UBS OCONNOR LLC - Q4 2016 holdings

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$5.18 Billion is the total value of UBS OCONNOR LLC's 393 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was - .

All

			Value		Shares		↓ Weighting
NXPI	New	NXP SEMI	$131,997,000,000	–	1,346,772	+100.0%	2.55%	–
GPORQ	New	GULFPORT	$74,316,000,000	–	3,434,194	+100.0%	1.44%	–
BEAV	New	B/E AERO	$33,198,000,000	–	551,546	+100.0%	0.64%	–
BKLN	New	POWERSHAsenio	$31,349,000,000	–	1,342,000	+100.0%	0.60%	–
TMH	New	TEAM HEA	$27,751,000,000	–	638,689	+100.0%	0.54%	–
DOW	New	DOW CHEM	$27,125,000,000	–	474,050	+100.0%	0.52%	–
	New	DEPOMEDnote2	$22,900,000,000	–	20,000,000	+100.0%	0.44%	–
WFC	New	WELLS FA	$21,534,000,000	–	390,751	+100.0%	0.42%	–
XLK	New	SELECT Stechn	$21,181,000,000	–	437,990	+100.0%	0.41%	–
	New	SUCAMPOdbcv3	$20,987,000,000	–	20,000,000	+100.0%	0.40%	–
PGR	New	PROGRESS	$19,628,000,000	–	552,892	+100.0%	0.38%	–
ANTM	New	ANTHEM I	$19,229,000,000	–	133,747	+100.0%	0.37%	–
UNP	New	UNION PA	$19,049,000,000	–	183,725	+100.0%	0.37%	–
ATVI	New	ACTIVISI	$18,814,000,000	–	521,023	+100.0%	0.36%	–
LGFB	New	LIONS GAclbno	$18,310,000,000	–	746,146	+100.0%	0.35%	–
DXJ	New	WISDOMTRjapnh	$17,668,000,000	–	356,636	+100.0%	0.34%	–
LGFA	New	LIONS GAclavt	$16,981,000,000	–	631,265	+100.0%	0.33%	–
KRE	New	SPDR SERs&pre	$16,542,000,000	–	297,675	+100.0%	0.32%	–
ETN	New	EATON CO	$15,645,000,000	–	233,189	+100.0%	0.30%	–
HAR	New	HARMAN I	$14,856,000,000	–	133,645	+100.0%	0.29%	–
CAT	New	CATERPIL	$14,417,000,000	–	155,459	+100.0%	0.28%	–
DKS	New	DICKS SP	$14,337,000,000	–	270,000	+100.0%	0.28%	–
PLNT	New	PLANET Fcla	$13,873,000,000	–	690,180	+100.0%	0.27%	–
	New	INTEL COsdcv1	$13,502,000,000	–	10,000,000	+100.0%	0.26%	–
BWA	New	BORGWARN	$13,476,000,000	–	341,675	+100.0%	0.26%	–
ASML	New	ASML HOLnyreg	$13,464,000,000	–	120,000	+100.0%	0.26%	–
TGT	New	TARGET C	$13,363,000,000	–	185,000	+100.0%	0.26%	–
LW	New	LAMB WES	$13,247,000,000	–	350,000	+100.0%	0.26%	–
	New	SUNPOWERdbcv4	$12,432,000,000	–	17,572,000	+100.0%	0.24%	–
	New	THERAVANnote3	$11,517,000,000	–	10,000,000	+100.0%	0.22%	–
EA	New	ELECTRON	$11,254,000,000	–	142,888	+100.0%	0.22%	–
RXN	New	REXNORD	$11,189,000,000	–	571,163	+100.0%	0.22%	–
WWE	New	WORLD WRcla	$10,869,000,000	–	590,694	+100.0%	0.21%	–
TSN	New	TYSON FOcla	$10,486,000,000	–	170,000	+100.0%	0.20%	–
HSY	New	HERSHEY	$10,343,000,000	–	100,000	+100.0%	0.20%	–
LUV	New	SOUTHWES	$9,519,000,000	–	190,984	+100.0%	0.18%	–
LB	New	L BRANDS	$9,547,000,000	–	145,000	+100.0%	0.18%	–
OII	New	OCEANEER	$9,112,000,000	–	323,000	+100.0%	0.18%	–
XLNX	New	XILINX I	$8,754,000,000	–	145,000	+100.0%	0.17%	–
BUFF	New	BLUE BUF	$8,360,000,000	–	347,767	+100.0%	0.16%	–
AMP	New	AMERIPRI	$8,031,000,000	–	72,392	+100.0%	0.16%	–
TMUS	New	T MOBILE	$7,936,000,000	–	138,000	+100.0%	0.15%	–
	New	TTM TECHnote1	$7,613,000,000	–	5,000,000	+100.0%	0.15%	–
