$1.33 Billion is the total value of STEELHEAD PARTNERS LLC's 40 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 53.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | OKTA INCnote 0.125% 9/0 | $101,022,000 | -11.2% | 71,350,000 | -9.5% | 7.58% | +0.7% | |
| Buy | CYBERARK SOFTWARE LTDnote 11/1 | $74,259,000 | +11.2% | 62,593,000 | +1.5% | 5.57% | +26.1% | |
| Buy | FIREEYE INCnote 0.875% 6/0 | $72,508,000 | +27.8% | 68,041,000 | +36.1% | 5.44% | +45.1% | |
| Sell | SPLUNK INCnote 0.500% 9/1 | $68,140,000 | -11.0% | 58,273,000 | -11.4% | 5.11% | +0.9% | |
| New | ZSCALER INCnote 0.125% 7/0 | $66,153,000 | – | 36,250,000 | +100.0% | 4.96% | – | |
| INTERDIGITAL INCnote 2.000% 6/0 | $58,817,000 | -2.4% | 54,437,000 | 0.0% | 4.41% | +10.7% | ||
| Buy | WINNEBAGO INDS INCnote 1.500% 4/0 | $57,139,000 | +56.4% | 43,000,000 | +51.4% | 4.29% | +77.5% | |
| Buy | TWITTER INCnote 0.250% 6/1 | $54,937,000 | +10.9% | 43,684,000 | +21.4% | 4.12% | +25.8% | |
| ZENDESK INCnote 0.625% 6/1 | $50,799,000 | -13.2% | 40,000,000 | 0.0% | 3.81% | -1.5% | ||
| New | SEA LTDnote 0.250% 9/1 | $50,694,000 | – | 50,000,000 | +100.0% | 3.80% | – | |
| Sell | WORKIVA INCnote 1.125% 8/1 | $46,950,000 | +11.7% | 25,000,000 | -9.1% | 3.52% | +26.8% | |
| Sell | PALO ALTO NETWORKS INCnote 0.750% 7/0 | $45,457,000 | -54.7% | 25,000,000 | -63.7% | 3.41% | -48.6% | |
| Sell | DATADOG INCnote 0.125% 6/1 | $45,124,000 | +22.6% | 27,357,000 | -0.5% | 3.39% | +39.2% | |
| Sell | PALO ALTO NETWORKS INCnote 0.375% 6/0 | $39,811,000 | -43.7% | 24,000,000 | -53.8% | 2.99% | -36.1% | |
| Sell | HERCULES CAPITAL INCdbcv 4.375% 2/0 | $39,116,000 | -43.8% | 37,590,000 | -42.8% | 2.94% | -36.2% | |
| ALTAIR ENGR INCnote 0.250% 6/0 | $38,803,000 | -0.1% | 25,000,000 | 0.0% | 2.91% | +13.4% | ||
| New | PACIRA BIOSCIENCES INCnote 0.750% 8/0 | $35,292,000 | – | 32,500,000 | +100.0% | 2.65% | – | |
| Buy | EVERBRIDGE INCnote 0.125%12/1 | $33,527,000 | +19.9% | 22,885,000 | +12.3% | 2.52% | +36.1% | |
| Sell | GOLDMAN SACHS BDC INCnote 4.500% 4/0 | $30,510,000 | -7.9% | 30,000,000 | -7.5% | 2.29% | +4.6% | |
| New | ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0 | $29,457,000 | – | 20,254,000 | +100.0% | 2.21% | – | |
| New | TURNING PT BRANDS INCnote 2.500% 7/1 | $28,268,000 | – | 25,000,000 | +100.0% | 2.12% | – | |
| IONIS PHARMACEUTICALS INCnote 0.125%12/1 | $25,701,000 | -1.3% | 28,000,000 | 0.0% | 1.93% | +12.1% | ||
| Buy | COUPA SOFTWARE INCnote 0.125% 6/1 | $24,936,000 | +43.9% | 16,500,000 | +65.0% | 1.87% | +63.3% | |
| TPG SPECIALTY LENDING INCnote 4.500% 8/0 | $23,916,000 | +0.2% | 20,592,000 | 0.0% | 1.80% | +13.7% | ||
| SAILPOINT TECHNOLOGIES HLDGSnote 0.125% 9/1 | $22,566,000 | -14.0% | 14,000,000 | 0.0% | 1.69% | -2.4% | ||
| COLLEGIUM PHARMACEUTICAL INCnote 2.625% 2/1 | $21,084,000 | -7.8% | 21,000,000 | 0.0% | 1.58% | +4.6% | ||
| Sell | PINDUODUO INCnote 12/0 | $18,776,000 | -54.7% | 20,250,000 | -49.7% | 1.41% | -48.6% | |
| New | GUIDEWIRE SOFTWARE INCnote 1.250% 3/1 | $18,088,000 | – | 15,000,000 | +100.0% | 1.36% | – | |
| Buy | SMART GLOBAL HLDGS INCnote 2.250% 2/1 | $15,079,000 | +22.1% | 11,500,000 | +27.8% | 1.13% | +38.7% | |
| New | ROYAL CARIBBEAN GROUPnote 4.250% 6/1 | $15,043,000 | – | 10,674,000 | +100.0% | 1.13% | – | |
| New | GUESS INCnote 2.000% 4/1 | $14,530,000 | – | 13,000,000 | +100.0% | 1.09% | – | |
| NEW MTN FIN CORPnote 5.750% 8/1 | $11,856,000 | -0.7% | 11,216,000 | 0.0% | 0.89% | +12.7% | ||
