 | +7.2% | 0.03% | +16.0% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $38,000 | -2.6% | 812 | +4.9% | 0.03% | +3.7% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $38,000 | +2.7% | 203 | +6.3% | 0.03% | +12.0% |
| PFE | Buy | PFIZER INC | $37,000 | +8.8% | 1,274 | +5.9% | 0.03% | +21.7% |
| DHR | Buy | DANAHER CORP DEL | $36,000 | +16.1% | 524 | +7.2% | 0.03% | +28.6% |
| BDX | Buy | BECTON DICKINSON & CO | $35,000 | +6.1% | 351 | +6.4% | 0.03% | +13.0% |
| ABT | Buy | ABBOTT LABS | $34,000 | 0.0% | 1,018 | +4.2% | 0.02% | +8.7% |
| AVP | Buy | AVON PRODS INC | $33,000 | +3.1% | 1,620 | +5.7% | 0.02% | +13.6% |
| JPM | Buy | JPMORGAN CHASE & CO | $33,000 | +3.1% | 646 | +6.2% | 0.02% | +13.6% |
| MCD | Buy | MCDONALDS CORP | $34,000 | +6.2% | 348 | +6.7% | 0.02% | +13.6% |
| SE | Buy | SPECTRA ENERGY CORP | $34,000 | 0.0% | 999 | +2.3% | 0.02% | +8.7% |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $33,000 | +10.0% | 363 | +5.8% | 0.02% | +19.0% |
| WIN | New | WINDSTREAM HLDGS INC | $31,000 | – | 3,846 | – | 0.02% | – |
| BP | Buy | BP PLCsponsored adr | $30,000 | +7.1% | 719 | +6.2% | 0.02% | +15.8% |
| ACAS | Buy | AMERICAN CAP LTD | $30,000 | +15.4% | 2,178 | +6.8% | 0.02% | +22.2% |
| GLD | New | SPDR GOLD TRUST | $22,000 | – | 170 | – | 0.02% | – |
| MCO | Buy | MOODYS CORP | $18,000 | +20.0% | 260 | +7.9% | 0.01% | +30.0% |
| MMLP | Sell | MARTIN MIDSTREAM PRTNRS L Punit l p int | $5,000 | -99.8% | 110 | -99.8% | 0.00% | -99.8% |
| BKCC | Sell | BLACKROCK KELSO CAPITAL CORP | $5,000 | -87.5% | 520 | -87.9% | 0.00% | -85.7% |
| RESI | Exit | ALTISOURCE RESIDENTIAL CORPcl b | $0 | – | -151 | – | -0.00% | – |
| PNR | Exit | PENTAIR LTD | $0 | – | -168 | – | -0.01% | – |
| MFC | Exit | MANULIFE FINL CORP | $0 | – | -718 | – | -0.01% | – |
| ADT | Exit | THE ADT CORPORATION | $0 | – | -360 | – | -0.01% | – |
| WIN | Exit | WINDSTREAM CORP | $0 | – | -3,616 | – | -0.02% | – |
| STO | Exit | STATOIL ASAsponsored adr | $0 | – | -1,633 | – | -0.02% | – |
| TGD | Exit | TIMMINS GOLD CORP | $0 | – | -15,984 | – | -0.02% | – |
| RCI | Exit | ROGERS COMMUNICATIONS INCcl b | $0 | – | -1,006 | – | -0.03% | – |
| CZZ | Exit | COSAN LTD | $0 | – | -2,426 | – | -0.03% | – |
| TU | Exit | TELUS CORP | $0 | – | -1,426 | – | -0.03% | – |
| EEM | Exit | ISHARES TRmsci emerg mkt | $0 | – | -1,223 | – | -0.03% | – |
| TLK | Exit | P T TELEKOMUNIKASI INDONESIAsponsored adr | $0 | – | -1,134 | – | -0.03% | – |
| STX | Exit | SEAGATE TECHNOLOGY PLC | $0 | – | -1,360 | – | -0.04% | – |
| MSB | Exit | MESABI TRctf ben int | $0 | – | -149,690 | – | -1.84% | – |
| AGNC | Exit | AMERICAN CAPITAL AGENCY CORP | $0 | – | -188,395 | – | -2.99% | – |
| RRD | Exit | DONNELLEY R R & SONS CO | $0 | – | -371,323 | – | -3.58% | – |
Q2 2013
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BPT | New | BP PRUDHOE BAY RTY TRunit ben int | $6,771,000 | – | 70,338 | – | 4.66% | – |
| ETP | New | ENERGY TRANSFER PRTNRS L Punit ltd partn | $6,011,000 | – | 118,939 | – | 4.14% | – |
