$1.6 Billion is the total value of KCM INVESTMENT ADVISORS LLC's 533 reported holdings in Q2 2017. The portfolio turnover from Q1 2017 to Q2 2017 was 12.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FB | Buy | Facebook Inc | $44,949,000 | +6.3% | 297,714 | +0.0% | 2.82% | +4.3% |
| AAPL | Sell | Apple Inc | $36,911,000 | -1.8% | 256,289 | -2.0% | 2.31% | -3.7% |
| WFC | Sell | Wells Fargo & Company | $35,567,000 | -1.1% | 641,888 | -0.6% | 2.23% | -3.0% |
| JNJ | Buy | Johnson & Johnson | $35,110,000 | +7.7% | 265,403 | +1.4% | 2.20% | +5.6% |
| CVX | Buy | Chevron Corp | $27,094,000 | -2.4% | 259,691 | +0.4% | 1.70% | -4.3% |
| PG | Buy | Procter & Gamble Co | $26,644,000 | -2.1% | 305,725 | +0.9% | 1.67% | -4.0% |
| VZ | Sell | Verizon Communications Inc | $26,224,000 | -10.5% | 587,200 | -2.3% | 1.64% | -12.2% |
| MSFT | Buy | Microsoft Corp | $23,830,000 | +7.3% | 345,719 | +2.5% | 1.49% | +5.2% |
| XLK | Buy | SPDR Technology Select Sector | $23,567,000 | +53.0% | 430,692 | +49.1% | 1.48% | +50.1% |
| MMM | Buy | 3M Company | $22,379,000 | +9.4% | 107,495 | +0.6% | 1.40% | +7.3% |
| GE | Sell | General Electric Co | $19,346,000 | -13.6% | 716,240 | -4.7% | 1.21% | -15.3% |
| KMB | Buy | Kimberly-Clark Corp | $18,968,000 | +0.0% | 146,915 | +2.0% | 1.19% | -1.9% |
| COST | Buy | Costco Wholesale Corp | $18,880,000 | -2.2% | 118,050 | +2.5% | 1.18% | -4.1% |
| ADP | Buy | Automatic Data Processing | $18,808,000 | +0.8% | 183,565 | +0.7% | 1.18% | -1.2% |
| WFCPRL | Sell | Wells Fargo 7.5. Cnv@$156 $100pfd | $18,033,000 | +4.1% | 13,754 | -1.6% | 1.13% | +2.1% |
| CCI | Buy | Crown Castle Intl Corp | $17,313,000 | +8.6% | 172,823 | +2.4% | 1.08% | +6.5% |
| HD | Buy | Home Depot Inc | $17,026,000 | +21.8% | 110,991 | +16.6% | 1.07% | +19.5% |
| VTI | Buy | Vanguard Total Stock Market | $17,016,000 | +2.6% | 136,732 | +0.1% | 1.07% | +0.6% |
| DIS | Sell | Disney Co./Walt The | $16,545,000 | -17.2% | 155,719 | -11.7% | 1.04% | -18.8% |
| BMY | Sell | Bristol-Myers Squibb Co | $16,442,000 | +1.6% | 295,090 | -0.9% | 1.03% | -0.4% |
| NEE | Buy | NextEra Energy Inc | $15,664,000 | +9.7% | 111,784 | +0.5% | 0.98% | +7.6% |
| WM | Buy | Waste Management Inc | $15,240,000 | +2.4% | 207,771 | +1.8% | 0.96% | +0.4% |
| MCD | Sell | McDonald's Corp | $14,999,000 | +17.0% | 97,931 | -1.0% | 0.94% | +14.6% |
| CLX | Buy | Clorox Company | $14,750,000 | +0.4% | 110,702 | +1.6% | 0.92% | -1.6% |
| XLE | Buy | SPDR Energy Select Sector | $14,717,000 | -1.4% | 226,687 | +6.2% | 0.92% | -3.4% |
| ECL | Buy | Ecolab Inc | $13,764,000 | +9.1% | 103,685 | +3.0% | 0.86% | +6.9% |
| INTC | Sell | Intel Corp | $13,604,000 | -7.6% | 403,214 | -1.2% | 0.85% | -9.5% |
| PGX | Buy | PowerShares Preferred Portfoli | $13,478,000 | +3.1% | 891,998 | +1.1% | 0.84% | +1.1% |
| WBA | Buy | Walgreens Boots Alliance Inc | $12,743,000 | +3.7% | 162,724 | +10.0% | 0.80% | +1.8% |
| XLY | Buy | SPDR Consumer Discretionary Se | $12,696,000 | +29.9% | 141,652 | +27.5% | 0.80% | +27.6% |
| SDY | Sell | SPDR S&P Dividend | $12,593,000 | +0.8% | 141,667 | -0.1% | 0.79% | -1.3% |
| JPM | Sell | JPMorgan Chase & Co | $11,984,000 | +2.3% | 131,121 | -1.7% | 0.75% | +0.4% |
| MO | Sell | Altria Group Inc | $11,987,000 | +3.5% | 160,963 | -0.7% | 0.75% | +1.5% |
| XLV | Buy | SPDR Health Care Select Sector | $11,658,000 | +22.8% | 147,119 | +15.3% | 0.73% | +20.4% |
