$912 Million is the total value of NEW YORK LIFE INVESTMENT MANAGEMENT LLC's 45 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 29.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AGGP | Buy | IQ ENHANCED CORE PLUS BOND Uiq ench cor pl | $200,513,000 | +64.9% | 9,853,229 | +64.4% | 21.98% | +62.1% |
| HFXI | Buy | IQ 50PCT HEDGED FTSE INT ETFhdgd ftse intl | $130,444,000 | +30.2% | 7,155,440 | +22.5% | 14.30% | +28.0% |
| ESRX | Sell | EXPRESS SCRIPTS HOLDING COMPANY | $68,768,000 | -8.3% | 975,024 | -1.4% | 7.54% | -9.8% |
| GRES | Buy | IQ GLOBAL RESOURCES ETFiq glb res etf | $66,370,000 | +247.7% | 2,554,644 | +242.9% | 7.28% | +241.9% |
| IWM | Sell | ISHARES RUSSELL 2000russell 2000 etf | $58,820,000 | +0.8% | 473,549 | -6.7% | 6.45% | -0.9% |
| AGGE | Buy | IQ Enhanced Core Bond US ETFiq ench bd us | $50,950,000 | +29.3% | 2,512,332 | +29.0% | 5.58% | +27.1% |
| VCLT | Buy | VANGUARD LONG TERM CORPORATE BONDlg-term cor bd | $37,017,000 | +1.9% | 386,800 | +0.7% | 4.06% | +0.2% |
| GVI | Sell | ISHARES INTERMEDIATE GOVERNMintrm gov/cr etf | $35,610,000 | -34.1% | 315,580 | -33.8% | 3.90% | -35.2% |
| QGTA | Buy | IQ LEADERS GTAA TRACKER ETFiq leaders gta | $31,010,000 | +132.1% | 1,422,810 | +120.7% | 3.40% | +128.1% |
| LQD | Sell | ISHARES IBOXX $ INVESTMENT GRADE CORP BDiboxx inv cp etf | $30,462,000 | -11.3% | 247,300 | -11.7% | 3.34% | -12.8% |
| IGLB | Buy | ISHARES 10+ YEAR CREDIT BOND BND ETFUND10+ yr cr bd etf | $24,564,000 | +1.6% | 388,300 | +0.6% | 2.69% | -0.1% |
| HFXE | IQ 50PCT HEDGED FTSE EUR ETFhdgd ftse euro | $24,511,000 | +4.5% | 1,373,182 | 0.0% | 2.69% | +2.8% | |
| HFXJ | IQ 50PCT HEDGED FTSE JPN ETFhdgd ftse japn | $23,055,000 | +7.6% | 1,327,287 | 0.0% | 2.53% | +5.7% | |
| IGIB | ISHARES INTERMEDIATE CREDITinterm cr bd etf | $18,917,000 | +0.1% | 169,886 | 0.0% | 2.07% | -1.6% | |
| BLV | Buy | VANGUARD LONG TERM BOND INDEX FUNDlong term bond | $12,295,000 | +1.5% | 124,700 | +0.9% | 1.35% | -0.2% |
| VCIT | Buy | VANGUARD INTERMEDIATE TERM CORPORAint-term corp | $12,147,000 | +1.8% | 135,600 | +1.6% | 1.33% | 0.0% |
| AAXJ | Sell | ISHARES MSCI ALL COUNTRY ASImsci ac asia etf | $11,394,000 | +1.1% | 188,275 | -8.7% | 1.25% | -0.6% |
| VOE | Buy | VANGUARD MID-CAP VALUE ETFmcap vl idxvip | $10,766,000 | +281.9% | 115,063 | +263.6% | 1.18% | +275.8% |
| VTIP | Sell | VANGUARD S/T INFL PROT SEC INDEX FUNDstrm infproidx | $9,712,000 | -10.9% | 195,614 | -11.2% | 1.06% | -12.3% |
| EMLC | Buy | VANECK VECTORS EMERGING MARKjp morgan mkts | $8,210,000 | +367.5% | 430,303 | +362.4% | 0.90% | +359.2% |
| IWD | Buy | ISHARES RUSSELL 1000 VALUErus 1000 val etf | $7,197,000 | +1651.1% | 68,143 | +1613.0% | 0.79% | +1615.2% |
