UBS OCONNOR LLC - Q3 2014 holdings

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$5.79 Billion is the total value of UBS OCONNOR LLC's 452 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 100.0% .

All

			Value		Shares		↓ Weighting
FAST	Exit	FASTENALcall	$0	–	-13,000	-100.0%	0.00%	–
UNP	Exit	UNION PAput	$0	–	-100,000	-100.0%	0.00%	–
XLE	Exit	SELECT Sput	$0	–	-25,000	-100.0%	0.00%	–
POT	Exit	POTASH Cput	$0	–	-50,000	-100.0%	0.00%	–
GT	Exit	GOODYEARput	$0	–	-20,000	-100.0%	0.00%	–
RSX	Exit	MARKET Vput	$0	–	-30,000	-100.0%	0.00%	–
WWAV	Exit	WHITEWAVput	$0	–	-266,900	-100.0%	0.00%	–
GIS	Exit	GENERALcall	$0	–	-50,000	-100.0%	0.00%	–
QQQ	Exit	POWERSHAput	$0	–	-50,000	-100.0%	-0.00%	–
CTXS	Exit	CITRIX Scall	$0	–	-50,000	-100.0%	-0.00%	–
NI	Exit	NISOURCEcall	$0	–	-100,000	-100.0%	-0.00%	–
DG	Exit	DOLLAR Gcall	$0	–	-35,000	-100.0%	-0.00%	–
EWJ	Exit	ISHAREScall	$0	–	-271,200	-100.0%	-0.00%	–
DD	Exit	DU PONTcall	$0	–	-50,000	-100.0%	-0.00%	–
QTNT	Exit	QUOTIENTcall	$0	–	-61,200	-100.0%	-0.00%	–
XOP	Exit	SPDR SERput	$0	–	-75,000	-100.0%	-0.00%	–
TCPTF	Exit	THOMPSONcall	$0	–	-333,900	-100.0%	-0.00%	–
STZ	Exit	CONSTELLput	$0	–	-75,000	-100.0%	-0.00%	–
PSEC	Exit	PROSPECT	$0	–	-11,036	-100.0%	-0.00%	–
QTNT	Exit	QUOTIENT	$0	–	-10,000	-100.0%	-0.00%	–
T102SC	Exit	KITE RLT	$0	–	-26,774	-100.0%	-0.00%	–
ISBC	Exit	INVESTOR	$0	–	-14,224	-100.0%	-0.00%	–
MO	Exit	ALTRIA Gcall	$0	–	-396,500	-100.0%	-0.00%	–
NMFC	Exit	NEW MTN	$0	–	-14,806	-100.0%	-0.00%	–
HEAR	Exit	TURTLE B	$0	–	-25,000	-100.0%	-0.01%	–
MHK	Exit	MOHAWK I	$0	–	-1,837	-100.0%	-0.01%	–
TWO	Exit	TWO HBRS	$0	–	-24,291	-100.0%	-0.01%	–
SEM	Exit	SELECT M	$0	–	-15,787	-100.0%	-0.01%	–
WYPRA	Exit	WEYERHAEprefc	$0	–	-4,189	-100.0%	-0.01%	–
NSPH	Exit	NANOSPHE	$0	–	-200,000	-100.0%	-0.01%	–
MDXG	Exit	MIMEDX G	$0	–	-45,000	-100.0%	-0.01%	–
BOH	Exit	BANK HAW	$0	–	-5,114	-100.0%	-0.01%	–
	Exit	EQUINIXnote3	$0	–	-200,000	-100.0%	-0.01%	–
CZZ	Exit	COSAN LT	$0	–	-25,750	-100.0%	-0.01%	–
TKC	Exit	TURKCELLspona	$0	–	-24,802	-100.0%	-0.01%	–
ATRS	Exit	ANTARES	$0	–	-150,000	-100.0%	-0.01%	–
CORI	Exit	CORIUM I	$0	–	-49,303	-100.0%	-0.01%	–
VTGDF	Exit	VANTAGEordsh	$0	–	-275,000	-100.0%	-0.01%	–
MWW	Exit	MONSTER	$0	–	-75,000	-100.0%	-0.01%	–
TSN	Exit	TYSON FOput	$0	–	-215,000	-100.0%	-0.01%	–
