Q1 2018
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| RILY | Buy | B RILEY FINL INC | $350,000 | -47.4% | 46,586 | +26.8% | 6.71% | +180.4% |
| CSTM | Buy | CONSTELLIUM NVcl a | $286,000 | -47.4% | 81,870 | +68.1% | 5.48% | +180.1% |
| AVYA | New | AVAYA HLDGS CORP | $246,000 | – | 26,615 | – | 4.71% | – |
| KRA | Buy | KRATON CORPORATION | $245,000 | -60.4% | 20,083 | +56.6% | 4.70% | +111.2% |
| ARKK | New | ARK ETF TRinnovation etf | $232,000 | – | 28,590 | – | 4.45% | – |
| FCAU | Sell | FIAT CHRYSLER AUTOMOBILES N | $223,000 | -74.3% | 47,720 | -2.1% | 4.27% | +36.7% |
| LSXMK | Sell | LIBERTY MEDIA CORP DELAWARE | $201,000 | -77.9% | 22,010 | -3.9% | 3.85% | +17.8% |
| LMB | Buy | LIMBACH HLDGS INC | $189,000 | -4.1% | 38,686 | +171.7% | 3.62% | +410.9% |
| TRIP | New | TRIPADVISOR INC | $188,000 | – | 13,610 | – | 3.60% | – |
| ARCC | Buy | ARES CAP CORP | $168,000 | -86.2% | 78,580 | +1.3% | 3.22% | -26.6% |
| OCFC | Sell | OCEANFIRST FINL CORP | $161,000 | -70.3% | 20,170 | -2.6% | 3.08% | +58.0% |
| LXFT | Sell | LUXOFT HLDG INC | $153,000 | -87.2% | 19,130 | -11.1% | 2.93% | -32.0% |
| YTRA | Buy | YATRA ONLINE INC | $143,000 | -66.6% | 59,320 | +3.9% | 2.74% | +78.1% |
| GHL | New | GREENHILL & CO INC | $142,000 | – | 25,310 | – | 2.72% | – |
| SPAR | Sell | SPARTAN MTRS INC | $136,000 | -83.8% | 48,501 | -8.9% | 2.61% | -13.5% |
| DSKE | Sell | DASEKE INC | $121,000 | -85.0% | 54,544 | -3.5% | 2.32% | -20.2% |
| TOO | New | TEEKAY OFFSHORE PARTNERS L Ppartnership un | $117,000 | – | 51,400 | – | 2.24% | – |
| FTAI | Buy | FORTRESS TRANS INFRST INVS L | $112,000 | -82.3% | 35,680 | +12.6% | 2.15% | -5.8% |
| CAI | New | CAI INTERNATIONAL INC | $109,000 | – | 20,070 | – | 2.09% | – |
| BGCP | Sell | BGC PARTNERS INCcl a | $73,000 | -90.1% | 47,690 | -2.1% | 1.40% | -47.1% |
| GBDC | Buy | GOLUB CAP BDC INC | $61,000 | -82.5% | 39,260 | +104.5% | 1.17% | -6.9% |
| MCC | New | MEDLEY CAP CORP | $61,000 | – | 15,269 | – | 1.17% | – |
| PRPLW | New | PURPLE INNOVATION INC*w exp 02/02/202 | $39,000 | – | 275,830 | – | 0.75% | – |
| IEAWW | New | INFRA AND ENERGY ALTRNTIVE I*w exp 05/20/202 | $37,000 | – | 63,790 | – | 0.71% | – |
| TCPC | New | TCP CAP CORP | $32,000 | – | 15,267 | – | 0.61% | – |
| ALJJ | New | ALJ REGIONAL HLDGS INC | $25,000 | – | 11,900 | – | 0.48% | – |
| SQNS | Exit | SEQUANS COMMUNICATIONS S Asponsored ads | $0 | – | -13,500 | – | -0.09% | – |
| MIIIW | Exit | M III ACQUISITION CORP*w exp 10/10/202 | $0 | – | -34,302 | – | -0.10% | – |
| ANDAR | Exit | ANDINA ACQUISITION CORP IIright 09/01/2017 | $0 | – | -20,900 | – | -0.10% | – |
| GPACW | Exit | GLOBAL PARTNER ACQUISITION C*w exp 07/01/202 | $0 | – | -28,800 | – | -0.11% | – |
| ANDAW | Exit | ANDINA ACQUISITION CORP II*w exp 11/23/202 | $0 | – | -19,700 | – | -0.13% | – |
| FNF | Exit | FIDELITY NATIONAL FINANCIAL | $0 | – | -8,730 | – | -1.23% | – |
| AMZA | Exit | ETFIS SER TR Iinfrac act mlp | $0 | – | -44,470 | – | -1.38% | – |
| SCHK | Exit | SCHWAB STRATEGIC TR1000 index etf | $0 | – | -14,810 | – | -1.40% | – |
| BOTZ | Exit | GLOBAL X FDSrbtcs artfl inte | $0 | – | -16,500 | – | -1.41% | – |
| FINX | Exit | GLOBAL X FDSfintech etf | $0 | – | -17,770 | – | -1.41% | – |
| NVEE | Exit | NV5 GLOBAL INC | $0 | – | -7,561 | – | -1.47% | – |
| C | Exit | CITIGROUP INC | $0 | – | -6,200 | – | -1.66% | – |
| WSR | Exit | WHITESTONE REIT | $0 | – | -32,980 | – | -1.71% | – |
| ADNT | Exit | ADIENT PLC | $0 | – | -6,690 | – | -1.89% | – |
| PLYA | Exit | PLAYA HOTELS & RESORTS NV | $0 | – | -49,054 | – | -1.91% | – |
| DWDP | Exit | DOWDUPONT INC | $0 | – | -7,648 | – | -1.96% | – |
| SBGI | Exit | SINCLAIR BROADCAST GROUP INCcl a | $0 | – | -15,170 | – | -2.07% | – |
| RSP | Exit | RYDEX ETF TRUSTgug s&p500 eq wt | $0 | – | -6,080 | – | -2.21% | – |
| SHLM | Exit | SCHULMAN A INC | $0 | – | -18,530 | – | -2.48% | – |
| UNIT | Exit | UNITI GROUP INC | $0 | – | -49,460 | – | -3.16% | – |
| SCHD | Exit | SCHWAB STRATEGIC TRus dividend eq | $0 | – | -25,890 | – | -4.77% | – |
| PKW | Exit | POWERSHARES ETF TRUSTdyna buybk ach | $0 | – | -35,640 | – | -7.56% | – |
Q4 2017
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PKW | Buy | POWERSHARES ETF TRUSTdyna buybk ach | $2,103,000 | +77.0% | 35,640 | +66.7% | 7.56% | +58.2% |
| SCHD | Buy | SCHWAB STRATEGIC TRus dividend eq | $1,326,000 | +13.4% | 25,890 | +3.6% | 4.77% | +1.4% |
| ARCC | Buy | ARES CAP CORP | $1,219,000 | +44.9% | 77,580 | +51.2% | 4.38% | +29.5% |
| LXFT | New | LUXOFT HLDG INC | $1,199,000 | – | 21,520 | – | 4.31% | – |
| TSLX | New | TPG SPECIALTY LENDING INC | $1,092,000 | – | 55,179 | – | 3.93% | – |
| LSXMK | Sell | LIBERTY MEDIA CORP DELAWARE | $909,000 | -7.3% | 22,910 | -2.1% | 3.27% | -17.2% |
| UNIT | New | UNITI GROUP INC | $880,000 | – | 49,460 | – | 3.16% | – |
| FCAU | Buy | FIAT CHRYSLER AUTOMOBILES N | $869,000 | +10.6% | 48,720 | +10.9% | 3.13% | -1.2% |
| ORI | New | OLD REP INTL CORP | $858,000 | – | 40,140 | – | 3.09% | – |
| SPAR | Sell | SPARTAN MTRS INC | $838,000 | -38.9% | 53,267 | -57.1% | 3.01% | -45.4% |
| BGCP | Sell | BGC PARTNERS INCcl a | $735,000 | -10.3% | 48,690 | -14.0% | 2.64% | -19.8% |
| AER | Buy | AERCAP HOLDINGS NV | $704,000 | +8.8% | 13,370 | +5.5% | 2.53% | -2.8% |
| SHLM | Sell | SCHULMAN A INC | $689,000 | -7.1% | 18,530 | -14.7% | 2.48% | -17.0% |
| KRA | New | KRATON CORPORATION | $618,000 | – | 12,823 | – | 2.22% | – |
| SBGI | New | SINCLAIR BROADCAST GROUP INCcl a | $575,000 | – | 15,170 | – | 2.07% | – |
| DWDP | New | DOWDUPONT INC | $545,000 | – | 7,648 | – | 1.96% | – |
| CSTM | New | CONSTELLIUM NVcl a | $544,000 | – | 48,700 | – | 1.96% | – |
| PLYA | Sell | PLAYA HOTELS & RESORTS NV | $530,000 | -5.9% | 49,054 | -9.1% | 1.91% | -15.9% |
| ADNT | Sell | ADIENT PLC | $526,000 | -12.9% | 6,690 | -7.0% | 1.89% | -22.2% |
| MRCC | Sell | MONROE CAP CORP | $510,000 | -9.1% | 37,044 | -5.4% | 1.83% | -18.8% |
| SSW | New | SEASPAN CORP | $500,000 | – | 73,860 | – | 1.80% | – |
| WSR | Sell | WHITESTONE REIT | $475,000 | -4.0% | 32,980 | -13.2% | 1.71% | -14.3% |
| YTRA | Sell | YATRA ONLINE INC | $428,000 | -37.4% | 57,120 | -9.5% | 1.54% | -44.1% |
| NVEE | Sell | NV5 GLOBAL INC | $409,000 | -8.1% | 7,561 | -7.4% | 1.47% | -17.9% |
| BOTZ | New | GLOBAL X FDSrbtcs artfl inte | $391,000 | – | 16,500 | – | 1.41% | – |
| FINX | New | GLOBAL X FDSfintech etf | $391,000 | – | 17,770 | – | 1.41% | – |
| SCHK | New | SCHWAB STRATEGIC TR1000 index etf | $389,000 | – | 14,810 | – | 1.40% | – |
| AMZA | Sell | ETFIS SER TR Iinfrac act mlp | $383,000 | -10.1% | 44,470 | -2.4% | 1.38% | -19.7% |
| GBDC | New | GOLUB CAP BDC INC | $349,000 | – | 19,200 | – | 1.26% | – |
| FNF | Sell | FIDELITY NATIONAL FINANCIAL | $343,000 | -30.8% | 8,730 | -16.6% | 1.23% | -38.2% |
| PFLT | New | PENNANTPARK FLOATING RATE CA | $214,000 | – | 15,592 | – | 0.77% | – |
| ANDAW | New | ANDINA ACQUISITION CORP II*w exp 11/23/202 | $37,000 | – | 19,700 | – | 0.13% | – |
| GPACW | New | GLOBAL PARTNER ACQUISITION C*w exp 07/01/202 | $31,000 | – | 28,800 | – | 0.11% | – |
| ANDAR | New | ANDINA ACQUISITION CORP IIright 09/01/2017 | $29,000 | – | 20,900 | – | 0.10% | – |
| MIIIW | New | M III ACQUISITION CORP*w exp 10/10/202 | $28,000 | – | 34,302 | – | 0.10% | – |
| SQNS | New | SEQUANS COMMUNICATIONS S Asponsored ads | $26,000 | – | 13,500 | – | 0.09% | – |
| RSO | Exit | RESOURCE CAP CORP | $0 | – | -11,048 | – | -0.48% | – |
