UBS OCONNOR LLC - Q3 2016 holdings

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$6.72 Billion is the total value of UBS OCONNOR LLC's 412 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 100.0% .

All

			Value		Shares		↓ Weighting
WFTIQ	Exit	WEATHERFcall	$0	–	-375,000	-100.0%	0.00%	–
SIG	Exit	SIGNET Jcall	$0	–	-27,000	-100.0%	0.00%	–
WDC	Exit	WESTERNcall	$0	–	-100,000	-100.0%	0.00%	–
WDC	Exit	WESTERNput	$0	–	-100,000	-100.0%	0.00%	–
GOGO	Exit	GOGO INCcall	$0	–	-200,000	-100.0%	0.00%	–
XBI	Exit	SPDR SERput	$0	–	-22,500	-100.0%	0.00%	–
TNK	Exit	TEEKAY Tcall	$0	–	-138,700	-100.0%	0.00%	–
AA	Exit	ALCOA INcall	$0	–	-561,600	-100.0%	0.00%	–
BABA	Exit	ALIBABAcall	$0	–	-100,000	-100.0%	-0.00%	–
EMC	Exit	E M C COput	$0	–	-437,000	-100.0%	-0.00%	–
COP	Exit	CONOCOPHcall	$0	–	-54,400	-100.0%	-0.00%	–
TXMD	Exit	THERAPEUcall	$0	–	-20,900	-100.0%	-0.00%	–
XME	Exit	SPDR SERput	$0	–	-151,100	-100.0%	-0.00%	–
XOP	Exit	SPDR SERcall	$0	–	-61,500	-100.0%	-0.00%	–
MDLZ	Exit	MONDELEZcall	$0	–	-171,700	-100.0%	-0.00%	–
AAL	Exit	AMERICANcall	$0	–	-1,822,500	-100.0%	-0.00%	–
XLF	Exit	SELECT Scall	$0	–	-470,000	-100.0%	-0.00%	–
POT	Exit	POTASH Ccall	$0	–	-539,700	-100.0%	-0.00%	–
AMZN	Exit	AMAZON Cput	$0	–	-28,000	-100.0%	-0.00%	–
RXDX	Exit	IGNYTA I	$0	–	-36,000	-100.0%	-0.00%	–
NBR	Exit	NABORS Icall	$0	–	-133,700	-100.0%	-0.01%	–
MDGN	Exit	MEDGENIC	$0	–	-50,000	-100.0%	-0.01%	–
VZ	Exit	VERIZONput	$0	–	-4,040,500	-100.0%	-0.01%	–
CRVS	Exit	CORVUS P	$0	–	-20,000	-100.0%	-0.01%	–
CRM	Exit	SALESFORput	$0	–	-334,000	-100.0%	-0.01%	–
FCX	Exit	FREEPORTcall	$0	–	-350,000	-100.0%	-0.01%	–
FOLD	Exit	AMICUS T	$0	–	-59,387	-100.0%	-0.01%	–
IVTY	Exit	INVUITY	$0	–	-40,000	-100.0%	-0.01%	–
HSC	Exit	HARSCO C	$0	–	-57,310	-100.0%	-0.01%	–
CLCD	Exit	COLUCID	$0	–	-44,994	-100.0%	-0.01%	–
MTDR	Exit	MATADOR	$0	–	-20,000	-100.0%	-0.01%	–
RPTP	Exit	RAPTOR P	$0	–	-75,000	-100.0%	-0.01%	–
OXFD	Exit	OXFORD Iordsh	$0	–	-50,705	-100.0%	-0.01%	–
O	Exit	REALTY I	$0	–	-6,683	-100.0%	-0.01%	–
TNP	Exit	TSAKOS E	$0	–	-100,000	-100.0%	-0.01%	–
ADMA	Exit	ADMA BIO	$0	–	-75,000	-100.0%	-0.01%	–
TYC	Exit	TYCO INTcall	$0	–	-130,600	-100.0%	-0.01%	–
NNN	Exit	NATIONAL	$0	–	-10,000	-100.0%	-0.01%	–
COG	Exit	CABOT OI	$0	–	-20,000	-100.0%	-0.01%	–
PRTK	Exit	PARATEK	$0	–	-40,000	-100.0%	-0.01%	–
SCYX	Exit	SCYNEXIS	$0	–	-250,000	-100.0%	-0.01%	–
SAGE	Exit	SAGE THE	$0	–	-20,000	-100.0%	-0.01%	–
GPORQ	Exit	GULFPORT	$0	–	-18,626	-100.0%	-0.01%	–
OTIC	Exit	OTONOMY	$0	–	-40,000	-100.0%	-0.01%	–
GTTN	Exit	GTT COMM	$0	–	-43,800	-100.0%	-0.02%	–
CERS	Exit	CERUS CO	$0	–	-125,000	-100.0%	-0.02%	–
GSTCQ	Exit	GASTAR E	$0	–	-755,040	-100.0%	-0.02%	–
GBT	Exit	GLOBAL B	$0	–	-50,000	-100.0%	-0.02%	–
	Exit	CEPHEIDdbcv1	$0	–	-1,000,000	-100.0%	-0.02%	–
FCX	Exit	FREEPORTclb	$0	–	-81,248	-100.0%	-0.02%	–
GOL	Exit	GOL LINHspona	$0	–	-86,601	-100.0%	-0.02%	–
XENT	Exit	INTERSEC	$0	–	-70,000	-100.0%	-0.02%	–
