UBS OCONNOR LLC - Q1 2017 holdings

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$5.93 Billion is the total value of UBS OCONNOR LLC's 405 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 100.0% .

All

			Value		Shares		↓ Weighting
WFTIQ	Exit	WEATHERFcall	$0	–	-51,300	-100.0%	0.00%	–
PYPL	Exit	PAYPAL Hcall	$0	–	-377,400	-100.0%	0.00%	–
FOLD	Exit	AMICUS Tcall	$0	–	-100,000	-100.0%	0.00%	–
PVH	Exit	PVH CORPcall	$0	–	-25,700	-100.0%	0.00%	–
HBI	Exit	HANESBRAcall	$0	–	-416,200	-100.0%	-0.00%	–
CCEP	Exit	COCA COLcall	$0	–	-105,800	-100.0%	-0.00%	–
EXPE	Exit	EXPEDIAcall	$0	–	-112,300	-100.0%	-0.00%	–
GOOGL	Exit	ALPHABETcall	$0	–	-10,800	-100.0%	-0.00%	–
TAP	Exit	MOLSON Ccall	$0	–	-52,400	-100.0%	-0.00%	–
XRT	Exit	SPDR SERput	$0	–	-75,000	-100.0%	-0.00%	–
K	Exit	KELLOGGcall	$0	–	-105,800	-100.0%	-0.00%	–
ON	Exit	ON SEMICcall	$0	–	-600,000	-100.0%	-0.00%	–
JCPNQ	Exit	PENNEY Jcall	$0	–	-650,900	-100.0%	-0.00%	–
DIS	Exit	DISNEY Wput	$0	–	-323,600	-100.0%	-0.01%	–
BBY	Exit	BEST BUYput	$0	–	-77,100	-100.0%	-0.01%	–
NR	Exit	NEWPARK	$0	–	-35,010	-100.0%	-0.01%	–
GM	Exit	GENERALcall	$0	–	-14,727	-100.0%	-0.01%	–
KSS	Exit	KOHLS COput	$0	–	-77,100	-100.0%	-0.01%	–
TESO	Exit	TESCO CO	$0	–	-38,848	-100.0%	-0.01%	–
MCF	Exit	CONTANGO	$0	–	-34,905	-100.0%	-0.01%	–
HSON	Exit	HUDSON G	$0	–	-246,600	-100.0%	-0.01%	–
FEYE	Exit	FIREEYE	$0	–	-25,000	-100.0%	-0.01%	–
NFLX	Exit	NETFLIXcall	$0	–	-32,400	-100.0%	-0.01%	–
BBG	Exit	BARRETT	$0	–	-67,746	-100.0%	-0.01%	–
CMRE	Exit	COSTAMAR	$0	–	-100,000	-100.0%	-0.01%	–
KMB	Exit	KIMBERLY	$0	–	-5,457	-100.0%	-0.01%	–
BBBY	Exit	BED BATHput	$0	–	-102,900	-100.0%	-0.01%	–
SLM	Exit	SLM CORP	$0	–	-64,808	-100.0%	-0.01%	–
	Exit	IMPAX LAnote2	$0	–	-1,000,000	-100.0%	-0.02%	–
JD	Exit	JD COM Ispona	$0	–	-30,645	-100.0%	-0.02%	–
LPG	Exit	DORIAN L	$0	–	-100,000	-100.0%	-0.02%	–
KN	Exit	KNOWLES	$0	–	-49,099	-100.0%	-0.02%	–
HFC	Exit	HOLLYFRO	$0	–	-28,500	-100.0%	-0.02%	–
IYR	Exit	ISHARESu.s.r	$0	–	-13,017	-100.0%	-0.02%	–
GS	Exit	GOLDMAN	$0	–	-4,183	-100.0%	-0.02%	–
CNOB	Exit	CONNECTO	$0	–	-39,586	-100.0%	-0.02%	–
	Exit	OM ASSET	$0	–	-70,298	-100.0%	-0.02%	–
	Exit	AKAMAI Tdbcv2	$0	–	-1,000,000	-100.0%	-0.02%	–
VLY	Exit	VALLEY N	$0	–	-100,000	-100.0%	-0.02%	–
	Exit	SALESFORnote0	$0	–	-1,000,000	-100.0%	-0.02%	–
WRD	Exit	WILDHORS	$0	–	-100,000	-100.0%	-0.03%	–
STL	Exit	STERLING	$0	–	-63,486	-100.0%	-0.03%	–
HLX	Exit	HELIX EN	$0	–	-192,671	-100.0%	-0.03%	–
PLX	Exit	PROTALIX	$0	–	-4,000,000	-100.0%	-0.03%	–
ALL	Exit	ALLSTATE	$0	–	-24,872	-100.0%	-0.04%	–
RNG	Exit	RINGCENTcla	$0	–	-92,720	-100.0%	-0.04%	–