| SDRL | New | SEADRILL LIMITED | $5,812,000 | – | 142,650 | – | 4.00% | – |
| KKR | New | KKR & CO L P DEL | $5,762,000 | – | 293,084 | – | 3.97% | – |
| VNRSQ | New | VANGUARD NATURAL RESOURCES L | $5,739,000 | – | 205,714 | – | 3.95% | – |
| SNH | New | SENIOR HSG PPTYS TRsh ben int | $5,725,000 | – | 220,778 | – | 3.94% | – |
| ARCC | New | ARES CAP CORP | $5,691,000 | – | 330,891 | – | 3.92% | – |
| PSEC | New | PROSPECT CAPITAL CORPORATION | $5,668,000 | – | 524,844 | – | 3.90% | – |
| FTR | New | FRONTIER COMMUNICATIONS CORP | $5,582,000 | – | 1,378,382 | – | 3.85% | – |
| EPR | New | EPR PPTYS | $5,550,000 | – | 110,413 | – | 3.82% | – |
| HPT | New | HOSPITALITY PPTYS TR | $5,516,000 | – | 209,879 | – | 3.80% | – |
| RRD | New | DONNELLEY R R & SONS CO | $5,202,000 | – | 371,323 | – | 3.58% | – |
| EVV | New | EATON VANCE LTD DUR INCOME F | $4,987,000 | – | 312,651 | – | 3.44% | – |
| AGNC | New | AMERICAN CAPITAL AGENCY CORP | $4,335,000 | – | 188,395 | – | 2.99% | – |
| MTGE | New | AMERICAN CAP MTG INVT CORP | $3,993,000 | – | 222,161 | – | 2.75% | – |
| ACP | New | AVENUE INCOME CR STRATEGIES | $3,875,000 | – | 226,077 | – | 2.67% | – |
| NMM | New | NAVIOS MARITIME PARTNERS L Punit lpi | $3,804,000 | – | 263,251 | – | 2.62% | – |
| STON | New | STONEMOR PARTNERS L P | $3,524,000 | – | 140,059 | – | 2.43% | – |
| NKA | New | NISKA GAS STORAGE PARTNERS Lunit ltd liabi | $3,522,000 | – | 235,755 | – | 2.43% | – |
| TGP | New | TEEKAY LNG PARTNERS L Pprtnrsp units | $3,198,000 | – | 73,174 | – | 2.20% | – |
| ARI | New | APOLLO COML REAL EST FIN INC | $3,052,000 | – | 192,181 | – | 2.10% | – |
| FSC | New | FIFTH STREET FINANCE CORP | $3,000,000 | – | 287,088 | – | 2.07% | – |
| MMLP | New | MARTIN MIDSTREAM PRTNRS L Punit l p int | $2,906,000 | – | 65,910 | – | 2.00% | – |
| PVR | New | PVR PARTNERS L P | $2,875,000 | – | 105,326 | – | 1.98% | – |
| JPC | New | NUVEEN PFD INCOME OPPRTNY FD | $2,802,000 | – | 293,362 | – | 1.93% | – |
| DSU | New | BLACKROCK DEBT STRAT FD INC | $2,770,000 | – | 651,846 | – | 1.91% | – |
| JGT | New | NUVEEN DIVER CURRENCY OPPOR | $2,755,000 | – | 245,754 | – | 1.90% | – |
| NS | New | NUSTAR ENERGY LP | $2,753,000 | – | 60,312 | – | 1.90% | – |
| CVRR | New | CVR REFNG LP | $2,721,000 | – | 90,515 | – | 1.88% | – |
| FAM | New | FIRST TR ABERDEEN GLBL OPP F | $2,684,000 | – | 173,957 | – | 1.85% | – |
| MSB | New | MESABI TRctf ben int | $2,678,000 | – | 149,690 | – | 1.84% | – |
| EHI | New | WESTERN ASSET GLB HI INCOME | $2,617,000 | – | 213,792 | – | 1.80% | – |
| UAN | New | CVR PARTNERS LP | $2,502,000 | – | 110,064 | – | 1.72% | – |
| HYV | New | BLACKROCK CORPOR HI YLD FD V | $2,469,000 | – | 201,881 | – | 1.70% | – |
| IVR | New | INVESCO MORTGAGE CAPITAL INC | $2,317,000 | – | 139,925 | – | 1.60% | – |
| OIA | New | INVESCO MUNI INCOME OPP TRST | $517,000 | – | 78,390 | – | 0.36% | – |
