UBS OCONNOR LLC - Q3 2017 holdings

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$6.88 Billion is the total value of UBS OCONNOR LLC's 344 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 100.0% .

All

			Value		Shares		↓ Weighting
VZ	Exit	VERIZONcall	$0	–	-956,800	-100.0%	0.00%	–
EQT	Exit	EQT CORPput	$0	–	-114,100	-100.0%	0.00%	–
USO	Exit	UNITED Scall	$0	–	-724,000	-100.0%	0.00%	–
USO	Exit	UNITED Sput	$0	–	-100,000	-100.0%	0.00%	–
WWE	Exit	WORLD WRcall	$0	–	-133,300	-100.0%	0.00%	–
WBMD	Exit	WEBMD HEcall	$0	–	-45,500	-100.0%	-0.00%	–
VXX	Exit	BARCLAYSput	$0	–	-200,000	-100.0%	-0.00%	–
T	Exit	AT&T INCput	$0	–	-70,400	-100.0%	-0.00%	–
EPC	Exit	EDGEWELLcall	$0	–	-21,100	-100.0%	-0.00%	–
APA	Exit	APACHE Cput	$0	–	-75,000	-100.0%	-0.00%	–
C	Exit	CITIGROUcall	$0	–	-250,000	-100.0%	-0.00%	–
MDLZ	Exit	MONDELEZcall	$0	–	-200,000	-100.0%	-0.00%	–
HES	Exit	HESS CORcall	$0	–	-191,700	-100.0%	-0.00%	–
XLF	Exit	SELECT Scall	$0	–	-400,000	-100.0%	-0.00%	–
CHK	Exit	CHESAPEA	$0	–	-24,471	-100.0%	-0.00%	–
DIS	Exit	DISNEY Wcall	$0	–	-104,700	-100.0%	-0.00%	–
XOM	Exit	EXXON MOcall	$0	–	-326,200	-100.0%	-0.00%	–
KATE	Exit	KATE SPA	$0	–	-10,059	-100.0%	-0.00%	–
SNOW	Exit	INTRAWES	$0	–	-10,319	-100.0%	-0.00%	–
SWFT	Exit	SWIFT TRcla	$0	–	-10,319	-100.0%	-0.00%	–
AMRI	Exit	ALBANY M	$0	–	-10,000	-100.0%	-0.00%	–
EEM	Exit	ISHARESput	$0	–	-750,000	-100.0%	-0.00%	–
SIRI	Exit	SIRIUS X	$0	–	-50,000	-100.0%	-0.00%	–
APC	Exit	ANADARKOcall	$0	–	-257,500	-100.0%	-0.01%	–
GDX	Exit	VANECK Vput	$0	–	-303,200	-100.0%	-0.01%	–
NAO	Exit	NORDIC A	$0	–	-238,060	-100.0%	-0.01%	–
SOI	Exit	SOLARIS	$0	–	-28,999	-100.0%	-0.01%	–
TRXC	Exit	TRANSENT	$0	–	-549,390	-100.0%	-0.01%	–
SYN	Exit	SYNTHETI	$0	–	-749,848	-100.0%	-0.01%	–
FEYE	Exit	FIREEYE	$0	–	-30,000	-100.0%	-0.01%	–
GDX	Exit	VANECK Vcall	$0	–	-988,000	-100.0%	-0.01%	–
CRCQQ	Exit	CALIFORN	$0	–	-57,100	-100.0%	-0.01%	–
CRZO	Exit	CARRIZO	$0	–	-30,000	-100.0%	-0.01%	–
VTL	Exit	VITAL TH	$0	–	-188,000	-100.0%	-0.01%	–
YUMC	Exit	YUM CHIN	$0	–	-14,640	-100.0%	-0.01%	–
PF	Exit	PINNACLEput	$0	–	-210,900	-100.0%	-0.01%	–
EARS	Exit	AURIS ME	$0	–	-804,187	-100.0%	-0.01%	–
X	Exit	UNITED Scall	$0	–	-250,000	-100.0%	-0.01%	–
WTTR	Exit	SELECT Eclaco	$0	–	-46,342	-100.0%	-0.01%	–
VERI	Exit	VERITONE	$0	–	-50,000	-100.0%	-0.01%	–
CVX	Exit	CHEVRON	$0	–	-6,243	-100.0%	-0.01%	–
EGN	Exit	ENERGEN	$0	–	-13,068	-100.0%	-0.01%	–
OBSV	Exit	OBSEVA S	$0	–	-91,545	-100.0%	-0.01%	–
QQQ	Exit	POWERSHAput	$0	–	-295,000	-100.0%	-0.01%	–
WRD	Exit	WILDHORS	$0	–	-62,525	-100.0%	-0.01%	–
WSR	Exit	WHITESTO	$0	–	-62,704	-100.0%	-0.01%	–