	Exit	VIPSHOPnote1	$0	–	-500,000	-100.0%	-0.01%	–
	Exit	STONE ENnote1	$0	–	-500,000	-100.0%	-0.01%	–
ITUB	Exit	ITAU UNIspona	$0	–	-47,147	-100.0%	-0.01%	–
AMZGQ	Exit	AMERICAN	$0	–	-114,306	-100.0%	-0.01%	–
REGI	Exit	RENEWABL	$0	–	-64,482	-100.0%	-0.02%	–
SHO	Exit	SUNSTONE	$0	–	-50,479	-100.0%	-0.02%	–
FMBI	Exit	FIRST MI	$0	–	-48,729	-100.0%	-0.02%	–
AMZN	Exit	AMAZON C	$0	–	-2,500	-100.0%	-0.02%	–
BBD	Exit	BANCO BRspadr	$0	–	-54,880	-100.0%	-0.02%	–
PSB	Exit	PS BUSIN	$0	–	-9,454	-100.0%	-0.02%	–
EIDO	Exit	ISHARESmscii	$0	–	-34,334	-100.0%	-0.02%	–
EPHE	Exit	ISHARESmscip	$0	–	-24,243	-100.0%	-0.02%	–
HEI	Exit	HEICO CO	$0	–	-17,750	-100.0%	-0.02%	–
	Exit	TIBCO SOnote2	$0	–	-925,000	-100.0%	-0.02%	–
	Exit	BROADSOFnote1	$0	–	-1,000,000	-100.0%	-0.02%	–
	Exit	APOLLO Cnote5	$0	–	-1,000,000	-100.0%	-0.02%	–
TCF	Exit	TCF FINL	$0	–	-70,890	-100.0%	-0.02%	–
WBS	Exit	WEBSTER	$0	–	-36,696	-100.0%	-0.02%	–
NBHC	Exit	NATIONALcla	$0	–	-61,970	-100.0%	-0.02%	–
	Exit	INTEL COsdcv2	$0	–	-1,000,000	-100.0%	-0.02%	–
OIS	Exit	OIL STS	$0	–	-21,354	-100.0%	-0.03%	–
MAA	Exit	MID-AMER	$0	–	-19,227	-100.0%	-0.03%	–
KIM	Exit	KIMCO RL	$0	–	-63,138	-100.0%	-0.03%	–
LDRH	Exit	LDR HLDG	$0	–	-65,000	-100.0%	-0.03%	–
WCN	Exit	WASTE CO	$0	–	-36,267	-100.0%	-0.04%	–
RAD	Exit	RITE AID	$0	–	-250,000	-100.0%	-0.04%	–
CVEO	Exit	CIVEO CO	$0	–	-76,972	-100.0%	-0.04%	–
FCX	Exit	FREEPORT	$0	–	-53,624	-100.0%	-0.04%	–
CDR	Exit	CEDAR RE	$0	–	-340,000	-100.0%	-0.04%	–
SATS	Exit	ECHOSTARcla	$0	–	-45,328	-100.0%	-0.05%	–
PCLN	Exit	PRICELIN	$0	–	-2,000	-100.0%	-0.05%	–
MGA	Exit	MAGNA IN	$0	–	-22,718	-100.0%	-0.05%	–
AMC	Exit	AMC ENTMclaco	$0	–	-101,980	-100.0%	-0.05%	–
AHP	Exit	ASHFORD	$0	–	-150,113	-100.0%	-0.05%	–
OVTI	Exit	OMNIVISI	$0	–	-119,759	-100.0%	-0.05%	–
CAM	Exit	CAMERON	$0	–	-39,836	-100.0%	-0.05%	–
RDA	Exit	RDA MICRspons	$0	–	-156,622	-100.0%	-0.05%	–
S	Exit	SPRINT C	$0	–	-324,075	-100.0%	-0.05%	–
CPT	Exit	CAMDEN Pshben	$0	–	-39,432	-100.0%	-0.06%	–
ANSS	Exit	ANSYS IN	$0	–	-37,389	-100.0%	-0.06%	–
CSGP	Exit	COSTAR G	$0	–	-18,364	-100.0%	-0.06%	–
CBST	Exit	CUBIST P	$0	–	-42,400	-100.0%	-0.06%	–
PCP	Exit	PRECISIO	$0	–	-11,937	-100.0%	-0.06%	–
REXR	Exit	REXFORD	$0	–	-233,776	-100.0%	-0.07%	–
FIO	Exit	FUSION-I	$0	–	-300,000	-100.0%	-0.07%	–