| Buy | 8X8 INC NEWnote 0.500% 2/0 | $11,259,000 | +11.0% | 10,000,000 | +22.7% | 0.84% | +25.9% | |
| Sell | JAZZ INVESTMENTS I LTDnote 1.500% 8/1 | $9,870,000 | -20.3% | 9,727,000 | -13.4% | 0.74% | -9.5% | |
| INTREXON CORPnote 3.500% 7/0 | $9,835,000 | -5.9% | 12,000,000 | 0.0% | 0.74% | +6.8% | ||
| ARES CAPITAL CORPnote 3.750% 2/0 | $9,104,000 | +2.8% | 8,442,000 | 0.0% | 0.68% | +16.6% | ||
| New | PAR TECHNOLOGY CORPnote 1.500%10/1 | $5,388,000 | – | 5,000,000 | +100.0% | 0.40% | – | |
| Sell | KARYOPHARM THERAPEUTICS INCnote 3.000%10/1 | $5,254,000 | -62.3% | 7,000,000 | -50.0% | 0.39% | -57.3% | |
| New | RBC BEARINGS INC5% cnv pfd sr a | $3,315,000 | – | 30,000 | +100.0% | 0.25% | – | |
| PGEN | PRECIGEN INC | $58,000 | -23.7% | 11,615 | 0.0% | 0.00% | -20.0% | |
| NEP | Exit | NEXTERA ENERGY PARTNERS LP | $0 | – | -15,700 | -100.0% | -0.08% | – |
| Exit | NEW RELIC INCnote 0.500% 5/0 | $0 | – | -4,000,000 | -100.0% | -0.26% | – | |
| Exit | NUTANIX INCnote 1/1 | $0 | – | -8,400,000 | -100.0% | -0.59% | – | |
| Exit | APELLIS PHARMACEUTICALS INCnote 3.500% 9/1 | $0 | – | -8,474,000 | -100.0% | -1.04% | – | |
| Exit | JAZZ INVESTMENTS I LTDnote 1.875% 8/1 | $0 | – | -16,200,000 | -100.0% | -1.08% | – | |
| Exit | JAZZ INVESTMENTS I LTDnote 2.000% 6/1 | $0 | – | -12,681,000 | -100.0% | -1.12% | – | |
| Exit | VARONIS SYS INCnote 1.250% 8/1 | $0 | – | -9,000,000 | -100.0% | -1.17% | – | |
| Exit | CHEESECAKE FACTORY INCnote 0.375% 6/1 | $0 | – | -20,000,000 | -100.0% | -1.31% | – | |
| Exit | PURE STORAGE INCnote 0.125% 4/1 | $0 | – | -27,000,000 | -100.0% | -1.88% | – | |
| Exit | MOMO INCnote 1.250% 7/0 | $0 | – | -44,969,000 | -100.0% | -2.66% | – | |
| Exit | PROOFPOINT INCnote 0.250% 8/1 | $0 | – | -38,971,000 | -100.0% | -3.23% | – | |
| Exit | WEIBO CORPnote 1.250%11/1 | $0 | – | -56,661,000 | -100.0% | -3.65% | – | |
| Exit | MONGODB INCnote 0.250% 1/1 | $0 | – | -34,677,000 | -100.0% | -4.14% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-10-07
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| GLOBALSTAR INC | 27 | Q4 2020 | 10.9% |
| RESOLUTE FST PRODS INC | 23 | Q4 2018 | 22.2% |
| AMERICAN RLTY CAP PPTYS INC | 19 | Q2 2018 | 7.5% |
| LEVEL 3 COMMUNICATIONS INC | 18 | Q3 2017 | 8.4% |
| TPG SPECIALTY LENDING INC | 18 | Q3 2019 | 4.4% |
| GOLDMAN SACHS BDC INC | 18 | Q1 2022 | 5.3% |
| WEBMD HEALTH CORP | 17 | Q2 2017 | 4.6% |
| TCP CAP CORP | 17 | Q3 2019 | 3.1% |
| ATLAS AIR WORLDWIDE HLDGS IN | 17 | Q2 2022 | 4.4% |
| NMFC 5 3/4 08/15/23 | 17 | Q3 2022 | 3.2% |
View STEELHEAD PARTNERS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GOLD RESERVE INC | May 24, 2022 | 10,099,924 | 10.2% |
| BlackRock TCP Capital Corp. | February 14, 2020 | 1,790,605 | 3.0% |
| New Mountain Finance Corp | February 14, 2020 | 2,229,909 | 2.3% |
| LAYNE CHRISTENSEN COSold out | February 14, 2019 | 0 | 0.0% |
| AEGEAN MARINE PETROLEUM NETWORK INC.Sold out | February 14, 2018 | 0 | 0.0% |
| JAKKS PACIFIC INCSold out | February 14, 2018 | 0 | 0.0% |
| Resolute Forest Products Inc. | February 14, 2017 | 3,870,796 | 4.3% |
| Alpha Natural Resources, Inc.Sold out | February 12, 2016 | 0 | 0.0% |
| ENDEAVOUR INTERNATIONAL CORP | February 17, 2015 | 3,000,000 | 5.7% |
| Globalstar, Inc. | February 17, 2015 | 30,285,950 | 3.5% |
View STEELHEAD PARTNERS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-16 |
| SC 13D/A | 2022-05-24 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-14 |
View STEELHEAD PARTNERS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.