FIRST NEW YORK SECURITIES LLC /NY

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$172 Million is the total value of FIRST NEW YORK SECURITIES LLC /NY's 313 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 130.7% .

All

			Value		Shares		↓ Weighting
SPY	Sell	SPDR S&P 500 ETF TRput	$19,928,000	-15.9%	107,900	-23.5%	12.12%	+28.3%
SPY	Buy	SPDR S&P 500 ETF TRcall	$9,235,000	+174.9%	50,000	+150.0%	5.62%	+319.4%
SNTS	New	SANTARUS INC	$7,670,000	–	240,000	+100.0%	4.66%	–
LIFE	New	LIFE TECHNOLOGIES CORP	$5,670,000	–	74,808	+100.0%	3.45%	–
AMBCWS	New	AMBAC FINL GROUP INC*w exp 04/30/202	$4,913,000	–	328,855	+100.0%	2.99%	–
UNG	Buy	UNITED STATES NATL GAS FUNDcall	$4,035,000	+120.7%	195,000	+95.0%	2.45%	+236.6%
ITB	New	ISHAREScall	$3,723,000	–	150,000	+100.0%	2.26%	–
UN	Buy	UNILEVER N V	$3,718,000	+886.2%	92,418	+824.2%	2.26%	+1407.3%
UNG	New	UNITED STATES NATL GAS FUNDput	$3,207,000	–	155,000	+100.0%	1.95%	–
EBAY	New	EBAY INCcall	$3,018,000	–	55,000	+100.0%	1.84%	–
CSCO	New	CISCO SYS INC	$2,837,000	–	126,500	+100.0%	1.72%	–
PCI	New	PIMCO DYNAMIC CR INCOME FD	$2,752,000	–	122,400	+100.0%	1.67%	–
CVX	New	CHEVRON CORP NEW	$2,511,000	–	20,100	+100.0%	1.53%	–
EDD	Buy	MORGAN STANLEY EM MKTS DM DE	$2,320,000	+2368.1%	178,223	+2564.8%	1.41%	+3713.5%
AAPL	New	APPLE INC	$2,244,000	–	4,000	+100.0%	1.36%	–
XME	New	SPDR SERIES TRUSTcall	$2,104,000	–	50,000	+100.0%	1.28%	–
GDX	Buy	MARKET VECTORS ETF TRcall	$2,007,000	+282.3%	95,000	+352.4%	1.22%	+484.2%
IYR	New	ISHAREScall	$1,892,000	–	30,000	+100.0%	1.15%	–
DB	Sell	DEUTSCHE BANK AGnamen akt	$1,881,000	-72.0%	39,000	-73.3%	1.14%	-57.2%
NEBLQ	New	NOBLE CORP PLC	$1,874,000	–	50,000	+100.0%	1.14%	–
ORIG	Buy	OCEAN RIG UDW INC	$1,849,000	+238.6%	96,000	+220.0%	1.12%	+415.6%
ZNGA	Buy	ZYNGA INCcl a	$1,775,000	+410.1%	467,000	+391.6%	1.08%	+676.3%
VCI	New	VALASSIS COMMUNICATIONS INC	$1,723,000	–	50,300	+100.0%	1.05%	–
BUD	Buy	ANHEUSER BUSCH INBEV SA/NVsponsored adr	$1,703,000	+377.0%	16,000	+344.4%	1.04%	+629.6%
KO	New	COCA COLA COcall	$1,652,000	–	40,000	+100.0%	1.00%	–
BIOD	Buy	BIODEL INC	$1,635,000	+111.8%	716,800	+192.6%	0.99%	+222.7%
GDX	Buy	MARKET VECTORS ETF TRgold miner etf	$1,532,000	+1255.8%	72,500	+1511.1%	0.93%	+1971.1%
TWC	New	TIME WARNER CABLE INC	$1,281,000	–	9,450	+100.0%	0.78%	–
DXJ	Sell	WISDOMTREE TRcall	$1,271,000	-67.7%	25,000	-69.5%	0.77%	-50.6%
GM	Buy	GENERAL MTRS CO	$1,268,000	+2248.1%	31,000	+1966.7%	0.77%	+3404.5%
ARAY	New	ACCURAY INC	$1,245,000	–	143,000	+100.0%	0.76%	–
QEP	New	QEP RES INC	$1,206,000	–	39,350	+100.0%	0.73%	–
AAL	New	AMERICAN AIRLS GROUP INC	$1,138,000	–	45,000	+100.0%	0.69%	–
QGEN	Buy	QIAGEN NV	$1,084,000	+175.1%	45,540	+147.5%	0.66%	+319.7%
SYY	New	SYSCO CORPcall	$1,083,000	–	30,000	+100.0%	0.66%	–
KO	New	COCA COLA CO	$1,033,000	–	25,000	+100.0%	0.63%	–
GLPI	New	GAMING & LEISURE PPTYS INC	$1,019,000	–	20,059	+100.0%	0.62%	–
ALR	New	ALERE INC	$1,014,000	–	28,000	+100.0%	0.62%	–
NWS	New	NEWS CORP NEWcl b	$981,000	–	55,000	+100.0%	0.60%	–
WRLD	New	WORLD ACCEP CORP DELput	$962,000	–	11,000	+100.0%	0.58%	–
TS	Buy	TENARIS S Asponsored adr	$961,000	+173.8%	22,000	+193.3%	0.58%	+317.1%
OIH	New	MARKET VECTORS ETF TRcall	$961,000	–	20,000	+100.0%	0.58%	–
YUM	New	YUM BRANDS INC	$945,000	–	12,500	+100.0%	0.58%	–
ASML	Buy	ASML HOLDING N V	$937,000	+26.5%	10,000	+33.3%	0.57%	+93.2%
RCL	Buy	ROYAL CARIBBEAN CRUISES LTD	$924,000	+383.8%	19,500	+290.0%	0.56%	+639.5%
RDSA	Sell	ROYAL DUTCH SHELL PLCspons adr a	$891,000	-9.5%	12,500	-16.7%	0.54%	+37.9%
GS	Buy	GOLDMAN SACHS GROUP INCput	$886,000	+229.4%	5,000	+194.1%	0.54%	+403.7%
REGN	New	REGENERON PHARMACEUTICALS	$881,000	–	3,200	+100.0%	0.54%	–
STO	New	STATOIL ASAsponsored adr	$869,000	–	36,000	+100.0%	0.53%	–
PFLT	Sell	PENNANTPARK FLOATING RATE CA	$869,000	-7.4%	63,283	-7.1%	0.53%	+41.2%
SINA	New	SINA CORPord	$859,000	–	10,200	+100.0%	0.52%	–
HTZ	Buy	HERTZ GLOBAL HOLDINGS INC	$844,000	+280.2%	29,500	+195.0%	0.51%	+483.0%
AAPL	New	APPLE INCcall	$841,000	–	1,500	+100.0%	0.51%	–
ACHI	New	ACCRETIVE HEALTH INC	$815,000	–	89,000	+100.0%	0.50%	–
SLAB	Sell	SILICON LABORATORIES INC	$812,000	-39.2%	18,750	-40.0%	0.49%	-7.1%
KRE	New	SPDR SERIES TRUSTcall	$812,000	–	20,000	+100.0%	0.49%	–
NID	New	NUVEEN INTER DURATION MN TMF	$771,000	–	66,987	+100.0%	0.47%	–
TTE	New	TOTAL S Asponsored adr	$766,000	–	12,500	+100.0%	0.47%	–
TCPC	Sell	TCP CAP CORP	$732,000	-9.9%	43,619	-12.8%	0.44%	+37.3%
JCPNQ	Buy	PENNEY J C INCcall	$686,000	+1459.1%	75,000	+1400.0%	0.42%	+2216.7%