| EWX | Sell | SPDR S&P EMERGING MKTS SMALLs&p emktsc etf | $7,158,000 | -12.4% | 165,844 | -20.1% | 0.78% | -13.8% |
| SPLB | Buy | SPDR BARCLAYS LONG TERM CORPORATElng trm corp bd | $6,163,000 | +2.1% | 143,700 | +0.5% | 0.68% | +0.4% |
| TIP | Sell | ISHARES TIPS BOND ETFtips bd etf | $4,169,000 | -12.9% | 35,785 | -12.7% | 0.46% | -14.4% |
| HKRSQ | New | HALCON RESOURCES CORP | $2,414,000 | – | 257,329 | +100.0% | 0.26% | – |
| VGT | Sell | VANGUARD INFO TECH ETFinf tech etf | $1,742,000 | -31.0% | 14,472 | -38.6% | 0.19% | -32.3% |
| INDA | Sell | ISHARES MSCI INDIA ETFmsci india etf | $1,746,000 | -5.5% | 59,356 | -10.3% | 0.19% | -7.3% |
| QED | IQ HEDGE EVENT-DRIVEN TRACKEhdg eve driv | $1,632,000 | +3.9% | 80,000 | 0.0% | 0.18% | +2.3% | |
| GSLC | Sell | GOLDMAN ACTIVEBETA US LC ETFequity etf | $1,588,000 | -26.8% | 36,446 | -28.7% | 0.17% | -28.1% |
| FM | Sell | ISHARES MSCI FRONTIER 100msci frntr100etf | $1,589,000 | -5.9% | 61,894 | -10.2% | 0.17% | -7.4% |
| QLS | IQ HEDGE LONG/SHORT TRACKERlng sht track | $1,551,000 | +2.6% | 80,000 | 0.0% | 0.17% | +0.6% | |
| CSD | Sell | GUGGENHEIM S&P SPIN-OFF ETFgugg s&p spinoff | $1,453,000 | -26.2% | 33,877 | -32.2% | 0.16% | -27.7% |
| IYF | New | ISHARES US FINANCIALS ETFu.s. finls etf | $1,434,000 | – | 15,929 | +100.0% | 0.16% | – |
| EPHE | Sell | ISHARES MSCI PHILIPPINESmsci philips etf | $1,359,000 | -14.2% | 36,468 | -9.7% | 0.15% | -15.8% |
| GLIN | Sell | VANECK VECTORS INDIA S/Cindia small cap | $1,347,000 | -1.0% | 28,997 | -9.6% | 0.15% | -2.6% |
| VOX | Sell | VANGUARD TELECOM SERVICE ETF | $1,008,000 | -29.9% | 10,674 | -27.0% | 0.11% | -31.2% |
| AFK | Sell | VANECK VECTORS AFRICA INDEXafrica index etf | $918,000 | -11.3% | 44,278 | -14.2% | 0.10% | -12.2% |
| SPY | Sell | SPDR S&P 500 ETF TRUSTtr unit | $871,000 | -26.2% | 4,028 | -28.5% | 0.10% | -28.0% |
| EPOL | Sell | ISHARES MSCI POLAND CAPPED Emsci pol cap etf | $753,000 | -1.8% | 41,324 | -8.7% | 0.08% | -3.5% |
| FNX | Sell | FIRST TRUST MID CAP CORE ALP | $362,000 | -26.3% | 6,848 | -29.5% | 0.04% | -27.3% |
| IPG | THE INTERPUBLIC GROUP OF COMPANIES | $170,000 | -2.9% | 7,584 | 0.0% | 0.02% | -5.0% | |
| IVV | Sell | ISHARES CORE S&P 500 ETFcore s&p500 etf | $144,000 | -85.4% | 664 | -85.8% | 0.02% | -85.5% |
| XLF | Exit | FINANCIAL SELECT SECTOR SPDRsbi int-finl | $0 | – | -54,620 | -100.0% | -0.14% | – |
| XLI | Exit | INDUSTRIAL SELECT SECT SPDRsbi int-inds | $0 | – | -29,671 | -100.0% | -0.18% | – |
| VEA | Exit | VANGUARD FTSE DEVELOPED MARKETS ETFftse dev mkt etf | $0 | – | -114,917 | -100.0% | -0.45% | – |
| IWB | Exit | ISHARES RUSSELL 1000 ETFrus 1000 etf | $0 | – | -60,836 | -100.0% | -0.79% | – |