VZ	Exit	VERIZON	$0	–	-71,526	-100.0%	-0.07%	–
WFC	Exit	WELLS FA	$0	–	-67,024	-100.0%	-0.07%	–
XLS	Exit	EXELIS I	$0	–	-213,800	-100.0%	-0.07%	–
MAS	Exit	MASCO CO	$0	–	-168,395	-100.0%	-0.07%	–
AKR	Exit	ACADIA R	$0	–	-133,745	-100.0%	-0.07%	–
SNI	Exit	SCRIPPSclaco	$0	–	-48,278	-100.0%	-0.08%	–
IDIX	Exit	IDENIX P	$0	–	-170,000	-100.0%	-0.08%	–
SPXC	Exit	SPX CORP	$0	–	-40,298	-100.0%	-0.09%	–
OPEN	Exit	OPENTABL	$0	–	-42,800	-100.0%	-0.09%	–
AGO	Exit	ASSURED	$0	–	-183,281	-100.0%	-0.09%	–
EPAC	Exit	ACTUANTclane	$0	–	-131,041	-100.0%	-0.09%	–
BBBY	Exit	BED BATH	$0	–	-81,226	-100.0%	-0.09%	–
LBTYA	Exit	LIBERTY	$0	–	-106,904	-100.0%	-0.09%	–
BXP	Exit	BOSTON P	$0	–	-40,000	-100.0%	-0.09%	–
VIP	Exit	VIMPELCOspons	$0	–	-574,022	-100.0%	-0.10%	–
KRC	Exit	KILROY R	$0	–	-77,495	-100.0%	-0.10%	–
CHTR	Exit	CHARTERclane	$0	–	-31,206	-100.0%	-0.10%	–
WY	Exit	WEYERHAEput	$0	–	-1,000,000	-100.0%	-0.10%	–
GPS	Exit	GAP INC	$0	–	-123,080	-100.0%	-0.10%	–
MDU	Exit	MDU RES	$0	–	-145,841	-100.0%	-0.10%	–
CYN	Exit	CITY NAT	$0	–	-67,539	-100.0%	-0.10%	–
RAI	Exit	REYNOLDS	$0	–	-85,477	-100.0%	-0.10%	–
FIBK	Exit	FIRST IN	$0	–	-194,380	-100.0%	-0.10%	–
ELS	Exit	EQUITY L	$0	–	-119,891	-100.0%	-0.10%	–
CUZ	Exit	COUSINS	$0	–	-430,000	-100.0%	-0.10%	–
	Exit	MCGRAW Hom	$0	–	-5,000	-100.0%	-0.10%	–
	Exit	RENEWABLmtnf2	$0	–	-5,000,000	-100.0%	-0.11%	–
TCBI	Exit	TEXAS CA	$0	–	-105,014	-100.0%	-0.11%	–
	Exit	SEACOR Hnote2	$0	–	-5,000,000	-100.0%	-0.11%	–
LAZ	Exit	LAZARD L	$0	–	-112,000	-100.0%	-0.11%	–
OXY	Exit	OCCIDENT	$0	–	-59,062	-100.0%	-0.12%	–
KMT	Exit	KENNAMET	$0	–	-131,548	-100.0%	-0.12%	–
	Exit	TAKE-TWOnote1	$0	–	-5,000,000	-100.0%	-0.12%	–
HPP	Exit	HUDSON P	$0	–	-262,837	-100.0%	-0.13%	–
PACW	Exit	PACWEST	$0	–	-158,558	-100.0%	-0.14%	–
TSU	Exit	TIM PARTspons	$0	–	-239,912	-100.0%	-0.14%	–
	Exit	SPECTRANmtnf2	$0	–	-7,000,000	-100.0%	-0.14%	–
FOXA	Exit	TWENTY Fcla	$0	–	-222,538	-100.0%	-0.15%	–
OI	Exit	OWENS IL	$0	–	-229,253	-100.0%	-0.16%	–
BMR	Exit	BIOMED R	$0	–	-370,302	-100.0%	-0.16%	–
AL	Exit	AIR LEAScla	$0	–	-211,939	-100.0%	-0.16%	–
FFIV	Exit	F5 NETWO	$0	–	-74,216	-100.0%	-0.16%	–
BTU	Exit	PEABODY	$0	–	-504,975	-100.0%	-0.16%	–
QTS	Exit	QTS RLTY	$0	–	-295,161	-100.0%	-0.17%	–
BZT	Exit	BEAZER Hunit9	$0	–	-265,000	-100.0%	-0.17%	–