| PMM | New | PUTNAM MANAGED MUN INCOM TR | $258,000 | – | 36,180 | – | 0.18% | – |
| XOM | New | EXXON MOBIL CORP | $82,000 | – | 904 | – | 0.06% | – |
| ATHN | New | ATHENAHEALTH INC | $77,000 | – | 905 | – | 0.05% | – |
| GA | New | GIANT INTERACTIVE GROUP INCadr | $64,000 | – | 7,944 | – | 0.04% | – |
| BMY | New | BRISTOL MYERS SQUIBB CO | $63,000 | – | 1,418 | – | 0.04% | – |
| TM | New | TOYOTA MOTOR CORP | $61,000 | – | 505 | – | 0.04% | – |
| STX | New | SEAGATE TECHNOLOGY PLC | $61,000 | – | 1,360 | – | 0.04% | – |
| SNY | New | SANOFIsponsored adr | $59,000 | – | 1,146 | – | 0.04% | – |
| MX | New | MAGNACHIP SEMICONDUCTOR CORP | $58,000 | – | 3,173 | – | 0.04% | – |
| WPP | New | WPP PLC NEWadr | $58,000 | – | 683 | – | 0.04% | – |
| ETN | New | EATON CORP PLC | $58,000 | – | 883 | – | 0.04% | – |
| HRS | New | HARRIS CORP DEL | $56,000 | – | 1,132 | – | 0.04% | – |
| FLY | New | FLY LEASING LTDsponsored adr | $56,000 | – | 3,351 | – | 0.04% | – |
| TEL | New | TE CONNECTIVITY LTD | $53,000 | – | 1,161 | – | 0.04% | – |
| ACN | New | ACCENTURE PLC IRELAND | $52,000 | – | 724 | – | 0.04% | – |
| NVS | New | NOVARTIS A Gsponsored adr | $52,000 | – | 731 | – | 0.04% | – |
| GE | New | GENERAL ELECTRIC CO | $51,000 | – | 2,200 | – | 0.04% | – |
| HPQ | New | HEWLETT PACKARD CO | $51,000 | – | 2,045 | – | 0.04% | – |
| BUD | New | ANHEUSER BUSCH INBEV SA/NVsponsored adr | $49,000 | – | 544 | – | 0.03% | – |
| ENL | New | REED ELSEVIER N Vspons adr new | $49,000 | – | 1,477 | – | 0.03% | – |
| F113PS | New | COVIDIEN PLC | $50,000 | – | 801 | – | 0.03% | – |
| NUS | New | NU SKIN ENTERPRISES INCcl a | $49,000 | – | 809 | – | 0.03% | – |
| TSM | New | TAIWAN SEMICONDUCTOR MFG LTDsponsored adr | $49,000 | – | 2,670 | – | 0.03% | – |
| ASPS | New | ALTISOURCE PORTFOLIO SOLNS S | $49,000 | – | 517 | – | 0.03% | – |
| TLK | New | P T TELEKOMUNIKASI INDONESIAsponsored adr | $48,000 | – | 1,134 | – | 0.03% | – |
| PUK | New | PRUDENTIAL PLCadr | $48,000 | – | 1,466 | – | 0.03% | – |
| SAP | New | SAP AGspon adr | $48,000 | – | 658 | – | 0.03% | – |
| MRK | New | MERCK & CO INC NEW | $46,000 | – | 992 | – | 0.03% | – |
| TARO | New | TARO PHARMACEUTICAL INDS LTD | $47,000 | – | 833 | – | 0.03% | – |
| EEM | New | ISHARES TRmsci emerg mkt | $47,000 | – | 1,223 | – | 0.03% | – |
| SYT | New | SYNGENTA AGsponsored adr | $47,000 | – | 609 | – | 0.03% | – |
| PG | New | PROCTER & GAMBLE CO | $45,000 | – | 588 | – | 0.03% | – |
| ABBV | New | ABBVIE INC | $45,000 | – | 1,078 | – | 0.03% | – |
| AZN | New | ASTRAZENECA PLCsponsored adr | $43,000 | – | 902 | – | 0.03% | – |
| DEO | New | DIAGEO P L Cspon adr new | $44,000 | – | 387 | – | 0.03% | – |
| JNJ | New | JOHNSON & JOHNSON | $43,000 | – | 500 | – | 0.03% | – |
| TMO | New | THERMO FISHER SCIENTIFIC INC | $44,000 | – | 521 | – | 0.03% | – |
| MSFT | New | MICROSOFT CORP | $42,000 | – | 1,212 | – | 0.03% | – |
| TU | New | TELUS CORP | $42,000 | – | 1,426 | – | 0.03% | – |
| EMR | New | EMERSON ELEC CO | $41,000 | – | 750 | – | 0.03% | – |
