$1.04 Billion is the total value of STEELHEAD PARTNERS LLC's 65 reported holdings in Q4 2015. The portfolio turnover from Q3 2015 to Q4 2015 was 45.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | INFINERA CORPORATIONdbcv 1.750% 6/0 | $69,083,000 | -11.7% | 44,750,000 | -6.3% | 6.64% | -19.6% | |
| PALO ALTO NETWORKS INCnote 7/0 | $64,214,000 | +1.5% | 38,800,000 | 0.0% | 6.18% | -7.5% | ||
| Buy | AMERICAN RLTY CAP PPTYS INCnote 3.000% 8/0 | $53,019,000 | +6.2% | 56,933,000 | +8.4% | 5.10% | -3.3% | |
| New | LINKEDIN CORPnote 0.500%11/0 | $51,444,000 | – | 49,000,000 | +100.0% | 4.95% | – | |
| Buy | SERVICENOW INCnote 11/0 | $50,915,000 | +16.3% | 39,641,000 | +2.3% | 4.90% | +5.9% | |
| RFP | Sell | RESOLUTE FST PRODS INC | $48,916,000 | -15.3% | 6,461,759 | -7.0% | 4.70% | -22.8% |
| New | TWITTER INCnote 0.250% 9/1 | $43,553,000 | – | 51,200,000 | +100.0% | 4.19% | – | |
| WORKDAY INCnote 0.750% 7/1 | $42,752,000 | +6.0% | 37,338,000 | 0.0% | 4.11% | -3.4% | ||
| GSAT | Sell | GLOBALSTAR INC | $41,932,000 | -12.7% | 29,119,543 | -4.8% | 4.03% | -20.4% |
| Buy | WEBMD HEALTH CORPnote 2.500% 1/3 | $37,538,000 | +3.0% | 36,312,000 | +0.2% | 3.61% | -6.2% | |
| Sell | FINISAR CORPnote 0.500%12/1 | $32,403,000 | -0.7% | 34,517,000 | -5.5% | 3.12% | -9.6% | |
| RAMBUS INC DELnote 1.125% 8/1 | $29,441,000 | -1.7% | 25,544,000 | 0.0% | 2.83% | -10.4% | ||
| INTERDIGITAL INCnote 2.500% 3/1 | $28,869,000 | -2.9% | 28,619,000 | 0.0% | 2.78% | -11.5% | ||
| Buy | ARES CAP CORPnote 4.875% 3/1 | $25,197,000 | +32.8% | 25,009,000 | +35.6% | 2.42% | +21.0% | |
| Sell | FIFTH STR FIN CORPnote 5.375% 4/0 | $25,056,000 | -6.7% | 25,056,000 | -5.6% | 2.41% | -15.0% | |
| Sell | MERCADOLIBRE INCnote 2.250% 7/0 | $24,107,000 | +4.3% | 21,500,000 | -8.5% | 2.32% | -5.0% | |
| Buy | TCP CAP CORPnote 5.250%12/1 | $23,729,000 | +0.7% | 24,029,000 | +2.1% | 2.28% | -8.2% | |
| ALASKA COMMUNICATIONS SYS GRnote 6.250% 5/0 | $23,700,000 | -1.6% | 24,000,000 | 0.0% | 2.28% | -10.4% | ||
| LVLT | Sell | LEVEL 3 COMMUNICATIONS INC | $22,559,000 | -24.5% | 415,000 | -39.3% | 2.17% | -31.2% |
| Sell | ARES CAP CORPnote 5.750% 2/0 | $20,984,000 | -51.2% | 20,958,000 | -50.8% | 2.02% | -55.5% | |
| Buy | SPIRIT RLTY CAP INC NEWnote 2.875% 5/1 | $19,359,000 | +20.4% | 20,192,000 | +17.4% | 1.86% | +9.7% | |
| Buy | BLUCORA INCnote 4.250% 4/0 | $19,260,000 | +3.8% | 23,100,000 | +18.5% | 1.85% | -5.4% | |
| New | INTEGRATED DEVICE TECHNOLOGYnote 0.875%11/1 | $16,974,000 | – | 16,500,000 | +100.0% | 1.63% | – | |
| Sell | TESLA MTRS INCnote 0.250% 3/0 | $16,033,000 | -24.4% | 17,000,000 | -22.7% | 1.54% | -31.1% | |
| Sell | APOLLO INVT CORPnote 5.750% 1/1 | $15,702,000 | -16.7% | 15,682,000 | -16.1% | 1.51% | -24.2% | |
| Sell | SHUTTERFLY INCnote 0.250% 5/1 | $14,670,000 | -21.4% | 15,202,000 | -24.8% | 1.41% | -28.4% | |
| WORKDAY INCnote 1.500% 7/1 | $14,272,000 | +7.1% | 12,000,000 | 0.0% | 1.37% | -2.3% | ||