| ABBV | Sell | AbbVie Inc | $11,372,000 | +9.2% | 156,838 | -1.9% | 0.71% | +7.1% |
| O | Buy | Realty Income Corp | $11,261,000 | -6.5% | 204,080 | +0.8% | 0.71% | -8.3% |
| MDY | Sell | SPDR S&P MidCap 400 ETF Trust | $11,136,000 | +0.8% | 35,061 | -0.8% | 0.70% | -1.1% |
| XLF | Buy | SPDR Financial Select Sector | $11,145,000 | +44.0% | 451,754 | +38.5% | 0.70% | +41.0% |
| EIX | Buy | Edison International | $11,092,000 | +2.9% | 141,865 | +4.7% | 0.70% | +0.9% |
| CMCSA | Buy | Comcast Corp-Cl A | $10,821,000 | +5.1% | 278,037 | +1.5% | 0.68% | +3.0% |
| NKE | Buy | Nike Inc -Cl B | $10,512,000 | +10.4% | 178,169 | +4.3% | 0.66% | +8.4% |
| ABT | Sell | Abbott Laboratories | $10,296,000 | +7.6% | 211,815 | -1.7% | 0.64% | +5.6% |
| XOM | Sell | Exxon Mobil Corp | $9,975,000 | -5.2% | 123,558 | -3.7% | 0.62% | -7.1% |
| CL | Buy | Colgate-Palmolive Co | $9,953,000 | +2.9% | 134,265 | +1.6% | 0.62% | +1.0% |
| PEP | Sell | PepsiCo Inc | $9,678,000 | +1.1% | 83,798 | -2.1% | 0.61% | -1.0% |
| UPS | Buy | United Parcel Service-Cl B | $9,423,000 | +7.2% | 85,207 | +4.0% | 0.59% | +5.0% |
| PFE | Sell | Pfizer Inc | $9,154,000 | -5.0% | 272,513 | -3.2% | 0.57% | -6.8% |
| XLI | Buy | SPDR Industrial Select Sector | $9,092,000 | +18.7% | 133,490 | +13.4% | 0.57% | +16.6% |
| MRK | Sell | Merck & Co. Inc. | $8,930,000 | -1.8% | 139,338 | -2.6% | 0.56% | -3.6% |
| WFCPRJCL | Sell | Wells Fargo 8.00. Prp Cl12/17pfd | $8,699,000 | -2.1% | 335,753 | -0.9% | 0.54% | -4.0% |
| GOOGL | Sell | Alphabet Inc-Cl A | $8,608,000 | +8.5% | 9,259 | -1.1% | 0.54% | +6.3% |
| PFF | Sell | iShares S&P US Preferred Stock | $8,558,000 | -6.5% | 218,488 | -7.6% | 0.54% | -8.4% |
| CPRJ | Sell | Citigroup 7.125. Flt Aftr 9/23pfd | $8,294,000 | +0.6% | 277,388 | -2.8% | 0.52% | -1.3% |
| DD | Sell | Du Pont (E.I.) De Nemours | $8,237,000 | -3.4% | 102,055 | -3.8% | 0.52% | -5.3% |
| BAC | Sell | Bank of America Corp | $7,932,000 | -4.8% | 326,967 | -7.5% | 0.50% | -6.8% |
| SPY | Sell | SPDR S&P 500 Index Trust Serie | $7,904,000 | +1.1% | 32,688 | -1.4% | 0.50% | -1.0% |
| SBUX | Buy | Starbucks Corp | $7,871,000 | +5.3% | 134,979 | +5.4% | 0.49% | +3.1% |
| DVY | Buy | iShares DJ Select Dividend Ind | $7,676,000 | +1.4% | 83,246 | +0.2% | 0.48% | -0.6% |
| SCHD | Buy | Schwab US Dividend Equity ETF | $7,634,000 | +1.8% | 169,262 | +0.6% | 0.48% | -0.2% |
| T | Sell | AT&T Inc | $7,575,000 | -11.3% | 200,769 | -2.4% | 0.48% | -13.0% |
| CHSCL | Sell | CHS Chemical 7.50. Cl 1/2025 Cpfd | $7,468,000 | -0.9% | 258,494 | -1.5% | 0.47% | -2.7% |
| MDT | Buy | Medtronic PLC | $7,276,000 | +13.9% | 81,988 | +3.4% | 0.46% | +11.8% |
| PREPRH | Sell | Partner Re 7.25. Call 06/21 BBpfd | $7,263,000 | +1.3% | 250,433 | -0.2% | 0.46% | -0.7% |
| APD | Buy | Air Products & Chemicals Inc | $7,102,000 | +9.4% | 49,642 | +3.5% | 0.44% | +7.2% |
| AHLPRBCL | Sell | Aspen Insurance 7.25. BBB QDIpfd | $6,959,000 | -2.8% | 278,342 | -1.0% | 0.44% | -4.6% |
| BANCPRD | Buy | BancOfCalifornia 7.375. Ca2020pfd | $6,954,000 | +5.5% | 261,423 | +4.7% | 0.44% | +3.6% |
| XLP | Buy | SPDR Consumer Staples Select S | $6,937,000 | +2.9% | 126,268 | +2.2% | 0.44% | +0.9% |
| SWK | Buy | Stanley Black & Decker Inc | $6,942,000 | +6.7% | 49,326 | +0.7% | 0.44% | +4.6% |