KIO	New	KKR INCOME OPPORTUNITIES FD	$665,000	–	37,000	+100.0%	0.40%	–
FE	New	FIRSTENERGY CORPcall	$660,000	–	20,000	+100.0%	0.40%	–
NG	New	NOVAGOLD RES INCcall	$598,000	–	235,400	+100.0%	0.36%	–
CSIQ	New	CANADIAN SOLAR INC	$596,000	–	20,000	+100.0%	0.36%	–
DEG	New	DELHAIZE GROUPsponsored adr	$594,000	–	10,000	+100.0%	0.36%	–
SONY	New	SONY CORPadr new	$588,000	–	34,000	+100.0%	0.36%	–
GLD	Buy	SPDR GOLD TRUST	$581,000	+353.9%	5,000	+400.0%	0.35%	+592.2%
JQC	Buy	NUVEEN CR STRATEGIES INCM FD	$573,000	+14.8%	58,925	+10.5%	0.35%	+74.9%
SLV	Sell	ISHARES SILVER TRUSTcall	$561,000	-64.2%	30,000	-60.0%	0.34%	-45.4%
BHI	New	BAKER HUGHES INC	$553,000	–	10,000	+100.0%	0.34%	–
FSC	New	FIFTH STREET FINANCE CORP	$524,000	–	56,700	+100.0%	0.32%	–
NEON	Sell	NEONODE INC	$519,000	-7.5%	82,117	-6.0%	0.32%	+41.1%
VALE	New	VALE S Aadr	$495,000	–	32,500	+100.0%	0.30%	–
FE	New	FIRSTENERGY CORP	$495,000	–	15,000	+100.0%	0.30%	–
BIG	New	BIG LOTS INCput	$484,000	–	15,000	+100.0%	0.29%	–
UUP	Buy	POWERSHS DB US DOLLAR INDEXcall	$484,000	+49.4%	22,500	+50.0%	0.29%	+127.9%
OXY	New	OCCIDENTAL PETE CORP DELcall	$476,000	–	5,000	+100.0%	0.29%	–
SINA	New	SINA CORPcall	$464,000	–	5,500	+100.0%	0.28%	–
CNHI	New	CNH INDL N V	$457,000	–	40,206	+100.0%	0.28%	–
NCQ	New	NOVACOPPER INC	$456,000	–	300,000	+100.0%	0.28%	–
FWMHQ	New	FAIRWAY GROUP HLDGS CORPcall	$454,000	–	25,000	+100.0%	0.28%	–
EWZ	New	ISHARESmsci brz cap etf	$447,000	–	10,000	+100.0%	0.27%	–
HAL	Sell	HALLIBURTON COcall	$442,000	-38.8%	8,700	-42.0%	0.27%	-6.6%
WWAV	Sell	WHITEWAVE FOODS CO	$430,000	-57.0%	18,750	-62.5%	0.26%	-34.2%
GTATQ	Buy	GT ADVANCED TECHNOLOGIES INC	$430,000	+855.6%	49,300	+822.4%	0.26%	+1355.6%
ASNA	New	ASCENA RETAIL GROUP INC	$423,000	–	20,000	+100.0%	0.26%	–
NXTM	Buy	NXSTAGE MEDICAL INC	$410,000	+35.3%	41,000	+78.3%	0.25%	+105.8%
NMFC	Sell	NEW MTN FIN CORP	$404,000	-44.0%	26,890	-46.2%	0.25%	-14.3%
INTC	New	INTEL CORP	$389,000	–	15,000	+100.0%	0.24%	–
EOX		EMERALD OIL INC	$383,000	+6.4%	50,000	0.0%	0.23%	+61.8%
DXJ	Sell	WISDOMTREE TRjapn hedge eqt	$381,000	-46.9%	7,500	-50.0%	0.23%	-18.9%
DECK	Buy	DECKERS OUTDOOR CORP	$380,000	+130.3%	4,500	+80.0%	0.23%	+250.0%
KGC	Sell	KINROSS GOLD CORPcall	$372,000	-34.5%	85,000	-24.4%	0.23%	0.0%
ORAN	Buy	ORANGEsponsored adr	$368,000	+66.5%	29,784	+68.6%	0.22%	+154.5%
FRA	New	BLACKROCK FLOAT RATE OME STR	$365,000	–	25,000	+100.0%	0.22%	–
NUV	New	NUVEEN MUN VALUE FD INC	$360,000	–	39,817	+100.0%	0.22%	–
EBAY	New	EBAY INC	$356,000	–	6,500	+100.0%	0.22%	–
CYNO	Sell	CYNOSURE INCcl a	$346,000	-57.9%	13,000	-63.9%	0.21%	-35.8%
MSFT	Sell	MICROSOFT CORPcall	$344,000	+3.3%	9,200	-8.0%	0.21%	+57.1%
CAG		CONAGRA FOODS INCput	$337,000	+11.2%	10,000	0.0%	0.20%	+69.4%
TMUS	New	T-MOBILE US INCcall	$336,000	–	10,000	+100.0%	0.20%	–
NTS	New	NTS INC NEV	$334,000	–	169,396	+100.0%	0.20%	–
CTIB	Sell	CTI INDUSTRIES CORP	$331,000	+18.2%	56,702	-2.2%	0.20%	+79.5%
FWMHQ	New	FAIRWAY GROUP HLDGS CORPput	$318,000	–	17,500	+100.0%	0.19%	–
ARCC	Sell	ARES CAP CORP	$297,000	-86.4%	16,700	-86.7%	0.18%	-79.1%
NI	New	NISOURCE INC	$296,000	–	9,000	+100.0%	0.18%	–
1338PS	New	UBS AG	$295,000	–	15,300	+100.0%	0.18%	–
NCT	New	NEWCASTLE INVT CORP	$287,000	–	50,000	+100.0%	0.18%	–
VVR	New	INVESCO SR INCOME TR	$283,000	–	56,195	+100.0%	0.17%	–
GOLD	New	BARRICK GOLD CORP	$273,000	–	15,500	+100.0%	0.17%	–
TRK	New	SPEEDWAY MOTORSPORTS INC	$271,000	–	13,642	+100.0%	0.16%	–
DECK	New	DECKERS OUTDOOR CORPcall	$253,000	–	3,000	+100.0%	0.15%	–
HFC	New	HOLLYFRONTIER CORP	$248,000	–	5,000	+100.0%	0.15%	–
LSI	New	LSI CORPORATIONcall	$238,000	–	21,600	+100.0%	0.14%	–
AXLL	New	AXIALL CORP	$237,000	–	5,000	+100.0%	0.14%	–
RMD	Sell	RESMED INC	$235,000	-36.5%	5,001	-28.6%	0.14%	-2.7%
BIOS	Sell	BIOSCRIP INC	$226,000	-82.0%	30,500	-78.7%	0.14%	-72.7%
BKS	New	BARNES & NOBLE INCcall	$224,000	–	15,000	+100.0%	0.14%	–
DSL	New	DOUBLELINE INCOME SOLUTIONS	$224,000	–	10,600	+100.0%	0.14%	–
JCPNQ	Buy	PENNEY J C INC	$219,000	+42.2%	24,000	+37.1%	0.13%	+118.0%
OSIS	Buy	OSI SYSTEMS INC	$212,000	+186.5%	4,000	+300.0%	0.13%	+344.8%
XME	New	SPDR SERIES TRUSTs&p metals mng	$210,000	–	5,000	+100.0%	0.13%	–
JACK	New	JACK IN THE BOX INC	$200,000	–	4,000	+100.0%	0.12%	–
BGT	New	BLACKROCK FLOATING RATE INCO	$182,000	–	13,004	+100.0%	0.11%	–
GSVC	Buy	GSV CAP CORP	$181,000	+22.3%	15,000	+50.0%	0.11%	+86.4%
CTB	New	COOPER TIRE & RUBR COput	$175,000	–	7,300	+100.0%	0.11%	–
OXY	Sell	OCCIDENTAL PETE CORP DEL	$171,000	-26.9%	1,800	-28.0%	0.10%	+11.8%
PAAS	New	PAN AMERICAN SILVER CORP	$164,000	–	14,000	+100.0%	0.10%	–