| VDTH | Exit | VIDEOCON D2H LTDadr | $0 | – | -36,184 | – | -1.29% | – |
| HRG | Exit | HRG GROUP INC | $0 | – | -22,130 | – | -1.39% | – |
| MX | Exit | MAGNACHIP SEMICONDUCTOR CORP | $0 | – | -38,318 | – | -1.75% | – |
| HTGC | Exit | HERCULES CAPITAL INC | $0 | – | -35,699 | – | -1.86% | – |
| GM | Exit | GENERAL MTRS CO | $0 | – | -11,855 | – | -1.93% | – |
| MGM | Exit | MGM RESORTS INTERNATIONAL | $0 | – | -18,275 | – | -2.40% | – |
| LVNTA | Exit | LIBERTY INTERACTIVE CORP | $0 | – | -10,480 | – | -2.42% | – |
| FLT | Exit | FLEETCOR TECHNOLOGIES INC | $0 | – | -4,140 | – | -2.58% | – |
| TRIP | Exit | TRIPADVISOR INC | $0 | – | -16,850 | – | -2.75% | – |
| HAWK | Exit | BLACKHAWK NETWORK HLDGS INC | $0 | – | -16,373 | – | -2.89% | – |
| OFS | Exit | OFS CAP CORP | $0 | – | -55,677 | – | -2.95% | – |
Q3 2017
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPAR | New | SPARTAN MTRS INC | $1,371,000 | – | 124,109 | – | 5.52% | – |
| PKW | Sell | POWERSHARES ETF TRUSTdyna buybk ach | $1,188,000 | +2.9% | 21,380 | -0.7% | 4.78% | +3.6% |
| SCHD | Sell | SCHWAB STRATEGIC TRus dividend eq | $1,169,000 | +3.1% | 24,990 | -0.6% | 4.70% | +3.8% |
| LSXMK | Buy | LIBERTY MEDIA CORP DELAWARE | $981,000 | +56.2% | 23,410 | +55.4% | 3.95% | +57.3% |
| MAIN | Sell | MAIN STREET CAPITAL CORP | $868,000 | +3.0% | 21,810 | -0.5% | 3.49% | +3.7% |
| ARCC | Buy | ARES CAP CORP | $841,000 | +8.0% | 51,320 | +7.9% | 3.38% | +8.7% |
| BGCP | Sell | BGC PARTNERS INCcl a | $819,000 | -43.4% | 56,590 | -50.6% | 3.30% | -43.0% |
| FCAU | Sell | FIAT CHRYSLER AUTOMOBILES N | $786,000 | +41.1% | 43,920 | -16.0% | 3.16% | +42.1% |
| SHLM | New | SCHULMAN A INC | $742,000 | – | 21,730 | – | 2.99% | – |
| DSKE | Sell | DASEKE INC | $738,000 | +7.9% | 56,544 | -7.9% | 2.97% | +8.6% |
| OFS | Sell | OFS CAP CORP | $734,000 | -8.1% | 55,677 | -0.4% | 2.95% | -7.5% |
| HAWK | Sell | BLACKHAWK NETWORK HLDGS INC | $718,000 | +0.1% | 16,373 | -0.5% | 2.89% | +0.8% |
| CSWC | Sell | CAPITAL SOUTHWEST CORP | $699,000 | +6.1% | 40,813 | -0.4% | 2.81% | +6.8% |
| YTRA | Buy | YATRA ONLINE INC | $684,000 | +11.8% | 63,110 | +16.1% | 2.75% | +12.6% |
| TRIP | New | TRIPADVISOR INC | $683,000 | – | 16,850 | – | 2.75% | – |
| AER | Buy | AERCAP HOLDINGS NV | $647,000 | +17.6% | 12,670 | +7.2% | 2.60% | +18.4% |
| FLT | New | FLEETCOR TECHNOLOGIES INC | $641,000 | – | 4,140 | – | 2.58% | – |
| RILY | New | B RILEY FINL INC | $626,000 | – | 36,743 | – | 2.52% | – |
| ADNT | Sell | ADIENT PLC | $604,000 | -23.4% | 7,190 | -40.5% | 2.43% | -22.9% |
| LVNTA | New | LIBERTY INTERACTIVE CORP | $602,000 | – | 10,480 | – | 2.42% | – |
| MGM | Sell | MGM RESORTS INTERNATIONAL | $595,000 | +3.7% | 18,275 | -0.5% | 2.40% | +4.4% |
| RSP | Sell | RYDEX ETF TRUSTgug s&p500 eq wt | $582,000 | +2.5% | 6,080 | -0.7% | 2.34% | +3.2% |
| FTAI | Sell | FORTRESS TRANS INFRST INVS L | $570,000 | +12.4% | 31,680 | -0.4% | 2.29% | +13.2% |
| OCFC | Buy | OCEANFIRST FINL CORP | $569,000 | +11.8% | 20,700 | +10.2% | 2.29% | +12.5% |
| NRZ | Buy | NEW RESIDENTIAL INVT CORP | $564,000 | +8.7% | 33,705 | +1.1% | 2.27% | +9.4% |
| PLYA | Sell | PLAYA HOTELS & RESORTS NV | $563,000 | -26.2% | 53,954 | -15.7% | 2.27% | -25.7% |
| MRCC | Buy | MONROE CAP CORP | $561,000 | -1.2% | 39,174 | +5.0% | 2.26% | -0.6% |
| FNF | Sell | FIDELITY NATIONAL FINANCIAL | $496,000 | -51.8% | 10,462 | -54.5% | 2.00% | -51.5% |
| WSR | Sell | WHITESTONE REIT | $495,000 | +6.0% | 37,989 | -0.4% | 1.99% | +6.7% |
| GM | Sell | GENERAL MTRS CO | $479,000 | +14.9% | 11,855 | -0.7% | 1.93% | +15.7% |
| HTGC | Sell | HERCULES CAPITAL INC | $462,000 | -29.0% | 35,699 | -27.4% | 1.86% | -28.5% |
| C | Sell | CITIGROUP INC | $452,000 | +8.1% | 6,200 | -0.6% | 1.82% | +8.9% |
| NVEE | Sell | NV5 GLOBAL INC | $445,000 | -46.0% | 8,161 | -58.0% | 1.79% | -45.6% |
| MX | New | MAGNACHIP SEMICONDUCTOR CORP | $434,000 | – | 38,318 | – | 1.75% | – |
| AMZA | Sell | ETFIS SER TR Iinfrac act mlp | $426,000 | -7.8% | 45,570 | -0.3% | 1.72% | -7.1% |
| HRG | Sell | HRG GROUP INC | $345,000 | -16.3% | 22,130 | -4.8% | 1.39% | -15.7% |
| VDTH | Sell | VIDEOCON D2H LTDadr | $321,000 | -19.1% | 36,184 | -11.6% | 1.29% | -18.6% |
| RSO | New | RESOURCE CAP CORP | $119,000 | – | 11,048 | – | 0.48% | – |
| FLL | Exit | FULL HOUSE RESORTS INC | $0 | – | -12,700 | – | -0.12% | – |
| RMGN | Exit | RMG NETWORKS HLDG CORP | $0 | – | -80,215 | – | -0.21% | – |
| USAT | Exit | USA TECHNOLOGIES INC | $0 | – | -11,200 | – | -0.23% | – |
| GAIA | Exit | GAIA INC NEWcl a | $0 | – | -16,511 | – | -0.74% | – |
| UNP | Exit | UNION PAC CORP | $0 | – | -2,034 | – | -0.89% | – |
| PFLT | Exit | PENNANTPARK FLOATING RATE CA | $0 | – | -16,677 | – | -0.94% | – |
| ETSY | Exit | ETSY INC | $0 | – | -23,030 | – | -1.38% | – |
| HHC | Exit | HOWARD HUGHES CORP | $0 | – | -4,180 | – | -2.05% | – |
| NYRT | Exit | NEW YORK REIT INC | $0 | – | -61,050 | – | -2.11% | – |
| SFLY | Exit | SHUTTERFLY INC | $0 | – | -11,800 | – | -2.24% | – |
| TCAP | Exit | TRIANGLE CAP CORP | $0 | – | -40,534 | – | -2.85% | – |
| SNC | Exit | STATE NATL COS INC | $0 | – | -50,876 | – | -3.74% | – |
Q2 2017
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BGCP | New | BGC PARTNERS INCcl a | $1,447,000 | – | 114,530 | – | 5.78% | – |
| PKW | New | POWERSHARES ETF TRUSTdyna buybk ach | $1,155,000 | – | 21,520 | – | 4.62% | – |
| SCHD | New | SCHWAB STRATEGIC TRus dividend eq | $1,134,000 | – | 25,150 | – | 4.53% | – |
| FNF | New | FIDELITY NATIONAL FINANCIAL | $1,030,000 | – | 22,982 | – | 4.12% | – |
| SNC | New | STATE NATL COS INC | $935,000 | – | 50,876 | – | 3.74% | – |
| MAIN | New | MAIN STREET CAPITAL CORP | $843,000 | – | 21,910 | – | 3.37% | – |
| NVEE | New | NV5 GLOBAL INC | $824,000 | – | 19,419 | – | 3.29% | – |
| OFS | New | OFS CAP CORP | $799,000 | – | 55,887 | – | 3.19% | – |
| ADNT | New | ADIENT PLC | $789,000 | – | 12,080 | – | 3.15% | – |
| ARCC | New | ARES CAP CORP | $779,000 | – | 47,550 | – | 3.11% | – |
| PLYA | New | PLAYA HOTELS & RESORTS NV | $763,000 | – | 63,977 | – | 3.05% | – |
| HAWK | New | BLACKHAWK NETWORK HLDGS INC | $717,000 | – | 16,463 | – | 2.87% | – |
| TCAP | New | TRIANGLE CAP CORP | $714,000 | – | 40,534 | – | 2.85% | – |
| DSKE | New | DASEKE INC | $684,000 | – | 61,420 | – | 2.73% | – |
| CSWC | New | CAPITAL SOUTHWEST CORP | $659,000 | – | 40,983 | – | 2.63% | – |
| HTGC | New | HERCULES CAPITAL INC | $651,000 | – | 49,173 | – | 2.60% | – |
| LSXMK | New | LIBERTY MEDIA CORP DELAWARE | $628,000 | – | 15,060 | – | 2.51% | – |
| YTRA | New | YATRA ONLINE INC | $612,000 | – | 54,360 | – | 2.45% | – |
| MGM | New | MGM RESORTS INTERNATIONAL | $574,000 | – | 18,365 | – | 2.30% | – |
| RSP | New | RYDEX ETF TRUSTgug s&p500 eq wt | $568,000 | – | 6,120 | – | 2.27% | – |
| MRCC | New | MONROE CAP CORP | $568,000 | – | 37,324 | – | 2.27% | – |
| SFLY | New | SHUTTERFLY INC | $561,000 | – | 11,800 | – | 2.24% | – |
| FCAU | New | FIAT CHRYSLER AUTOMOBILES N | $557,000 | – | 52,260 | – | 2.23% | – |
| AER | New | AERCAP HOLDINGS NV | $550,000 | – | 11,820 | – | 2.20% | – |
| NYRT | New | NEW YORK REIT INC | $528,000 | – | 61,050 | – | 2.11% | – |
| NRZ | New | NEW RESIDENTIAL INVT CORP | $519,000 | – | 33,345 | – | 2.08% | – |
| HHC | New | HOWARD HUGHES CORP | $513,000 | – | 4,180 | – | 2.05% | – |
| OCFC | New | OCEANFIRST FINL CORP | $509,000 | – | 18,790 | – | 2.04% | – |
| FTAI | New | FORTRESS TRANS INFRST INVS L | $507,000 | – | 31,820 | – | 2.03% | – |