CCJ	Exit	CAMECO C	$0	–	-437,645	-100.0%	-0.17%	–
	Exit	MERRIMACnote4	$0	–	-6,500,000	-100.0%	-0.17%	–
	Exit	SPIRIT Rnote2	$0	–	-9,000,000	-100.0%	-0.18%	–
NUE	Exit	NUCOR CO	$0	–	-187,389	-100.0%	-0.18%	–
SWFT	Exit	SWIFT TRcla	$0	–	-370,315	-100.0%	-0.18%	–
BRX	Exit	BRIXMOR	$0	–	-424,000	-100.0%	-0.19%	–
DFODQ	Exit	DEAN FOO	$0	–	-570,813	-100.0%	-0.20%	–
PNC	Exit	PNC FINL	$0	–	-114,027	-100.0%	-0.20%	–
	Exit	HUDSON C	$0	–	-1,153,700	-100.0%	-0.21%	–
HOT	Exit	STARWOOD	$0	–	-133,975	-100.0%	-0.21%	–
	Exit	BOTTOMLInote1	$0	–	-9,500,000	-100.0%	-0.22%	–
PPS	Exit	POST PPT	$0	–	-220,000	-100.0%	-0.23%	–
OGE	Exit	OGE ENER	$0	–	-325,500	-100.0%	-0.25%	–
CPN	Exit	CALPINE	$0	–	-549,715	-100.0%	-0.26%	–
SNV	Exit	SYNOVUS	$0	–	-556,600	-100.0%	-0.27%	–
HD	Exit	HOME DEP	$0	–	-168,755	-100.0%	-0.27%	–
LNT	Exit	ALLIANT	$0	–	-234,050	-100.0%	-0.28%	–
AMT	Exit	AMERICAN	$0	–	-172,481	-100.0%	-0.30%	–
NKE	Exit	NIKE INCclb	$0	–	-200,898	-100.0%	-0.31%	–
AAT	Exit	AMERICAN	$0	–	-470,000	-100.0%	-0.32%	–
EMR	Exit	EMERSON	$0	–	-252,593	-100.0%	-0.33%	–
RL	Exit	RALPH LAcla	$0	–	-104,467	-100.0%	-0.33%	–
MCRS	Exit	MICROS S	$0	–	-250,000	-100.0%	-0.33%	–
QCOR	Exit	QUESTCOR	$0	–	-197,700	-100.0%	-0.36%	–
WR	Exit	WESTAR E	$0	–	-486,753	-100.0%	-0.37%	–
QRTEA	Exit	LIBERTYintco	$0	–	-638,829	-100.0%	-0.37%	–
EMN	Exit	EASTMAN	$0	–	-219,643	-100.0%	-0.38%	–
AJG	Exit	GALLAGHE	$0	–	-413,038	-100.0%	-0.38%	–
MO	Exit	ALTRIA G	$0	–	-481,516	-100.0%	-0.40%	–
	Exit	SANDISKnote1	$0	–	-10,000,000	-100.0%	-0.40%	–
STLD	Exit	STEEL DY	$0	–	-1,262,963	-100.0%	-0.45%	–
BAC	Exit	BANK OF	$0	–	-1,481,006	-100.0%	-0.45%	–
KMI	Exit	KINDER M	$0	–	-655,629	-100.0%	-0.47%	–
	Exit	MICROCHIsdcv2	$0	–	-12,500,000	-100.0%	-0.47%	–
PG	Exit	PROCTER	$0	–	-321,437	-100.0%	-0.50%	–
J	Exit	JACOBS E	$0	–	-480,777	-100.0%	-0.50%	–
JPM	Exit	JPMORGAN	$0	–	-446,532	-100.0%	-0.51%	–
MOS	Exit	MOSAIC C	$0	–	-601,767	-100.0%	-0.59%	–
M	Exit	MACYS IN	$0	–	-564,870	-100.0%	-0.64%	–
HSH	Exit	HILLSHIR	$0	–	-575,000	-100.0%	-0.70%	–
WY	Exit	WEYERHAE	$0	–	-1,300,000	-100.0%	-0.85%	–
FRX	Exit	FOREST L	$0	–	-861,918	-100.0%	-1.68%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2014-11-14
View 13F-HR/A filed 2015-02-13
View 13F-HR/A filed 2015-05-14
View 13F-HR/A filed 2015-08-13
View 13F-HR/A filed 2015-11-13

Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
META PLATF	36	Q3 2023	2.3%
SPDR S&P 5	33	Q3 2023	0.7%
ACTIVISION	29	Q3 2023	71.3%
AMAZON COM	29	Q3 2023	0.8%
GAMING & L	29	Q3 2023	0.8%
SPDR S&P	29	Q1 2023	0.1%
DISNEY W	28	Q3 2021	2.0%
POST HLD	27	Q2 2020	1.8%
GENERAL	27	Q3 2022	1.4%
CAMDEN PPT	27	Q3 2023	0.6%

View UBS OCONNOR LLC's complete holdings history.

Latest significant ownerships (13-D/G)

UBS OCONNOR LLC Q3 2014 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
HERON THERAPEUTICS, INC. /DE/^{Sold out}	February 13, 2023	0	0.0%
MAGELLAN HEALTH INC^{Sold out}	February 13, 2023	0	0.0%
New Providence Acquisition Corp. II	February 13, 2023	2,227,500	8.9%
Nuance Communications, Inc.^{Sold out}	February 13, 2023	0	0.0%
SCP & CO Healthcare Acquisition Co^{Sold out}	February 13, 2023	0	0.0%
ACORDA THERAPEUTICS INC^{Sold out}	February 14, 2022	0	0.0%
Amryt Pharma plc	February 14, 2022	9,950,000	3.1%
Evolv Technologies Holdings, Inc.	February 14, 2022	1,547,311	1.1%
GreenSky, Inc.	February 14, 2022	698,553	0.8%
GTY Technology Holdings Inc.	February 14, 2022	758,000	1.3%

View UBS OCONNOR LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR	2024-02-14
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12

View UBS OCONNOR LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (5790818000.0 != 5790818000000.0)
The reported has been amended

Export UBS OCONNOR LLC's holdings