	Exit	NETSUITEnote0	$0	–	-1,000,000	-100.0%	-0.02%	–
CEMP	Exit	CEMPRA I	$0	–	-60,000	-100.0%	-0.02%	–
OPHT	Exit	OPHTHOTE	$0	–	-20,000	-100.0%	-0.02%	–
ONCE	Exit	SPARK TH	$0	–	-20,000	-100.0%	-0.02%	–
	Exit	YAHOO INnote1	$0	–	-1,000,000	-100.0%	-0.02%	–
FRT	Exit	FEDERALshben	$0	–	-6,363	-100.0%	-0.02%	–
PRTA	Exit	PROTHENA	$0	–	-30,000	-100.0%	-0.02%	–
AMCX	Exit	AMC NETWcla	$0	–	-17,615	-100.0%	-0.02%	–
SGMS	Exit	SCIENTIFcla	$0	–	-117,120	-100.0%	-0.02%	–
WING	Exit	WINGSTOP	$0	–	-39,526	-100.0%	-0.02%	–
CAA	Exit	CALATLAN	$0	–	-30,095	-100.0%	-0.02%	–
FLXN	Exit	FLEXION	$0	–	-75,000	-100.0%	-0.02%	–
BMRN	Exit	BIOMARIN	$0	–	-15,000	-100.0%	-0.02%	–
FFIV	Exit	F5 NETWO	$0	–	-10,000	-100.0%	-0.02%	–
TTWO	Exit	TAKE-TWO	$0	–	-32,382	-100.0%	-0.03%	–
NVRO	Exit	NEVRO CO	$0	–	-16,800	-100.0%	-0.03%	–
IGT	Exit	INTERNAT	$0	–	-68,576	-100.0%	-0.03%	–
EA	Exit	ELECTRON	$0	–	-17,500	-100.0%	-0.03%	–
ALDR	Exit	ALDER BI	$0	–	-55,000	-100.0%	-0.03%	–
TLT	Exit	ISHARES20yrt	$0	–	-10,000	-100.0%	-0.03%	–
KTWO	Exit	K2M GROU	$0	–	-95,000	-100.0%	-0.03%	–
FDX	Exit	FEDEX CO	$0	–	-10,000	-100.0%	-0.03%	–
TCBI	Exit	TEXAS CA	$0	–	-33,079	-100.0%	-0.03%	–
VTR	Exit	VENTAS I	$0	–	-21,748	-100.0%	-0.03%	–
EQY	Exit	EQUITY O	$0	–	-50,000	-100.0%	-0.04%	–
DERM	Exit	DERMIRA	$0	–	-55,443	-100.0%	-0.04%	–
IDTI	Exit	INTEGRAT	$0	–	-80,700	-100.0%	-0.04%	–
YELP	Exit	YELP INCcla	$0	–	-62,500	-100.0%	-0.04%	–
WFM	Exit	WHOLE FO	$0	–	-65,767	-100.0%	-0.04%	–
ICPT	Exit	INTERCEP	$0	–	-14,919	-100.0%	-0.05%	–
ASC	Exit	ARDMORE	$0	–	-317,825	-100.0%	-0.05%	–
ARMH	Exit	ARM HLDGspons	$0	–	-50,000	-100.0%	-0.05%	–
FTAI	Exit	FORTRESS	$0	–	-250,000	-100.0%	-0.05%	–
MNST	Exit	MONSTER	$0	–	-15,378	-100.0%	-0.05%	–
SREV	Exit	SERVICES	$0	–	-621,328	-100.0%	-0.05%	–
AKAM	Exit	AKAMAI T	$0	–	-50,000	-100.0%	-0.06%	–
NBIX	Exit	NEUROCRI	$0	–	-61,715	-100.0%	-0.06%	–
NFX	Exit	NEWFIELD	$0	–	-64,945	-100.0%	-0.06%	–
C	Exit	CITIGROU	$0	–	-73,109	-100.0%	-0.07%	–
ATVI	Exit	ACTIVISI	$0	–	-79,672	-100.0%	-0.07%	–
IMAX	Exit	IMAX COR	$0	–	-113,400	-100.0%	-0.07%	–
MTG	Exit	MGIC INV	$0	–	-578,901	-100.0%	-0.07%	–
IR	Exit	INGERSOL	$0	–	-54,824	-100.0%	-0.08%	–
ISLE	Exit	ISLE OF	$0	–	-191,727	-100.0%	-0.08%	–
NCLH	Exit	NORWEGIA	$0	–	-90,640	-100.0%	-0.08%	–
SHOP	Exit	SHOPIFYcla	$0	–	-120,919	-100.0%	-0.08%	–
	Exit	SEQUENOMnote5	$0	–	-6,050,000	-100.0%	-0.08%	–
CF	Exit	CF INDS	$0	–	-165,000	-100.0%	-0.09%	–
STAY	Exit	EXTENDEDunit9	$0	–	-267,250	-100.0%	-0.09%	–
FOXA	Exit	TWENTY Fcla	$0	–	-151,633	-100.0%	-0.09%	–
SIG	Exit	SIGNET J	$0	–	-50,000	-100.0%	-0.09%	–
MESG	Exit	XURA INC	$0	–	-175,591	-100.0%	-0.09%	–
VNTV	Exit	VANTIV Icla	$0	–	-75,901	-100.0%	-0.09%	–
DKS	Exit	DICKS SP	$0	–	-100,000	-100.0%	-0.10%	–
OSK	Exit	OSHKOSH	$0	–	-98,007	-100.0%	-0.10%	–
LYB	Exit	LYONDELL	$0	–	-64,370	-100.0%	-0.10%	–
ZAYO	Exit	ZAYO GRO	$0	–	-173,000	-100.0%	-0.10%	–
AA	Exit	ALCOA IN	$0	–	-534,767	-100.0%	-0.11%	–