YPF	New	YPF SOCIEDAD ANONIMAcall	$165,000	–	5,000	+100.0%	0.10%	–
CIE	New	COBALT INTL ENERGY INCcall	$165,000	–	10,000	+100.0%	0.10%	–
TWC	New	TIME WARNER CABLE INCcall	$163,000	–	1,200	+100.0%	0.10%	–
SWY	New	SAFEWAY INC	$163,000	–	5,000	+100.0%	0.10%	–
SRPT	New	SAREPTA THERAPEUTICS INCcall	$153,000	–	7,500	+100.0%	0.09%	–
TLT	New	ISHAREScall	$153,000	–	1,500	+100.0%	0.09%	–
SRPT	Buy	SAREPTA THERAPEUTICS INC	$152,000	+533.3%	7,500	+1400.0%	0.09%	+820.0%
IRM	New	IRON MTN INCcall	$152,000	–	5,000	+100.0%	0.09%	–
BIOS	Sell	BIOSCRIP INCcall	$148,000	-77.2%	20,000	-72.9%	0.09%	-65.3%
GIII	New	G-III APPAREL GROUP LTD	$148,000	–	2,000	+100.0%	0.09%	–
SVU	New	SUPERVALU INCcall	$146,000	–	20,000	+100.0%	0.09%	–
SU	New	SUNCOR ENERGY INC NEW	$140,000	–	4,000	+100.0%	0.08%	–
AMCC	New	APPLIED MICRO CIRCUITS CORP	$134,000	–	10,000	+100.0%	0.08%	–
CBA	New	CLEARBRIDGE AMERN ENERG MLP	$134,000	–	7,500	+100.0%	0.08%	–
BXC	Buy	BLUELINX HLDGS INC	$128,000	+26.7%	65,027	+26.8%	0.08%	+95.0%
IOC	Sell	INTEROIL CORPcall	$129,000	-63.9%	2,500	-50.0%	0.08%	-45.1%
SREV	New	SERVICESOURCE INTL LLC	$126,000	–	15,000	+100.0%	0.08%	–
CREE	Sell	CREE INC	$125,000	-95.1%	2,000	-95.3%	0.08%	-92.5%
SDOCQ	New	SANDRIDGE ENERGY INCcall	$121,000	–	20,000	+100.0%	0.07%	–
CACQ	New	CAESARS ACQUISITION COcl a	$121,000	–	10,066	+100.0%	0.07%	–
NUAN	New	NUANCE COMMUNICATIONS INCcall	$122,000	–	8,000	+100.0%	0.07%	–
GGB	New	GERDAU S Aspon adr rep pfd	$118,000	–	15,000	+100.0%	0.07%	–
DNP		DNP SELECT INCOME FD	$113,000	-1.7%	12,017	0.0%	0.07%	+50.0%
TGI	Buy	TRIUMPH GROUP INC NEW	$114,000	+225.7%	1,500	+200.0%	0.07%	+392.9%
CPWR	New	COMPUWARE CORP	$112,000	–	10,000	+100.0%	0.07%	–
PPR	New	ING PRIME RATE TRsh ben int	$110,000	–	18,854	+100.0%	0.07%	–
GNSS	New	LRAD CORP	$107,000	–	56,865	+100.0%	0.06%	–
UNTCQ	New	UNIT CORP	$103,000	–	2,000	+100.0%	0.06%	–
NGD	New	NEW GOLD INC CDA	$100,000	–	18,000	+100.0%	0.06%	–
GALTW	Buy	GALECTIN THERAPEUTICS INC*w exp 03/28/201	$96,000	+108.7%	19,900	+134.1%	0.06%	+222.2%
BB	New	BLACKBERRY LTD	$89,000	–	12,000	+100.0%	0.05%	–
TER	New	TERADYNE INC	$88,000	–	5,000	+100.0%	0.05%	–
ARIA	New	ARIAD PHARMACEUTICALS INC	$88,000	–	13,000	+100.0%	0.05%	–
UNP	New	UNION PAC CORP	$84,000	–	500	+100.0%	0.05%	–
TMUS	Sell	T-MOBILE US INC	$84,000	-78.5%	2,500	-83.3%	0.05%	-67.1%
TEF	New	TELEFONICA S Asponsored adr	$82,000	–	5,000	+100.0%	0.05%	–
ANF	New	ABERCROMBIE & FITCH COcall	$82,000	–	2,500	+100.0%	0.05%	–
KRE	New	SPDR SERIES TRUSTs&p regl bkg	$81,000	–	2,000	+100.0%	0.05%	–
IWM	Sell	ISHARESput	$81,000	-92.4%	700	-93.0%	0.05%	-88.5%
BLOX	New	INFOBLOX INC	$80,000	–	2,434	+100.0%	0.05%	–
NNA	Sell	NAVIOS MARITIME ACQUIS CORP	$81,000	-37.2%	18,500	-47.1%	0.05%	-3.9%
KMIWS	New	KINDER MORGAN INC DEL*w exp 05/25/201	$81,000	–	20,000	+100.0%	0.05%	–
CLF	New	CLIFFS NAT RES INC	$78,000	–	3,000	+100.0%	0.05%	–
TECK	New	TECK RESOURCES LTDcl b	$78,000	–	3,000	+100.0%	0.05%	–
AWAY	New	HOMEAWAY INC	$72,000	–	1,750	+100.0%	0.04%	–
LAMR	New	LAMAR ADVERTISING COcl a	$68,000	–	1,300	+100.0%	0.04%	–
CHK	New	CHESAPEAKE ENERGY CORP	$68,000	–	2,500	+100.0%	0.04%	–
EWW	New	ISHARESmsci mex cap etf	$68,000	–	1,000	+100.0%	0.04%	–
TFCO	New	TUFCO TECHNOLOGIES INC	$65,000	–	10,700	+100.0%	0.04%	–
XLF	New	SELECT SECTOR SPDR TRsbi int-finl	$66,000	–	3,000	+100.0%	0.04%	–
DRI	New	DARDEN RESTAURANTS INCcall	$65,000	–	1,200	+100.0%	0.04%	–
MRGE	New	MERGE HEALTHCARE INC	$58,000	–	25,000	+100.0%	0.04%	–
MON	New	MONSANTO CO NEW	$58,000	–	500	+100.0%	0.04%	–
DISH	New	DISH NETWORK CORPcl a	$58,000	–	1,000	+100.0%	0.04%	–
GOL	New	GOL LINHAS AEREAS INTLG S Asp adr rep pfd	$57,000	–	12,500	+100.0%	0.04%	–
JBLU	Sell	JETBLUE AIRWAYS CORP	$56,000	-20.0%	6,500	-38.1%	0.03%	+21.4%
GE	Buy	GENERAL ELECTRIC CO	$56,000	+133.3%	2,000	+100.0%	0.03%	+240.0%
FIO	New	FUSION-IO INC	$54,000	–	6,000	+100.0%	0.03%	–
CRM	New	SALESFORCE COM INC	$55,000	–	1,000	+100.0%	0.03%	–
CMCSA	Sell	COMCAST CORP NEWcl a	$52,000	-42.2%	1,000	-50.0%	0.03%	-11.1%
CIT	Sell	CIT GROUP INC	$52,000	-84.8%	1,000	-85.7%	0.03%	-76.5%
RSHCQ	New	RADIOSHACK CORPput	$53,000	–	20,500	+100.0%	0.03%	–
ATI	Buy	ALLEGHENY TECHNOLOGIES INC	$53,000	+253.3%	1,500	+200.0%	0.03%	+433.3%
CRIS	Buy	CURIS INC	$48,000	+6.7%	17,000	+70.0%	0.03%	+61.1%
AEP	New	AMERICAN ELEC PWR INC	$47,000	–	1,000	+100.0%	0.03%	–
NVDA	New	NVIDIA CORP	$46,000	–	2,891	+100.0%	0.03%	–
CVC	New	CABLEVISION SYS CORPcl a ny cablvs	$45,000	–	2,500	+100.0%	0.03%	–
JNY	New	JONES GROUP INC	$45,000	–	3,000	+100.0%	0.03%	–