| WSR | New | WHITESTONE REIT | $467,000 | – | 38,159 | – | 1.87% | – |
| AMZA | New | ETFIS SER TR Iinfrac act mlp | $462,000 | – | 45,720 | – | 1.85% | – |
| C | New | CITIGROUP INC | $418,000 | – | 6,240 | – | 1.67% | – |
| GM | New | GENERAL MTRS CO | $417,000 | – | 11,935 | – | 1.67% | – |
| HRG | New | HRG GROUP INC | $412,000 | – | 23,240 | – | 1.65% | – |
| VDTH | New | VIDEOCON D2H LTDadr | $397,000 | – | 40,930 | – | 1.59% | – |
| ETSY | New | ETSY INC | $346,000 | – | 23,030 | – | 1.38% | – |
| PFLT | New | PENNANTPARK FLOATING RATE CA | $235,000 | – | 16,677 | – | 0.94% | – |
| UNP | New | UNION PAC CORP | $222,000 | – | 2,034 | – | 0.89% | – |
| GAIA | New | GAIA INC NEWcl a | $185,000 | – | 16,511 | – | 0.74% | – |
| LMB | New | LIMBACH HLDGS INC | $171,000 | – | 14,236 | – | 0.68% | – |
| USAT | New | USA TECHNOLOGIES INC | $58,000 | – | 11,200 | – | 0.23% | – |
| RMGN | New | RMG NETWORKS HLDG CORP | $53,000 | – | 80,215 | – | 0.21% | – |
| FLL | New | FULL HOUSE RESORTS INC | $31,000 | – | 12,700 | – | 0.12% | – |
| DSKEW | New | DASEKE INC*w exp 03/31/202 | $25,000 | – | 21,000 | – | 0.10% | – |
Q4 2016
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DMD | Exit | DEMAND MEDIA INC | $0 | – | -11,700 | – | -0.28% | – |
| RMGN | Exit | RMG NETWORKS HLDG CORP | $0 | – | -113,800 | – | -0.42% | – |
| RSYS | Exit | RADISYS CORP | $0 | – | -20,103 | – | -0.45% | – |
| AC | Exit | ASSOCIATED CAP GROUP INCcl a | $0 | – | -6,034 | – | -0.90% | – |
| PFLT | Exit | PENNANTPARK FLOATING RATE CA | $0 | – | -16,677 | – | -0.93% | – |
| CL | Exit | COLGATE PALMOLIVE CO | $0 | – | -3,416 | – | -1.06% | – |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -3,166 | – | -1.16% | – |
| BKCC | Exit | BLACKROCK CAPITAL INVESTMENT | $0 | – | -36,489 | – | -1.27% | – |
| C | Exit | CITIGROUP INC | $0 | – | -6,570 | – | -1.30% | – |
| HAWK | Exit | BLACKHAWK NETWORK HLDGS INC | $0 | – | -12,007 | – | -1.52% | – |
| WBS | Exit | WEBSTER FINL CORP CONN | $0 | – | -10,010 | – | -1.60% | – |
| GMRE | Exit | GLOBAL MED REIT INC | $0 | – | -39,893 | – | -1.64% | – |
| IBKR | Exit | INTERACTIVE BROKERS GROUP IN | $0 | – | -11,260 | – | -1.66% | – |
| TIER | Exit | TIER REIT INC | $0 | – | -26,631 | – | -1.72% | – |
| CDXC | Exit | CHROMADEX CORP | $0 | – | -143,015 | – | -1.79% | – |
| OFS | Exit | OFS CAP CORP | $0 | – | -33,097 | – | -1.81% | – |
| NRZ | Exit | NEW RESIDENTIAL INVT CORP | $0 | – | -31,490 | – | -1.82% | – |
| USMV | Exit | ISHARES TRmin vol usa etf | $0 | – | -9,940 | – | -1.89% | – |
| GM | Exit | GENERAL MTRS CO | $0 | – | -14,395 | – | -1.92% | – |
| WSR | Exit | WHITESTONE REIT | $0 | – | -33,480 | – | -1.94% | – |
| VOYA | Exit | VOYA FINL INC | $0 | – | -16,780 | – | -2.02% | – |
| MGA | Exit | MAGNA INTL INC | $0 | – | -11,540 | – | -2.08% | – |
| HTGC | Exit | HERCULES CAPITAL INC | $0 | – | -37,973 | – | -2.16% | – |
| JLL | Exit | JONES LANG LASALLE INC | $0 | – | -4,580 | – | -2.19% | – |
| ARCC | Exit | ARES CAP CORP | $0 | – | -34,460 | – | -2.24% | – |
| MRCC | Exit | MONROE CAP CORP | $0 | – | -35,334 | – | -2.33% | – |
| TCRD | Exit | THL CR INC | $0 | – | -58,833 | – | -2.35% | – |
| SYF | Exit | SYNCHRONY FINL | $0 | – | -20,870 | – | -2.45% | – |
| ADS | Exit | ALLIANCE DATA SYSTEMS CORP | $0 | – | -2,860 | – | -2.57% | – |
| UNP | Exit | UNION PAC CORP | $0 | – | -6,654 | – | -2.72% | – |
| CSWC | Exit | CAPITAL SOUTHWEST CORP | $0 | – | -46,658 | – | -2.88% | – |
| FWRD | Exit | FORWARD AIR CORP | $0 | – | -17,550 | – | -3.18% | – |
| MAIN | Exit | MAIN STREET CAPITAL CORP | $0 | – | -22,740 | – | -3.28% | – |
| MENT | Exit | MENTOR GRAPHICS CORP | $0 | – | -30,160 | – | -3.35% | – |
| IL | Exit | INTRALINKS HLDGS INC | $0 | – | -80,193 | – | -3.38% | – |
| MTGE | Exit | AMERICAN CAP MTG INVT CORP | $0 | – | -46,920 | – | -3.38% | – |
| MGM | Exit | MGM RESORTS INTERNATIONAL | $0 | – | -34,355 | – | -3.75% | – |
| FNF | Exit | FIDELITY NATIONAL FINANCIAL | $0 | – | -29,202 | – | -4.52% | – |
| BGCP | Exit | BGC PARTNERS INCcl a | $0 | – | -131,390 | – | -4.82% | – |
| HCA | Exit | HCA HOLDINGS INC | $0 | – | -15,915 | – | -5.05% | – |
| MIC | Exit | MACQUARIE INFRASTRUCTURE COR | $0 | – | -16,740 | – | -5.84% | – |
| TCAP | Exit | TRIANGLE CAP CORP | $0 | – | -77,228 | – | -6.38% | – |
Q3 2016
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TCAP | Sell | TRIANGLE CAP CORP | $1,521,000 | -1.2% | 77,228 | -2.8% | 6.38% | -13.0% |
| MIC | Sell | MACQUARIE INFRASTRUCTURE COR | $1,392,000 | +1.9% | 16,740 | -9.3% | 5.84% | -10.3% |
| HCA | Buy | HCA HOLDINGS INC | $1,204,000 | +3.0% | 15,915 | +4.8% | 5.05% | -9.3% |
| BGCP | Buy | BGC PARTNERS INCcl a | $1,150,000 | +27.6% | 131,390 | +27.0% | 4.82% | +12.4% |
| FNF | Sell | FIDELITY NATIONAL FINANCIAL | $1,078,000 | -2.9% | 29,202 | -1.3% | 4.52% | -14.5% |
| MGM | Sell | MGM RESORTS INTERNATIONAL | $895,000 | +3.2% | 34,355 | -10.3% | 3.75% | -9.1% |
| IL | Sell | INTRALINKS HLDGS INC | $807,000 | +33.8% | 80,193 | -13.5% | 3.38% | +17.9% |
| MTGE | Sell | AMERICAN CAP MTG INVT CORP | $807,000 | +1.0% | 46,920 | -7.3% | 3.38% | -11.1% |
| MENT | Sell | MENTOR GRAPHICS CORP | $798,000 | +15.7% | 30,160 | -7.1% | 3.35% | +1.8% |
| MAIN | Sell | MAIN STREET CAPITAL CORP | $781,000 | +3.2% | 22,740 | -1.3% | 3.28% | -9.2% |
| FWRD | Sell | FORWARD AIR CORP | $759,000 | -9.2% | 17,550 | -6.6% | 3.18% | -20.1% |
| CSWC | Sell | CAPITAL SOUTHWEST CORP | $686,000 | +2.2% | 46,658 | -5.0% | 2.88% | -10.0% |
| UNP | Sell | UNION PAC CORP | $650,000 | +11.3% | 6,654 | -0.7% | 2.72% | -2.0% |
| ADS | Sell | ALLIANCE DATA SYSTEMS CORP | $613,000 | -2.4% | 2,860 | -10.6% | 2.57% | -14.0% |
| SYF | Buy | SYNCHRONY FINL | $584,000 | +20.9% | 20,870 | +9.0% | 2.45% | +6.5% |
| TCRD | Sell | THL CR INC | $560,000 | -18.4% | 58,833 | -4.6% | 2.35% | -28.1% |
| MRCC | New | MONROE CAP CORP | $556,000 | – | 35,334 | – | 2.33% | – |
| ARCC | New | ARES CAP CORP | $535,000 | – | 34,460 | – | 2.24% | – |
| JLL | Sell | JONES LANG LASALLE INC | $522,000 | -49.8% | 4,580 | -57.1% | 2.19% | -55.8% |
| HTGC | Sell | HERCULES CAPITAL INC | $515,000 | +4.9% | 37,973 | -4.0% | 2.16% | -7.7% |
| MGA | Sell | MAGNA INTL INC | $495,000 | +11.0% | 11,540 | -9.1% | 2.08% | -2.3% |
| VOYA | New | VOYA FINL INC | $483,000 | – | 16,780 | – | 2.02% | – |
| WSR | Buy | WHITESTONE REIT | $464,000 | -6.3% | 33,480 | +2.1% | 1.94% | -17.5% |
| GM | Buy | GENERAL MTRS CO | $457,000 | +38.9% | 14,395 | +24.0% | 1.92% | +22.3% |
| USMV | New | ISHARES TRmin vol usa etf | $451,000 | – | 9,940 | – | 1.89% | – |
| NRZ | New | NEW RESIDENTIAL INVT CORP | $435,000 | – | 31,490 | – | 1.82% | – |
| OFS | New | OFS CAP CORP | $432,000 | – | 33,097 | – | 1.81% | – |
| CDXC | Buy | CHROMADEX CORP | $427,000 | +4.1% | 143,015 | +44.5% | 1.79% | -8.3% |
| TIER | New | TIER REIT INC | $411,000 | – | 26,631 | – | 1.72% | – |
| IBKR | Sell | INTERACTIVE BROKERS GROUP IN | $397,000 | -1.7% | 11,260 | -1.5% | 1.66% | -13.5% |
| GMRE | New | GLOBAL MED REIT INC | $390,000 | – | 39,893 | – | 1.64% | – |
| WBS | Sell | WEBSTER FINL CORP CONN | $381,000 | +10.1% | 10,010 | -2.0% | 1.60% | -3.1% |
| HAWK | New | BLACKHAWK NETWORK HLDGS INC | $363,000 | – | 12,007 | – | 1.52% | – |
| C | New | CITIGROUP INC | $311,000 | – | 6,570 | – | 1.30% | – |
| BKCC | Sell | BLACKROCK CAPITAL INVESTMENT | $302,000 | +5.2% | 36,489 | -1.3% | 1.27% | -7.4% |
| AC | New | ASSOCIATED CAP GROUP INCcl a | $214,000 | – | 6,034 | – | 0.90% | – |