| VNO | Buy | Vornado Realty Trust | $6,898,000 | -3.2% | 73,459 | +3.4% | 0.43% | -5.1% |
| FRC | Buy | First Republic Bank/San Franci | $6,837,000 | +40.5% | 68,300 | +31.7% | 0.43% | +37.6% |
| GPC | Buy | Genuine Parts Co | $6,489,000 | +2.4% | 69,957 | +2.0% | 0.41% | +0.5% |
| IBB | Buy | iShares Nasdaq Biotech Index F | $6,404,000 | +8.3% | 20,652 | +2.5% | 0.40% | +6.1% |
| HON | Sell | Honeywell International Inc | $5,899,000 | +0.1% | 44,254 | -6.3% | 0.37% | -1.9% |
| HCP | Buy | HCP Inc REIT | $5,868,000 | +4.1% | 183,620 | +1.9% | 0.37% | +2.2% |
| GOOG | Sell | Alphabet Inc-Cl C | $5,617,000 | +6.2% | 6,181 | -3.1% | 0.35% | +4.1% |
| KO | Buy | Coca-Cola Co/The | $5,515,000 | +7.1% | 122,965 | +1.4% | 0.35% | +5.2% |
| GIS | Sell | General Mills Inc | $5,507,000 | -6.8% | 99,410 | -0.7% | 0.34% | -8.5% |
| NTTNP | Buy | National General 7.5. NA Cl Qpfd | $5,364,000 | +14.6% | 207,901 | +11.0% | 0.34% | +12.4% |
| WEC | Sell | WEC Energy Group Inc | $5,336,000 | -1.3% | 86,934 | -2.5% | 0.33% | -3.2% |
| WSM | Buy | Williams-Sonoma Inc | $5,232,000 | +1.4% | 107,870 | +12.1% | 0.33% | -0.6% |
| LMT | Sell | Lockheed Martin Corp | $5,236,000 | +3.2% | 18,861 | -0.5% | 0.33% | +1.2% |
| AMZN | Buy | Amazon.com Inc | $5,213,000 | +87.2% | 5,385 | +71.4% | 0.33% | +83.7% |
| MSPRE | Sell | Morgan Stanley 7.125.Flt Aftr1pfd | $5,195,000 | -2.1% | 175,282 | -3.7% | 0.33% | -3.8% |
| DHR | Buy | Danaher Corp | $5,157,000 | +13.3% | 61,109 | +14.9% | 0.32% | +11.0% |
| GOODM | Buy | Gladstone Commercial 7.00. CUMpfd | $5,078,000 | +32.4% | 194,918 | +27.9% | 0.32% | +29.8% |
| USB | Buy | U S Bancorp | $5,033,000 | +22.0% | 96,946 | +21.0% | 0.32% | +19.3% |
| UN | Sell | Unilever N V -NY Shares | $4,887,000 | +10.9% | 88,426 | -0.3% | 0.31% | +8.9% |
| Sell | First Republic 7.0. Cl 12/18 Bpfd | $4,791,000 | -1.3% | 178,443 | -1.0% | 0.30% | -3.2% | |
| OXY | Sell | Occidental Petroleum Corp | $4,763,000 | -9.3% | 79,550 | -4.0% | 0.30% | -11.0% |
| CHSPPRACL | Sell | Chesapeake Lodging 7.75.CUM Capfd | $4,593,000 | -1.5% | 183,864 | -0.8% | 0.29% | -3.4% |
| COP | Sell | ConocoPhillips | $4,593,000 | -17.5% | 104,471 | -6.4% | 0.29% | -19.1% |
| APTS | Buy | Preferred Apartment Communitie | $4,568,000 | +24.0% | 290,000 | +4.0% | 0.29% | +21.7% |
| TD | Sell | Toronto Dominion Bank | $4,547,000 | -9.2% | 90,251 | -9.7% | 0.28% | -10.9% |
| ORCL | Sell | Oracle Corp | $4,413,000 | +12.0% | 88,015 | -0.3% | 0.28% | +9.9% |
| LLY | Sell | Eli Lilly & Co | $4,428,000 | -6.4% | 53,800 | -4.4% | 0.28% | -8.3% |
| ACN | Sell | Accenture PLC-Cl A | $4,410,000 | +0.9% | 35,657 | -2.2% | 0.28% | -1.1% |
| IVV | Buy | iShares S&P 500 Index Fund | $4,367,000 | +140.9% | 17,941 | +134.7% | 0.27% | +136.2% |
| QQQ | Sell | Powershares QQQ NASDAQ 100 Tru | $4,322,000 | +2.8% | 31,399 | -1.1% | 0.27% | +0.7% |
| BGCACL | Sell | BGC Partners 8.125. 2042 Callpfd | $4,284,000 | -1.3% | 167,119 | -1.8% | 0.27% | -3.2% |
| BACPRL | Buy | Bank of America $1000pv 7.25.pfd | $4,241,000 | +8.8% | 3,360 | +3.0% | 0.27% | +6.8% |
| SIVB | Sell | SVB Financial Group | $4,212,000 | -7.6% | 23,959 | -2.2% | 0.26% | -9.3% |
| NSRGY | Sell | Nestle Sa-Spons ADR For Reg | $4,069,000 | +9.1% | 46,666 | -3.8% | 0.26% | +7.1% |
| CSCO | Sell | Cisco Systems Inc | $4,031,000 | -13.8% | 128,778 | -6.9% | 0.25% | -15.4% |