TMUS	New	T-MOBILE US INCput	$44,000	–	1,300	+100.0%	0.03%	–
SAN	New	BANCO SANTANDER SAadr	$45,000	–	5,000	+100.0%	0.03%	–
DISCA	New	DISCOVERY COMMUNICATNS NEW	$45,000	–	500	+100.0%	0.03%	–
ACI	New	ARCH COAL INC	$44,000	–	10,000	+100.0%	0.03%	–
ATMI	New	ATMI INC	$45,000	–	1,500	+100.0%	0.03%	–
ALCSQ	New	ALCO STORES INC	$42,000	–	4,500	+100.0%	0.03%	–
CPB	New	CAMPBELL SOUP CO	$43,000	–	1,000	+100.0%	0.03%	–
SNI	New	SCRIPPS NETWORKS INTERACT IN	$43,000	–	500	+100.0%	0.03%	–
ARR	New	ARMOUR RESIDENTIAL REIT INC	$40,000	–	10,000	+100.0%	0.02%	–
TBT	Sell	PROSHARES TR	$40,000	-46.7%	500	-50.0%	0.02%	-20.0%
SVU	Buy	SUPERVALU INC	$36,000	+125.0%	5,000	+150.0%	0.02%	+266.7%
SNDK	New	SANDISK CORP	$35,000	–	500	+100.0%	0.02%	–
VTUS	Sell	VENTRUS BIOSCIENCES INC	$34,000	-69.9%	9,000	-76.9%	0.02%	-53.3%
JAKK	New	JAKKS PAC INC	$35,000	–	5,100	+100.0%	0.02%	–
HL	Buy	HECLA MNG CO	$31,000	–	10,001	+1000000.0%	0.02%	–
SDOCQ	Sell	SANDRIDGE ENERGY INC	$30,000	-77.8%	5,000	-78.3%	0.02%	-66.7%
JPM	New	JPMORGAN CHASE & CO	$29,000	–	500	+100.0%	0.02%	–
CCIX	New	COLEMAN CABLE INC	$26,000	–	1,000	+100.0%	0.02%	–
GDPMQ	Sell	GOODRICH PETE CORP	$26,000	-92.9%	1,500	-90.0%	0.02%	-89.0%
KEY	New	KEYCORP NEW	$27,000	–	2,000	+100.0%	0.02%	–
FB	New	FACEBOOK INCcl a	$27,000	–	500	+100.0%	0.02%	–
BAC	New	BANK OF AMERICA CORPORATION	$26,000	–	1,700	+100.0%	0.02%	–
SUNEQ	Sell	SUNEDISON INC	$26,000	-88.6%	2,000	-93.0%	0.02%	-82.4%
MCPIQ	New	MOLYCORP INC DEL	$25,000	–	4,500	+100.0%	0.02%	–
TLT	Sell	ISHARES20+ yr tr bd etf	$25,000	-52.8%	250	-50.0%	0.02%	-28.6%
FCX	New	FREEPORT-MCMORAN COPPER & GO	$23,000	–	600	+100.0%	0.01%	–
PBCT	Buy	PEOPLES UNITED FINANCIAL INC	$23,000	+64.3%	1,500	+50.0%	0.01%	+133.3%
UAL	New	UNITED CONTL HLDGS INC	$19,000	–	500	+100.0%	0.01%	–
HA	New	HAWAIIAN HOLDINGS INC	$19,000	–	2,000	+100.0%	0.01%	–
BTU	New	PEABODY ENERGY CORP	$20,000	–	1,000	+100.0%	0.01%	–
ETFC	New	E TRADE FINANCIAL CORP	$20,000	–	1,000	+100.0%	0.01%	–
HBAN	New	HUNTINGTON BANCSHARES INC	$19,000	–	2,000	+100.0%	0.01%	–
VVUS	Sell	VIVUS INC	$18,000	-74.3%	2,000	-73.3%	0.01%	-60.7%
IPG	New	INTERPUBLIC GROUP COS INC	$18,000	–	1,000	+100.0%	0.01%	–
FREE	New	FREESEAS INC	$18,000	–	7,662	+100.0%	0.01%	–
BCO	Sell	BRINKS CO	$17,000	-79.8%	500	-83.3%	0.01%	-69.7%
POT	New	POTASH CORP SASK INC	$16,000	–	500	+100.0%	0.01%	–
MDR	New	MCDERMOTT INTL INC	$14,000	–	1,500	+100.0%	0.01%	–
DAL	Sell	DELTA AIR LINES INC DEL	$14,000	-60.0%	500	-66.7%	0.01%	-35.7%
DSCO	New	DISCOVERY LABORATORIES INC N	$14,000	–	6,000	+100.0%	0.01%	–
ABIO	New	ARCA BIOPHARMA INC	$14,000	–	8,049	+100.0%	0.01%	–
GTE		GRAN TIERRA ENERGY INC	$14,000	+7.7%	1,810	0.0%	0.01%	+80.0%
INXBW		INFINITY CROSS BORDER ACQUIS*w exp 07/25/201	$15,000	0.0%	24,000	0.0%	0.01%	+50.0%
TIBX	Sell	TIBCO SOFTWARE INC	$11,000	-91.5%	500	-90.0%	0.01%	-86.3%
ORMP	New	ORAMED PHARM INC	$11,000	–	736	+100.0%	0.01%	–
PMCS	New	PMC-SIERRA INC	$10,000	–	1,500	+100.0%	0.01%	–
AMRN	New	AMARIN CORP PLCspons adr new	$10,000	–	5,000	+100.0%	0.01%	–
UMC	New	UNITED MICROELECTRONICS CORPspon adr new	$10,000	–	5,000	+100.0%	0.01%	–
YY	New	YY INC	$8,000	–	160	+100.0%	0.01%	–
ICGE	New	ICG GROUP INC	$9,000	–	500	+100.0%	0.01%	–
NL	New	NL INDS INC	$6,000	–	500	+100.0%	0.00%	–
BSX	Sell	BOSTON SCIENTIFIC CORP	$6,000	-90.8%	500	-90.9%	0.00%	-84.6%
MEA	New	METALICO INC	$6,000	–	3,000	+100.0%	0.00%	–
SPF	New	STANDARD PAC CORP NEW	$5,000	–	500	+100.0%	0.00%	–
ANGI	New	ANGIES LIST INC	$5,000	–	300	+100.0%	0.00%	–
NYNY	New	EMPIRE RESORTS INC	$5,000	–	1,029	+100.0%	0.00%	–
TRLA	New	TRULIA INC	$4,000	–	100	+100.0%	0.00%	–
TXN	New	TEXAS INSTRS INC	$4,000	–	100	+100.0%	0.00%	–
VXX	New	BARCLAYS BK PLCipath s&p500 vix	$4,000	–	100	+100.0%	0.00%	–
MNKD	New	MANNKIND CORP	$3,000	–	500	+100.0%	0.00%	–
YRCW	New	YRC WORLDWIDE INC	$4,000	–	249	+100.0%	0.00%	–
RVLT	Sell	REVOLUTION LIGHTING TECHNOLO	$4,000	-85.2%	1,230	-88.5%	0.00%	-81.8%
GNKOQ	New	GENCO SHIPPING & TRADING LTD	$3,000	–	1,000	+100.0%	0.00%	–
PTIE	New	PAIN THERAPEUTICS INC	$3,000	–	699	+100.0%	0.00%	–
BB	New	BLACKBERRY LTDcall	$4,000	–	500	+100.0%	0.00%	–
SSH		SUNSHINE HEART INC	$1,000	0.0%	65	0.0%	0.00%	–
TAN	New	CLAYMORE EXCHANGE TRD FD TRguggenheim solar	$2,000	–	50	+100.0%	0.00%	–
BORNY	New	CHINA NEW BORUN CORPadr	$1,000	–	500	+100.0%	0.00%	–
DVAX	New	DYNAVAX TECHNOLOGIES CORP	$1,000	–	596	+100.0%	0.00%	–
SCON		SUPERCONDUCTOR TECHNOLOGIES	$1,000	0.0%	500	0.0%	0.00%	–
NEWL	New	NEWLEAD HOLDINGS LTD	$1,000	–	300	+100.0%	0.00%	–
NIHDQ	New	NII HLDGS INCcl b new	$1,000	–	300	+100.0%	0.00%	–