| INTC | New | INTEL CORP | $41,000 | – | 1,707 | – | 0.03% | – |
| E | New | ENI S P Asponsored adr | $40,000 | – | 969 | – | 0.03% | – |
| XIN | New | XINYUAN REAL ESTATE CO LTDspons adr | $41,000 | – | 9,452 | – | 0.03% | – |
| BKCC | New | BLACKROCK KELSO CAPITAL CORP | $40,000 | – | 4,310 | – | 0.03% | – |
| VZ | New | VERIZON COMMUNICATIONS INC | $39,000 | – | 774 | – | 0.03% | – |
| CZZ | New | COSAN LTD | $39,000 | – | 2,426 | – | 0.03% | – |
| RCI | New | ROGERS COMMUNICATIONS INCcl b | $39,000 | – | 1,006 | – | 0.03% | – |
| RDSA | New | ROYAL DUTCH SHELL PLCspons adr a | $39,000 | – | 611 | – | 0.03% | – |
| MAS | New | MASCO CORP | $39,000 | – | 1,984 | – | 0.03% | – |
| C | New | CITIGROUP INC | $36,000 | – | 753 | – | 0.02% | – |
| MYL | New | MYLAN INC | $36,000 | – | 1,145 | – | 0.02% | – |
| IBM | New | INTERNATIONAL BUSINESS MACHS | $37,000 | – | 191 | – | 0.02% | – |
| TGD | New | TIMMINS GOLD CORP | $35,000 | – | 15,984 | – | 0.02% | – |
| COP | New | CONOCOPHILLIPS | $33,000 | – | 544 | – | 0.02% | – |
| PFE | New | PFIZER INC | $34,000 | – | 1,203 | – | 0.02% | – |
| ABT | New | ABBOTT LABS | $34,000 | – | 977 | – | 0.02% | – |
| SPXC | New | SPX CORP | $33,000 | – | 465 | – | 0.02% | – |
| SE | New | SPECTRA ENERGY CORP | $34,000 | – | 977 | – | 0.02% | – |
| STO | New | STATOIL ASAsponsored adr | $34,000 | – | 1,633 | – | 0.02% | – |
| BDX | New | BECTON DICKINSON & CO | $33,000 | – | 330 | – | 0.02% | – |
| JPM | New | JPMORGAN CHASE & CO | $32,000 | – | 608 | – | 0.02% | – |
| AVP | New | AVON PRODS INC | $32,000 | – | 1,532 | – | 0.02% | – |
| MCD | New | MCDONALDS CORP | $32,000 | – | 326 | – | 0.02% | – |
| GRMN | New | GARMIN LTD | $32,000 | – | 886 | – | 0.02% | – |
| UPS | New | UNITED PARCEL SERVICE INCcl b | $30,000 | – | 343 | – | 0.02% | – |
| DHR | New | DANAHER CORP DEL | $31,000 | – | 489 | – | 0.02% | – |
| TYC | New | TYCO INTERNATIONAL LTD | $29,000 | – | 885 | – | 0.02% | – |
| KO | New | COCA COLA CO | $28,000 | – | 700 | – | 0.02% | – |
| BP | New | BP PLCsponsored adr | $28,000 | – | 677 | – | 0.02% | – |
| WIN | New | WINDSTREAM CORP | $28,000 | – | 3,616 | – | 0.02% | – |
| ACAS | New | AMERICAN CAP LTD | $26,000 | – | 2,039 | – | 0.02% | – |
| CVX | New | CHEVRON CORP NEW | $24,000 | – | 200 | – | 0.02% | – |
| ERC | New | WELLS FARGO ADVANTAGE MULTI | $21,000 | – | 1,400 | – | 0.01% | – |
| ADT | New | THE ADT CORPORATION | $14,000 | – | 360 | – | 0.01% | – |
| MCO | New | MOODYS CORP | $15,000 | – | 241 | – | 0.01% | – |
| NPM | New | NUVEEN PREM INCOME MUN FD 2 | $12,000 | – | 900 | – | 0.01% | – |
| MFC | New | MANULIFE FINL CORP | $12,000 | – | 718 | – | 0.01% | – |
| PNR | New | PENTAIR LTD | $10,000 | – | 168 | – | 0.01% | – |
| T | New | AT&T INC | $4,000 | – | 121 | – | 0.00% | – |
| RESI | New | ALTISOURCE RESIDENTIAL CORPcl b | $3,000 | – | 151 | – | 0.00% | – |
| GCVRZ | New | SANOFIright 12/31/2020 | $0 | – | 100 | – | 0.00% | – |