| LOW | Sell | Lowe's Cos Inc | $4,027,000 | -8.8% | 51,942 | -3.3% | 0.25% | -10.6% |
| MAR | Sell | Marriott International-Cl A | $3,842,000 | -5.9% | 38,305 | -11.6% | 0.24% | -7.7% |
| RHHBY | Buy | Roche Holdings LTD-Spons ADR | $3,844,000 | -0.6% | 120,868 | +0.1% | 0.24% | -2.4% |
| ABB | Sell | ABB Ltd-Spon ADR | $3,811,000 | -4.1% | 153,052 | -9.9% | 0.24% | -5.9% |
| ENB | Sell | Enbridge Inc | $3,767,000 | -12.7% | 94,616 | -8.2% | 0.24% | -14.5% |
| CERN | Cerner Corp | $3,695,000 | +12.9% | 55,596 | 0.0% | 0.23% | +11.0% | |
| IBM | Sell | Intl Business Machines Corp | $3,708,000 | -15.7% | 24,102 | -4.6% | 0.23% | -17.4% |
| AFSIC | Sell | Amtrust Financial 7.625.CUM QDpfd | $3,649,000 | -0.5% | 146,137 | -5.5% | 0.23% | -2.1% |
| RTN | Buy | Raytheon Company | $3,660,000 | +64.5% | 22,664 | +55.3% | 0.23% | +61.3% |
| BRKB | Sell | Berkshire Hathaway Inc Cl B | $3,657,000 | -4.6% | 21,593 | -6.1% | 0.23% | -6.5% |
| SRE | Sell | Sempra Energy | $3,644,000 | -2.2% | 32,322 | -4.2% | 0.23% | -4.2% |
| WMB | Sell | Williams Cos Inc | $3,645,000 | -13.5% | 120,391 | -15.4% | 0.23% | -15.2% |
| KMI | Sell | Kinder Morgan Inc | $3,569,000 | -27.9% | 186,262 | -18.2% | 0.22% | -29.1% |
| CTAA | Buy | Quest USWest 7.0. SrNts 2056 2pfd | $3,563,000 | +13.1% | 134,293 | +12.6% | 0.22% | +10.9% |
| UTX | Sell | United Technologies Corp | $3,475,000 | +3.6% | 28,455 | -4.8% | 0.22% | +1.9% |
| TRV | Sell | Travelers Cos Inc/The | $3,459,000 | +2.5% | 27,339 | -2.4% | 0.22% | +0.5% |
| NGHCO | Sell | National General 7.50.Call4/20pfd | $3,385,000 | +3.2% | 130,816 | -0.3% | 0.21% | +1.0% |
| GD | General Dynamics Corp | $3,366,000 | +5.8% | 16,991 | 0.0% | 0.21% | +3.9% | |
| CAT | Sell | Caterpillar Inc | $3,317,000 | +12.4% | 30,871 | -2.9% | 0.21% | +10.1% |
| MS | Sell | Morgan Stanley | $3,301,000 | -4.1% | 74,076 | -7.8% | 0.21% | -5.9% |
| CVS | Sell | CVS Health Corp | $3,307,000 | -13.2% | 41,096 | -15.3% | 0.21% | -15.2% |
| ZBH | Buy | Zimmer Biomet Holdings Inc | $3,236,000 | +20.3% | 25,199 | +14.4% | 0.20% | +18.0% |
| BDX | Sell | Becton Dickinson & Co | $3,241,000 | +2.8% | 16,610 | -3.3% | 0.20% | +1.0% |
| CTV | Sell | Quest USWestSnNotes 6.875. CLpfd | $3,231,000 | -0.6% | 126,050 | -1.6% | 0.20% | -2.9% |
| VYM | Buy | Vanguard High Div Yield | $3,189,000 | +2.1% | 40,795 | +1.5% | 0.20% | 0.0% |
| XLB | Buy | SPDR Materials Select Sector | $3,076,000 | +31.6% | 57,168 | +28.2% | 0.19% | +29.5% |
| PM | Sell | Philip Morris International | $3,067,000 | +2.9% | 26,110 | -1.2% | 0.19% | +0.5% |
| V | Buy | Visa Inc-Class A Shares | $3,054,000 | +5.6% | 32,570 | +0.1% | 0.19% | +3.2% |
| Buy | JPMorgan 7.9. Perp/Call 4/18 -pfd | $2,981,000 | +12.3% | 2,870,000 | +11.7% | 0.19% | +10.0% | |
| TWX | Sell | Time Warner Inc | $2,958,000 | -3.9% | 29,454 | -6.5% | 0.18% | -6.1% |
| BACPRWCL | Sell | Bank of America 6.625. Prp/Clpfd | $2,947,000 | -0.2% | 108,913 | -2.1% | 0.18% | -2.1% |
| VO | Buy | Vanguard Mid-Cap | $2,932,000 | +2.5% | 20,574 | +0.2% | 0.18% | +0.5% |
| KHC | Sell | Kraft Heinz Co/The | $2,924,000 | -11.4% | 34,140 | -6.0% | 0.18% | -13.3% |
| INNPRBCL | Buy | Summit Hotel 7.875. Perp CUM Cpfd | $2,902,000 | +1.0% | 112,295 | +0.5% | 0.18% | -1.1% |
| JPMorgan 6.0. Perp/Call 8/23 -pfd | $2,852,000 | +3.2% | 2,650,000 | 0.0% | 0.18% | +1.1% | ||