AER	Exit	AERCAP H	$0	–	-48,869	-100.0%	-0.04%	–
	Exit	INOTEK Pnote5	$0	–	-2,000,000	-100.0%	-0.04%	–
VSAT	Exit	VIASAT I	$0	–	-30,126	-100.0%	-0.04%	–
FBP	Exit	FIRST BA	$0	–	-312,994	-100.0%	-0.04%	–
HOME	Exit	AT HOME	$0	–	-144,900	-100.0%	-0.04%	–
FL	Exit	FOOT LOC	$0	–	-30,000	-100.0%	-0.04%	–
FNB	Exit	FNB CORP	$0	–	-137,215	-100.0%	-0.04%	–
MA	Exit	MASTERCAcla	$0	–	-22,854	-100.0%	-0.05%	–
COG	Exit	CABOT OI	$0	–	-102,000	-100.0%	-0.05%	–
UMPQ	Exit	UMPQUA H	$0	–	-132,591	-100.0%	-0.05%	–
MTG	Exit	MGIC INV	$0	–	-247,564	-100.0%	-0.05%	–
IRT	Exit	INDEPEND	$0	–	-294,637	-100.0%	-0.05%	–
GLW	Exit	CORNING	$0	–	-110,000	-100.0%	-0.05%	–
STI	Exit	SUNTRUST	$0	–	-52,175	-100.0%	-0.06%	–
SYRG	Exit	SYNERGY	$0	–	-328,948	-100.0%	-0.06%	–
SPNV	Exit	SUPERIOR	$0	–	-179,000	-100.0%	-0.06%	–
CONE	Exit	CYRUSONE	$0	–	-68,109	-100.0%	-0.06%	–
FNF	Exit	FIDELITYfnfgr	$0	–	-91,753	-100.0%	-0.06%	–
CF	Exit	CF INDS	$0	–	-100,000	-100.0%	-0.06%	–
TOL	Exit	TOLL BRO	$0	–	-103,312	-100.0%	-0.06%	–
CLR	Exit	CONTINEN	$0	–	-70,458	-100.0%	-0.07%	–
GSAT	Exit	GLOBALST	$0	–	-2,372,771	-100.0%	-0.07%	–
ICE	Exit	INTERCON	$0	–	-66,660	-100.0%	-0.07%	–
LEN	Exit	LENNAR Ccla	$0	–	-94,360	-100.0%	-0.08%	–
HIG	Exit	HARTFORD	$0	–	-88,498	-100.0%	-0.08%	–
SONC	Exit	SONIC CO	$0	–	-161,977	-100.0%	-0.08%	–
AIG	Exit	AMERICAN	$0	–	-67,691	-100.0%	-0.08%	–
HMLP	Exit	HOEGH LN	$0	–	-233,099	-100.0%	-0.08%	–
NTRS	Exit	NORTHERN	$0	–	-50,825	-100.0%	-0.09%	–
	Exit	PTC THERnote3	$0	–	-7,900,000	-100.0%	-0.09%	–
BKU	Exit	BANKUNIT	$0	–	-121,727	-100.0%	-0.09%	–
QEP	Exit	QEP RES	$0	–	-254,691	-100.0%	-0.09%	–
WFM	Exit	WHOLE FO	$0	–	-163,934	-100.0%	-0.10%	–
COP	Exit	CONOCOPH	$0	–	-101,000	-100.0%	-0.10%	–
DHI	Exit	D R HORT	$0	–	-185,095	-100.0%	-0.10%	–
XL	Exit	XL GROUP	$0	–	-135,689	-100.0%	-0.10%	–
ETFC	Exit	E TRADE	$0	–	-149,124	-100.0%	-0.10%	–
GWR	Exit	GENESEEcla	$0	–	-80,000	-100.0%	-0.11%	–
MLM	Exit	MARTIN M	$0	–	-25,389	-100.0%	-0.11%	–
T	Exit	AT&T INC	$0	–	-135,454	-100.0%	-0.11%	–
WMT	Exit	WAL-MART	$0	–	-85,000	-100.0%	-0.11%	–
MGM	Exit	MGM RESO	$0	–	-204,228	-100.0%	-0.11%	–
IBKC	Exit	IBERIABA	$0	–	-71,994	-100.0%	-0.12%	–
BLK	Exit	BLACKROC	$0	–	-16,172	-100.0%	-0.12%	–
VR	Exit	VALIDUS	$0	–	-113,375	-100.0%	-0.12%	–
NBR	Exit	NABORS I	$0	–	-380,927	-100.0%	-0.12%	–
HWC	Exit	HANCOCK	$0	–	-150,572	-100.0%	-0.12%	–
CMA	Exit	COMERICA	$0	–	-96,198	-100.0%	-0.13%	–
PANW	Exit	PALO ALT	$0	–	-54,000	-100.0%	-0.13%	–
SCMP	Exit	SUCAMPOcla	$0	–	-500,000	-100.0%	-0.13%	–
FLT	Exit	FLEETCOR	$0	–	-49,289	-100.0%	-0.14%	–