DARA	New	DARA BIOSCIENCES INC	$1,000	–	2,000	+100.0%	0.00%	–
DRCO	New	DYNAMICS RESH CORP	$1,000	–	100	+100.0%	0.00%	–
NBG	New	NATIONAL BK GREECE S Aspn adr rep 1 sh	$2,000	–	300	+100.0%	0.00%	–
GLUU	New	GLU MOBILE INC	$1,000	–	200	+100.0%	0.00%	–
SWKS		SKYWORKS SOLUTIONS INC	$0	–	1	0.0%	0.00%	–
GG	Sell	GOLDCORP INC NEW	$0	-100.0%	12	-99.4%	0.00%	-100.0%
GIG	New	GIGOPTIX INC	$0	–	100	+100.0%	0.00%	–
FFIV		F5 NETWORKS INC	$0	–	2	0.0%	0.00%	–
XLNX		XILINX INC	$0	–	1	0.0%	0.00%	–
CADX		CADENCE PHARMACEUTICALS INC	$0	–	2	0.0%	0.00%	–
CEO		CNOOC LTDsponsored adr	$0	–	1	0.0%	0.00%	–
C	Exit	CITIGROUP INC	$0	–	-1	-100.0%	0.00%	–
ASTX	Exit	ASTEX PHARMACEUTICALS INCcall	$0	–	-100	-100.0%	0.00%	–
HKTVY	Exit	HONG KONG TELEVISION NETWK Lsponsored adr	$0	–	-422	-100.0%	-0.00%	–
EVC	Exit	ENTRAVISION COMMUNICATIONS Ccl a	$0	–	-800	-100.0%	-0.00%	–
FRO	Exit	FRONTLINE LTD	$0	–	-1,500	-100.0%	-0.00%	–
VRNM	Exit	VERENIUM CORP	$0	–	-1,600	-100.0%	-0.00%	–
TGX	Exit	THERAGENICS CORP	$0	–	-3,200	-100.0%	-0.00%	–
MODN	Exit	MODEL N INC	$0	–	-500	-100.0%	-0.00%	–
PRGN	Exit	PARAGON SHIPPING INCcl a new	$0	–	-1,100	-100.0%	-0.00%	–
VPG	Exit	VISHAY PRECISION GROUP INC	$0	–	-600	-100.0%	-0.00%	–
MHGC	Exit	MORGANS HOTEL GROUP CO	$0	–	-1,000	-100.0%	-0.00%	–
BCRX	Exit	BIOCRYST PHARMACEUTICALS	$0	–	-994	-100.0%	-0.00%	–
MUSA	Exit	MURPHY USA INC	$0	–	-200	-100.0%	-0.00%	–
CUTR	Exit	CUTERA INC	$0	–	-1,000	-100.0%	-0.00%	–
ACTV	Exit	ACTIVE NETWORK INCcall	$0	–	-600	-100.0%	-0.00%	–
FSLR	Exit	FIRST SOLAR INC	$0	–	-253	-100.0%	-0.00%	–
WBS	Exit	WEBSTER FINL CORP CONN	$0	–	-500	-100.0%	-0.01%	–
DOLE	Exit	DOLE FOOD CO INC NEW	$0	–	-1,000	-100.0%	-0.01%	–
CSUNY	Exit	CHINA SUNERGY CO LTDsponsored adr ne	$0	–	-2,600	-100.0%	-0.01%	–
PBF	Exit	PBF ENERGY INCcl a	$0	–	-727	-100.0%	-0.01%	–
INFI	Exit	INFINITY PHARMACEUTICALS INC	$0	–	-1,000	-100.0%	-0.01%	–
SCTY	Exit	SOLARCITY CORP	$0	–	-500	-100.0%	-0.01%	–
STPFQ	Exit	SUNTECH PWR HLDGS CO LTDadr	$0	–	-10,129	-100.0%	-0.01%	–
ARGO	Exit	ARGO GROUP INTL HLDGS LTD	$0	–	-500	-100.0%	-0.01%	–
BALT	Exit	BALTIC TRADING LIMITED	$0	–	-4,560	-100.0%	-0.01%	–
M	Exit	MACYS INC	$0	–	-500	-100.0%	-0.01%	–
	Exit	BOEING CO	$0	–	-200	-100.0%	-0.01%	–
	Exit	BARNES & NOBLE INC	$0	–	-1,875	-100.0%	-0.01%	–
	Exit	ARENA PHARMACEUTICALS INC	$0	–	-5,000	-100.0%	-0.01%	–
PHH	Exit	PHH CORP	$0	–	-1,000	-100.0%	-0.01%	–
JASO	Exit	JA SOLAR HOLDINGS CO LTDspon adr rep5ord	$0	–	-2,500	-100.0%	-0.01%	–
MY	Exit	CHINA MING YANG WIND PWR GROsponsored adr	$0	–	-10,000	-100.0%	-0.01%	–
IPCI	Exit	INTELLIPHARMACEUTICS INTL IN	$0	–	-13,021	-100.0%	-0.01%	–
IRM	Exit	IRON MTN INC	$0	–	-1,000	-100.0%	-0.01%	–
HQCL	Exit	HANWHA SOLARONE CO LTDsponsored adr	$0	–	-7,064	-100.0%	-0.01%	–
	Exit	ALASKA AIR GROUP INC	$0	–	-500	-100.0%	-0.01%	–
IBN	Exit	ICICI BK LTDadr	$0	–	-1,000	-100.0%	-0.01%	–
PLCE	Exit	CHILDRENS PL RETAIL STORES I	$0	–	-500	-100.0%	-0.01%	–
LTXC	Exit	LTX-CREDENCE CORP	$0	–	-5,000	-100.0%	-0.01%	–
YGE	Exit	YINGLI GREEN ENERGY HLDG COadr	$0	–	-5,000	-100.0%	-0.01%	–
INTEQ	Exit	INTELSAT S A	$0	–	-1,550	-100.0%	-0.02%	–
OABC	Exit	OMNIAMERICAN BANCORP INC	$0	–	-1,500	-100.0%	-0.02%	–
ELX	Exit	EMULEX CORP	$0	–	-5,000	-100.0%	-0.02%	–
LDKYQ	Exit	LDK SOLAR CO LTDsponsored adr	$0	–	-20,930	-100.0%	-0.02%	–
SPY	Exit	SPDR S&P 500 ETF TRtr unit	$0	–	-250	-100.0%	-0.02%	–
FRX	Exit	FOREST LABS INC	$0	–	-1,000	-100.0%	-0.02%	–
JCPNQ	Exit	PENNEY J C INCput	$0	–	-4,800	-100.0%	-0.02%	–
THR	Exit	THERMON GROUP HLDGS INC	$0	–	-2,000	-100.0%	-0.02%	–
NTRI	Exit	NUTRI SYS INC NEW	$0	–	-3,200	-100.0%	-0.02%	–
PFSW	Exit	PFSWEB INC	$0	–	-8,000	-100.0%	-0.02%	–
ODP	Exit	OFFICE DEPOT INC	$0	–	-10,000	-100.0%	-0.02%	–
	Exit	BAKER HUGHES INC	$0	–	-1,000	-100.0%	-0.02%	–
HUN	Exit	HUNTSMAN CORP	$0	–	-2,500	-100.0%	-0.02%	–
PTGCY	Exit	PORTUGAL TELECOM SGPS S Asponsored adr	$0	–	-12,053	-100.0%	-0.02%	–
SCI	Exit	SERVICE CORP INTL	$0	–	-3,000	-100.0%	-0.02%	–
ASIA	Exit	ASIAINFO-LINKAGE INC	$0	–	-4,644	-100.0%	-0.02%	–
CUI	Exit	CUI GLOBAL INC	$0	–	-10,000	-100.0%	-0.02%	–
	Exit	BIOSPECIFICS TECHNOLOGIES CO	$0	–	-3,000	-100.0%	-0.02%	–
TQNT	Exit	TRIQUINT SEMICONDUCTOR INC	$0	–	-8,000	-100.0%	-0.03%	–
WPP	Exit	WAUSAU PAPER CORP	$0	–	-5,000	-100.0%	-0.03%	–
TWGP	Exit	TOWER GROUP INTL LTD	$0	–	-9,000	-100.0%	-0.03%	–
PTEN	Exit	PATTERSON UTI ENERGY INC	$0	–	-3,000	-100.0%	-0.03%	–
S	Exit	SPRINT CORP	$0	–	-10,500	-100.0%	-0.03%	–
ATRC	Exit	ATRICURE INC	$0	–	-6,000	-100.0%	-0.03%	–
ITB	Exit	ISHARESus home cons etf	$0	–	-3,000	-100.0%	-0.03%	–