| BANCPRCCL | Sell | BancOfCalifornia 8.00. Cal2018pfd | $2,864,000 | -1.3% | 106,801 | -1.7% | 0.18% | -3.2% |
| CB | Sell | Chubb Ltd (new) | $2,864,000 | +2.5% | 19,699 | -3.9% | 0.18% | 0.0% |
| CTUCL | Sell | CenturyLink Quest 7.0.SnNts Clpfd | $2,852,000 | -2.0% | 112,694 | -2.0% | 0.18% | -3.8% |
| CLNSPRG | Buy | Colony NorthStar 7.50. CUM Calpfd | $2,821,000 | +167.6% | 107,032 | +150.8% | 0.18% | +164.2% |
| NVS | Sell | Novartis Ag-ADR | $2,827,000 | +11.8% | 33,868 | -0.5% | 0.18% | +9.3% |
| AFSIP | Sell | Amtrust Financial 7.5. QDI Calpfd | $2,763,000 | +1.1% | 111,645 | -3.0% | 0.17% | -1.1% |
| Wachovia (WFC) Perp/Call 2/11pfd | $2,762,000 | +0.6% | 2,745,000 | 0.0% | 0.17% | -1.1% | ||
| PEG | Buy | Public Service Enterprise Grou | $2,737,000 | +8.4% | 63,646 | +11.8% | 0.17% | +6.8% |
| XLU | Buy | SPDR Utilities Select Sector | $2,750,000 | +72.0% | 52,920 | +69.8% | 0.17% | +68.6% |
| ANTM | Sell | Anthem Inc | $2,719,000 | -1.0% | 14,455 | -13.0% | 0.17% | -2.9% |
| NGHCP | Sell | National General7.50.Call 7/20pfd | $2,711,000 | +2.3% | 104,257 | -1.3% | 0.17% | +0.6% |
| PX | Sell | Praxair Inc | $2,679,000 | +11.1% | 20,210 | -0.6% | 0.17% | +9.1% |
| BA | Sell | Boeing Co | $2,661,000 | +11.2% | 13,455 | -0.5% | 0.17% | +9.2% |
| SOHOB | Buy | Sotherly Hotels 8. Cum Perp Cpfd | $2,643,000 | +6.8% | 104,471 | +9.7% | 0.17% | +5.1% |
| AMGN | Sell | Amgen Inc | $2,630,000 | +3.5% | 15,273 | -1.3% | 0.16% | +1.9% |
| WHR | Sell | Whirlpool Corp | $2,537,000 | +8.5% | 13,237 | -3.0% | 0.16% | +6.7% |
| CTBB | Buy | Qwest Corp 6.5. Sr Note 9/56 Cpfd | $2,537,000 | +4.5% | 101,580 | +3.8% | 0.16% | +2.6% |
| HSEBCL | Sell | HSBC Hldgs 8.0. Prp Cl 12/15 Bpfd | $2,527,000 | -0.7% | 94,260 | -2.1% | 0.16% | -3.1% |
| TANNL | Sell | TravelCenters SnNotes 8. 2029pfd | $2,502,000 | -19.4% | 105,821 | -13.5% | 0.16% | -20.7% |
| IR | Sell | Ingersoll-Rand PLC | $2,443,000 | +0.1% | 26,734 | -10.9% | 0.15% | -1.9% |
| VAR | Varian Medical Systems Inc | $2,416,000 | +13.2% | 23,413 | 0.0% | 0.15% | +11.0% | |
| MKC | Sell | McCormick & Co-Non Votung Shrs | $2,395,000 | -3.4% | 24,563 | -3.4% | 0.15% | -5.1% |
| RILYZ | New | B Riley Financial 7.50. SnNtspfd | $2,370,000 | – | 92,000 | +100.0% | 0.15% | – |
| AEKCL | Sell | AEGON 8.00. 2042 Notes Call 08pfd | $2,363,000 | -14.8% | 91,181 | -14.6% | 0.15% | -16.4% |
| LH | Sell | Laboratory Corp Of Amer Hldgs | $2,267,000 | +6.5% | 14,705 | -0.9% | 0.14% | +4.4% |
| KRE | Buy | SPDR S&P Regional Banking | $2,253,000 | +45.8% | 41,005 | +44.9% | 0.14% | +42.4% |
| Sell | GE Cap Corp 5.00. Perp/Call 1/pfd | $2,236,000 | -2.3% | 2,109,000 | -2.8% | 0.14% | -4.1% | |
| CLNSPRH | Buy | Colony NorthStar 7.125. CUM Capfd | $2,215,000 | +83.7% | 86,005 | +78.1% | 0.14% | +80.5% |
| VB | Buy | Vanguard Small-Cap Vipers | $2,203,000 | +1.7% | 16,255 | +0.0% | 0.14% | 0.0% |
| AFSIM | Buy | Amtrust Financial 7.75. QDI Capfd | $2,210,000 | +8.7% | 87,086 | +4.0% | 0.14% | +6.2% |
| BRGPRA | Buy | BlueRock Residential Growth 8.pfd | $2,190,000 | +2.7% | 82,582 | +1.0% | 0.14% | +0.7% |
| DLRPRHCL | Digital Realty 7.375. Perp CUMpfd | $2,175,000 | -0.2% | 79,288 | 0.0% | 0.14% | -2.2% | |
| CBS | Sell | CBS Corp Class B | $2,163,000 | -18.7% | 33,921 | -11.6% | 0.14% | -20.0% |
| MDLZ | Sell | Mondelez International | $2,145,000 | -5.2% | 49,669 | -5.5% | 0.13% | -7.6% |