LUV	Exit	SOUTHWES	$0	–	-150,000	-100.0%	-0.13%	–
VA	Exit	VIRGIN A	$0	–	-106,778	-100.0%	-0.13%	–
WFC	Exit	WELLS FA	$0	–	-129,032	-100.0%	-0.13%	–
LQD	Exit	ISHARESiboxx	$0	–	-50,000	-100.0%	-0.13%	–
EMR	Exit	EMERSON	$0	–	-120,092	-100.0%	-0.14%	–
WIN	Exit	WINDSTRE	$0	–	-696,815	-100.0%	-0.14%	–
TRIP	Exit	TRIPADVI	$0	–	-101,000	-100.0%	-0.14%	–
ODFL	Exit	OLD DOMI	$0	–	-113,327	-100.0%	-0.15%	–
FL	Exit	FOOT LOC	$0	–	-125,000	-100.0%	-0.15%	–
ASML	Exit	ASML HOLnyreg	$0	–	-77,598	-100.0%	-0.17%	–
EXAM	Exit	EXAMWORK	$0	–	-230,902	-100.0%	-0.17%	–
CCJ	Exit	CAMECO C	$0	–	-755,514	-100.0%	-0.18%	–
T	Exit	AT&T INC	$0	–	-201,613	-100.0%	-0.19%	–
LVS	Exit	LAS VEGA	$0	–	-201,765	-100.0%	-0.19%	–
DLTR	Exit	DOLLAR T	$0	–	-95,000	-100.0%	-0.19%	–
MSM	Exit	MSC INDLcla	$0	–	-126,694	-100.0%	-0.19%	–
VZ	Exit	VERIZON	$0	–	-176,606	-100.0%	-0.21%	–
	Exit	SEQUENOMnote5	$0	–	-17,000,000	-100.0%	-0.22%	–
DE	Exit	DEERE &	$0	–	-124,684	-100.0%	-0.22%	–
CPXX	Exit	CELATOR	$0	–	-336,115	-100.0%	-0.22%	–
HES	Exit	HESS COR	$0	–	-173,800	-100.0%	-0.22%	–
TGT	Exit	TARGET C	$0	–	-160,000	-100.0%	-0.24%	–
INTC	Exit	INTEL CO	$0	–	-342,901	-100.0%	-0.24%	–
MHK	Exit	MOHAWK I	$0	–	-59,538	-100.0%	-0.24%	–
TUMI	Exit	TUMI HLD	$0	–	-422,721	-100.0%	-0.24%	–
KSS	Exit	KOHLS CO	$0	–	-300,000	-100.0%	-0.24%	–
	Exit	TESLA MTnote1	$0	–	-7,000,000	-100.0%	-0.26%	–
CR	Exit	CRANE CO	$0	–	-226,654	-100.0%	-0.28%	–
MKTO	Exit	MARKETO	$0	–	-369,784	-100.0%	-0.28%	–
	Exit	OCLARO Inote6	$0	–	-4,940,000	-100.0%	-0.28%	–
ORLY	Exit	O REILLY	$0	–	-48,000	-100.0%	-0.28%	–
FOSL	Exit	FOSSIL G	$0	–	-501,823	-100.0%	-0.31%	–
TSM	Exit	TAIWAN Sspons	$0	–	-548,543	-100.0%	-0.31%	–
PM	Exit	PHILIP M	$0	–	-145,000	-100.0%	-0.32%	–
ORCL	Exit	ORACLE C	$0	–	-368,099	-100.0%	-0.32%	–
QLIK	Exit	QLIK TEC	$0	–	-524,400	-100.0%	-0.34%	–
SPLV	Exit	POWERSHAs&p50	$0	–	-370,000	-100.0%	-0.34%	–
XLP	Exit	SELECT Ssbico	$0	–	-302,120	-100.0%	-0.36%	–
SWN	Exit	SOUTHWES	$0	–	-1,546,353	-100.0%	-0.42%	–
XOM	Exit	EXXON MO	$0	–	-210,238	-100.0%	-0.42%	–
	Exit	AK STL Cnote5	$0	–	-17,500,000	-100.0%	-0.43%	–
DWRE	Exit	DEMANDWA	$0	–	-275,000	-100.0%	-0.44%	–
HOT	Exit	STARWOOD	$0	–	-286,148	-100.0%	-0.46%	–
CVT	Exit	CVENT IN	$0	–	-608,450	-100.0%	-0.47%	–
	Exit	CHESAPEAnote2	$0	–	-30,000,000	-100.0%	-0.60%	–
MDVN	Exit	MEDIVATI	$0	–	-491,900	-100.0%	-0.64%	–
HUM	Exit	HUMANA I	$0	–	-176,105	-100.0%	-0.68%	–
KO	Exit	COCA COL	$0	–	-700,000	-100.0%	-0.68%	–
ADS	Exit	ALLIANCE	$0	–	-172,407	-100.0%	-0.73%	–
TYC	Exit	TYCO INT	$0	–	-1,203,848	-100.0%	-1.11%	–
JCI	Exit	JOHNSON	$0	–	-1,360,292	-100.0%	-1.30%	–
AXLL	Exit	AXIALL C	$0	–	-1,877,492	-100.0%	-1.32%	–
CHTR	Exit	CHARTERcla	$0	–	-294,994	-100.0%	-1.46%	–
EMC	Exit	E M C CO	$0	–	-8,031,837	-100.0%	-4.71%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2016-11-14
View 13F-HR/A filed 2017-02-15
View 13F-HR/A filed 2017-05-12
View 13F-HR/A filed 2017-08-14
View 13F-HR/A filed 2017-11-14

Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
META PLATF	36	Q3 2023	2.3%
SPDR S&P 5	33	Q3 2023	0.7%
ACTIVISION	29	Q3 2023	71.3%
AMAZON COM	29	Q3 2023	0.8%
GAMING & L	29	Q3 2023	0.8%
SPDR S&P	29	Q1 2023	0.1%
DISNEY W	28	Q3 2021	2.0%
POST HLD	27	Q2 2020	1.8%
GENERAL	27	Q3 2022	1.4%
CAMDEN PPT	27	Q3 2023	0.6%

View UBS OCONNOR LLC's complete holdings history.

Latest significant ownerships (13-D/G)

UBS OCONNOR LLC Q3 2016 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
HERON THERAPEUTICS, INC. /DE/^{Sold out}	February 13, 2023	0	0.0%
MAGELLAN HEALTH INC^{Sold out}	February 13, 2023	0	0.0%
New Providence Acquisition Corp. II	February 13, 2023	2,227,500	8.9%
Nuance Communications, Inc.^{Sold out}	February 13, 2023	0	0.0%
SCP & CO Healthcare Acquisition Co^{Sold out}	February 13, 2023	0	0.0%
ACORDA THERAPEUTICS INC^{Sold out}	February 14, 2022	0	0.0%
Amryt Pharma plc	February 14, 2022	9,950,000	3.1%
Evolv Technologies Holdings, Inc.	February 14, 2022	1,547,311	1.1%
GreenSky, Inc.	February 14, 2022	698,553	0.8%
GTY Technology Holdings Inc.	February 14, 2022	758,000	1.3%

View UBS OCONNOR LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR	2024-02-14
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12

View UBS OCONNOR LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (6724748000.0 != 6724748000000.0)
The reported has been amended

Export UBS OCONNOR LLC's holdings