FIO	Exit	FUSION-IO INCcall	$0	–	-5,000	-100.0%	-0.03%	–
WLTGQ	Exit	WALTER ENERGY INC	$0	–	-5,000	-100.0%	-0.03%	–
BTH	Exit	BLYTH INCcall	$0	–	-5,000	-100.0%	-0.03%	–
P	Exit	PANDORA MEDIA INC	$0	–	-2,904	-100.0%	-0.03%	–
PHG	Exit	KONINKLIJKE PHILIPS N Vny reg sh new	$0	–	-2,300	-100.0%	-0.03%	–
MNOV	Exit	MEDICINOVA INC	$0	–	-29,000	-100.0%	-0.03%	–
VXX	Exit	BARCLAYS BK PLCcall	$0	–	-5,000	-100.0%	-0.03%	–
	Exit	BEST BUY INCput	$0	–	-2,000	-100.0%	-0.03%	–
	Exit	ANGIES LIST INCput	$0	–	-3,500	-100.0%	-0.03%	–
GTN	Exit	GRAY TELEVISION INC	$0	–	-10,000	-100.0%	-0.03%	–
CBI	Exit	CHICAGO BRIDGE & IRON CO N V	$0	–	-1,200	-100.0%	-0.03%	–
IAG	Exit	IAMGOLD CORPcall	$0	–	-17,200	-100.0%	-0.03%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-2,500	-100.0%	-0.03%	–
ITM	Exit	MARKET VECTORS ETF TRmktvec intmuetf	$0	–	-4,000	-100.0%	-0.04%	–
HK	Exit	HALCON RES CORP	$0	–	-20,000	-100.0%	-0.04%	–
EXXIQ	Exit	ENERGY XXI (BERMUDA) LTD	$0	–	-3,000	-100.0%	-0.04%	–
NTGR	Exit	NETGEAR INC	$0	–	-3,000	-100.0%	-0.04%	–
DNRCQ	Exit	DENBURY RES INC	$0	–	-5,000	-100.0%	-0.04%	–
CTXS	Exit	CITRIX SYS INC	$0	–	-1,400	-100.0%	-0.04%	–
TPLMQ	Exit	TRIANGLE PETE CORP	$0	–	-10,000	-100.0%	-0.04%	–
T	Exit	AT&T INC	$0	–	-3,000	-100.0%	-0.04%	–
NWY	Exit	NEW YORK & CO INC	$0	–	-18,000	-100.0%	-0.04%	–
MPO	Exit	MIDSTATES PETE CO INC	$0	–	-20,000	-100.0%	-0.04%	–
PEIX	Exit	PACIFIC ETHANOL INCcall	$0	–	-30,000	-100.0%	-0.04%	–
ZQKSQ	Exit	QUIKSILVER INC	$0	–	-15,000	-100.0%	-0.04%	–
PACD	Exit	PACIFIC DRILLING SA LUXEMBOU	$0	–	-10,000	-100.0%	-0.04%	–
CKEC	Exit	CARMIKE CINEMAS INC	$0	–	-5,000	-100.0%	-0.04%	–
BWLD	Exit	BUFFALO WILD WINGS INC	$0	–	-1,000	-100.0%	-0.04%	–
COG	Exit	CABOT OIL & GAS CORP	$0	–	-3,000	-100.0%	-0.04%	–
ZNGA	Exit	ZYNGA INCcall	$0	–	-30,600	-100.0%	-0.04%	–
SBGI	Exit	SINCLAIR BROADCAST GROUP INCcl a	$0	–	-3,600	-100.0%	-0.05%	–
CENX	Exit	CENTURY ALUM COcall	$0	–	-15,000	-100.0%	-0.05%	–
WPRT	Exit	WESTPORT INNOVATIONS INC	$0	–	-5,000	-100.0%	-0.05%	–
GTLS	Exit	CHART INDS INC	$0	–	-1,000	-100.0%	-0.05%	–
SOL	Exit	RENESOLA LTDspons ads	$0	–	-25,527	-100.0%	-0.05%	–
GPORQ	Exit	GULFPORT ENERGY CORP	$0	–	-2,000	-100.0%	-0.05%	–
HLX	Exit	HELIX ENERGY SOLUTIONS GRP Icall	$0	–	-5,000	-100.0%	-0.05%	–
EXPE	Exit	EXPEDIA INC DEL	$0	–	-2,500	-100.0%	-0.05%	–
3101SC	Exit	COMMONWEALTH REIT	$0	–	-6,000	-100.0%	-0.05%	–
LVLT	Exit	LEVEL 3 COMMUNICATIONS INC	$0	–	-5,000	-100.0%	-0.05%	–
RFMD	Exit	RF MICRODEVICES INC	$0	–	-25,000	-100.0%	-0.06%	–
LEN	Exit	LENNAR CORPcall	$0	–	-4,000	-100.0%	-0.06%	–
WY	Exit	WEYERHAEUSER CO	$0	–	-5,000	-100.0%	-0.06%	–
HIMX	Exit	HIMAX TECHNOLOGIES INCcall	$0	–	-15,000	-100.0%	-0.06%	–
RRC	Exit	RANGE RES CORP	$0	–	-2,000	-100.0%	-0.06%	–
OIS	Exit	OIL STS INTL INC	$0	–	-1,500	-100.0%	-0.06%	–
DRC	Exit	DRESSER-RAND GROUP INC	$0	–	-2,500	-100.0%	-0.06%	–
GTN	Exit	GRAY TELEVISION INCcall	$0	–	-20,000	-100.0%	-0.06%	–
KBR	Exit	KBR INC	$0	–	-5,000	-100.0%	-0.06%	–
RTEC	Exit	RUDOLPH TECHNOLOGIES INC	$0	–	-15,000	-100.0%	-0.07%	–
JBL	Exit	JABIL CIRCUIT INC	$0	–	-7,900	-100.0%	-0.07%	–
BPO	Exit	BROOKFIELD OFFICE PPTYS INC	$0	–	-9,000	-100.0%	-0.07%	–
CIE	Exit	COBALT INTL ENERGY INCput	$0	–	-7,000	-100.0%	-0.07%	–
	Exit	ALEXION PHARMACEUTICALS INC	$0	–	-1,500	-100.0%	-0.07%	–
LGF	Exit	LIONS GATE ENTMNT CORP	$0	–	-5,000	-100.0%	-0.07%	–
HK	Exit	HALCON RES CORPcall	$0	–	-40,000	-100.0%	-0.07%	–
SUNS	Exit	SOLAR SR CAP LTD	$0	–	-9,826	-100.0%	-0.07%	–
	Exit	ANN INC	$0	–	-5,000	-100.0%	-0.07%	–
GV	Exit	GOLDFIELD CORP	$0	–	-105,000	-100.0%	-0.07%	–
TSN	Exit	TYSON FOODS INCcl a	$0	–	-6,500	-100.0%	-0.07%	–
TSN	Exit	TYSON FOODS INCput	$0	–	-6,500	-100.0%	-0.07%	–
NVO	Exit	NOVO-NORDISK A Sadr	$0	–	-1,100	-100.0%	-0.07%	–
	Exit	ANADARKO PETE CORP	$0	–	-2,000	-100.0%	-0.07%	–
RGSE	Exit	REAL GOODS SOLAR INCcl a	$0	–	-66,100	-100.0%	-0.07%	–
	Exit	NOVAGOLD RES INCcall	$0	–	-80,000	-100.0%	-0.07%	–
	Exit	BARRICK GOLD CORPcall	$0	–	-10,000	-100.0%	-0.07%	–
OIH	Exit	MARKET VECTORS ETF TRput	$0	–	-4,000	-100.0%	-0.08%	–
SKS	Exit	SAKS INCcall	$0	–	-12,100	-100.0%	-0.08%	–
PFE	Exit	PFIZER INC	$0	–	-6,700	-100.0%	-0.08%	–
VSI	Exit	VITAMIN SHOPPE INC	$0	–	-4,400	-100.0%	-0.08%	–
RBCN	Exit	RUBICON TECHNOLOGY INC	$0	–	-16,159	-100.0%	-0.08%	–
NG	Exit	NOVAGOLD RES INC	$0	–	-85,000	-100.0%	-0.08%	–
	Exit	TALISMAN ENERGY INCcall	$0	–	-17,500	-100.0%	-0.08%	–
	Exit	FORTINET INCcall	$0	–	-10,000	-100.0%	-0.08%	–
SLRC	Exit	SOLAR CAP LTD	$0	–	-10,000	-100.0%	-0.09%	–
MOLXA	Exit	MOLEX INCcl a	$0	–	-6,000	-100.0%	-0.09%	–