| FNY | Buy | First Trust Mid Cap Growth Alp | $2,146,000 | +11.1% | 62,066 | +7.6% | 0.13% | +8.9% |
| KTN | Sell | AON Cap 8.205. 1/27 Non-Call Bpfd | $2,128,000 | -3.1% | 65,544 | -0.9% | 0.13% | -5.0% |
| TDE | Sell | Telephone & Data 6.875. Cl 11/pfd | $2,106,000 | -4.5% | 82,775 | -4.7% | 0.13% | -6.4% |
| SCHX | Sell | Schwab US Large-Cap ETF | $2,053,000 | +2.1% | 35,540 | -0.6% | 0.13% | 0.0% |
| UNP | Sell | Union Pacific Corp | $2,022,000 | -4.5% | 18,563 | -7.1% | 0.13% | -5.9% |
| BCE | Sell | BCE Inc | $2,017,000 | -13.4% | 44,780 | -14.9% | 0.13% | -15.4% |
| GSPRJ | Sell | Goldman 5.5. Flt Aftr 5/23 Clpfd | $2,001,000 | +3.6% | 71,090 | -1.3% | 0.12% | +1.6% |
| UNH | Sell | UnitedHealth Group Inc | $1,971,000 | +12.2% | 10,632 | -0.8% | 0.12% | +10.7% |
| GBLIZ | Sell | Global Indemnity SrNts7.75. Capfd | $1,983,000 | +1.1% | 77,147 | -0.1% | 0.12% | -0.8% |
| EMR | Buy | Emerson Electric Co | $1,984,000 | +0.9% | 33,281 | +1.3% | 0.12% | -1.6% |
| DFSPRBCL | Sell | Discover Financial 6.50.Perp Qpfd | $1,949,000 | -1.1% | 75,595 | -0.5% | 0.12% | -3.2% |
| UZC | Sell | US Cellular 7.25. SrNts12/2064pfd | $1,925,000 | -0.3% | 70,902 | -2.0% | 0.12% | -1.6% |
| CNP | Sell | CenterPoint Energy Inc | $1,936,000 | -11.8% | 70,722 | -11.2% | 0.12% | -13.6% |
| NGHCZ | Sell | National General 7.625. Call9/pfd | $1,919,000 | -0.4% | 74,859 | -2.5% | 0.12% | -2.4% |
| UL | Sell | Unilever Plc-Sponsored ADR | $1,916,000 | +8.3% | 35,403 | -1.3% | 0.12% | +6.2% |
| SCHB | Buy | Schwab US Broad Market ETF | $1,898,000 | +2.4% | 32,474 | +0.0% | 0.12% | +0.8% |
| ARGD | Sell | Argo Group 6.5. Sr Notes Callpfd | $1,892,000 | -1.6% | 74,789 | -1.3% | 0.12% | -3.3% |
| XLRE | Buy | SPDR Real Estate Sector | $1,870,000 | +176.2% | 58,066 | +170.9% | 0.12% | +172.1% |
| OEF | Sell | iShares S&P 100 Index Fund | $1,862,000 | +0.2% | 17,417 | -1.8% | 0.12% | -1.7% |
| MHPRA | Sell | Maiden Holdings 8.25.Prp Cl8/2pfd | $1,820,000 | -2.2% | 71,537 | -1.1% | 0.11% | -4.2% |
| SLGPRI | Sell | SL Green Realty 6.5. Perp CUMpfd | $1,773,000 | -2.4% | 70,397 | -1.2% | 0.11% | -4.3% |
| BANCPRE | Sell | BancOfCalifornia 7.00. Cal2021pfd | $1,748,000 | +3.5% | 64,999 | -0.9% | 0.11% | +1.9% |
| Charles Schwab 7. Perp/Call 2/pfd | $1,754,000 | +1.7% | 1,522,000 | 0.0% | 0.11% | 0.0% | ||
| CRM | Sell | Salesforce.Com Inc | $1,734,000 | +0.3% | 20,024 | -4.5% | 0.11% | -0.9% |
| JPMPRBCL | Sell | JPMorgan Chase 6.70.Perp/Callpfd | $1,732,000 | -2.7% | 64,198 | -1.1% | 0.11% | -4.4% |
| IYT | Sell | iShares DJ US Transport Index | $1,716,000 | +3.4% | 9,975 | -1.5% | 0.11% | +1.9% |
| PBB | Buy | Prospect Captl 6.25. 6/24 SrNtpfd | $1,696,000 | +2.5% | 65,056 | +1.8% | 0.11% | 0.0% |
| TM | Sell | Toyota Motor Corp -Spon ADR | $1,677,000 | -10.6% | 15,970 | -7.5% | 0.10% | -12.5% |
| IJH | Sell | iShares S&P Midcap 400 | $1,619,000 | 0.0% | 9,307 | -1.6% | 0.10% | -1.9% |
| GLD | Sell | SPDR Gold Trust | $1,549,000 | -9.1% | 13,128 | -8.5% | 0.10% | -11.0% |
| AHTPRF | Sell | Ashford Hospitality 7.375. NRpfd | $1,541,000 | -4.3% | 61,641 | -5.8% | 0.10% | -5.8% |
| COFPRDCL | Sell | Capital One Finl 6.7.Prp Callpfd | $1,532,000 | -1.1% | 55,860 | -1.0% | 0.10% | -3.0% |
| ETN | Buy | Eaton Corp PLC | $1,514,000 | +27.1% | 19,456 | +21.1% | 0.10% | +25.0% |
