$4.9 Billion is the total value of UBS OCONNOR LLC's 584 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 1.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TESLA INnote1 | $97,821,000,000 | +64.4% | 10,000,000 | 0.0% | 2.00% | +32.2% | ||
| NPA | NEW PROV | $30,922,000,000 | +34.9% | 2,277,000 | 0.0% | 0.63% | +8.6% | |
| SPIRIT Anote4 | $21,433,000,000 | +47.7% | 10,000,000 | 0.0% | 0.44% | +18.7% | ||
| CLOVIS Onote1 | $20,108,000,000 | +0.5% | 29,000,000 | 0.0% | 0.41% | -19.1% | ||
| ALC | ALCON AGordsh | $11,217,000,000 | +15.9% | 170,000 | 0.0% | 0.23% | -6.9% | |
| JIH | JUNIPER | $9,773,000,000 | +2.4% | 912,498 | 0.0% | 0.20% | -17.4% | |
| PROTALIXnote7 | $7,440,000,000 | +3.3% | 8,000,000 | 0.0% | 0.15% | -16.9% | ||
| APXT | APEX TECcall | $5,043,000,000 | +124.2% | 1,171,452 | 0.0% | 0.10% | +80.7% | |
| CRSA | CRESCENT | $4,768,000,000 | +4.1% | 456,249 | 0.0% | 0.10% | -16.4% | |
| LATN | UNION AC | $4,745,000,000 | +4.6% | 456,249 | 0.0% | 0.10% | -15.7% | |
| SCPE | SC HEALT | $4,677,000,000 | +1.7% | 456,248 | 0.0% | 0.10% | -17.9% | |
| ALUS | ALUSSA E | $4,712,000,000 | +1.3% | 468,421 | 0.0% | 0.10% | -18.6% | |
| AMHC | AMPLITUD | $4,567,000,000 | +0.6% | 456,248 | 0.0% | 0.09% | -19.1% | |
| NPA | NEW PROVcall | $4,241,000,000 | +204.0% | 1,138,500 | 0.0% | 0.09% | +148.6% | |
| ACEL | ACCEL EN | $3,704,000,000 | -5.7% | 366,767 | 0.0% | 0.08% | -24.0% | |
| XERIS PHnote5 | $3,461,000,000 | -10.4% | 2,000,000 | 0.0% | 0.07% | -27.6% | ||
| LPRO | OPEN LEN | $3,496,000,000 | +37.1% | 100,000 | 0.0% | 0.07% | +9.2% | |
| FSRV | FINSERVcall | $2,889,000,000 | +256.7% | 843,446 | 0.0% | 0.06% | +181.0% | |
| GHIV | GORES HLcall | $2,507,000,000 | +150.2% | 599,861 | 0.0% | 0.05% | +104.0% | |
| JIH | JUNIPERcall | $2,276,000,000 | +6.1% | 1,230,026 | 0.0% | 0.05% | -16.4% | |
| RIG | TRANSOCEput | $2,210,000,000 | -40.2% | 1,005,000 | 0.0% | 0.04% | -52.1% | |
| EXPC | EXPERIENcall | $2,135,000,000 | +119.2% | 835,636 | 0.0% | 0.04% | +76.0% | |
| CLOVIS Onote2 | $1,996,000,000 | +1.1% | 2,170,000 | 0.0% | 0.04% | -18.0% | ||
| IPV | INTERPRIcall | $1,942,000,000 | +397.9% | 468,581 | 0.0% | 0.04% | +300.0% | |
| NUANCE Cdbcv1 | $1,866,000,000 | +28.2% | 1,000,000 | 0.0% | 0.04% | +2.7% | ||
| SOAC | SUSTAINAcall | $1,872,000,000 | +27.5% | 843,446 | 0.0% | 0.04% | +2.7% | |
| SOUTHWESnote1 | $1,458,000,000 | +11.3% | 1,000,000 | 0.0% | 0.03% | -9.1% | ||
| CHPM | CHP MERGcall | $1,487,000,000 | +11.2% | 1,148,023 | 0.0% | 0.03% | -11.8% | |
| CGRO | COLLECTIcall | $1,341,000,000 | +483.0% | 351,436 | 0.0% | 0.03% | +350.0% | |