| RSYS | Buy | RADISYS CORP | $107,000 | +40.8% | 20,103 | +18.2% | 0.45% | +24.0% |
| RMGN | Buy | RMG NETWORKS HLDG CORP | $100,000 | +19.0% | 113,800 | +31.1% | 0.42% | +4.8% |
| DMD | New | DEMAND MEDIA INC | $67,000 | – | 11,700 | – | 0.28% | – |
| ELY | Exit | CALLAWAY GOLF CO | $0 | – | -10,000 | – | -0.49% | – |
| MRVC | Exit | MRV COMMUNICATIONS INC | $0 | – | -10,374 | – | -0.56% | – |
| AGX | Exit | ARGAN INC | $0 | – | -9,640 | – | -1.91% | – |
| DRII | Exit | DIAMOND RESORTS INTL INC | $0 | – | -20,120 | – | -2.87% | – |
| OSHC | Exit | OCEAN SHORE HLDG CO NEW | $0 | – | -54,696 | – | -4.41% | – |
Q2 2016
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TCAP | New | TRIANGLE CAP CORP | $1,539,000 | – | 79,438 | – | 7.33% | – |
| MIC | New | MACQUARIE INFRASTRUCTURE COR | $1,366,000 | – | 18,460 | – | 6.50% | – |
| HCA | New | HCA HOLDINGS INC | $1,169,000 | – | 15,185 | – | 5.57% | – |
| FNF | New | FIDELITY NATIONAL FINANCIAL | $1,110,000 | – | 29,592 | – | 5.28% | – |
| JLL | New | JONES LANG LASALLE INC | $1,040,000 | – | 10,670 | – | 4.95% | – |
| OSHC | New | OCEAN SHORE HLDG CO NEW | $927,000 | – | 54,696 | – | 4.41% | – |
| BGCP | New | BGC PARTNERS INCcl a | $901,000 | – | 103,490 | – | 4.29% | – |
| MGM | New | MGM RESORTS INTERNATIONAL | $867,000 | – | 38,295 | – | 4.13% | – |
| FWRD | New | FORWARD AIR CORP | $836,000 | – | 18,790 | – | 3.98% | – |
| MTGE | New | AMERICAN CAP MTG INVT CORP | $799,000 | – | 50,610 | – | 3.80% | – |
| MAIN | New | MAIN STREET CAPITAL CORP | $757,000 | – | 23,040 | – | 3.60% | – |
| MENT | New | MENTOR GRAPHICS CORP | $690,000 | – | 32,460 | – | 3.29% | – |
| TCRD | New | THL CR INC | $686,000 | – | 61,663 | – | 3.27% | – |
| CSWC | New | CAPITAL SOUTHWEST CORP | $671,000 | – | 49,118 | – | 3.20% | – |
| ADS | New | ALLIANCE DATA SYSTEMS CORP | $628,000 | – | 3,200 | – | 2.99% | – |
| IL | New | INTRALINKS HLDGS INC | $603,000 | – | 92,710 | – | 2.87% | – |
| DRII | New | DIAMOND RESORTS INTL INC | $603,000 | – | 20,120 | – | 2.87% | – |
| UNP | New | UNION PAC CORP | $584,000 | – | 6,704 | – | 2.78% | – |
| WSR | New | WHITESTONE REIT | $495,000 | – | 32,800 | – | 2.36% | – |
| HTGC | New | HERCULES CAPITAL INC | $491,000 | – | 39,573 | – | 2.34% | – |
| SYF | New | SYNCHRONY FINL | $483,000 | – | 19,150 | – | 2.30% | – |
| MGA | New | MAGNA INTL INC | $446,000 | – | 12,700 | – | 2.12% | – |
| CDXC | New | CHROMADEX CORP | $410,000 | – | 98,980 | – | 1.95% | – |
| IBKR | New | INTERACTIVE BROKERS GROUP IN | $404,000 | – | 11,430 | – | 1.92% | – |
| AGX | New | ARGAN INC | $401,000 | – | 9,640 | – | 1.91% | – |
| WBS | New | WEBSTER FINL CORP CONN | $346,000 | – | 10,210 | – | 1.65% | – |
| GM | New | GENERAL MTRS CO | $329,000 | – | 11,605 | – | 1.57% | – |
| XOM | New | EXXON MOBIL CORP | $297,000 | – | 3,166 | – | 1.41% | – |
| BKCC | New | BLACKROCK CAPITAL INVESTMENT | $287,000 | – | 36,969 | – | 1.37% | – |
| CL | New | COLGATE PALMOLIVE CO | $250,000 | – | 3,416 | – | 1.19% | – |
| PFLT | New | PENNANTPARK FLOATING RATE CA | $207,000 | – | 16,677 | – | 0.99% | – |
| MRVC | New | MRV COMMUNICATIONS INC | $117,000 | – | 10,374 | – | 0.56% | – |
| ELY | New | CALLAWAY GOLF CO | $102,000 | – | 10,000 | – | 0.49% | – |
| RMGN | New | RMG NETWORKS HLDG CORP | $84,000 | – | 86,800 | – | 0.40% | – |
| RSYS | New | RADISYS CORP | $76,000 | – | 17,003 | – | 0.36% | – |
Q4 2015
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NRTSF | Exit | NOBILIS HEALTH CORP | $0 | – | -18,000 | – | -0.25% | – |
| LINDW | Exit | LINDBLAD EXPEDITIONS HLDGS I*w exp 07/08/202 | $0 | – | -57,199 | – | -0.28% | – |
| TICC | Exit | TICC CAPITAL CORP | $0 | – | -24,000 | – | -0.42% | – |
| EBMT | Exit | EAGLE BANCORP MONT INC | $0 | – | -15,404 | – | -0.46% | – |
| CRHM | Exit | CRH MEDICAL CORP | $0 | – | -62,900 | – | -0.52% | – |
| NSU | Exit | NEVSUN RES LTD | $0 | – | -79,500 | – | -0.60% | – |
| ANAT | Exit | AMERICAN NATL INS CO | $0 | – | -2,500 | – | -0.64% | – |
| IAU | Exit | ISHARES GOLD TRUSTishares | $0 | – | -24,300 | – | -0.68% | – |
| MDY | Exit | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $0 | – | -1,120 | – | -0.73% | – |
| NAVG | Exit | NAVIGATORS GROUP INC | $0 | – | -3,600 | – | -0.74% | – |
| SEAS | Exit | SEAWORLD ENTMT INC | $0 | – | -18,500 | – | -0.86% | – |
| WMIH | Exit | WMIH CORP | $0 | – | -158,070 | – | -1.08% | – |
| RAX | Exit | RACKSPACE HOSTING INC | $0 | – | -17,600 | – | -1.14% | – |
| MRVC | Exit | MRV COMMUNICATIONS INC | $0 | – | -31,521 | – | -1.18% | – |
| ADK | Exit | ADCARE HEALTH SYSTEMS INC | $0 | – | -150,895 | – | -1.33% | – |
| XOXO | Exit | XO GROUP INC | $0 | – | -38,529 | – | -1.42% | – |
| SUNEQ | Exit | SUNEDISON INC | $0 | – | -83,806 | – | -1.58% | – |
| TCAP | Exit | TRIANGLE CAP CORP | $0 | – | -39,010 | – | -1.68% | – |
| CPLP | Exit | CAPITAL PRODUCT PARTNERS L P | $0 | – | -111,680 | – | -1.80% | – |
| TCRD | Exit | THL CR INC | $0 | – | -73,032 | – | -2.08% | – |
| NAP | Exit | NAVIOS MARITIME MIDSTREAM LP | $0 | – | -67,150 | – | -2.19% | – |
| OSHC | Exit | OCEAN SHORE HLDG CO NEW | $0 | – | -63,288 | – | -2.66% | – |
| LUK | Exit | LEUCADIA NATL CORP | $0 | – | -57,940 | – | -3.07% | – |
| AAL | Exit | AMERICAN AIRLS GROUP INC | $0 | – | -31,400 | – | -3.19% | – |
| GM | Exit | GENERAL MTRS CO | $0 | – | -41,406 | – | -3.25% | – |
| OA | Exit | ORBITAL ATK INC | $0 | – | -18,454 | – | -3.47% | – |
| DAL | Exit | DELTA AIR LINES INC DEL | $0 | – | -30,241 | – | -3.55% | – |
| BID | Exit | SOTHEBYS | $0 | – | -43,553 | – | -3.64% | – |
| PNK | Exit | PINNACLE ENTMT INC | $0 | – | -43,899 | – | -3.89% | – |
| ETFC | Exit | E TRADE FINANCIAL CORP | $0 | – | -58,776 | – | -4.04% | – |
| FTDCQ | Exit | FTD COS INC | $0 | – | -52,166 | – | -4.06% | – |
| BKCC | Exit | BLACKROCK CAPITAL INVESTMENT | $0 | – | -186,231 | – | -4.32% | – |
| KFY | Exit | KORN FERRY INTL | $0 | – | -51,990 | – | -4.50% | – |
| NXRT | Exit | NEXPOINT RESIDENTIAL TR INC | $0 | – | -138,733 | – | -4.84% | – |
| VOYA | Exit | VOYA FINL INC | $0 | – | -55,180 | – | -5.60% | – |
| LBTYA | Exit | LIBERTY GLOBAL PLC | $0 | – | -50,176 | – | -5.63% | – |
| MIC | Exit | MACQUARIE INFRASTRUCTURE COR | $0 | – | -30,580 | – | -5.97% | – |
| BACWSA | Exit | BANK AMER CORP*w exp 01/16/201 | $0 | – | -403,145 | – | -6.04% | – |
| WBS | Exit | WEBSTER FINL CORP CONN | $0 | – | -71,072 | – | -6.62% | – |
Q3 2015
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| WBS | Sell | WEBSTER FINL CORP CONN | $2,532,000 | -15.1% | 71,072 | -5.8% | 6.62% | +19.9% |
| BACWSA | Sell | BANK AMER CORP*w exp 01/16/201 | $2,310,000 | -8.6% | 403,145 | -1.6% | 6.04% | +29.0% |
| MIC | Sell | MACQUARIE INFRASTRUCTURE COR | $2,283,000 | -9.9% | 30,580 | -0.3% | 5.97% | +27.2% |
| LBTYA | Sell | LIBERTY GLOBAL PLC | $2,154,000 | -24.3% | 50,176 | -4.6% | 5.63% | +6.9% |
| VOYA | Sell | VOYA FINL INC | $2,140,000 | -24.3% | 55,180 | -9.3% | 5.60% | +6.9% |
| NXRT | Sell | NEXPOINT RESIDENTIAL TR INC | $1,853,000 | -14.5% | 138,733 | -14.0% | 4.84% | +20.7% |
| KFY | Sell | KORN FERRY INTL | $1,719,000 | -12.7% | 51,990 | -8.2% | 4.50% | +23.2% |
| BKCC | Buy | BLACKROCK CAPITAL INVESTMENT | $1,650,000 | +48.5% | 186,231 | +53.2% | 4.32% | +109.8% |
| FTDCQ | Sell | FTD COS INC | $1,554,000 | -0.8% | 52,166 | -6.1% | 4.06% | +40.1% |
| ETFC | Sell | E TRADE FINANCIAL CORP | $1,547,000 | -20.1% | 58,776 | -9.1% | 4.04% | +12.8% |
| PNK | New | PINNACLE ENTMT INC | $1,487,000 | – | 43,899 | – | 3.89% | – |