HES	Exit	HESS CORP	$0	–	-3,000	-100.0%	-0.09%	–
JMI	Exit	JAVELIN MTG INVT CORP	$0	–	-20,000	-100.0%	-0.09%	–
	Exit	BAKER MICHAEL CORP	$0	–	-6,000	-100.0%	-0.10%	–
FCX	Exit	FREEPORT-MCMORAN COPPER & GOcall	$0	–	-7,500	-100.0%	-0.10%	–
EOG	Exit	EOG RES INC	$0	–	-1,500	-100.0%	-0.10%	–
AKAM	Exit	AKAMAI TECHNOLOGIES INC	$0	–	-5,000	-100.0%	-0.10%	–
SAFT	Exit	SAFETY INS GROUP INC	$0	–	-5,000	-100.0%	-0.11%	–
MDT	Exit	MEDTRONIC INCcall	$0	–	-5,000	-100.0%	-0.11%	–
TROV	Exit	TROVAGENE INC	$0	–	-37,100	-100.0%	-0.11%	–
	Exit	GOODRICH PETE CORPnote 5.000%10/0	$0	–	-250,000	-100.0%	-0.11%	–
	Exit	ALCO STORES INC	$0	–	-19,253	-100.0%	-0.11%	–
HCBK	Exit	HUDSON CITY BANCORP	$0	–	-30,000	-100.0%	-0.11%	–
DNRCQ	Exit	DENBURY RES INCcall	$0	–	-15,000	-100.0%	-0.11%	–
USG	Exit	U S G CORP	$0	–	-10,000	-100.0%	-0.11%	–
EQT	Exit	EQT CORP	$0	–	-3,250	-100.0%	-0.12%	–
ESC	Exit	EMERITUS CORP	$0	–	-16,000	-100.0%	-0.12%	–
XONE	Exit	EXONE CO	$0	–	-7,000	-100.0%	-0.12%	–
XONE	Exit	EXONE COcall	$0	–	-7,500	-100.0%	-0.13%	–
SPNC	Exit	SPECTRANETICS CORP	$0	–	-20,000	-100.0%	-0.13%	–
MW	Exit	MENS WEARHOUSE INC	$0	–	-10,000	-100.0%	-0.14%	–
MOLX	Exit	MOLEX INC	$0	–	-8,799	-100.0%	-0.14%	–
SCTY	Exit	SOLARCITY CORPcall	$0	–	-10,000	-100.0%	-0.14%	–
	Exit	ARTHROCARE CORP	$0	–	-10,000	-100.0%	-0.14%	–
SU	Exit	SUNCOR ENERGY INC NEWcall	$0	–	-10,000	-100.0%	-0.14%	–
USO	Exit	UNITED STATES OIL FUND LPput	$0	–	-10,000	-100.0%	-0.15%	–
GLNG	Exit	GOLAR LNG LTD BERMUDAcall	$0	–	-10,000	-100.0%	-0.15%	–
HEDJ	Exit	WISDOMTREE TRcall	$0	–	-7,500	-100.0%	-0.16%	–
LIN	Exit	LIN MEDIA LLCcall	$0	–	-20,000	-100.0%	-0.16%	–
BTH	Exit	BLYTH INC	$0	–	-30,000	-100.0%	-0.16%	–
GOOGL	Exit	GOOGLE INCcl a	$0	–	-500	-100.0%	-0.18%	–
TKC	Exit	TURKCELL ILETISIM HIZMETLERIspon adr new	$0	–	-30,668	-100.0%	-0.18%	–
	Exit	BARRICK GOLD CORP	$0	–	-25,000	-100.0%	-0.19%	–
SBY	Exit	SILVER BAY RLTY TR CORP	$0	–	-30,000	-100.0%	-0.19%	–
HIMX	Exit	HIMAX TECHNOLOGIES INCsponsored adr	$0	–	-47,000	-100.0%	-0.19%	–
IDTI	Exit	INTEGRATED DEVICE TECHNOLOGY	$0	–	-50,000	-100.0%	-0.19%	–
COP	Exit	CONOCOPHILLIPScall	$0	–	-7,000	-100.0%	-0.19%	–
LNG	Exit	CHENIERE ENERGY INCcall	$0	–	-15,000	-100.0%	-0.20%	–
ADBE	Exit	ADOBE SYS INCcall	$0	–	-10,000	-100.0%	-0.21%	–
PENN	Exit	PENN NATL GAMING INC	$0	–	-10,000	-100.0%	-0.22%	–
RIG	Exit	TRANSOCEAN LTD	$0	–	-12,700	-100.0%	-0.22%	–
DXCM	Exit	DEXCOM INCcall	$0	–	-20,000	-100.0%	-0.22%	–
NE	Exit	NOBLE CORPORATION BAARnamen -akt	$0	–	-15,000	-100.0%	-0.23%	–
CMP	Exit	COMPASS MINERALS INTL INCcall	$0	–	-7,500	-100.0%	-0.23%	–
CSU	Exit	CAPITAL SR LIVING CORP	$0	–	-27,000	-100.0%	-0.23%	–
VXX	Exit	BARCLAYS BK PLCput	$0	–	-40,000	-100.0%	-0.23%	–
XLF	Exit	SELECT SECTOR SPDR TRput	$0	–	-30,000	-100.0%	-0.24%	–
XHB	Exit	SPDR SERIES TRUSTs&p homebuild	$0	–	-20,000	-100.0%	-0.24%	–
UNXLQ	Exit	UNI PIXEL INCcall	$0	–	-35,100	-100.0%	-0.25%	–
	Exit	APOLLO GROUP INCcall	$0	–	-30,000	-100.0%	-0.25%	–
MDLZ	Exit	MONDELEZ INTL INCcall	$0	–	-20,000	-100.0%	-0.25%	–
POT	Exit	POTASH CORP SASK INCcall	$0	–	-20,000	-100.0%	-0.25%	–
CPRT	Exit	COPART INCcall	$0	–	-20,000	-100.0%	-0.25%	–
TIVO	Exit	TIVO INC	$0	–	-52,500	-100.0%	-0.26%	–
WLL	Exit	WHITING PETE CORP NEWcall	$0	–	-11,000	-100.0%	-0.26%	–
XOP	Exit	SPDR SERIES TRUSTput	$0	–	-10,000	-100.0%	-0.26%	–
NBL	Exit	NOBLE ENERGY INCcall	$0	–	-10,000	-100.0%	-0.27%	–
FDX	Exit	FEDEX CORPput	$0	–	-6,000	-100.0%	-0.27%	–
SLB	Exit	SCHLUMBERGER LTD	$0	–	-8,000	-100.0%	-0.28%	–
MCC	Exit	MEDLEY CAP CORP	$0	–	-51,800	-100.0%	-0.28%	–
CIE	Exit	COBALT INTL ENERGY INC	$0	–	-29,000	-100.0%	-0.29%	–
	Exit	APOLLO GROUP INCcl a	$0	–	-35,000	-100.0%	-0.29%	–
MPC	Exit	MARATHON PETE CORP	$0	–	-11,500	-100.0%	-0.30%	–
ASTX	Exit	ASTEX PHARMACEUTICALS INC	$0	–	-88,500	-100.0%	-0.30%	–
	Exit	BANK NEW YORK MELLON CORPput	$0	–	-25,000	-100.0%	-0.30%	–
NUAN	Exit	NUANCE COMMUNICATIONS INC	$0	–	-41,300	-100.0%	-0.31%	–
	Exit	AMBAC FINL GROUP INCcall	$0	–	-43,000	-100.0%	-0.31%	–
XLE	Exit	SELECT SECTOR SPDR TRput	$0	–	-10,000	-100.0%	-0.33%	–
GBDC	Exit	GOLUB CAP BDC INC	$0	–	-48,000	-100.0%	-0.33%	–
	Exit	APACHE CORPcall	$0	–	-10,000	-100.0%	-0.34%	–
IVC	Exit	INVACARE CORP	$0	–	-50,000	-100.0%	-0.34%	–
DVN	Exit	DEVON ENERGY CORP NEWcall	$0	–	-15,000	-100.0%	-0.34%	–
GEO	Exit	GEO GROUP INC	$0	–	-27,500	-100.0%	-0.36%	–
RGLD	Exit	ROYAL GOLD INCcall	$0	–	-19,000	-100.0%	-0.37%	–
JPM	Exit	JPMORGAN CHASE & COcall	$0	–	-19,000	-100.0%	-0.39%	–
SNECQ	Exit	SANCHEZ ENERGY CORP	$0	–	-38,377	-100.0%	-0.40%	–