| PCPL | CC NEUBEcall | $1,279,000,000 | +29.6% | 546,678 | 0.0% | 0.03% | +4.0% | |
| SFTW | OSPREY Tcall | $1,214,000,000 | +8.5% | 820,017 | 0.0% | 0.02% | -10.7% | |
| SSPK | SILVER Scall | $1,158,000,000 | +441.1% | 353,539 | 0.0% | 0.02% | +380.0% | |
| DFNS | LGL SYScall | $1,111,000,000 | +49.9% | 679,400 | 0.0% | 0.02% | +21.1% | |
| NOVS | NOVUS CAcall | $1,084,000,000 | +66.0% | 234,375 | 0.0% | 0.02% | +29.4% | |
| VISHAY Inote2 | $1,044,000,000 | +7.6% | 1,000,000 | 0.0% | 0.02% | -16.0% | ||
| FORTIVEnote0 | $1,034,000,000 | +2.7% | 1,000,000 | 0.0% | 0.02% | -19.2% | ||
| SCVX | SCVX CORcall | $970,000,000 | +17.3% | 562,298 | 0.0% | 0.02% | -4.8% | |
| NEW RELInote0 | $982,000,000 | +2.5% | 1,000,000 | 0.0% | 0.02% | -16.7% | ||
| MACQUARInote2 | $998,000,000 | +9.8% | 1,000,000 | 0.0% | 0.02% | -13.0% | ||
| CCAC | CITIC CAcall | $951,000,000 | +35.3% | 549,584 | 0.0% | 0.02% | +5.6% | |
| BENEFITFnote1 | $885,000,000 | +12.5% | 1,000,000 | 0.0% | 0.02% | -10.0% | ||
| ACAM | ACAMAR Pcall | $684,000,000 | +122.1% | 265,217 | 0.0% | 0.01% | +75.0% | |
| DFPH | DFP HEALcall | $656,000,000 | -8.5% | 339,722 | 0.0% | 0.01% | -27.8% | |
| GXGX | GX ACQUIcall | $644,000,000 | +74.5% | 234,290 | 0.0% | 0.01% | +44.4% | |
| ADT | ADT INC | $526,000,000 | -3.8% | 67,000 | 0.0% | 0.01% | -21.4% | |
| QEP | QEP RESOput | $529,000,000 | -20.5% | 93,600 | 0.0% | 0.01% | -35.3% | |
| CCX | CHURCHILcall | $452,000,000 | -11.5% | 234,290 | 0.0% | 0.01% | -30.8% | |
| FPAY | FLEXSHOP | $281,000,000 | +44.8% | 109,480 | 0.0% | 0.01% | +20.0% | |
| RIG | TRANSOCEregsh | $289,000,000 | +186.1% | 125,000 | 0.0% | 0.01% | +100.0% | |
| LATN | UNION ACcall | $309,000,000 | +24.1% | 331,849 | 0.0% | 0.01% | 0.0% | |
| QEP | QEP RESO | $224,000,000 | +163.5% | 93,600 | 0.0% | 0.01% | +150.0% | |
| AMHC | AMPLITUDcall | $241,000,000 | +24.2% | 164,004 | 0.0% | 0.01% | 0.0% | |
| GTYH | GTY TECHcall | $203,000,000 | +76.5% | 606,177 | 0.0% | 0.00% | +33.3% | |
| SCPE | SC HEALTcall | $123,000,000 | +19.4% | 93,716 | 0.0% | 0.00% | 0.0% | |
| CRSA | CRESCENTcall | $142,000,000 | +75.3% | 95,638 | 0.0% | 0.00% | +50.0% | |
| LACQ | LEISUREcall | $152,000,000 | +60.0% | 196,975 | 0.0% | 0.00% | +50.0% | |
| WETF | WISDOMTRcall | $132,000,000 | +312.5% | 100,000 | 0.0% | 0.00% | +200.0% | |
| MAT | MATTEL Iput | $84,000,000 | -83.3% | 610,000 | 0.0% | 0.00% | -84.6% | |
| NLSN | NIELSENput | $83,000,000 | -63.4% | 20,800 | 0.0% | 0.00% | -66.7% | |
| RRC | RANGE REput | $74,000,000 | -36.8% | 54,600 | 0.0% | 0.00% | -33.3% | |
