UBS OCONNOR LLC - Q4 2016 holdings

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$5.18 Billion is the total value of UBS OCONNOR LLC's 393 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 100.0% .

All

			Value		Shares		↓ Weighting
MON	Exit	MONSANTOcall	$0	–	-75,000	-100.0%	0.00%	–
GIS	Exit	GENERALcall	$0	–	-105,400	-100.0%	0.00%	–
TIF	Exit	TIFFANYcall	$0	–	-105,400	-100.0%	0.00%	–
QRTEA	Exit	LIBERTYcall	$0	–	-109,700	-100.0%	0.00%	–
WEB	Exit	WEB COMput	$0	–	-200,000	-100.0%	0.00%	–
HYG	Exit	ISHAREScall	$0	–	-26,800	-100.0%	0.00%	–
VZ	Exit	VERIZONcall	$0	–	-715,300	-100.0%	0.00%	–
NKE	Exit	NIKE INCcall	$0	–	-52,700	-100.0%	0.00%	–
XLI	Exit	SELECT Scall	$0	–	-97,800	-100.0%	0.00%	–
ECA	Exit	ENCANA Ccall	$0	–	-105,600	-100.0%	-0.00%	–
GOGO	Exit	GOGO INCput	$0	–	-200,000	-100.0%	-0.00%	–
NEBLQ	Exit	NOBLE COcall	$0	–	-349,400	-100.0%	-0.00%	–
SMH	Exit	VANECK Vput	$0	–	-250,000	-100.0%	-0.00%	–
TLT	Exit	ISHARESput	$0	–	-70,000	-100.0%	-0.00%	–
T	Exit	AT&T INCcall	$0	–	-1,314,800	-100.0%	-0.00%	–
X	Exit	UNITED Sput	$0	–	-80,700	-100.0%	-0.00%	–
CAT	Exit	CATERPILput	$0	–	-161,400	-100.0%	-0.00%	–
NAV	Exit	NAVISTARput	$0	–	-200,000	-100.0%	-0.00%	–
AMT	Exit	AMERICANcall	$0	–	-210,400	-100.0%	-0.00%	–
CHK	Exit	CHESAPEA	$0	–	-33,081	-100.0%	-0.00%	–
NOG	Exit	NORTHERN	$0	–	-77,000	-100.0%	-0.00%	–
STZ	Exit	CONSTELLput	$0	–	-101,100	-100.0%	-0.00%	–
CAG	Exit	CONAGRAcall	$0	–	-199,500	-100.0%	-0.01%	–
INNL	Exit	INNOCOLL	$0	–	-70,380	-100.0%	-0.01%	–
POT	Exit	POTASH C	$0	–	-32,514	-100.0%	-0.01%	–
MIME	Exit	MIMECASTordsh	$0	–	-36,133	-100.0%	-0.01%	–
NFLX	Exit	NETFLIXput	$0	–	-156,900	-100.0%	-0.01%	–
WEX	Exit	WEX INC	$0	–	-6,980	-100.0%	-0.01%	–
PLKI	Exit	POPEYES	$0	–	-17,211	-100.0%	-0.01%	–
	Exit	BLUCORAnote4	$0	–	-1,000,000	-100.0%	-0.01%	–
ABCB	Exit	AMERIS B	$0	–	-28,678	-100.0%	-0.02%	–
	Exit	NUANCE Cnote2	$0	–	-1,000,000	-100.0%	-0.02%	–
GASL	Exit	DIREXIONdlyna	$0	–	-21,000	-100.0%	-0.02%	–
	Exit	SHUTTERFnote0	$0	–	-1,000,000	-100.0%	-0.02%	–
	Exit	CORNERSTnote1	$0	–	-1,000,000	-100.0%	-0.02%	–
	Exit	RTI INTLnote1	$0	–	-1,000,000	-100.0%	-0.02%	–
EGN	Exit	ENERGEN	$0	–	-19,000	-100.0%	-0.02%	–
CCI	Exit	CROWN CA	$0	–	-11,083	-100.0%	-0.02%	–
MPW	Exit	MEDICAL	$0	–	-75,089	-100.0%	-0.02%	–
APA	Exit	APACHE C	$0	–	-17,400	-100.0%	-0.02%	–
	Exit	PROOFPOIdbcv0	$0	–	-1,000,000	-100.0%	-0.02%	–
INVN	Exit	INVENSEN	$0	–	-155,522	-100.0%	-0.02%	–
TTI	Exit	TETRA TE	$0	–	-200,353	-100.0%	-0.02%	–
DNRCQ	Exit	DENBURY	$0	–	-374,000	-100.0%	-0.02%	–
BANC	Exit	BANC OF	$0	–	-73,135	-100.0%	-0.02%	–
WYNN	Exit	WYNN RES	$0	–	-13,281	-100.0%	-0.02%	–
SPLK	Exit	SPLUNK I	$0	–	-22,500	-100.0%	-0.02%	–
WPX	Exit	WPX ENER	$0	–	-102,335	-100.0%	-0.02%	–
PGND	Exit	PRESS GA	$0	–	-34,500	-100.0%	-0.02%	–
QSR	Exit	RESTAURA	$0	–	-33,866	-100.0%	-0.02%	–
