This page lists the SEC filings reported by NOVARTIS AG.
| Type | Filed | |
|---|---|---|
| 6-K | 2021-12-17 | EDGAR |
| 6-K | 2021-11-04 | EDGAR |
| 6-K | 2021-10-26 | EDGAR |
| 6-K | 2021-10-25 | EDGAR |
| 6-K | 2021-08-03 | EDGAR |
| S-8 | 2021-07-22 | EDGAR |
| 6-K | 2021-07-21 | EDGAR |
| 6-K | 2021-06-28 | EDGAR |
| SD | 2021-06-01 | EDGAR |
| 6-K | 2021-04-27 | EDGAR |
| 6-K | 2021-03-23 | EDGAR |
| 6-K | 2021-03-22 | EDGAR |
| 6-K | 2021-03-09 | EDGAR |
| 6-K | 2021-03-05 | EDGAR |
| 6-K | 2021-02-16 | EDGAR |
| 6-K | 2021-01-29 | EDGAR |
| 20-F | 2021-01-26 | EDGAR |
| 6-K | 2021-01-26 | EDGAR |
| IRANNOTICE | 2021-01-26 | EDGAR |
| UPLOAD | 2021-01-22 | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.