| Buy | TPG SPECIALTY LENDING INCnote 4.500%12/1 | $13,436,000 | +165.4% | 13,580,000 | +162.9% | 1.29% | +141.9% | |
| TRULIA INCnote 2.750%12/1 | $12,163,000 | -9.5% | 10,000,000 | 0.0% | 1.17% | -17.5% | ||
| TAKE-TWO INTERACTIVE SOFTWARnote 1.000% 7/0 | $10,889,000 | +17.1% | 6,530,000 | 0.0% | 1.05% | +6.7% | ||
| QUIDEL CORPnote 3.250%12/1 | $10,718,000 | +4.4% | 11,000,000 | 0.0% | 1.03% | -4.9% | ||
| Buy | NEW MTN FIN CORPnote 5.000% 6/1 | $10,536,000 | +9.4% | 10,750,000 | +10.3% | 1.01% | -0.4% | |
| Sell | PHOTRONICS INCnote 3.250% 4/0 | $10,435,000 | -48.0% | 8,605,000 | -55.5% | 1.00% | -52.6% | |
| New | MEDIDATA SOLUTIONS INCnote 1.000% 8/0 | $10,391,000 | – | 9,500,000 | +100.0% | 1.00% | – | |
| SERVICESOURCE INTL INCnote 1.500% 8/0 | $10,134,000 | -1.0% | 11,957,000 | 0.0% | 0.98% | -9.8% | ||
| STILLWATER MNG COnote 1.750%10/1 | $10,034,000 | -6.1% | 10,500,000 | 0.0% | 0.96% | -14.5% | ||
| New | ARES CAP CORPnote 5.125% 6/0 | $9,513,000 | – | 9,489,000 | +100.0% | 0.92% | – | |
| New | RUDOLPH TECHNOLOGIES INCnote 3.750% 7/1 | $6,718,000 | – | 5,835,000 | +100.0% | 0.65% | – | |
| Sell | VIPSHOP HLDGS LTDnote 1.500% 3/1 | $6,338,000 | -27.7% | 6,000,000 | -25.0% | 0.61% | -34.1% | |
| Buy | INVENSENSE INCnote 1.750%11/0 | $5,908,000 | +80.2% | 6,325,000 | +76.3% | 0.57% | +64.2% | |
| ALTRA INDL MOTION CORPnote 2.750% 3/0 | $5,561,000 | +4.4% | 5,125,000 | 0.0% | 0.54% | -5.0% | ||
| New | WEBMD HEALTH CORPnote 2.250% 3/3 | $4,706,000 | – | 4,700,000 | +100.0% | 0.45% | – | |
| AEGEAN MARINE PETE NETWORK Inote 4.000%11/0 | $4,442,000 | +2.5% | 5,150,000 | 0.0% | 0.43% | -6.6% | ||
| New | ARES CAP CORPnote 4.750% 1/1 | $3,034,000 | – | 3,034,000 | +100.0% | 0.29% | – | |
| New | STARWOOD WAYPOINT RESIDENTLnote 4.500%10/1 | $2,995,000 | – | 3,000,000 | +100.0% | 0.29% | – | |
| FSC | Buy | FIFTH STREET FINANCE CORP | $2,880,000 | +16.7% | 451,442 | +12.9% | 0.28% | +6.5% |
| FSFR | Sell | FIFTH STR SR FLOATNG RATE CO | $2,849,000 | -5.0% | 332,445 | -3.2% | 0.27% | -13.6% |
| MU | Buy | MICRON TECHNOLOGY INC | $2,832,000 | +2.2% | 200,000 | +8.1% | 0.27% | -7.2% |
| CNX | New | CONSOL ENERGY INC | $1,225,000 | – | 155,000 | +100.0% | 0.12% | – |
| GSBD | New | GOLDMAN SACHS BDC INC | $1,201,000 | – | 63,207 | +100.0% | 0.12% | – |
| MT | New | ARCELORMITTAL SA LUXEMBOURGny registry sh | $1,055,000 | – | 250,000 | +100.0% | 0.10% | – |
| MOS | Buy | MOSAIC CO NEW | $966,000 | +55.3% | 35,000 | +75.0% | 0.09% | +40.9% |
| WYNN | New | WYNN RESORTS LTD | $692,000 | – | 10,000 | +100.0% | 0.07% | – |
| New | PHOTRONICS INCnote 3.250% 4/0 | $512,000 | – | 384,000 | +100.0% | 0.05% | – | |
| LF | Sell | LEAPFROG ENTERPRISES INCcl a | $497,000 | -20.4% | 700,000 | -20.0% | 0.05% | -27.3% |
| PAAS | New | PAN AMERICAN SILVER CORP | $358,000 | – | 55,000 | +100.0% | 0.03% | – |
| SPY | Sell | SPDR S&P 500 ETF TRput | $259,000 | -65.0% | 100,000 | -50.0% | 0.02% | -67.9% |
| IWM | Sell | ISHARES TRput | $254,000 | -71.5% | 50,000 | -66.7% | 0.02% | -74.5% |