JPM	Exit	JPMORGAN	$0	–	-82,465	-100.0%	-0.14%	–
SYF	Exit	SYNCHRON	$0	–	-199,026	-100.0%	-0.14%	–
CNX	Exit	CONSOL E	$0	–	-399,517	-100.0%	-0.14%	–
INTU	Exit	INTUIT	$0	–	-66,000	-100.0%	-0.15%	–
	Exit	ISIS PHAnote1	$0	–	-7,500,000	-100.0%	-0.15%	–
	Exit	TTM TECHnote1	$0	–	-5,000,000	-100.0%	-0.15%	–
COH	Exit	COACH IN	$0	–	-225,000	-100.0%	-0.15%	–
AMP	Exit	AMERIPRI	$0	–	-72,392	-100.0%	-0.16%	–
LNC	Exit	LINCOLN	$0	–	-121,367	-100.0%	-0.16%	–
XLNX	Exit	XILINX I	$0	–	-145,000	-100.0%	-0.17%	–
CFG	Exit	CITIZENS	$0	–	-257,737	-100.0%	-0.18%	–
ALK	Exit	ALASKA A	$0	–	-106,094	-100.0%	-0.18%	–
LUV	Exit	SOUTHWES	$0	–	-190,984	-100.0%	-0.18%	–
UA	Exit	UNDER ARclc	$0	–	-395,000	-100.0%	-0.19%	–
TSN	Exit	TYSON FOcla	$0	–	-170,000	-100.0%	-0.20%	–
NWL	Exit	NEWELL B	$0	–	-250,000	-100.0%	-0.22%	–
EA	Exit	ELECTRON	$0	–	-142,888	-100.0%	-0.22%	–
	Exit	THERAVANnote3	$0	–	-10,000,000	-100.0%	-0.22%	–
KEY	Exit	KEYCORP	$0	–	-671,544	-100.0%	-0.24%	–
ADBE	Exit	ADOBE SY	$0	–	-125,000	-100.0%	-0.25%	–
BWA	Exit	BORGWARN	$0	–	-341,675	-100.0%	-0.26%	–
	Exit	INTEL COsdcv1	$0	–	-10,000,000	-100.0%	-0.26%	–
PLNT	Exit	PLANET Fcla	$0	–	-690,180	-100.0%	-0.27%	–
HAR	Exit	HARMAN I	$0	–	-133,645	-100.0%	-0.29%	–
STMP	Exit	STAMPS C	$0	–	-133,400	-100.0%	-0.30%	–
LGFA	Exit	LIONS GAclavt	$0	–	-631,265	-100.0%	-0.33%	–
GTN	Exit	GRAY TEL	$0	–	-1,649,653	-100.0%	-0.35%	–
BABA	Exit	ALIBABAspons	$0	–	-212,815	-100.0%	-0.36%	–
LLTC	Exit	LINEAR T	$0	–	-309,848	-100.0%	-0.37%	–
PGR	Exit	PROGRESS	$0	–	-552,892	-100.0%	-0.38%	–
ALRPRB	Exit	ALERE INperpp	$0	–	-62,500	-100.0%	-0.38%	–
XLK	Exit	SELECT Stechn	$0	–	-437,990	-100.0%	-0.41%	–
ISIL	Exit	INTERSILcla	$0	–	-950,352	-100.0%	-0.41%	–
	Exit	LEXICONnote5	$0	–	-12,000,000	-100.0%	-0.42%	–
ALLY	Exit	ALLY FIN	$0	–	-1,151,483	-100.0%	-0.42%	–
WLK	Exit	WESTLAKE	$0	–	-391,331	-100.0%	-0.42%	–
VIAB	Exit	VIACOM Iclb	$0	–	-644,442	-100.0%	-0.44%	–
	Exit	NAVISTARnote4	$0	–	-23,000,000	-100.0%	-0.44%	–
HBI	Exit	HANESBRA	$0	–	-1,189,130	-100.0%	-0.50%	–
	Exit	ALBANY Mnote2	$0	–	-20,000,000	-100.0%	-0.50%	–
DOW	Exit	DOW CHEM	$0	–	-474,050	-100.0%	-0.52%	–
TMH	Exit	TEAM HEA	$0	–	-638,689	-100.0%	-0.54%	–
SWK	Exit	STANLEY	$0	–	-266,392	-100.0%	-0.59%	–
UTX	Exit	UNITED T	$0	–	-282,654	-100.0%	-0.60%	–
SE	Exit	SPECTRA	$0	–	-786,541	-100.0%	-0.62%	–
MEG	Exit	MEDIA GE	$0	–	-2,619,280	-100.0%	-0.95%	–
STJ	Exit	ST JUDE	$0	–	-2,157,846	-100.0%	-3.34%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2017-05-12
View 13F-HR/A filed 2017-05-30
View 13F-HR/A filed 2017-08-14
View 13F-HR/A filed 2017-11-14
View 13F-HR/A filed 2018-02-14

Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
META PLATF	36	Q3 2023	2.3%
SPDR S&P 5	33	Q3 2023	0.7%
ACTIVISION	29	Q3 2023	71.3%
AMAZON COM	29	Q3 2023	0.8%
GAMING & L	29	Q3 2023	0.8%
SPDR S&P	29	Q1 2023	0.1%
DISNEY W	28	Q3 2021	2.0%
POST HLD	27	Q2 2020	1.8%
GENERAL	27	Q3 2022	1.4%
CAMDEN PPT	27	Q3 2023	0.6%

View UBS OCONNOR LLC's complete holdings history.

Latest significant ownerships (13-D/G)

UBS OCONNOR LLC Q1 2017 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
HERON THERAPEUTICS, INC. /DE/^{Sold out}	February 13, 2023	0	0.0%
MAGELLAN HEALTH INC^{Sold out}	February 13, 2023	0	0.0%
New Providence Acquisition Corp. II	February 13, 2023	2,227,500	8.9%
Nuance Communications, Inc.^{Sold out}	February 13, 2023	0	0.0%
SCP & CO Healthcare Acquisition Co^{Sold out}	February 13, 2023	0	0.0%
ACORDA THERAPEUTICS INC^{Sold out}	February 14, 2022	0	0.0%
Amryt Pharma plc	February 14, 2022	9,950,000	3.1%
Evolv Technologies Holdings, Inc.	February 14, 2022	1,547,311	1.1%
GreenSky, Inc.	February 14, 2022	698,553	0.8%
GTY Technology Holdings Inc.	February 14, 2022	758,000	1.3%

View UBS OCONNOR LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR	2024-02-14
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12

View UBS OCONNOR LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (5929169000.0 != 5929169000000.0)
The reported has been amended

Export UBS OCONNOR LLC's holdings