| GEO | GEO GROUput | $105,000,000 | +69.4% | 25,000 | 0.0% | 0.00% | 0.0% | |
| THBR | THUNDERcall | $87,000,000 | +171.9% | 23,429 | 0.0% | 0.00% | +100.0% | |
| ITRM | ITERUM T | $87,000,000 | -5.4% | 88,009 | 0.0% | 0.00% | 0.0% | |
| GRUB | GRUBHUBput | $27,000,000 | +92.9% | 25,000 | 0.0% | 0.00% | – | |
| GNCA | GENOCEA | $46,000,000 | +4.5% | 19,170 | 0.0% | 0.00% | 0.0% | |
| CNX | CNX RESput | $39,000,000 | -47.3% | 47,500 | 0.0% | 0.00% | -50.0% | |
| ERIC | ERICSSONput | $5,000,000 | 0.0% | 215,000 | 0.0% | 0.00% | – | |
| ATI | ALLEGHENput | $11,000,000 | -96.5% | 50,000 | 0.0% | 0.00% | -100.0% | |
| GME | GAMESTOPput | $0 | -100.0% | 100,000 | 0.0% | 0.00% | -100.0% | |
| GNCA | GENOCEAcall | $0 | – | 1,750,000 | 0.0% | 0.00% | – | |
| HOG | HARLEY Dput | $2,000,000 | -99.4% | 100,000 | 0.0% | 0.00% | -100.0% | |
| ENDP | ENDO INTput | $22,000,000 | -95.0% | 450,000 | 0.0% | 0.00% | -100.0% | |
| ADT | ADT INCput | $1,000,000 | -75.0% | 51,800 | 0.0% | 0.00% | – | |
| PBI | PITNEY Bput | $2,000,000 | -96.1% | 61,600 | 0.0% | 0.00% | -100.0% | |
| DAL | DELTA AIput | $0 | -100.0% | 36,500 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| META PLATF | 36 | Q3 2023 | 2.3% |
| SPDR S&P 5 | 33 | Q3 2023 | 0.7% |
| ACTIVISION | 29 | Q3 2023 | 71.3% |
| AMAZON COM | 29 | Q3 2023 | 0.8% |
| GAMING & L | 29 | Q3 2023 | 0.8% |
| SPDR S&P | 29 | Q1 2023 | 0.1% |
| DISNEY W | 28 | Q3 2021 | 2.0% |
| POST HLD | 27 | Q2 2020 | 1.8% |
| GENERAL | 27 | Q3 2022 | 1.4% |
| CAMDEN PPT | 27 | Q3 2023 | 0.6% |
View UBS OCONNOR LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| HERON THERAPEUTICS, INC. /DE/Sold out | February 13, 2023 | 0 | 0.0% |
| MAGELLAN HEALTH INCSold out | February 13, 2023 | 0 | 0.0% |
| New Providence Acquisition Corp. II | February 13, 2023 | 2,227,500 | 8.9% |
| Nuance Communications, Inc.Sold out | February 13, 2023 | 0 | 0.0% |
| SCP & CO Healthcare Acquisition CoSold out | February 13, 2023 | 0 | 0.0% |
| ACORDA THERAPEUTICS INCSold out | February 14, 2022 | 0 | 0.0% |
| Amryt Pharma plc | February 14, 2022 | 9,950,000 | 3.1% |
| Evolv Technologies Holdings, Inc. | February 14, 2022 | 1,547,311 | 1.1% |
| GreenSky, Inc. | February 14, 2022 | 698,553 | 0.8% |
| GTY Technology Holdings Inc. | February 14, 2022 | 758,000 | 1.3% |
View UBS OCONNOR LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR/A | 2024-02-14 |
| 13F-HR/A | 2024-02-14 |
| 13F-HR/A | 2024-02-14 |
| 13F-HR/A | 2024-02-14 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
View UBS OCONNOR LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.