INTU	New	INTUIT	$7,564,000,000	–	66,000	+100.0%	0.15%	–
CNX	New	CONSOL E	$7,283,000,000	–	399,517	+100.0%	0.14%	–
BGS	New	B & G FO	$7,195,000,000	–	164,258	+100.0%	0.14%	–
	New	PROTALIXnote7	$6,956,000,000	–	8,525,000	+100.0%	0.13%	–
SCMP	New	SUCAMPOcla	$6,775,000,000	–	500,000	+100.0%	0.13%	–
MNST	New	MONSTER	$6,110,000,000	–	137,804	+100.0%	0.12%	–
KSU	New	KANSAS C	$5,996,000,000	–	70,663	+100.0%	0.12%	–
IBKC	New	IBERIABA	$6,029,000,000	–	71,994	+100.0%	0.12%	–
MGM	New	MGM RESO	$5,888,000,000	–	204,228	+100.0%	0.11%	–
AKS	New	AK STL H	$5,846,000,000	–	572,600	+100.0%	0.11%	–
TUSK	New	MAMMOTH	$5,780,000,000	–	380,285	+100.0%	0.11%	–
T	New	AT&T INC	$5,761,000,000	–	135,454	+100.0%	0.11%	–
YELP	New	YELP INCcla	$5,645,000,000	–	148,059	+100.0%	0.11%	–
GWR	New	GENESEEcla	$5,553,000,000	–	80,000	+100.0%	0.11%	–
WFM	New	WHOLE FO	$5,043,000,000	–	163,934	+100.0%	0.10%	–
W	New	WAYFAIRcla	$4,907,000,000	–	140,000	+100.0%	0.10%	–
HLT	New	HILTON Wwheni	$4,923,000,000	–	180,996	+100.0%	0.10%	–
HMLP	New	HOEGH LN	$4,429,000,000	–	233,099	+100.0%	0.08%	–
XOGAQ	New	EXTRACTI	$4,409,000,000	–	220,001	+100.0%	0.08%	–
LUMN	New	CENTURYL	$4,198,000,000	–	176,516	+100.0%	0.08%	–
ITT	New	ITT INC	$4,088,000,000	–	105,995	+100.0%	0.08%	–
ARCH	New	ARCH COAcla	$4,103,000,000	–	52,574	+100.0%	0.08%	–
TVPT	New	TRAVELPO	$3,934,000,000	–	279,034	+100.0%	0.08%	–
BERY	New	BERRY PL	$3,925,000,000	–	80,556	+100.0%	0.08%	–
HABT	New	HABIT RE	$3,732,000,000	–	216,370	+100.0%	0.07%	–
JACK	New	JACK IN	$3,664,000,000	–	32,824	+100.0%	0.07%	–
RRC	New	RANGE RE	$3,436,000,000	–	100,000	+100.0%	0.07%	–
JWN	New	NORDSTRO	$3,274,000,000	–	68,300	+100.0%	0.06%	–
CF	New	CF INDS	$3,148,000,000	–	100,000	+100.0%	0.06%	–
LILAK	New	LIBERTYlilac	$3,154,000,000	–	149,006	+100.0%	0.06%	–
SPNV	New	SUPERIOR	$3,022,000,000	–	179,000	+100.0%	0.06%	–
SND	New	SMART SA	$2,929,000,000	–	177,000	+100.0%	0.06%	–
V	New	VISA INC	$2,863,000,000	–	36,699	+100.0%	0.06%	–
CHDN	New	CHURCHIL	$2,828,000,000	–	18,794	+100.0%	0.06%	–
TRVG	New	TRIVAGOspona	$2,786,000,000	–	237,099	+100.0%	0.05%	–
MTG	New	MGIC INV	$2,523,000,000	–	247,564	+100.0%	0.05%	–
AGU	New	AGRIUM I	$2,506,000,000	–	24,920	+100.0%	0.05%	–
COG	New	CABOT OI	$2,383,000,000	–	102,000	+100.0%	0.05%	–
MA	New	MASTERCAcla	$2,360,000,000	–	22,854	+100.0%	0.05%	–
PENN	New	PENN NAT	$2,317,000,000	–	168,028	+100.0%	0.04%	–
SWN	New	SOUTHWES	$2,355,000,000	–	217,656	+100.0%	0.04%	–
FL	New	FOOT LOC	$2,127,000,000	–	30,000	+100.0%	0.04%	–
FBP	New	FIRST BA	$2,069,000,000	–	312,994	+100.0%	0.04%	–
PBF	New	PBF ENERcla	$2,007,000,000	–	72,000	+100.0%	0.04%	–
RLH	New	RED LION	$2,012,000,000	–	240,978	+100.0%	0.04%	–
AER	New	AERCAP H	$2,033,000,000	–	48,869	+100.0%	0.04%	–
JCPNQ	New	PENNEY J	$1,953,000,000	–	235,000	+100.0%	0.04%	–
ALL	New	ALLSTATE	$1,844,000,000	–	24,872	+100.0%	0.04%	–
BOJA	New	BOJANGLE	$1,865,000,000	–	100,000	+100.0%	0.04%	–
SWKS	New	SKYWORKS	$1,866,000,000	–	25,000	+100.0%	0.04%	–
