This page lists the SEC filings reported by NORTHPOINTE CAPITAL LLC.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13G/A | 2018-02-14 | NORTHPOINTE CAPITAL LLC | CHEROKEE INC | 1,347,183 | 9.7% | EDGAR |
| SC 13G/A | 2018-02-14 | NORTHPOINTE CAPITAL LLC | Conifer Holdings, Inc. | 534,955 | 6.3% | EDGAR |
| SC 13G/A | 2018-02-14 | NORTHPOINTE CAPITAL LLC | Lonestar Resources US Inc. | 1,455,198 | 5.9% | EDGAR |
| SC 13G/A | 2018-02-14 | NORTHPOINTE CAPITAL LLC | Revolution Lighting Technologies, Inc. | 1,073,015 | 5.0% | EDGAR |
| SC 13G/A | 2018-02-14 | NORTHPOINTE CAPITAL LLC | S&W Seed Co | 10 | 12.0% | EDGAR |
| SC 13G/A | 2017-01-26 | NORTHPOINTE CAPITAL LLC | S&W Seed Co | 929,802 | 5.2% | EDGAR |
| SC 13G/A | 2017-01-25 | NORTHPOINTE CAPITAL LLC | IMMUCELL CORP /DE/ | 10 | 12.0% | EDGAR |
| SC 13G/A | 2016-02-03 | NORTHPOINTE CAPITAL LLC | IMMUCELL CORP /DE/ | 225,000 | 5.3% | EDGAR |
| SC 13G/A | 2016-01-07 | NORTHPOINTE CAPITAL LLC | 1347 Property Insurance Holdings, Inc. | 10 | 12.0% | EDGAR |
| SC 13G/A | 2016-01-07 | NORTHPOINTE CAPITAL LLC | Truett-Hurst, Inc. | 0 | 0.0% | EDGAR |
| SC 13G/A | 2015-01-27 | NORTHPOINTE CAPITAL LLC | Truett-Hurst, Inc. | 261,525 | 7.0% | EDGAR |
| SC 13G | 2015-01-27 | NORTHPOINTE CAPITAL LLC | 1347 Property Insurance Holdings, Inc. | 323,879 | 5.1% | EDGAR |
| SC 13G/A | 2014-02-11 | NORTHPOINTE CAPITAL LLC | DEPOMED INC | 0 | 0.0% | EDGAR |
| SC 13G/A | 2014-02-11 | NORTHPOINTE CAPITAL LLC | ABRAXAS PETROLEUM CORP | 5,372,547 | 5.8% | EDGAR |
| SC 13G/A | 2014-02-11 | NORTHPOINTE CAPITAL LLC | ENGLOBAL CORP | 1,550,716 | 5.7% | EDGAR |
| SC 13G/A | 2014-02-11 | NORTHPOINTE CAPITAL LLC | REPLIGEN CORP | 1,560,320 | 4.9% | EDGAR |
| SC 13G/A | 2014-02-11 | NORTHPOINTE CAPITAL LLC | GENTHERM Inc | 680,365 | 2.0% | EDGAR |
| SC 13G/A | 2014-02-11 | NORTHPOINTE CAPITAL LLC | Fiesta Restaurant Group, Inc. | 387,796 | 1.4% | EDGAR |
| SC 13G/A | 2014-02-11 | NORTHPOINTE CAPITAL LLC | NETLIST INC | 0 | 0.0% | EDGAR |
| SC 13G/A | 2014-02-11 | NORTHPOINTE CAPITAL LLC | MERGE HEALTHCARE INC | 0 | 0.0% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.