BRFS	Exit	BRF SAspons	$0	–	-95,902	-100.0%	-0.02%	–
COST	Exit	COSTCO W	$0	–	-10,415	-100.0%	-0.02%	–
FTK	Exit	FLOTEK I	$0	–	-115,000	-100.0%	-0.02%	–
PGJ	Exit	POWERSHAgolde	$0	–	-49,742	-100.0%	-0.02%	–
LIVN	Exit	LIVANOVA	$0	–	-29,042	-100.0%	-0.03%	–
USM	Exit	UNITED S	$0	–	-48,454	-100.0%	-0.03%	–
DHT	Exit	DHT HOLD	$0	–	-436,495	-100.0%	-0.03%	–
SIMO	Exit	SILICONspons	$0	–	-36,885	-100.0%	-0.03%	–
DIN	Exit	DINEEQUI	$0	–	-23,768	-100.0%	-0.03%	–
AMT	Exit	AMERICAN	$0	–	-16,330	-100.0%	-0.03%	–
HXL	Exit	HEXCEL C	$0	–	-44,483	-100.0%	-0.03%	–
HUN	Exit	HUNTSMAN	$0	–	-122,216	-100.0%	-0.03%	–
YNDX	Exit	YANDEX N	$0	–	-107,076	-100.0%	-0.03%	–
WRLD	Exit	WORLD AC	$0	–	-50,000	-100.0%	-0.04%	–
DFT	Exit	DUPONT F	$0	–	-60,300	-100.0%	-0.04%	–
COLM	Exit	COLUMBIA	$0	–	-45,000	-100.0%	-0.04%	–
CRZO	Exit	CARRIZO	$0	–	-65,659	-100.0%	-0.04%	–
IBM	Exit	INTERNAT	$0	–	-18,248	-100.0%	-0.04%	–
AMG	Exit	AFFILIAT	$0	–	-21,033	-100.0%	-0.04%	–
TIP	Exit	ISHAREStipsb	$0	–	-26,131	-100.0%	-0.04%	–
SIX	Exit	SIX FLAG	$0	–	-57,212	-100.0%	-0.05%	–
TGNA	Exit	TEGNA IN	$0	–	-140,712	-100.0%	-0.05%	–
ULTI	Exit	ULTIMATE	$0	–	-15,000	-100.0%	-0.05%	–
MS	Exit	MORGAN S	$0	–	-100,978	-100.0%	-0.05%	–
AVGO	Exit	BROADCOM	$0	–	-18,744	-100.0%	-0.05%	–
MOS	Exit	MOSAIC C	$0	–	-134,160	-100.0%	-0.05%	–
SABR	Exit	SABRE CO	$0	–	-120,000	-100.0%	-0.05%	–
RDC	Exit	ROWAN CO	$0	–	-223,000	-100.0%	-0.05%	–
SPHD	Exit	POWERSHApwrsh	$0	–	-90,803	-100.0%	-0.05%	–
A104PS	Exit	HILTON W	$0	–	-158,149	-100.0%	-0.05%	–
TIME	Exit	TIME INC	$0	–	-253,881	-100.0%	-0.06%	–
CLB	Exit	CORE LAB	$0	–	-34,000	-100.0%	-0.06%	–
EWW	Exit	ISHARESmscim	$0	–	-80,572	-100.0%	-0.06%	–
DPZ	Exit	DOMINOS	$0	–	-26,140	-100.0%	-0.06%	–
BXP	Exit	BOSTON P	$0	–	-29,827	-100.0%	-0.06%	–
IYW	Exit	ISHARESu.s.t	$0	–	-34,778	-100.0%	-0.06%	–
MPC	Exit	MARATHON	$0	–	-105,623	-100.0%	-0.06%	–
SPLS	Exit	STAPLES	$0	–	-500,000	-100.0%	-0.06%	–
CRI	Exit	CARTER I	$0	–	-50,000	-100.0%	-0.06%	–
MIK	Exit	MICHAELS	$0	–	-180,000	-100.0%	-0.06%	–
HLF	Exit	HERBALIFcall	$0	–	-1,060,500	-100.0%	-0.06%	–
SUM	Exit	SUMMIT Mcla	$0	–	-242,047	-100.0%	-0.07%	–
COF	Exit	CAPITAL	$0	–	-63,539	-100.0%	-0.07%	–
MAS	Exit	MASCO CO	$0	–	-139,942	-100.0%	-0.07%	–
NOW	Exit	SERVICEN	$0	–	-65,000	-100.0%	-0.08%	–
AGCO	Exit	AGCO COR	$0	–	-110,000	-100.0%	-0.08%	–
RIG	Exit	TRANSOCEregsh	$0	–	-532,000	-100.0%	-0.08%	–
FXI	Exit	ISHARESchina	$0	–	-150,000	-100.0%	-0.08%	–
EMLC	Exit	VANECK Vjpmor	$0	–	-300,000	-100.0%	-0.08%	–
NAV	Exit	NAVISTAR	$0	–	-252,000	-100.0%	-0.09%	–
DRI	Exit	DARDEN R	$0	–	-94,164	-100.0%	-0.09%	–
	Exit	ARRAY BInote3	$0	–	-5,000,000	-100.0%	-0.09%	–
NKE	Exit	NIKE INCclb	$0	–	-118,900	-100.0%	-0.09%	–
XLV	Exit	SELECT Ssbihe	$0	–	-86,943	-100.0%	-0.09%	–
TLRDQ	Exit	TAILORED	$0	–	-400,000	-100.0%	-0.09%	–
XLI	Exit	SELECT Ssbiin	$0	–	-107,491	-100.0%	-0.09%	–