| BID | New | SOTHEBYS | $1,393,000 | – | 43,553 | – | 3.64% | – |
| DAL | Sell | DELTA AIR LINES INC DEL | $1,357,000 | +6.9% | 30,241 | -2.2% | 3.55% | +50.9% |
| OA | Sell | ORBITAL ATK INC | $1,327,000 | -12.8% | 18,454 | -11.1% | 3.47% | +23.2% |
| GM | Sell | GENERAL MTRS CO | $1,243,000 | -12.0% | 41,406 | -2.3% | 3.25% | +24.2% |
| AAL | Sell | AMERICAN AIRLS GROUP INC | $1,220,000 | -4.8% | 31,400 | -2.2% | 3.19% | +34.4% |
| LUK | Buy | LEUCADIA NATL CORP | $1,174,000 | -16.0% | 57,940 | +0.7% | 3.07% | +18.7% |
| OSHC | New | OCEAN SHORE HLDG CO NEW | $1,018,000 | – | 63,288 | – | 2.66% | – |
| NAP | Sell | NAVIOS MARITIME MIDSTREAM LP | $839,000 | -37.3% | 67,150 | -22.1% | 2.19% | -11.5% |
| TCRD | Sell | THL CR INC | $797,000 | -18.9% | 73,032 | -14.2% | 2.08% | +14.5% |
| CPLP | Sell | CAPITAL PRODUCT PARTNERS L P | $688,000 | -37.3% | 111,680 | -20.6% | 1.80% | -11.5% |
| TCAP | Sell | TRIANGLE CAP CORP | $643,000 | -48.4% | 39,010 | -26.6% | 1.68% | -27.1% |
| SUNEQ | Sell | SUNEDISON INC | $603,000 | -82.0% | 83,806 | -25.1% | 1.58% | -74.5% |
| XOXO | Sell | XO GROUP INC | $544,000 | -74.8% | 38,529 | -70.9% | 1.42% | -64.5% |
| ADK | Sell | ADCARE HEALTH SYSTEMS INC | $507,000 | -45.7% | 150,895 | -44.1% | 1.33% | -23.4% |
| MRVC | New | MRV COMMUNICATIONS INC | $451,000 | – | 31,521 | – | 1.18% | – |
| RAX | New | RACKSPACE HOSTING INC | $435,000 | – | 17,600 | – | 1.14% | – |
| WMIH | New | WMIH CORP | $411,000 | – | 158,070 | – | 1.08% | – |
| SEAS | New | SEAWORLD ENTMT INC | $329,000 | – | 18,500 | – | 0.86% | – |
| NAVG | New | NAVIGATORS GROUP INC | $281,000 | – | 3,600 | – | 0.74% | – |
| IAU | Sell | ISHARES GOLD TRUSTishares | $262,000 | -13.8% | 24,300 | -9.3% | 0.68% | +21.7% |
| ANAT | New | AMERICAN NATL INS CO | $244,000 | – | 2,500 | – | 0.64% | – |
| CRHM | New | CRH MEDICAL CORP | $200,000 | – | 62,900 | – | 0.52% | – |
| EBMT | New | EAGLE BANCORP MONT INC | $175,000 | – | 15,404 | – | 0.46% | – |
| TICC | New | TICC CAPITAL CORP | $161,000 | – | 24,000 | – | 0.42% | – |
| LINDW | New | LINDBLAD EXPEDITIONS HLDGS I*w exp 07/08/202 | $107,000 | – | 57,199 | – | 0.28% | – |
| NRTSF | New | NOBILIS HEALTH CORP | $94,000 | – | 18,000 | – | 0.25% | – |
| TLLP | Exit | TESORO LOGISTICS LP | $0 | – | -4,900 | – | -0.52% | – |
| CXRX | Exit | CONCORDIA HEALTHCARE CORP | $0 | – | -4,400 | – | -0.59% | – |
| CAPL | Exit | CROSSAMERICA PARTNERS LPut ltd ptn int | $0 | – | -11,737 | – | -0.62% | – |
| MAG | Exit | MAGNETEK INC | $0 | – | -9,788 | – | -0.62% | – |
| AGN | Exit | ALLERGAN PLC | $0 | – | -1,300 | – | -0.73% | – |
| TRCO | Exit | TRIBUNE MEDIA COcl a | $0 | – | -10,000 | – | -0.99% | – |
| WPX | Exit | WPX ENERGY INC | $0 | – | -44,386 | – | -1.01% | – |
| RJETQ | Exit | REPUBLIC AWYS HLDGS INC | $0 | – | -62,317 | – | -1.06% | – |
| PCP | Exit | PRECISION CASTPARTS CORP | $0 | – | -4,920 | – | -1.82% | – |
| NSAM | Exit | NORTHSTAR ASSET MGMT GROUP I | $0 | – | -74,398 | – | -2.55% | – |
| GIB | Exit | GROUPE CGI INCcl a sub vtg | $0 | – | -36,600 | – | -2.65% | – |
| ABY | Exit | ABENGOA YIELD PLC | $0 | – | -52,609 | – | -3.05% | – |
| PAH | Exit | PLATFORM SPECIALTY PRODS COR | $0 | – | -70,059 | – | -3.32% | – |
| EMC | Exit | E M C CORP MASS | $0 | – | -79,267 | – | -3.87% | – |
Q2 2015
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SUNEQ | New | SUNEDISON INC | $3,346,000 | – | 111,872 | – | 6.20% | – |
| WBS | New | WEBSTER FINL CORP CONN | $2,982,000 | – | 75,412 | – | 5.52% | – |
| LBTYA | New | LIBERTY GLOBAL PLC | $2,845,000 | – | 52,602 | – | 5.27% | – |
| VOYA | New | VOYA FINL INC | $2,826,000 | – | 60,810 | – | 5.23% | – |
| MIC | New | MACQUARIE INFRASTRUCTURE COR | $2,535,000 | – | 30,680 | – | 4.69% | – |
| BACWSA | New | BANK AMER CORP*w exp 01/16/201 | $2,528,000 | – | 409,685 | – | 4.68% | – |
| NXRT | New | NEXPOINT RESIDENTIAL TR INC | $2,167,000 | – | 161,289 | – | 4.01% | – |
| XOXO | New | XO GROUP INC | $2,163,000 | – | 132,194 | – | 4.00% | – |
| EMC | New | E M C CORP MASS | $2,092,000 | – | 79,267 | – | 3.87% | – |
| KFY | New | KORN FERRY INTL | $1,970,000 | – | 56,640 | – | 3.65% | – |
| ETFC | New | E TRADE FINANCIAL CORP | $1,937,000 | – | 64,682 | – | 3.59% | – |
| PAH | New | PLATFORM SPECIALTY PRODS COR | $1,792,000 | – | 70,059 | – | 3.32% | – |
| ABY | New | ABENGOA YIELD PLC | $1,648,000 | – | 52,609 | – | 3.05% | – |
| FTDCQ | New | FTD COS INC | $1,566,000 | – | 55,532 | – | 2.90% | – |
| OA | New | ORBITAL ATK INC | $1,521,000 | – | 20,749 | – | 2.82% | – |
| GIB | New | GROUPE CGI INCcl a sub vtg | $1,431,000 | – | 36,600 | – | 2.65% | – |
| GM | New | GENERAL MTRS CO | $1,413,000 | – | 42,382 | – | 2.62% | – |
| LUK | New | LEUCADIA NATL CORP | $1,397,000 | – | 57,520 | – | 2.59% | – |
| NSAM | New | NORTHSTAR ASSET MGMT GROUP I | $1,376,000 | – | 74,398 | – | 2.55% | – |
| NAP | New | NAVIOS MARITIME MIDSTREAM LP | $1,338,000 | – | 86,236 | – | 2.48% | – |
| AAL | New | AMERICAN AIRLS GROUP INC | $1,282,000 | – | 32,100 | – | 2.37% | – |
| DAL | New | DELTA AIR LINES INC DEL | $1,270,000 | – | 30,917 | – | 2.35% | – |
| TCAP | New | TRIANGLE CAP CORP | $1,246,000 | – | 53,170 | – | 2.31% | – |
| BKCC | New | BLACKROCK CAPITAL INVESTMENT | $1,111,000 | – | 121,561 | – | 2.06% | – |
| CPLP | New | CAPITAL PRODUCT PARTNERS L P | $1,098,000 | – | 140,710 | – | 2.03% | – |
| PCP | New | PRECISION CASTPARTS CORP | $983,000 | – | 4,920 | – | 1.82% | – |
| TCRD | New | THL CR INC | $983,000 | – | 85,132 | – | 1.82% | – |
| ADK | New | ADCARE HEALTH SYSTEMS INC | $934,000 | – | 269,817 | – | 1.73% | – |
| RJETQ | New | REPUBLIC AWYS HLDGS INC | $572,000 | – | 62,317 | – | 1.06% | – |
| WPX | New | WPX ENERGY INC | $545,000 | – | 44,386 | – | 1.01% | – |
| TRCO | New | TRIBUNE MEDIA COcl a | $534,000 | – | 10,000 | – | 0.99% | – |
| AGN | New | ALLERGAN PLC | $394,000 | – | 1,300 | – | 0.73% | – |
| MAG | New | MAGNETEK INC | $337,000 | – | 9,788 | – | 0.62% | – |
| CAPL | New | CROSSAMERICA PARTNERS LPut ltd ptn int | $332,000 | – | 11,737 | – | 0.62% | – |
| CXRX | New | CONCORDIA HEALTHCARE CORP | $318,000 | – | 4,400 | – | 0.59% | – |
| MDY | New | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $306,000 | – | 1,120 | – | 0.57% | – |
| IAU | New | ISHARES GOLD TRUSTishares | $304,000 | – | 26,800 | – | 0.56% | – |
| NSU | New | NEVSUN RES LTD | $300,000 | – | 79,500 | – | 0.56% | – |
| TLLP | New | TESORO LOGISTICS LP | $280,000 | – | 4,900 | – | 0.52% | – |
Q4 2014
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| WYY | Exit | WIDEPOINT CORP | $0 | – | -47,500 | – | -0.08% | – |
| BAC | Exit | BANK AMER CORP | $0 | – | -10,000 | – | -0.17% | – |
| MDY | Exit | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $0 | – | -1,120 | – | -0.28% | – |
| IAU | Exit | ISHARES GOLD TRUSTishares | $0 | – | -26,800 | – | -0.32% | – |
| BIP | Exit | BROOKFIELD INFRAST PARTNERSlp int unit | $0 | – | -9,000 | – | -0.34% | – |
| AOD | Exit | ALPINE TOTAL DYNAMIC DIVID F | $0 | – | -47,500 | – | -0.41% | – |
| PBIP | Exit | PRUDENTIAL BANCORP INC NEW | $0 | – | -48,100 | – | -0.59% | – |
| NSU | Exit | NEVSUN RES LTD | $0 | – | -165,000 | – | -0.60% | – |
| HBOS | Exit | HERITAGE FINL GROUP INC | $0 | – | -31,864 | – | -0.65% | – |
| TLMR | Exit | TALMER BANCORP INC | $0 | – | -48,352 | – | -0.67% | – |
| METR | Exit | METRO BANCORP INC PA | $0 | – | -30,290 | – | -0.74% | – |
| HCOM | Exit | HAWAIIAN TELCOM HOLDCO INC | $0 | – | -30,456 | – | -0.79% | – |