| IWV | Exit | ISHARES RUSSELL 3000 ETFrussell 3000 etf | $0 | – | -57,335 | -100.0% | -0.79% | – |
| JNK | Exit | SPDR BARCLAYS HIGH YIELD BOND ETFbrc hgh yld bd | $0 | – | -202,033 | -100.0% | -0.80% | – |
| VNQ | Exit | VANGUARD REIT INDEX FUND ETFreit etf | $0 | – | -84,900 | -100.0% | -0.84% | – |
| EFA | Exit | ISHARES MSCI EAFE ETFmsci eafe etf | $0 | – | -168,650 | -100.0% | -1.05% | – |
| TLT | Exit | ISHARES 20+ YEAR TREASURY BOND ETF20 yr tr bd etf | $0 | – | -75,650 | -100.0% | -1.17% | – |
| VTI | Exit | VANGUARD TOTAL STOCK MARKET INDEXtotal stk mkt | $0 | – | -132,106 | -100.0% | -1.58% | – |
| IEF | Exit | ISHARES 7-10 YEAR TREASURY BOND ETF7-10 y tr bd etf | $0 | – | -129,371 | -100.0% | -1.63% | – |
| AMT | Exit | AMERICAN TOWER CORP | $0 | – | -193,752 | -100.0% | -2.45% | – |
| AGG | Exit | ISHARES CORE US AGGREGATE BOND ETFcore us aggbd et | $0 | – | -257,633 | -100.0% | -3.24% | – |
| BND | Exit | VANGUARD TOTAL BOND MARKET INDEX Ftotal bnd mrkt | $0 | – | -344,383 | -100.0% | -3.24% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-08
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 35 | Q3 2023 | 8.4% |
| ISHARES TR | 35 | Q3 2023 | 2.0% |
| IQ 50PCT HEDGED FTSE INT ETF | 33 | Q3 2023 | 29.7% |
| VANGUARD SCOTTSDALE FDS | 31 | Q1 2023 | 1.7% |
| ISHARES TR | 27 | Q3 2023 | 7.7% |
| IQ CHAIKIN SMALL CAP ETF | 26 | Q3 2023 | 25.2% |
| VANGUARD MID-CAP VALUE ETF | 25 | Q4 2020 | 4.9% |
| THE INTERPUBLIC GROUP OF COMPANIES | 25 | Q3 2023 | 0.0% |
| IQ CHAIKIN US LARGE CAP ETF | 24 | Q3 2023 | 31.2% |
| SPDR S&P EMERGING MKTS SMALL | 24 | Q3 2023 | 1.3% |
View NEW YORK LIFE INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| IndexIQ ETF Trust | July 08, 2022 | 6,208,761 | 97.0% |
| IndexIQ ETF Trust | July 08, 2022 | 7,124,083 | 93.1% |
| IndexIQ Active ETF Trust | June 10, 2022 | 980,000 | 45.6% |
| IndexIQ Active ETF Trust | June 10, 2022 | 7,350,443 | 98.7% |
| IndexIQ ETF Trust | June 10, 2022 | 190,000 | 95.0% |
| IndexIQ ETF Trust | June 10, 2022 | 190,000 | 95.0% |
| IndexIQ ETF Trust | June 10, 2022 | 5,908,744 | 51.6% |
| IndexIQ ETF Trust | June 10, 2022 | 9,273,997 | 98.1% |
| IndexIQ ETF Trust | June 10, 2022 | 190,000 | 95.0% |
| IndexIQ ETF Trust | June 10, 2022 | 5,103,240 | 83.0% |
View NEW YORK LIFE INVESTMENT MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-06 |
| SC 13D | 2024-04-08 |
| SC 13D | 2024-04-08 |
| SC 13D | 2024-04-08 |
| SC 13D | 2024-04-08 |
| SC 13G/A | 2024-04-03 |
| 3 | 2024-03-25 |
| 4 | 2024-03-25 |
| 4 | 2024-03-25 |
| 4 | 2024-03-25 |
View NEW YORK LIFE INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.