| RY | New | ROYAL BK CDA MONTREAL QUEput | $213,000 | – | 50,000 | +100.0% | 0.02% | – |
| QQQ | Sell | POWERSHARES QQQ TRUSTput | $155,000 | -90.7% | 100,000 | -60.0% | 0.02% | -91.5% |
| T | AT&T INCput | $83,000 | -68.6% | 75,000 | 0.0% | 0.01% | -71.4% | |
| GNK | Sell | GENCO SHIPPING & TRADING LTD | $75,000 | -75.0% | 50,000 | -34.8% | 0.01% | -78.1% |
| MU | MICRON TECHNOLOGY INCcall | $2,000 | -94.3% | 250,000 | 0.0% | 0.00% | -100.0% | |
| HRL | New | HORMEL FOODS CORPput | $3,000 | – | 30,000 | +100.0% | 0.00% | – |
| MOS | MOSAIC CO NEWcall | $3,000 | -93.2% | 50,000 | 0.0% | 0.00% | -100.0% | |
| SATS | Exit | ECHOSTAR CORPcl a | $0 | – | -10,000 | -100.0% | -0.04% | – |
| TECK | Exit | TECK RESOURCES LTDcl b | $0 | – | -100,000 | -100.0% | -0.05% | – |
| Exit | VECTOR GROUP LTDnote 1.750% 4/1 | $0 | – | -500,000 | -100.0% | -0.06% | – | |
| Exit | APOLLO COML REAL EST FIN INCnote 5.500% 3/1 | $0 | – | -1,000,000 | -100.0% | -0.10% | – | |
| RYAM | Exit | RAYONIER ADVANCED MATLS INC | $0 | – | -170,200 | -100.0% | -0.11% | – |
| HYG | Exit | ISHARES TRiboxx hi yd etf | $0 | – | -20,000 | -100.0% | -0.18% | – |
| Exit | ENVESTNET INCnote 1.750%12/1 | $0 | – | -3,000,000 | -100.0% | -0.28% | – | |
| Exit | RESTORATION HARDWARE HLDGS Idbcv 7/1 | $0 | – | -3,500,000 | -100.0% | -0.36% | – | |
| Exit | FXCM INCnote 2.250% 6/1 | $0 | – | -8,056,000 | -100.0% | -0.63% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-02-12
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| GLOBALSTAR INC | 27 | Q4 2020 | 10.9% |
| RESOLUTE FST PRODS INC | 23 | Q4 2018 | 22.2% |
| AMERICAN RLTY CAP PPTYS INC | 19 | Q2 2018 | 7.5% |
| LEVEL 3 COMMUNICATIONS INC | 18 | Q3 2017 | 8.4% |
| TPG SPECIALTY LENDING INC | 18 | Q3 2019 | 4.4% |
| GOLDMAN SACHS BDC INC | 18 | Q1 2022 | 5.3% |
| WEBMD HEALTH CORP | 17 | Q2 2017 | 4.6% |
| TCP CAP CORP | 17 | Q3 2019 | 3.1% |
| ATLAS AIR WORLDWIDE HLDGS IN | 17 | Q2 2022 | 4.4% |
| NMFC 5 3/4 08/15/23 | 17 | Q3 2022 | 3.2% |
View STEELHEAD PARTNERS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BlackRock TCP Capital Corp. | February 14, 2020 | 1,790,605 | 3.0% |
| New Mountain Finance Corp | February 14, 2020 | 2,229,909 | 2.3% |
| LAYNE CHRISTENSEN COSold out | February 14, 2019 | 0 | 0.0% |
| AEGEAN MARINE PETROLEUM NETWORK INC.Sold out | February 14, 2018 | 0 | 0.0% |
| JAKKS PACIFIC INCSold out | February 14, 2018 | 0 | 0.0% |
| Resolute Forest Products Inc. | February 14, 2017 | 3,870,796 | 4.3% |
| Alpha Natural Resources, Inc.Sold out | February 12, 2016 | 0 | 0.0% |
| ENDEAVOUR INTERNATIONAL CORP | February 17, 2015 | 3,000,000 | 5.7% |
| Globalstar, Inc. | February 17, 2015 | 30,285,950 | 3.5% |
| PHOTRONICS INC | February 17, 2015 | 1,817,394 | 2.7% |
View STEELHEAD PARTNERS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-05-06 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-16 |
| SC 13D/A | 2022-05-24 |
| 13F-HR | 2022-05-16 |
View STEELHEAD PARTNERS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.