| HFFC | Exit | HF FINL CORP | $0 | – | -67,737 | – | -0.92% | – |
| WPX | Exit | WPX ENERGY INC | $0 | – | -48,590 | – | -1.18% | – |
| CIM | Exit | CHIMERA INVT CORP | $0 | – | -395,499 | – | -1.21% | – |
| SDIV | Exit | GLOBAL X FDSglb x superdiv | $0 | – | -51,000 | – | -1.23% | – |
| RJETQ | Exit | REPUBLIC AWYS HLDGS INC | $0 | – | -120,440 | – | -1.35% | – |
| TCRD | Exit | THL CR INC | $0 | – | -140,179 | – | -1.82% | – |
| ADK | Exit | ADCARE HEALTH SYSTEMS INC | $0 | – | -387,576 | – | -1.85% | – |
| CR | Exit | CRANE CO | $0 | – | -29,127 | – | -1.85% | – |
| DAL | Exit | DELTA AIR LINES INC DEL | $0 | – | -52,700 | – | -1.92% | – |
| AAL | Exit | AMERICAN AIRLS GROUP INC | $0 | – | -54,870 | – | -1.96% | – |
| FELPQ | Exit | FORESIGHT ENERGY LP | $0 | – | -114,258 | – | -2.10% | – |
| EMESQ | Exit | EMERGE ENERGY SVCS LP | $0 | – | -18,595 | – | -2.16% | – |
| CORR | Exit | CORENERGY INFRASTRUCTURE TR | $0 | – | -295,781 | – | -2.23% | – |
| GM | Exit | GENERAL MTRS CO | $0 | – | -70,585 | – | -2.27% | – |
| TRN | Exit | TRINITY INDS INC | $0 | – | -48,620 | – | -2.29% | – |
| TEL | Exit | TE CONNECTIVITY LTD | $0 | – | -43,850 | – | -2.44% | – |
| SLB | Exit | SCHLUMBERGER LTD | $0 | – | -25,460 | – | -2.61% | – |
| ARCC | Exit | ARES CAP CORP | $0 | – | -164,891 | – | -2.68% | – |
| ACRE | Exit | ARES COML REAL ESTATE CORP | $0 | – | -248,547 | – | -2.77% | – |
| XOXO | Exit | XO GROUP INC | $0 | – | -290,261 | – | -3.28% | – |
| PAH | Exit | PLATFORM SPECIALTY PRODS COR | $0 | – | -130,819 | – | -3.30% | – |
| FTDCQ | Exit | FTD COS INC | $0 | – | -100,042 | – | -3.44% | – |
| POST | Exit | POST HLDGS INC | $0 | – | -112,910 | – | -3.77% | – |
| VRSN | Exit | VERISIGN INC | $0 | – | -71,940 | – | -3.99% | – |
| OPLK | Exit | OPLINK COMMUNICATIONS INC | $0 | – | -254,887 | – | -4.32% | – |
| KKR | Exit | KKR & CO L P DEL | $0 | – | -203,456 | – | -4.57% | – |
| OI | Exit | OWENS ILL INC | $0 | – | -174,700 | – | -4.58% | – |
| CSX | Exit | CSX CORP | $0 | – | -152,260 | – | -4.92% | – |
| FOR | Exit | FORESTAR GROUP INC | $0 | – | -333,021 | – | -5.94% | – |
| NTRI | Exit | NUTRI SYS INC NEW | $0 | – | -444,986 | – | -6.89% | – |
| MEOH | Exit | METHANEX CORP | $0 | – | -126,982 | – | -8.54% | – |
Q3 2014
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MEOH | Sell | METHANEX CORP | $8,483,000 | +8.0% | 126,982 | -0.2% | 8.54% | +14.1% |
| NTRI | Sell | NUTRI SYS INC NEW | $6,840,000 | -12.3% | 444,986 | -2.4% | 6.89% | -7.4% |
| FOR | Sell | FORESTAR GROUP INC | $5,901,000 | -27.3% | 333,021 | -21.7% | 5.94% | -23.2% |
| CSX | Sell | CSX CORP | $4,882,000 | -15.2% | 152,260 | -18.5% | 4.92% | -10.4% |
| OI | Buy | OWENS ILL INC | $4,551,000 | -22.2% | 174,700 | +3.4% | 4.58% | -17.8% |
| KKR | Sell | KKR & CO L P DEL | $4,537,000 | -15.1% | 203,456 | -7.3% | 4.57% | -10.2% |
| OPLK | New | OPLINK COMMUNICATIONS INC | $4,288,000 | – | 254,887 | – | 4.32% | – |
| VRSN | New | VERISIGN INC | $3,966,000 | – | 71,940 | – | 3.99% | – |
| POST | New | POST HLDGS INC | $3,746,000 | – | 112,910 | – | 3.77% | – |
| FTDCQ | Sell | FTD COS INC | $3,412,000 | -10.0% | 100,042 | -16.1% | 3.44% | -4.8% |
| PAH | Buy | PLATFORM SPECIALTY PRODS COR | $3,273,000 | -10.7% | 130,819 | +0.1% | 3.30% | -5.6% |
| XOXO | Sell | XO GROUP INC | $3,254,000 | -8.4% | 290,261 | -0.1% | 3.28% | -3.2% |
| ACRE | Sell | ARES COML REAL ESTATE CORP | $2,751,000 | -14.3% | 248,547 | -3.9% | 2.77% | -9.5% |
| ARCC | Buy | ARES CAP CORP | $2,665,000 | -9.4% | 164,891 | +0.1% | 2.68% | -4.3% |
| SLB | Sell | SCHLUMBERGER LTD | $2,589,000 | -14.0% | 25,460 | -0.3% | 2.61% | -9.1% |
| TEL | Sell | TE CONNECTIVITY LTD | $2,425,000 | -10.8% | 43,850 | -0.3% | 2.44% | -5.7% |
| TRN | New | TRINITY INDS INC | $2,271,000 | – | 48,620 | – | 2.29% | – |
| GM | Sell | GENERAL MTRS CO | $2,255,000 | -12.2% | 70,585 | -0.3% | 2.27% | -7.2% |
| CORR | Sell | CORENERGY INFRASTRUCTURE TR | $2,213,000 | -28.5% | 295,781 | -29.2% | 2.23% | -24.5% |
| EMESQ | New | EMERGE ENERGY SVCS LP | $2,144,000 | – | 18,595 | – | 2.16% | – |
| FELPQ | New | FORESIGHT ENERGY LP | $2,087,000 | – | 114,258 | – | 2.10% | – |
| AAL | New | AMERICAN AIRLS GROUP INC | $1,946,000 | – | 54,870 | – | 1.96% | – |
| DAL | New | DELTA AIR LINES INC DEL | $1,905,000 | – | 52,700 | – | 1.92% | – |
| CR | Sell | CRANE CO | $1,841,000 | -15.6% | 29,127 | -0.7% | 1.85% | -10.7% |
| ADK | New | ADCARE HEALTH SYSTEMS INC | $1,837,000 | – | 387,576 | – | 1.85% | – |
| TCRD | Sell | THL CR INC | $1,808,000 | -40.3% | 140,179 | -35.3% | 1.82% | -37.0% |
| RJETQ | Sell | REPUBLIC AWYS HLDGS INC | $1,338,000 | -27.4% | 120,440 | -29.1% | 1.35% | -23.2% |
| CIM | Sell | CHIMERA INVT CORP | $1,202,000 | -22.8% | 395,499 | -18.9% | 1.21% | -18.4% |
| WPX | Sell | WPX ENERGY INC | $1,169,000 | -73.6% | 48,590 | -73.7% | 1.18% | -72.1% |
| NSU | Buy | NEVSUN RES LTD | $596,000 | +58.9% | 165,000 | +65.0% | 0.60% | +68.1% |
| AOD | Sell | ALPINE TOTAL DYNAMIC DIVID F | $404,000 | -13.7% | 47,500 | -9.5% | 0.41% | -8.7% |
| WYY | Buy | WIDEPOINT CORP | $81,000 | +6.6% | 47,500 | +9.5% | 0.08% | +13.9% |
| SUMR | Exit | SUMMER INFANT INC | $0 | – | -12,000 | – | -0.03% | – |
| N109SC | Exit | DEMAND MEDIA INC | $0 | – | -12,000 | – | -0.06% | – |
| MWW | Exit | MONSTER WORLDWIDE INC | $0 | – | -23,000 | – | -0.14% | – |
| WSCI | Exit | WSI INDS INC | $0 | – | -25,400 | – | -0.20% | – |
| SUNEQ | Exit | SUNEDISON INC | $0 | – | -10,000 | – | -0.22% | – |
| CIDM | Exit | CINEDIGM CORP | $0 | – | -100,100 | – | -0.24% | – |
| LDL | Exit | LYDALL INC DEL | $0 | – | -10,400 | – | -0.27% | – |
| LPG | Exit | DORIAN LPG LTD | $0 | – | -13,000 | – | -0.28% | – |
| DXJ | Exit | WISDOMTREE TRjapn hedge eqt | $0 | – | -11,700 | – | -0.55% | – |
| TRS | Exit | TRIMAS CORP | $0 | – | -17,917 | – | -0.65% | – |
| WWE | Exit | WORLD WRESTLING ENTMT INCcl a | $0 | – | -172,710 | – | -1.96% | – |
| CVS | Exit | CVS CAREMARK CORPORATION | $0 | – | -35,245 | – | -2.53% | – |
| HRG | Exit | HARBINGER GROUP INC | $0 | – | -223,528 | – | -2.70% | – |
| AGO | Exit | ASSURED GUARANTY LTD | $0 | – | -184,682 | – | -4.31% | – |
Q2 2014
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FOR | New | FORESTAR GROUP INC | $8,115,000 | – | 425,075 | – | 7.73% | – |
| MEOH | New | METHANEX CORP | $7,858,000 | – | 127,182 | – | 7.49% | – |
| NTRI | New | NUTRI SYS INC NEW | $7,802,000 | – | 455,927 | – | 7.43% | – |
| OI | New | OWENS ILL INC | $5,852,000 | – | 168,960 | – | 5.58% | – |
| CSX | New | CSX CORP | $5,756,000 | – | 186,860 | – | 5.48% | – |
| KKR | New | KKR & CO L P DEL | $5,341,000 | – | 219,557 | – | 5.09% | – |
| AGO | New | ASSURED GUARANTY LTD | $4,525,000 | – | 184,682 | – | 4.31% | – |
| WPX | New | WPX ENERGY INC | $4,423,000 | – | 184,947 | – | 4.22% | – |
| FTDCQ | New | FTD COS INC | $3,790,000 | – | 119,217 | – | 3.61% | – |
| PAH | New | PLATFORM SPECIALTY PRODS COR | $3,664,000 | – | 130,709 | – | 3.49% | – |
| XOXO | New | XO GROUP INC | $3,552,000 | – | 290,611 | – | 3.38% | – |
| ACRE | New | ARES COML REAL ESTATE CORP | $3,211,000 | – | 258,714 | – | 3.06% | – |
| CORR | New | CORENERGY INFRASTRUCTURE TR | $3,097,000 | – | 417,931 | – | 2.95% | – |
| TCRD | New | THL CR INC | $3,031,000 | – | 216,530 | – | 2.89% | – |
| SLB | New | SCHLUMBERGER LTD | $3,011,000 | – | 25,530 | – | 2.87% | – |
| ARCC | New | ARES CAP CORP | $2,942,000 | – | 164,711 | – | 2.80% | – |