LNG	Exit	CHENIERE	$0	–	-16,000	-100.0%	-0.01%	–
ASC	Exit	ARDMORE	$0	–	-103,367	-100.0%	-0.01%	–
CATS	Exit	CATASYS	$0	–	-182,597	-100.0%	-0.01%	–
CAG	Exit	CONAGRAput	$0	–	-416,300	-100.0%	-0.01%	–
	Exit	GOGO INCnote3	$0	–	-1,000,000	-100.0%	-0.02%	–
SAM	Exit	BOSTON Bcla	$0	–	-6,823	-100.0%	-0.02%	–
AGN	Exit	ALLERGAN	$0	–	-3,800	-100.0%	-0.02%	–
COG	Exit	CABOT OI	$0	–	-36,271	-100.0%	-0.02%	–
	Exit	LIBERTYnote1	$0	–	-1,000,000	-100.0%	-0.02%	–
M	Exit	MACYS IN	$0	–	-50,000	-100.0%	-0.02%	–
	Exit	PRICELINnote0	$0	–	-1,000,000	-100.0%	-0.02%	–
PRTY	Exit	PARTY CI	$0	–	-75,000	-100.0%	-0.02%	–
CJ	Exit	C&J ENER	$0	–	-36,216	-100.0%	-0.02%	–
BMA	Exit	BANCO MAspona	$0	–	-13,149	-100.0%	-0.02%	–
	Exit	CITRIX Snote0	$0	–	-1,000,000	-100.0%	-0.02%	–
FOGO	Exit	FOGO DE	$0	–	-87,334	-100.0%	-0.02%	–
CLDR	Exit	CLOUDERA	$0	–	-75,000	-100.0%	-0.02%	–
ARRS	Exit	ARRIS IN	$0	–	-50,000	-100.0%	-0.02%	–
ASH	Exit	ASHLAND	$0	–	-21,506	-100.0%	-0.02%	–
VVV	Exit	VALVOLIN	$0	–	-59,041	-100.0%	-0.02%	–
TNTRQ	Exit	TINTRI I	$0	–	-200,000	-100.0%	-0.02%	–
LBRDK	Exit	LIBERTY	$0	–	-17,014	-100.0%	-0.02%	–
UPLD	Exit	UPLAND S	$0	–	-65,910	-100.0%	-0.02%	–
MU	Exit	MICRON T	$0	–	-50,000	-100.0%	-0.02%	–
ROST	Exit	ROSS STO	$0	–	-25,000	-100.0%	-0.02%	–
CXO	Exit	CONCHO R	$0	–	-12,100	-100.0%	-0.02%	–
PUMP	Exit	PROPETRO	$0	–	-111,678	-100.0%	-0.02%	–
RP	Exit	REALPAGE	$0	–	-44,470	-100.0%	-0.03%	–
TRUE	Exit	TRUECAR	$0	–	-79,213	-100.0%	-0.03%	–
AERI	Exit	AERIE PH	$0	–	-30,181	-100.0%	-0.03%	–
GRPN	Exit	GROUPON	$0	–	-424,284	-100.0%	-0.03%	–
PLCE	Exit	CHILDREN	$0	–	-16,000	-100.0%	-0.03%	–
AAWW	Exit	ATLAS AI	$0	–	-32,580	-100.0%	-0.03%	–
OKTA	Exit	OKTA INCcla	$0	–	-75,000	-100.0%	-0.03%	–
AKAOQ	Exit	ACHAOGEN	$0	–	-78,697	-100.0%	-0.03%	–
WDC	Exit	WESTERN	$0	–	-19,709	-100.0%	-0.03%	–
BY	Exit	BYLINE B	$0	–	-91,413	-100.0%	-0.03%	–
FTK	Exit	FLOTEK I	$0	–	-201,831	-100.0%	-0.03%	–
JILL	Exit	J JILL I	$0	–	-150,000	-100.0%	-0.03%	–
JONE	Exit	JONES EN	$0	–	-1,142,895	-100.0%	-0.03%	–
CAVM	Exit	CAVIUM I	$0	–	-30,000	-100.0%	-0.03%	–
PE	Exit	PARSLEYcla	$0	–	-70,896	-100.0%	-0.03%	–
TNK	Exit	TEEKAY Tcla	$0	–	-1,057,111	-100.0%	-0.03%	–
ATHM	Exit	AUTOHOMEspadr	$0	–	-43,584	-100.0%	-0.03%	–
BASX	Exit	BASIC EN	$0	–	-79,838	-100.0%	-0.03%	–
NEBLQ	Exit	NOBLE CO	$0	–	-556,812	-100.0%	-0.03%	–
STO	Exit	STATOILspons	$0	–	-123,392	-100.0%	-0.03%	–
FWONK	Exit	LIBERTY	$0	–	-56,239	-100.0%	-0.03%	–
EXAS	Exit	EXACT SC	$0	–	-59,671	-100.0%	-0.04%	–
GPS	Exit	GAP INC	$0	–	-100,000	-100.0%	-0.04%	–
FTNT	Exit	FORTINET	$0	–	-60,000	-100.0%	-0.04%	–
RDC	Exit	ROWAN CO	$0	–	-219,309	-100.0%	-0.04%	–
DOFSQ	Exit	DIAMOND	$0	–	-221,559	-100.0%	-0.04%	–