STRZA	Exit	STARZ	$0	–	-203,200	-100.0%	-0.09%	–
DISCA	Exit	DISCOVER	$0	–	-238,661	-100.0%	-0.10%	–
NEBLQ	Exit	NOBLE CO	$0	–	-1,033,516	-100.0%	-0.10%	–
DYN	Exit	DYNEGY I	$0	–	-556,095	-100.0%	-0.10%	–
N	Exit	NETSUITE	$0	–	-63,262	-100.0%	-0.10%	–
VFC	Exit	V F CORP	$0	–	-125,000	-100.0%	-0.10%	–
IAC	Exit	IAC INTE	$0	–	-114,007	-100.0%	-0.11%	–
OLLI	Exit	OLLIES B	$0	–	-282,500	-100.0%	-0.11%	–
INCR	Exit	INC RESHcla	$0	–	-167,408	-100.0%	-0.11%	–
PTEN	Exit	PATTERSO	$0	–	-332,807	-100.0%	-0.11%	–
LULU	Exit	LULULEMO	$0	–	-125,000	-100.0%	-0.11%	–
	Exit	PROTALIXnote4	$0	–	-11,000,000	-100.0%	-0.11%	–
PXD	Exit	PIONEER	$0	–	-41,675	-100.0%	-0.12%	–
MU	Exit	MICRON T	$0	–	-436,673	-100.0%	-0.12%	–
DOFSQ	Exit	DIAMOND	$0	–	-443,000	-100.0%	-0.12%	–
SLGN	Exit	SILGAN H	$0	–	-166,390	-100.0%	-0.12%	–
YUM	Exit	YUM BRAN	$0	–	-92,251	-100.0%	-0.12%	–
MCHP	Exit	MICROCHI	$0	–	-142,600	-100.0%	-0.13%	–
SLB	Exit	SCHLUMBE	$0	–	-113,911	-100.0%	-0.13%	–
HTZGQ	Exit	HERTZ GL	$0	–	-228,940	-100.0%	-0.14%	–
BMS	Exit	BEMIS IN	$0	–	-183,286	-100.0%	-0.14%	–
VIP	Exit	VIMPELCOspons	$0	–	-2,799,994	-100.0%	-0.14%	–
SLCA	Exit	U S SILI	$0	–	-213,422	-100.0%	-0.15%	–
QCOM	Exit	QUALCOMM	$0	–	-150,000	-100.0%	-0.15%	–
GWW	Exit	GRAINGER	$0	–	-46,203	-100.0%	-0.15%	–
BLOX	Exit	INFOBLOX	$0	–	-500,000	-100.0%	-0.20%	–
ADSK	Exit	AUTODESK	$0	–	-188,512	-100.0%	-0.20%	–
SSYS	Exit	STRATASY	$0	–	-650,000	-100.0%	-0.23%	–
ZG	Exit	ZILLOW Gcla	$0	–	-483,094	-100.0%	-0.25%	–
SBGI	Exit	SINCLAIRcla	$0	–	-607,750	-100.0%	-0.26%	–
Z	Exit	ZILLOW Gclcca	$0	–	-536,988	-100.0%	-0.28%	–
FTV	Exit	FORTIVE	$0	–	-373,177	-100.0%	-0.28%	–
FTI	Exit	FMC TECH	$0	–	-650,628	-100.0%	-0.29%	–
NOV	Exit	NATIONAL	$0	–	-540,000	-100.0%	-0.30%	–
UPS	Exit	UNITED Pclb	$0	–	-185,491	-100.0%	-0.30%	–
WFTIQ	Exit	WEATHERFordsh	$0	–	-3,661,324	-100.0%	-0.31%	–
FIT	Exit	FITBIT Icla	$0	–	-1,425,389	-100.0%	-0.32%	–
HYG	Exit	ISHARESiboxx	$0	–	-256,401	-100.0%	-0.33%	–
MSFT	Exit	MICROSOF	$0	–	-400,000	-100.0%	-0.34%	–
RAX	Exit	RACKSPAC	$0	–	-750,000	-100.0%	-0.35%	–
CPHD	Exit	CEPHEID	$0	–	-464,440	-100.0%	-0.36%	–
PDCE	Exit	PDC ENER	$0	–	-387,160	-100.0%	-0.39%	–
CMCSA	Exit	COMCASTcla	$0	–	-394,237	-100.0%	-0.39%	–
FLTX	Exit	FLEETMAT	$0	–	-500,000	-100.0%	-0.45%	–
	Exit	MENTOR Gsdcv4	$0	–	-23,000,000	-100.0%	-0.46%	–
ITC	Exit	ITC HLDG	$0	–	-742,912	-100.0%	-0.51%	–
MCD	Exit	MCDONALD	$0	–	-311,913	-100.0%	-0.54%	–
LGF	Exit	LIONS GA	$0	–	-2,851,385	-100.0%	-0.85%	–
IM	Exit	INGRAM Mcla	$0	–	-2,648,319	-100.0%	-1.40%	–
LNKD	Exit	LINKEDIN	$0	–	-1,478,912	-100.0%	-4.20%	–
PG	Exit	PROCTERput	$0	–	-10,069,300	-100.0%	-4.56%	–
PG	Exit	PROCTER	$0	–	-8,105,925	-100.0%	-10.82%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2017-02-14
View 13F-HR/A filed 2017-05-12
View 13F-HR/A filed 2017-08-14
View 13F-HR/A filed 2017-11-14
View 13F-HR/A filed 2018-02-14

Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
META PLATF	36	Q3 2023	2.3%
SPDR S&P 5	33	Q3 2023	0.7%
ACTIVISION	29	Q3 2023	71.3%
AMAZON COM	29	Q3 2023	0.8%
GAMING & L	29	Q3 2023	0.8%
SPDR S&P	29	Q1 2023	0.1%
DISNEY W	28	Q3 2021	2.0%
POST HLD	27	Q2 2020	1.8%
GENERAL	27	Q3 2022	1.4%
CAMDEN PPT	27	Q3 2023	0.6%

View UBS OCONNOR LLC's complete holdings history.

Latest significant ownerships (13-D/G)

UBS OCONNOR LLC Q4 2016 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
HERON THERAPEUTICS, INC. /DE/^{Sold out}	February 13, 2023	0	0.0%
MAGELLAN HEALTH INC^{Sold out}	February 13, 2023	0	0.0%
New Providence Acquisition Corp. II	February 13, 2023	2,227,500	8.9%
Nuance Communications, Inc.^{Sold out}	February 13, 2023	0	0.0%
SCP & CO Healthcare Acquisition Co^{Sold out}	February 13, 2023	0	0.0%
ACORDA THERAPEUTICS INC^{Sold out}	February 14, 2022	0	0.0%
Amryt Pharma plc	February 14, 2022	9,950,000	3.1%
Evolv Technologies Holdings, Inc.	February 14, 2022	1,547,311	1.1%
GreenSky, Inc.	February 14, 2022	698,553	0.8%
GTY Technology Holdings Inc.	February 14, 2022	758,000	1.3%

View UBS OCONNOR LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR	2024-02-14
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12

View UBS OCONNOR LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (5180599000.0 != 5180599000000.0)
The reported has been amended

Export UBS OCONNOR LLC's holdings