| HRG | New | HARBINGER GROUP INC | $2,838,000 | – | 223,528 | – | 2.70% | – |
| TEL | New | TE CONNECTIVITY LTD | $2,718,000 | – | 43,960 | – | 2.59% | – |
| CVS | New | CVS CAREMARK CORPORATION | $2,657,000 | – | 35,245 | – | 2.53% | – |
| GM | New | GENERAL MTRS CO | $2,569,000 | – | 70,765 | – | 2.45% | – |
| CR | New | CRANE CO | $2,180,000 | – | 29,327 | – | 2.08% | – |
| WWE | New | WORLD WRESTLING ENTMT INCcl a | $2,059,000 | – | 172,710 | – | 1.96% | – |
| RJETQ | New | REPUBLIC AWYS HLDGS INC | $1,842,000 | – | 169,940 | – | 1.76% | – |
| CIM | New | CHIMERA INVT CORP | $1,556,000 | – | 487,599 | – | 1.48% | – |
| SDIV | New | GLOBAL X FDSglb x superdiv | $1,329,000 | – | 51,000 | – | 1.27% | – |
| HFFC | New | HF FINL CORP | $942,000 | – | 67,737 | – | 0.90% | – |
| HCOM | New | HAWAIIAN TELCOM HOLDCO INC | $871,000 | – | 30,456 | – | 0.83% | – |
| METR | New | METRO BANCORP INC PA | $700,000 | – | 30,290 | – | 0.67% | – |
| TRS | New | TRIMAS CORP | $683,000 | – | 17,917 | – | 0.65% | – |
| TLMR | New | TALMER BANCORP INC | $667,000 | – | 48,352 | – | 0.64% | – |
| HBOS | New | HERITAGE FINL GROUP INC | $632,000 | – | 31,864 | – | 0.60% | – |
| DXJ | New | WISDOMTREE TRjapn hedge eqt | $578,000 | – | 11,700 | – | 0.55% | – |
| PBIP | New | PRUDENTIAL BANCORP INC NEW | $554,000 | – | 48,100 | – | 0.53% | – |
| AOD | New | ALPINE TOTAL DYNAMIC DIVID F | $468,000 | – | 52,500 | – | 0.45% | – |
| NSU | New | NEVSUN RES LTD | $375,000 | – | 100,000 | – | 0.36% | – |
| BIP | New | BROOKFIELD INFRAST PARTNERSlp int unit | $375,000 | – | 9,000 | – | 0.36% | – |
| IAU | New | ISHARES GOLD TRUSTishares | $345,000 | – | 26,800 | – | 0.33% | – |
| LPG | New | DORIAN LPG LTD | $299,000 | – | 13,000 | – | 0.28% | – |
| MDY | New | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $292,000 | – | 1,120 | – | 0.28% | – |
| LDL | New | LYDALL INC DEL | $285,000 | – | 10,400 | – | 0.27% | – |
| CIDM | New | CINEDIGM CORP | $249,000 | – | 100,100 | – | 0.24% | – |
| SUNEQ | New | SUNEDISON INC | $226,000 | – | 10,000 | – | 0.22% | – |
| WSCI | New | WSI INDS INC | $212,000 | – | 25,400 | – | 0.20% | – |
| BAC | New | BANK OF AMERICA CORPORATION | $154,000 | – | 10,000 | – | 0.15% | – |
| MWW | New | MONSTER WORLDWIDE INC | $150,000 | – | 23,000 | – | 0.14% | – |
| WYY | New | WIDEPOINT CORP | $76,000 | – | 43,390 | – | 0.07% | – |
| N109SC | New | DEMAND MEDIA INC | $58,000 | – | 12,000 | – | 0.06% | – |
| SUMR | New | SUMMER INFANT INC | $35,000 | – | 12,000 | – | 0.03% | – |
Q4 2013
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EBSB | Exit | MERIDIAN INTERSTAT BANCORP I | $0 | – | -9,668 | – | -0.18% | – |
| MDY | Exit | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $0 | – | -1,120 | – | -0.22% | – |
| BIP | Exit | BROOKFIELD INFRAST PARTNERSlp int unit | $0 | – | -9,000 | – | -0.29% | – |
| IAU | Exit | ISHARES GOLD TRUSTishares | $0 | – | -26,800 | – | -0.30% | – |
| FBIZ | Exit | FIRST BUS FINL SVCS INC WIS | $0 | – | -12,701 | – | -0.36% | – |
| HK | Exit | HALCON RES CORP | $0 | – | -93,900 | – | -0.36% | – |
| AOD | Exit | ALPINE TOTAL DYNAMIC DIVID F | $0 | – | -105,000 | – | -0.36% | – |
| TLFA | Exit | TANDY LEATHER FACTORY INC | $0 | – | -54,442 | – | -0.37% | – |
| HFBC | Exit | HOPFED BANCORP INC | $0 | – | -43,645 | – | -0.42% | – |
| SMPL | Exit | SIMPLICITY BANCORP | $0 | – | -31,869 | – | -0.42% | – |
| DXJ | Exit | WISDOMTREE TRjapn hedge eqt | $0 | – | -13,200 | – | -0.54% | – |
| VRNT | Exit | VERINT SYS INC | $0 | – | -19,300 | – | -0.61% | – |
| BXMT | Exit | BLACKSTONE MTG TR INC | $0 | – | -29,000 | – | -0.63% | – |
| HCOM | Exit | HAWAIIAN TELCOM HOLDCO INC | $0 | – | -30,456 | – | -0.69% | – |
| CNOB | Exit | CONNECTONE BANCORP INC | $0 | – | -25,600 | – | -0.77% | – |
| HFFC | Exit | HF FINL CORP | $0 | – | -73,537 | – | -0.81% | – |
| SDIV | Exit | GLOBAL X FDSglb x superdiv | $0 | – | -51,000 | – | -1.00% | – |
| TECUB | Exit | TECUMSEH PRODS COcl b | $0 | – | -156,729 | – | -1.17% | – |
| RWM | Exit | PROSHARES TR | $0 | – | -79,000 | – | -1.25% | – |
| PNNT | Exit | PENNANTPARK INVT CORP | $0 | – | -148,157 | – | -1.43% | – |
| TECUA | Exit | TECUMSEH PRODS COcl a | $0 | – | -194,121 | – | -1.49% | – |
| CVS | Exit | CVS CAREMARK CORPORATION | $0 | – | -35,615 | – | -1.73% | – |
| MSFT | Exit | MICROSOFT CORP | $0 | – | -62,363 | – | -1.78% | – |
| CNQ | Exit | CANADIAN NAT RES LTD | $0 | – | -69,342 | – | -1.87% | – |
| SLB | Exit | SCHLUMBERGER LTD | $0 | – | -25,745 | – | -1.95% | – |
| POT | Exit | POTASH CORP SASK INC | $0 | – | -73,030 | – | -1.96% | – |
| TEL | Exit | TE CONNECTIVITY LTD | $0 | – | -44,340 | – | -1.97% | – |
| KKR | Exit | KKR & CO L P DEL | $0 | – | -124,520 | – | -2.19% | – |
| DAL | Exit | DELTA AIR LINES INC DEL | $0 | – | -112,620 | – | -2.28% | – |
| ENH | Exit | ENDURANCE SPECIALTY HLDGS LT | $0 | – | -50,823 | – | -2.34% | – |
| BX | Exit | BLACKSTONE GROUP L P | $0 | – | -119,510 | – | -2.55% | – |
| ARCC | Exit | ARES CAP CORP | $0 | – | -192,314 | – | -2.85% | – |
| HRG | Exit | HARBINGER GROUP INC | $0 | – | -335,171 | – | -2.98% | – |
| WPX | Exit | WPX ENERGY INC | $0 | – | -181,867 | – | -3.00% | – |
| DX | Exit | DYNEX CAP INC | $0 | – | -474,786 | – | -3.56% | – |
| XOXO | Exit | XO GROUP INC | $0 | – | -329,691 | – | -3.65% | – |
| TCRD | Exit | THL CR INC | $0 | – | -284,128 | – | -3.80% | – |
| BCOR | Exit | BLUCORA INC | $0 | – | -203,644 | – | -4.01% | – |
| CIT | Exit | CIT GROUP INC | $0 | – | -96,220 | – | -4.02% | – |
| ACRE | Exit | ARES COML REAL ESTATE CORP | $0 | – | -386,732 | – | -4.12% | – |
| CSX | Exit | CSX CORP | $0 | – | -193,040 | – | -4.25% | – |
| MEOH | Exit | METHANEX CORP | $0 | – | -97,225 | – | -4.27% | – |
| NTRI | Exit | NUTRI SYS INC NEW | $0 | – | -373,283 | – | -4.60% | – |
| 3106SC | Exit | SUSSER HLDGS CORP | $0 | – | -104,942 | – | -4.78% | – |
| FOR | Exit | FORESTAR GROUP INC | $0 | – | -277,459 | – | -5.11% | – |
| CR | Exit | CRANE CO | $0 | – | -101,703 | – | -5.37% | – |
| KFN | Exit | KKR FINL HLDGS LLC | $0 | – | -611,934 | – | -5.41% | – |
Q3 2013
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| KFN | Buy | KKR FINL HLDGS LLC | $6,322,000 | +3.3% | 611,934 | +5.4% | 5.41% | -6.6% |
| CR | Sell | CRANE CO | $6,273,000 | -9.7% | 101,703 | -12.3% | 5.37% | -18.3% |
| FOR | New | FORESTAR GROUP INC | $5,974,000 | – | 277,459 | – | 5.11% | – |
| 3106SC | Sell | SUSSER HLDGS CORP | $5,578,000 | +8.2% | 104,942 | -2.5% | 4.78% | -2.2% |
| NTRI | New | NUTRI SYS INC NEW | $5,368,000 | – | 373,283 | – | 4.60% | – |
| MEOH | New | METHANEX CORP | $4,984,000 | – | 97,225 | – | 4.27% | – |
| CSX | Buy | CSX CORP | $4,968,000 | +17.3% | 193,040 | +5.7% | 4.25% | +6.1% |
| ACRE | Buy | ARES COML REAL ESTATE CORP | $4,807,000 | +47.4% | 386,732 | +51.9% | 4.12% | +33.3% |
| CIT | Sell | CIT GROUP INC | $4,693,000 | -13.8% | 96,220 | -17.6% | 4.02% | -22.1% |
| BCOR | Buy | BLUCORA INC | $4,680,000 | +28.3% | 203,644 | +3.5% | 4.01% | +16.0% |
| TCRD | Buy | THL CR INC | $4,434,000 | +3.9% | 284,128 | +1.2% | 3.80% | -6.0% |
| XOXO | Buy | XO GROUP INC | $4,259,000 | +17.7% | 329,691 | +2.1% | 3.65% | +6.5% |
| DX | Buy | DYNEX CAP INC | $4,164,000 | +25.2% | 474,786 | +45.4% | 3.56% | +13.2% |
| WPX | Buy | WPX ENERGY INC | $3,503,000 | +6.5% | 181,867 | +4.8% | 3.00% | -3.7% |
| HRG | Sell | HARBINGER GROUP INC | $3,475,000 | +17.3% | 335,171 | -14.7% | 2.98% | +6.1% |
| ARCC | Sell | ARES CAP CORP | $3,325,000 | -16.3% | 192,314 | -16.7% | 2.85% | -24.3% |