| FDL | Buy | First Trust Morningstar Divide | $1,506,000 | -2.3% | 53,534 | +0.0% | 0.09% | -5.1% |
| WMT | Sell | Wal-Mart Stores Inc | $1,502,000 | +4.9% | 19,853 | -0.1% | 0.09% | +2.2% |
| COWNL | Sell | Cowen 8.25. Senior Notes Call1pfd | $1,480,000 | -3.0% | 55,427 | -2.1% | 0.09% | -4.1% |
| DE | Sell | Deere & Co | $1,475,000 | +12.8% | 11,931 | -0.7% | 0.09% | +9.5% |
| GLOGPRA | Sell | GasLog Ltd 8.75. Ser A CUM QDIpfd | $1,465,000 | -3.0% | 56,811 | -2.3% | 0.09% | -5.2% |
| IRETPRB | Buy | Investors REIT 7.95. Perp CUMpfd | $1,460,000 | +12.5% | 58,097 | +13.2% | 0.09% | +9.6% |
| SCHM | Buy | Schwab US Mid-Cap ETF | $1,443,000 | +1.8% | 29,966 | +0.0% | 0.09% | -1.1% |
| CORRPRA | Buy | CoreEnergy 7.375. Pfd - Par Capfd | $1,422,000 | +73.8% | 56,829 | +75.5% | 0.09% | +71.2% |
| AXP | Sell | American Express Co | $1,409,000 | -6.8% | 16,726 | -12.4% | 0.09% | -9.3% |
| NSS | Buy | NuStar Logistics 7.625.Nts Clpfd | $1,400,000 | +6.1% | 54,775 | +8.6% | 0.09% | +4.8% |
| IYZ | Buy | iShares DJ US Telecommunicatio | $1,385,000 | +6.2% | 42,919 | +6.4% | 0.09% | +4.8% |
| VEA | Buy | Vanguard Developed Mkts | $1,382,000 | +8.7% | 33,455 | +3.5% | 0.09% | +7.4% |
| CHKP | Buy | Check Point Software Tech | $1,377,000 | +9.0% | 12,621 | +2.6% | 0.09% | +6.2% |
| ITW | Buy | Illinois Tool Works | $1,337,000 | +13.8% | 9,335 | +5.2% | 0.08% | +12.0% |
| DLNGPRA | Sell | Dynagas LNG 9.0. QDI CUM cl 2pfd | $1,334,000 | -3.4% | 50,547 | -5.2% | 0.08% | -4.5% |
| NLYPRECL | Buy | Annaly Capital 7.625. CUM Cl 8pfd | $1,324,000 | +2.5% | 51,791 | +0.9% | 0.08% | 0.0% |
| SO | Sell | Southern Co | $1,310,000 | -23.7% | 27,366 | -20.6% | 0.08% | -25.5% |
| TSLA | Sell | Tesla Inc | $1,286,000 | +27.1% | 3,555 | -2.3% | 0.08% | +24.6% |
| THGA | Sell | Hanover Insurance6.35. Cl3/18pfd | $1,278,000 | -1.3% | 49,431 | -2.8% | 0.08% | -3.6% |
| CTXCL | Sell | Quest USWest SnNotes 7.0. 2052pfd | $1,275,000 | -1.8% | 50,100 | -2.7% | 0.08% | -3.6% |
| HGH | Sell | Hartford Finl 7.875. 2042 callpfd | $1,272,000 | -2.1% | 41,359 | -1.0% | 0.08% | -3.6% |
| TANNZ | Sell | TravelCenters SnNotes 8. 10/20pfd | $1,273,000 | -13.5% | 54,149 | -6.7% | 0.08% | -14.9% |
| PCAR | Sell | Paccar Inc | $1,262,000 | -9.1% | 19,115 | -7.5% | 0.08% | -11.2% |
| BRGPRC | Buy | BlueRock Residential Growth 7.pfd | $1,261,000 | +6.0% | 47,961 | +3.2% | 0.08% | +3.9% |
| IYF | iShares DJ US Financial Sect | $1,253,000 | +3.4% | 11,652 | 0.0% | 0.08% | +2.6% | |
| USBPRM | Buy | US Bancorp 6.5. Flt Aftr 1/22pfd | $1,263,000 | +3.6% | 42,547 | +0.0% | 0.08% | +1.3% |
| CTWCL | Sell | Quest USWestSnNote7.5. BBB- Clpfd | $1,259,000 | -44.4% | 49,603 | -44.0% | 0.08% | -45.5% |
| SPGI | Sell | S&P Global Inc | $1,247,000 | -11.2% | 8,539 | -20.5% | 0.08% | -13.3% |
| BIIB | Sell | Biogen Inc | $1,210,000 | -1.3% | 4,460 | -0.6% | 0.08% | -2.6% |
| KBWR | Buy | Powershares KBW Regional Bank | $1,204,000 | +261.6% | 22,405 | +261.4% | 0.08% | +257.1% |
| DIA | SPDR Dow Jones Industrial Aver | $1,145,000 | +3.3% | 5,371 | 0.0% | 0.07% | +1.4% | |
| Buy | Citigroup Inc 5.95. Perp Callpfd | $1,145,000 | +7.5% | 1,070,000 | +4.9% | 0.07% | +5.9% | |
| GXP | Sell | Great Plains Energy Inc | $1,141,000 | -5.9% | 38,975 | -6.0% | 0.07% | -7.8% |
| AABA | New | Altaba Inc | $1,113,000 | – | 20,435 | +100.0% | 0.07% | – |