PVH	Exit	PVH CORP	$0	–	-22,000	-100.0%	-0.04%	–
ZAYO	Exit	ZAYO GRO	$0	–	-81,738	-100.0%	-0.04%	–
	Exit	GSV CAPnote5	$0	–	-2,650,000	-100.0%	-0.04%	–
SMBC	Exit	SOUTHERN	$0	–	-80,558	-100.0%	-0.04%	–
PG	Exit	PROCTER	$0	–	-30,000	-100.0%	-0.04%	–
CCL	Exit	CARNIVALunit9	$0	–	-40,826	-100.0%	-0.04%	–
EURN	Exit	EURONAV	$0	–	-337,486	-100.0%	-0.04%	–
MRK	Exit	MERCK &	$0	–	-42,252	-100.0%	-0.04%	–
FOXA	Exit	TWENTY Fcla	$0	–	-99,873	-100.0%	-0.05%	–
RCL	Exit	ROYAL CA	$0	–	-26,147	-100.0%	-0.05%	–
TJX	Exit	TJX COS	$0	–	-40,000	-100.0%	-0.05%	–
BHI	Exit	BAKER HU	$0	–	-53,000	-100.0%	-0.05%	–
CPE	Exit	CALLON P	$0	–	-275,110	-100.0%	-0.05%	–
TRIP	Exit	TRIPADVI	$0	–	-80,000	-100.0%	-0.05%	–
EQT	Exit	EQT CORP	$0	–	-53,700	-100.0%	-0.05%	–
TRN	Exit	TRINITY	$0	–	-111,000	-100.0%	-0.05%	–
ARII	Exit	AMERICAN	$0	–	-81,000	-100.0%	-0.05%	–
HD	Exit	HOME DEP	$0	–	-22,000	-100.0%	-0.06%	–
SWN	Exit	SOUTHWES	$0	–	-580,000	-100.0%	-0.06%	–
RPD	Exit	RAPID7 I	$0	–	-212,400	-100.0%	-0.06%	–
PENN	Exit	PENN NAT	$0	–	-165,077	-100.0%	-0.06%	–
DOV	Exit	DOVER CO	$0	–	-45,000	-100.0%	-0.06%	–
VXX	Exit	BARCLAYSipath	$0	–	-300,000	-100.0%	-0.06%	–
	Exit	NAVISTARnote4	$0	–	-4,000,000	-100.0%	-0.06%	–
SPLS	Exit	STAPLES	$0	–	-400,000	-100.0%	-0.07%	–
HUN	Exit	HUNTSMAN	$0	–	-160,000	-100.0%	-0.07%	–
ECR	Exit	ECLIPSE	$0	–	-1,478,368	-100.0%	-0.07%	–
FIBK	Exit	FIRST IN	$0	–	-116,080	-100.0%	-0.07%	–
FFIV	Exit	F5 NETWO	$0	–	-35,000	-100.0%	-0.07%	–
COP	Exit	CONOCOPH	$0	–	-102,229	-100.0%	-0.07%	–
FANG	Exit	DIAMONDB	$0	–	-51,122	-100.0%	-0.07%	–
BITA	Exit	BITAUTOspons	$0	–	-159,004	-100.0%	-0.08%	–
GDX	Exit	VANECK Vgoldm	$0	–	-209,085	-100.0%	-0.08%	–
JCPNQ	Exit	PENNEY J	$0	–	-1,001,013	-100.0%	-0.08%	–
AXAS	Exit	ABRAXAS	$0	–	-2,886,280	-100.0%	-0.08%	–
JACK	Exit	JACK IN	$0	–	-47,765	-100.0%	-0.08%	–
VZ	Exit	VERIZONput	$0	–	-956,800	-100.0%	-0.08%	–
RYN	Exit	RAYONIER	$0	–	-166,353	-100.0%	-0.08%	–
ATUS	Exit	ALTICE Ucla	$0	–	-150,000	-100.0%	-0.08%	–
JAG	Exit	JAGGED P	$0	–	-368,476	-100.0%	-0.08%	–
FBHS	Exit	FORTUNE	$0	–	-75,000	-100.0%	-0.08%	–
MAC	Exit	MACERICH	$0	–	-84,119	-100.0%	-0.08%	–
OII	Exit	OCEANEER	$0	–	-214,000	-100.0%	-0.08%	–
GNRT	Exit	GENER8 M	$0	–	-865,821	-100.0%	-0.08%	–
WLL	Exit	WHITING	$0	–	-942,304	-100.0%	-0.08%	–
GOOG	Exit	ALPHABETcapst	$0	–	-5,723	-100.0%	-0.08%	–
GOLD	Exit	BARRICK	$0	–	-347,364	-100.0%	-0.09%	–
SHAK	Exit	SHAKE SHcla	$0	–	-158,413	-100.0%	-0.09%	–
GMS	Exit	GMS INC	$0	–	-199,706	-100.0%	-0.09%	–
PSX	Exit	PHILLIPS	$0	–	-70,000	-100.0%	-0.10%	–
YELP	Exit	YELP INCcla	$0	–	-200,000	-100.0%	-0.10%	–
AVY	Exit	AVERY DE	$0	–	-67,823	-100.0%	-0.10%	–