| BX | Sell | BLACKSTONE GROUP L P | $2,974,000 | +10.6% | 119,510 | -6.4% | 2.55% | +0.0% |
| ENH | Sell | ENDURANCE SPECIALTY HLDGS LT | $2,730,000 | +1.2% | 50,823 | -3.1% | 2.34% | -8.5% |
| DAL | New | DELTA AIR LINES INC DEL | $2,658,000 | – | 112,620 | – | 2.28% | – |
| KKR | Sell | KKR & CO L P DEL | $2,562,000 | +3.8% | 124,520 | -0.8% | 2.19% | -6.2% |
| TEL | Buy | TE CONNECTIVITY LTD | $2,296,000 | +20.5% | 44,340 | +6.0% | 1.97% | +9.0% |
| POT | New | POTASH CORP SASK INC | $2,284,000 | – | 73,030 | – | 1.96% | – |
| SLB | Buy | SCHLUMBERGER LTD | $2,275,000 | +29.6% | 25,745 | +5.1% | 1.95% | +17.2% |
| CNQ | Buy | CANADIAN NAT RES LTD | $2,180,000 | +14.4% | 69,342 | +2.8% | 1.87% | +3.4% |
| MSFT | Buy | MICROSOFT CORP | $2,075,000 | +0.0% | 62,363 | +3.9% | 1.78% | -9.6% |
| CVS | Sell | CVS CAREMARK CORPORATION | $2,021,000 | -17.4% | 35,615 | -16.7% | 1.73% | -25.3% |
| TECUA | Buy | TECUMSEH PRODS COcl a | $1,737,000 | +1384.6% | 194,121 | +1712.2% | 1.49% | +1239.6% |
| PNNT | Sell | PENNANTPARK INVT CORP | $1,671,000 | -58.6% | 148,157 | -59.5% | 1.43% | -62.6% |
| TECUB | Buy | TECUMSEH PRODS COcl b | $1,362,000 | +255.6% | 156,729 | +353.1% | 1.17% | +221.2% |
| HFFC | Buy | HF FINL CORP | $945,000 | +4.3% | 73,537 | +5.6% | 0.81% | -5.7% |
| HCOM | Buy | HAWAIIAN TELCOM HOLDCO INC | $809,000 | +13.8% | 30,456 | +7.8% | 0.69% | +3.0% |
| VRNT | New | VERINT SYS INC | $715,000 | – | 19,300 | – | 0.61% | – |
| SMPL | New | SIMPLICITY BANCORP | $496,000 | – | 31,869 | – | 0.42% | – |
| HFBC | New | HOPFED BANCORP INC | $488,000 | – | 43,645 | – | 0.42% | – |
| TLFA | Buy | TANDY LEATHER FACTORY INC | $428,000 | +23.7% | 54,442 | +22.4% | 0.37% | +11.6% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $253,000 | -1.2% | 1,120 | -8.2% | 0.22% | -10.3% |
| EBSB | New | MERIDIAN INTERSTAT BANCORP I | $211,000 | – | 9,668 | – | 0.18% | – |
| CBNK | Exit | CHICOPEE BANCORP INC | $0 | – | -10,501 | – | -0.17% | – |
| DBL | Exit | DOUBLELINE OPPORTUNISTIC CR | $0 | – | -8,000 | – | -0.19% | – |
| AB | Exit | ALLIANCEBERNSTEIN HOLDING LPunit ltd partn | $0 | – | -10,000 | – | -0.20% | – |
| PDI | Exit | PIMCO DYNAMIC INCOME FD | $0 | – | -8,300 | – | -0.23% | – |
| AFHIF | Exit | ATLAS FINANCIAL HOLDINGS INC | $0 | – | -40,301 | – | -0.34% | – |
| VXX | Exit | BARCLAYS BK PLCipath s&p500 vix | $0 | – | -17,900 | – | -0.35% | – |
| CONE | Exit | CYRUSONE INC | $0 | – | -18,300 | – | -0.36% | – |
| TWGP | Exit | TOWER GROUP INTL LTD | $0 | – | -20,000 | – | -0.39% | – |
| EXAR | Exit | EXAR CORP | $0 | – | -42,119 | – | -0.43% | – |
| DDC | Exit | DOMINION DIAMOND CORP | $0 | – | -38,300 | – | -0.51% | – |
| NMFC | Exit | NEW MTN FIN CORP | $0 | – | -52,000 | – | -0.70% | – |
| PFE | Exit | PFIZER INC | $0 | – | -68,780 | – | -1.82% | – |
| CMCSK | Exit | COMCAST CORP NEWcl a spl | $0 | – | -67,579 | – | -2.54% | – |
| HCA | Exit | HCA HOLDINGS INC | $0 | – | -76,030 | – | -2.60% | – |
| MHLD | Exit | MAIDEN HOLDINGS LTD | $0 | – | -283,560 | – | -3.01% | – |
| WD | Exit | WALKER & DUNLOP INC | $0 | – | -187,062 | – | -3.10% | – |
Q2 2013
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CR | New | CRANE CO | $6,945,000 | – | 115,913 | – | 6.58% | – |
| KFN | New | KKR FINL HLDGS LLC | $6,123,000 | – | 580,434 | – | 5.80% | – |
| CIT | New | CIT GROUP INC | $5,446,000 | – | 116,800 | – | 5.16% | – |
| 3106SC | New | SUSSER HLDGS CORP | $5,155,000 | – | 107,672 | – | 4.88% | – |
| TCRD | New | THL CR INC | $4,266,000 | – | 280,758 | – | 4.04% | – |
| CSX | New | CSX CORP | $4,234,000 | – | 182,590 | – | 4.01% | – |
| PNNT | New | PENNANTPARK INVT CORP | $4,038,000 | – | 365,454 | – | 3.82% | – |
| ARCC | New | ARES CAP CORP | $3,971,000 | – | 230,864 | – | 3.76% | – |
| BCOR | New | BLUCORA INC | $3,647,000 | – | 196,714 | – | 3.45% | – |
| XOXO | New | XO GROUP INC | $3,618,000 | – | 323,033 | – | 3.42% | – |
| DX | New | DYNEX CAP INC | $3,327,000 | – | 326,506 | – | 3.15% | – |
| WPX | New | WPX ENERGY INC | $3,288,000 | – | 173,607 | – | 3.11% | – |
| WD | New | WALKER & DUNLOP INC | $3,274,000 | – | 187,062 | – | 3.10% | – |
| ACRE | New | ARES COML REAL ESTATE CORP | $3,262,000 | – | 254,614 | – | 3.09% | – |
| MHLD | New | MAIDEN HOLDINGS LTD | $3,180,000 | – | 283,560 | – | 3.01% | – |
| HRG | New | HARBINGER GROUP INC | $2,963,000 | – | 392,898 | – | 2.80% | – |
| HCA | New | HCA HOLDINGS INC | $2,741,000 | – | 76,030 | – | 2.60% | – |
| ENH | New | ENDURANCE SPECIALTY HLDGS LT | $2,697,000 | – | 52,433 | – | 2.55% | – |
| BX | New | BLACKSTONE GROUP L P | $2,688,000 | – | 127,620 | – | 2.54% | – |
| CMCSK | New | COMCAST CORP NEWcl a spl | $2,681,000 | – | 67,579 | – | 2.54% | – |
| KKR | New | KKR & CO L P DEL | $2,469,000 | – | 125,560 | – | 2.34% | – |
| CVS | New | CVS CAREMARK CORPORATION | $2,446,000 | – | 42,773 | – | 2.32% | – |
| MSFT | New | MICROSOFT CORP | $2,074,000 | – | 60,043 | – | 1.96% | – |
| PFE | New | PFIZER INC | $1,926,000 | – | 68,780 | – | 1.82% | – |
| CNQ | New | CANADIAN NAT RES LTD | $1,906,000 | – | 67,452 | – | 1.80% | – |
| TEL | New | TE CONNECTIVITY LTD | $1,905,000 | – | 41,820 | – | 1.80% | – |
| SLB | New | SCHLUMBERGER LTD | $1,755,000 | – | 24,495 | – | 1.66% | – |
| RWM | New | PROSHARES TR | $1,630,000 | – | 79,000 | – | 1.54% | – |
| SDIV | New | GLOBAL X FDSglb x superdiv | $1,092,000 | – | 51,000 | – | 1.03% | – |
| HFFC | New | HF FINL CORP | $906,000 | – | 69,631 | – | 0.86% | – |
| CNOB | New | CONNECTONE BANCORP INC | $787,000 | – | 25,600 | – | 0.74% | – |
| NMFC | New | NEW MTN FIN CORP | $736,000 | – | 52,000 | – | 0.70% | – |
| BXMT | New | BLACKSTONE MTG TR INC | $716,000 | – | 29,000 | – | 0.68% | – |
| HCOM | New | HAWAIIAN TELCOM HOLDCO INC | $711,000 | – | 28,256 | – | 0.67% | – |
| DXJ | New | WISDOMTREE TRUSTjapn hedge eqt | $602,000 | – | 13,200 | – | 0.57% | – |
| DDC | New | DOMINION DIAMOND CORP | $541,000 | – | 38,300 | – | 0.51% | – |
| HK | New | HALCON RES CORP | $532,000 | – | 93,900 | – | 0.50% | – |
| EXAR | New | EXAR CORP | $454,000 | – | 42,119 | – | 0.43% | – |
| AOD | New | ALPINE TOTAL DYNAMIC DIVID F | $411,000 | – | 105,000 | – | 0.39% | – |
| TWGP | New | TOWER GROUP INTL LTD | $410,000 | – | 20,000 | – | 0.39% | – |
| TECUB | New | TECUMSEH PRODS COcl b | $383,000 | – | 34,590 | – | 0.36% | – |
| FBIZ | New | FIRST BUS FINL SVCS INC WIS | $381,000 | – | 12,701 | – | 0.36% | – |
| CONE | New | CYRUSONE INC | $380,000 | – | 18,300 | – | 0.36% | – |
| VXX | New | BARCLAYS BK PLCipath s&p500 vix | $371,000 | – | 17,900 | – | 0.35% | – |
| AFHIF | New | ATLAS FINANCIAL HOLDINGS INC | $361,000 | – | 40,301 | – | 0.34% | – |
| TLFA | New | TANDY LEATHER FACTORY INC | $346,000 | – | 44,487 | – | 0.33% | – |
| BIP | New | BROOKFIELD INFRAST PARTNERSlp int unit | $329,000 | – | 9,000 | – | 0.31% | – |
| IAU | New | ISHARES GOLD TRUSTishares | $321,000 | – | 26,800 | – | 0.30% | – |
| MDY | New | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $256,000 | – | 1,220 | – | 0.24% | – |
| PDI | New | PIMCO DYNAMIC INCOME FD | $243,000 | – | 8,300 | – | 0.23% | – |
| AB | New | ALLIANCEBERNSTEIN HOLDING LPunit ltd partn | $208,000 | – | 10,000 | – | 0.20% | – |
| DBL | New | DOUBLELINE OPPORTUNISTIC CR | $200,000 | – | 8,000 | – | 0.19% | – |
| CBNK | New | CHICOPEE BANCORP INC | $177,000 | – | 10,501 | – | 0.17% | – |
| TECUA | New | TECUMSEH PRODS COcl a | $117,000 | – | 10,712 | – | 0.11% | – |