NE	Exit	NOBLE CORPORATION BAARcall	$0	–	-27,000	-100.0%	-0.41%	–
FTNT	Exit	FORTINET INC	$0	–	-50,480	-100.0%	-0.41%	–
	Exit	AUTOLIV INC	$0	–	-12,024	-100.0%	-0.42%	–
MFB	Exit	MAIDENFORM BRANDS INC	$0	–	-47,257	-100.0%	-0.44%	–
LIN	Exit	LIN MEDIA LLC	$0	–	-60,000	-100.0%	-0.48%	–
	Exit	ACCURAY INC	$0	–	-165,500	-100.0%	-0.49%	–
MAKO	Exit	MAKO SURGICAL CORPcall	$0	–	-44,000	-100.0%	-0.52%	–
	Exit	BHP BILLITON LTDsponsored adr	$0	–	-20,000	-100.0%	-0.53%	–
CXW	Exit	CORRECTIONS CORP AMER NEW	$0	–	-40,000	-100.0%	-0.55%	–
PENN	Exit	PENN NATL GAMING INCcall	$0	–	-25,000	-100.0%	-0.55%	–
INCY	Exit	INCYTE CORP	$0	–	-38,000	-100.0%	-0.58%	–
WCRX	Exit	WARNER CHILCOTT PLC IRELAND	$0	–	-65,000	-100.0%	-0.59%	–
NWSA	Exit	NEWS CORP NEWcl a	$0	–	-95,000	-100.0%	-0.61%	–
GLNG	Exit	GOLAR LNG LTD BERMUDA	$0	–	-42,000	-100.0%	-0.63%	–
NWSA	Exit	NEWS CORP NEWcall	$0	–	-100,000	-100.0%	-0.64%	–
MPC	Exit	MARATHON PETE CORPcall	$0	–	-25,000	-100.0%	-0.64%	–
	Exit	XILINX INCsdcv 3.125% 3/1	$0	–	-1,000,000	-100.0%	-0.64%	–
TSLA	Exit	TESLA MTRS INCput	$0	–	-9,000	-100.0%	-0.69%	–
STM	Exit	STMICROELECTRONICS N Vny registry	$0	–	-207,100	-100.0%	-0.76%	–
OMC	Exit	OMNICOM GROUP INC	$0	–	-30,760	-100.0%	-0.78%	–
SFD	Exit	SMITHFIELD FOODS INCcall	$0	–	-60,000	-100.0%	-0.81%	–
CNH	Exit	CNH GLOBAL N V	$0	–	-172,557	-100.0%	-0.86%	–
GM	Exit	GENERAL MTRS COcall	$0	–	-62,500	-100.0%	-0.90%	–
FIRE	Exit	SOURCEFIRE INC	$0	–	-30,181	-100.0%	-0.91%	–
FIRE	Exit	SOURCEFIRE INCcall	$0	–	-31,100	-100.0%	-0.94%	–
PFE	Exit	PFIZER INCcall	$0	–	-84,500	-100.0%	-0.97%	–
	Exit	AMBAC FINL GROUP INC	$0	–	-137,958	-100.0%	-1.00%	–
DELL	Exit	DELL INC	$0	–	-195,000	-100.0%	-1.07%	–
EWJ	Exit	ISHAREScall	$0	–	-242,200	-100.0%	-1.15%	–
PVD	Exit	ADMINISTRADORA FONDOS PENSIOsponsored adr	$0	–	-35,761	-100.0%	-1.18%	–
	Exit	AMBAC FINL GROUP INC*w exp 04/30/202	$0	–	-249,387	-100.0%	-1.20%	–
SYT	Exit	SYNGENTA AGsponsored adr	$0	–	-38,939	-100.0%	-1.26%	–
LSE	Exit	CAPLEASE INC	$0	–	-388,941	-100.0%	-1.32%	–
VLTR	Exit	VOLTERRA SEMICONDUCTOR CORP	$0	–	-150,748	-100.0%	-1.38%	–
CLP	Exit	COLONIAL PPTYS TR	$0	–	-154,834	-100.0%	-1.39%	–
SFD	Exit	SMITHFIELD FOODS INC	$0	–	-119,400	-100.0%	-1.62%	–
	Exit	APPLE INCcall	$0	–	-8,900	-100.0%	-1.69%	–
ONXX	Exit	ONYX PHARMACEUTICALS INC	$0	–	-34,400	-100.0%	-1.71%	–
SAP	Exit	SAP AGspon adr	$0	–	-59,000	-100.0%	-1.74%	–
SPRD	Exit	SPREADTRUM COMMUNICATIONS INcall	$0	–	-150,000	-100.0%	-1.82%	–
	Exit	APPLE INC	$0	–	-10,350	-100.0%	-1.97%	–
FXE	Exit	CURRENCYSHARES EURO TRput	$0	–	-55,000	-100.0%	-2.94%	–
ONXX	Exit	ONYX PHARMACEUTICALS INCcall	$0	–	-200,700	-100.0%	-9.98%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2014-02-12

Signatures

The EDGAR filing(s) were signed by:

Clare McAdam — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SPDR S&P 500 ETF TR	12	Q2 2016	12.1%
CURIS INC CMN	12	Q3 2016	0.0%
DEUTSCHE BANK AG CMN	11	Q4 2016	2.7%
SEADRILL LTD. CMN	11	Q4 2016	1.9%
PROSHARES ULTRASHORT 20+Y TR ETF	11	Q3 2016	0.3%
GREIF INC CMN CLASS A	10	Q4 2016	2.5%
ROYAL DUTCH SHELL PLC SPONSORED ADR	10	Q3 2016	1.5%
COMCAST CORPORATION CMN CLASS A VOT	10	Q3 2015	0.6%
MARKET VECTORS ETF TRUST GOLD MINER	10	Q1 2016	0.9%
TWENTY-FIRST CENTURY FOX, INC CMN	10	Q4 2016	0.1%

View FIRST NEW YORK SECURITIES LLC /NY's complete holdings history.

Latest significant ownerships (13-D/G)

FIRST NEW YORK SECURITIES LLC /NY Q4 2013 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
FIRST NEW YORK SECURITIES LLC /NY^{Sold out}	January 23, 2014	0	0.0%
PURESPECTRUM, INC.	February 14, 2011	1,120,000	0.3%
QUEPASA CORP	February 14, 2011	33,406	0.2%
EnerLume Energy Management Corp.	February 08, 2010	517,133	3.6%
STEINWAY MUSICAL INSTRUMENTS INC	February 08, 2010	77,293	0.8%
TETON ENERGY CORP	May 12, 2009	903,354	3.8%
NETWORK 1 SECURITY SOLUTIONS INC	February 11, 2009	2,360,252	9.7%
NETWORK 1 SECURITY SOLUTIONS INC	February 06, 2008	958,095	4.1%
ENVIRONMENTAL POWER CORP	February 13, 2007	85,682	0.9%
OneTravel Holdings, Inc.^{Sold out}	February 15, 2006	0	0.0%

View FIRST NEW YORK SECURITIES LLC /NY's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2017-02-07
13F-HR	2016-10-18
13F-HR	2016-07-27
13F-HR	2016-05-31
13F-HR	2016-01-25
13F-HR	2015-10-27
13F-HR	2015-07-30
13F-HR	2015-05-06
13F-HR/A	2015-01-23
13F-HR	2015-01-09

View FIRST NEW YORK SECURITIES LLC /NY's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (172084000.0 != 164434000.0)
The reported number of holdings is incorrect (313 != 306)

Export FIRST NEW YORK SECURITIES LLC /NY's holdings