TUSK	Exit	MAMMOTH	$0	–	-325,243	-100.0%	-0.10%	–
STNG	Exit	SCORPIO	$0	–	-1,556,863	-100.0%	-0.10%	–
DVN	Exit	DEVON EN	$0	–	-200,293	-100.0%	-0.10%	–
CSCO	Exit	CISCO SY	$0	–	-204,790	-100.0%	-0.10%	–
	Exit	SUNPOWERdbcv4	$0	–	-7,500,000	-100.0%	-0.11%	–
GOOS	Exit	CANADA G	$0	–	-338,729	-100.0%	-0.11%	–
NEWR	Exit	NEW RELI	$0	–	-157,133	-100.0%	-0.11%	–
XOGAQ	Exit	EXTRACTI	$0	–	-514,240	-100.0%	-0.11%	–
KRE	Exit	SPDR SERs&pre	$0	–	-127,680	-100.0%	-0.12%	–
HXL	Exit	HEXCEL C	$0	–	-135,000	-100.0%	-0.12%	–
GLD	Exit	SPDR GOLgolds	$0	–	-63,000	-100.0%	-0.12%	–
LW	Exit	LAMB WES	$0	–	-171,097	-100.0%	-0.12%	–
BAC	Exit	BANK AME	$0	–	-346,606	-100.0%	-0.14%	–
AKS	Exit	AK STL H	$0	–	-1,326,467	-100.0%	-0.14%	–
P	Exit	PANDORA	$0	–	-1,133,227	-100.0%	-0.16%	–
MT	Exit	ARCELORMnyreg	$0	–	-487,341	-100.0%	-0.18%	–
HDS	Exit	HD SUPPL	$0	–	-375,000	-100.0%	-0.19%	–
URI	Exit	UNITED R	$0	–	-105,000	-100.0%	-0.19%	–
	Exit	FIREEYEnote1	$0	–	-13,500,000	-100.0%	-0.20%	–
	Exit	LIGAND Pnote0	$0	–	-7,500,000	-100.0%	-0.20%	–
GRA	Exit	GRACE W	$0	–	-173,974	-100.0%	-0.20%	–
CPAAU	Exit	CONYERSunit9	$0	–	-1,000,000	-100.0%	-0.21%	–
CE	Exit	CELANESE	$0	–	-135,000	-100.0%	-0.21%	–
LM	Exit	LEGG MAS	$0	–	-342,100	-100.0%	-0.21%	–
PSTG	Exit	PURE STOcla	$0	–	-1,025,000	-100.0%	-0.22%	–
SAVE	Exit	SPIRIT A	$0	–	-257,613	-100.0%	-0.22%	–
AYI	Exit	ACUITY B	$0	–	-72,000	-100.0%	-0.24%	–
WFM	Exit	WHOLE FO	$0	–	-350,000	-100.0%	-0.24%	–
PCAR	Exit	PACCAR I	$0	–	-224,900	-100.0%	-0.24%	–
	Exit	STANDARDnote1	$0	–	-15,000,000	-100.0%	-0.24%	–
ADSK	Exit	AUTODESK	$0	–	-150,000	-100.0%	-0.25%	–
NWL	Exit	NEWELL B	$0	–	-300,000	-100.0%	-0.26%	–
OSK	Exit	OSHKOSH	$0	–	-240,000	-100.0%	-0.27%	–
VIAB	Exit	VIACOM Iclb	$0	–	-526,619	-100.0%	-0.29%	–
MCD	Exit	MCDONALD	$0	–	-129,205	-100.0%	-0.32%	–
DOC	Exit	PHYSICIA	$0	–	-1,045,532	-100.0%	-0.34%	–
SVU	Exit	SUPERVAL	$0	–	-6,493,097	-100.0%	-0.35%	–
CCEP	Exit	COCA COL	$0	–	-527,791	-100.0%	-0.35%	–
ANTM	Exit	ANTHEM I	$0	–	-123,713	-100.0%	-0.38%	–
PNRA	Exit	PANERA Bcla	$0	–	-80,729	-100.0%	-0.42%	–
DPS	Exit	DR PEPPE	$0	–	-290,000	-100.0%	-0.43%	–
	Exit	WEBMD HEnote1	$0	–	-22,500,000	-100.0%	-0.47%	–
PF	Exit	PINNACLE	$0	–	-500,000	-100.0%	-0.49%	–
VZ	Exit	VERIZON	$0	–	-908,200	-100.0%	-0.66%	–
DHR	Exit	DANAHER	$0	–	-510,450	-100.0%	-0.70%	–
WOOF	Exit	VCA INC	$0	–	-2,151,662	-100.0%	-3.25%	–
RAI	Exit	REYNOLDS	$0	–	-5,793,303	-100.0%	-6.16%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2017-11-14
View 13F-HR/A filed 2017-11-14
View 13F-HR/A filed 2018-02-14
View 13F-HR/A filed 2018-05-14
View 13F-HR/A filed 2018-08-15
View 13F-HR/A filed 2018-11-14

Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
META PLATF	36	Q3 2023	2.3%
SPDR S&P 5	33	Q3 2023	0.7%
ACTIVISION	29	Q3 2023	71.3%
AMAZON COM	29	Q3 2023	0.8%
GAMING & L	29	Q3 2023	0.8%
SPDR S&P	29	Q1 2023	0.1%
DISNEY W	28	Q3 2021	2.0%
POST HLD	27	Q2 2020	1.8%
GENERAL	27	Q3 2022	1.4%
CAMDEN PPT	27	Q3 2023	0.6%

View UBS OCONNOR LLC's complete holdings history.

Latest significant ownerships (13-D/G)

UBS OCONNOR LLC Q3 2017 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
HERON THERAPEUTICS, INC. /DE/^{Sold out}	February 13, 2023	0	0.0%
MAGELLAN HEALTH INC^{Sold out}	February 13, 2023	0	0.0%
New Providence Acquisition Corp. II	February 13, 2023	2,227,500	8.9%
Nuance Communications, Inc.^{Sold out}	February 13, 2023	0	0.0%
SCP & CO Healthcare Acquisition Co^{Sold out}	February 13, 2023	0	0.0%
ACORDA THERAPEUTICS INC^{Sold out}	February 14, 2022	0	0.0%
Amryt Pharma plc	February 14, 2022	9,950,000	3.1%
Evolv Technologies Holdings, Inc.	February 14, 2022	1,547,311	1.1%
GreenSky, Inc.	February 14, 2022	698,553	0.8%
GTY Technology Holdings Inc.	February 14, 2022	758,000	1.3%

View UBS OCONNOR LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR	2024-02-14
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12

View UBS OCONNOR LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (6879980000.0 != 6879979000000.0)
The reported has been amended

Export UBS OCONNOR LLC's holdings