HES	New	HESS COR	$1,869,000,000	–	30,000	+100.0%	0.04%	–
PLX	New	PROTALIX	$1,780,000,000	–	4,000,000	+100.0%	0.03%	–
STL	New	STERLING	$1,486,000,000	–	63,486	+100.0%	0.03%	–
WRD	New	WILDHORS	$1,460,000,000	–	100,000	+100.0%	0.03%	–
GDS	New	GDS HLDGspons	$1,290,000,000	–	150,000	+100.0%	0.02%	–
VLY	New	VALLEY N	$1,164,000,000	–	100,000	+100.0%	0.02%	–
	New	OM ASSET	$1,019,000,000	–	70,298	+100.0%	0.02%	–
	New	PANDORAnote1	$1,030,000,000	–	1,000,000	+100.0%	0.02%	–
CNOB	New	CONNECTO	$1,027,000,000	–	39,586	+100.0%	0.02%	–
MRAM	New	EVERSPIN	$1,036,000,000	–	125,000	+100.0%	0.02%	–
GS	New	GOLDMAN	$1,002,000,000	–	4,183	+100.0%	0.02%	–
IYR	New	ISHARESu.s.r	$1,002,000,000	–	13,017	+100.0%	0.02%	–
	New	NUANCE Cdbcv1	$908,000,000	–	1,000,000	+100.0%	0.02%	–
HFC	New	HOLLYFRO	$934,000,000	–	28,500	+100.0%	0.02%	–
INAP	New	INTERNAP	$932,000,000	–	605,519	+100.0%	0.02%	–
	New	INTERCEPnote3	$896,000,000	–	1,000,000	+100.0%	0.02%	–
LPG	New	DORIAN L	$821,000,000	–	100,000	+100.0%	0.02%	–
SYN	New	SYNTHETI	$763,000,000	–	1,000,000	+100.0%	0.02%	–
MDLZ	New	MONDELEZcall	$791,000,000	–	264,600	+100.0%	0.02%	–
SLM	New	SLM CORP	$714,000,000	–	64,808	+100.0%	0.01%	–
TWNK	New	HOSTESScla	$650,000,000	–	50,000	+100.0%	0.01%	–
BBBY	New	BED BATHput	$674,000,000	–	102,900	+100.0%	0.01%	–
CMRE	New	COSTAMAR	$560,000,000	–	100,000	+100.0%	0.01%	–
STNG	New	SCORPIO	$400,000,000	–	88,257	+100.0%	0.01%	–
NFLX	New	NETFLIXcall	$379,000,000	–	32,400	+100.0%	0.01%	–
BL	New	BLACKLIN	$294,000,000	–	10,640	+100.0%	0.01%	–
KSS	New	KOHLS COput	$293,000,000	–	77,100	+100.0%	0.01%	–
HSON	New	HUDSON G	$335,000,000	–	246,600	+100.0%	0.01%	–
NR	New	NEWPARK	$263,000,000	–	35,010	+100.0%	0.01%	–
BBY	New	BEST BUYput	$279,000,000	–	77,100	+100.0%	0.01%	–
DIS	New	DISNEY Wput	$262,000,000	–	323,600	+100.0%	0.01%	–
ASC	New	ARDMORE	$189,000,000	–	25,607	+100.0%	0.00%	–
ON	New	ON SEMICcall	$210,000,000	–	600,000	+100.0%	0.00%	–
MDR	New	MCDERMOTput	$232,000,000	–	300,000	+100.0%	0.00%	–
JCPNQ	New	PENNEY Jcall	$183,000,000	–	650,900	+100.0%	0.00%	–
K	New	KELLOGGcall	$172,000,000	–	105,800	+100.0%	0.00%	–
XRT	New	SPDR SERput	$153,000,000	–	75,000	+100.0%	0.00%	–
CCEP	New	COCA COLcall	$26,000,000	–	105,800	+100.0%	0.00%	–
HBI	New	HANESBRAcall	$52,000,000	–	416,200	+100.0%	0.00%	–
GOOGL	New	ALPHABETcall	$31,000,000	–	10,800	+100.0%	0.00%	–
IWM	New	ISHAREScall	$68,000,000	–	50,000	+100.0%	0.00%	–
PYPL	New	PAYPAL Hcall	$8,000,000	–	377,400	+100.0%	0.00%	–
WFTIQ	New	WEATHERFcall	$25,000,000	–	51,300	+100.0%	0.00%	–
FOLD	New	AMICUS Tcall	$5,000,000	–	100,000	+100.0%	0.00%	–
TLT	New	ISHAREScall	$17,000,000	–	50,000	+100.0%	0.00%	–
PVH	New	PVH CORPcall	$23,000,000	–	25,700	+100.0%	0.00%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2017-02-14
View 13F-HR/A filed 2017-05-12
View 13F-HR/A filed 2017-08-14
View 13F-HR/A filed 2017-11-14
View 13F-HR/A filed 2018-02-14

Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
META PLATF	36	Q3 2023	2.3%
SPDR S&P 5	33	Q3 2023	0.7%
ACTIVISION	29	Q3 2023	71.3%
AMAZON COM	29	Q3 2023	0.8%
GAMING & L	29	Q3 2023	0.8%
SPDR S&P	29	Q1 2023	0.1%
DISNEY W	28	Q3 2021	2.0%
POST HLD	27	Q2 2020	1.8%
GENERAL	27	Q3 2022	1.4%
CAMDEN PPT	27	Q3 2023	0.6%

View UBS OCONNOR LLC's complete holdings history.

Latest significant ownerships (13-D/G)

UBS OCONNOR LLC Q4 2016 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
HERON THERAPEUTICS, INC. /DE/^{Sold out}	February 13, 2023	0	0.0%
MAGELLAN HEALTH INC^{Sold out}	February 13, 2023	0	0.0%
New Providence Acquisition Corp. II	February 13, 2023	2,227,500	8.9%
Nuance Communications, Inc.^{Sold out}	February 13, 2023	0	0.0%
SCP & CO Healthcare Acquisition Co^{Sold out}	February 13, 2023	0	0.0%
ACORDA THERAPEUTICS INC^{Sold out}	February 14, 2022	0	0.0%
Amryt Pharma plc	February 14, 2022	9,950,000	3.1%
Evolv Technologies Holdings, Inc.	February 14, 2022	1,547,311	1.1%
GreenSky, Inc.	February 14, 2022	698,553	0.8%
GTY Technology Holdings Inc.	February 14, 2022	758,000	1.3%

View UBS OCONNOR LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR	2024-02-14
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12

View UBS OCONNOR LLC's complete filings history.

All filings

View complete filings history.

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Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (5180599000.0 != 5180599000000.0)
The reported has been amended

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