| MCK | Buy | McKesson Corp | $1,077,000 | +220.5% | 6,547 | +188.8% | 0.07% | +219.0% |
| XNTK | Buy | SPDR Morgan Stanley Technology | $1,066,000 | +28.6% | 14,621 | +21.3% | 0.07% | +26.4% |
| CAG | Sell | Conagra Brands Inc | $1,064,000 | -13.4% | 29,746 | -2.4% | 0.07% | -15.2% |
| ADBE | Sell | Adobe Systems Inc | $1,072,000 | +6.9% | 7,580 | -1.6% | 0.07% | +4.7% |
| AFL | Buy | Aflac Inc | $1,035,000 | +14.6% | 13,321 | +6.9% | 0.06% | +12.1% |
| DGRO | Buy | iShares Core Dividend Growth | $1,029,000 | +26.6% | 32,853 | +23.1% | 0.06% | +23.1% |
| AGNCP | Buy | AGNC Investment Corp 8.0. Perppfd | $1,014,000 | +0.9% | 39,466 | +0.9% | 0.06% | 0.0% |
| QUAL | iShares MSCI USA Quality Facto | $1,004,000 | +2.2% | 13,495 | 0.0% | 0.06% | 0.0% | |
| A | Buy | Agilent Technologies Inc | $973,000 | +12.9% | 16,398 | +0.6% | 0.06% | +10.9% |
| VERPRF | Buy | VEREIT Inc 6.70. Perp CUM Cl 2pfd | $977,000 | +11.5% | 36,746 | +7.9% | 0.06% | +8.9% |
| JEPRA | Buy | Just Energy 8.50.Perp Call3/20pfd | $963,000 | +37.8% | 38,180 | +36.7% | 0.06% | +33.3% |
| INNPRCCL | Sell | Summit Hotel7.125.Perp CUM Calpfd | $964,000 | +0.5% | 37,239 | -0.3% | 0.06% | -1.6% |
| TMKPRC | Torchmark Crp 6.125. SubDebCalpfd | $944,000 | +2.5% | 35,550 | 0.0% | 0.06% | 0.0% | |
| IYE | iShares DJ US Energy Sector | $934,000 | -7.9% | 26,323 | 0.0% | 0.06% | -9.2% | |
| FDX | FedEx Corp | $921,000 | +11.4% | 4,236 | 0.0% | 0.06% | +9.4% | |
| CPRN | Citigroup Tst 7.875. Cl2015 Lipfd | $926,000 | -2.5% | 35,645 | 0.0% | 0.06% | -4.9% | |
| AET | Sell | Aetna Inc | $927,000 | +7.4% | 6,106 | -9.8% | 0.06% | +5.5% |
| CAA | CalAtlantic Group | $919,000 | -5.6% | 26,000 | 0.0% | 0.06% | -6.5% | |
| New | NXP Semi ..Submitted for Tende | $905,000 | – | 8,270 | +100.0% | 0.06% | – | |
| BX | Sell | Blackstone Group/The | $899,000 | -24.7% | 26,963 | -32.9% | 0.06% | -26.3% |
| AGNCB | Buy | AGNC Investment Corp 7.75. Perpfd | $885,000 | +3.9% | 33,884 | +3.4% | 0.06% | +1.9% |
| New | Bank of America 5.20. Perp/Calpfd | $882,000 | – | 865,000 | +100.0% | 0.06% | – | |
| EFA | Buy | iShares MSCI EAFE Index | $885,000 | +9.4% | 13,576 | +4.5% | 0.06% | +5.8% |
| OXLCM | New | Oxford Lane Cap6.75. Nts 6/202pfd | $882,000 | – | 35,400 | +100.0% | 0.06% | – |
| IBKCO | Sell | IberiaBank Corp 6.60. Call 5/1pfd | $862,000 | -2.0% | 31,137 | -4.3% | 0.05% | -3.6% |
| SCHW | Schwab (Charles) Corp | $861,000 | +5.3% | 20,035 | 0.0% | 0.05% | +3.8% | |
| CLNSPRDCL | Sell | Colony NorthStar 8.50. CUM Calpfd | $861,000 | +1.2% | 32,663 | -0.9% | 0.05% | 0.0% |
| GBLIL | Buy | Global Indemnity SnNts7.875. Cpfd | $846,000 | +29.0% | 33,325 | +25.8% | 0.05% | +26.2% |
| IFF | Intl Flavors & Fragrances | $844,000 | +1.9% | 6,250 | 0.0% | 0.05% | 0.0% | |
| TCCBCL | Triancgle Capitl 6.375.Sr Notepfd | $852,000 | -0.9% | 33,250 | 0.0% | 0.05% | -3.6% | |
| CELG | Sell | Celgene Corp | $831,000 | +3.2% | 6,402 | -1.1% | 0.05% | +2.0% |
| ADM | Buy | Archer Daniels Midland Co | $836,000 | -8.3% | 20,192 | +1.9% | 0.05% | -10.3% |
| SCG | Scana Corp | $826,000 | +2.6% | 12,324 | 0.0% | 0.05% | +2.0% | |
| XLG | Guggenheim Russell Top 50 ETF | $827,000 | +2.5% | 4,833 | 0.0% | 0.05% | 0.0% | |
| SHW | Buy | Sherwin Williams Co | $812,000 | +23.8% | 2,313 | +9.4% | 0.05% | +21.4% |
| EPD | Sell | Enterprise Products Partners | $809,000 | -13.1% | 29,868 | -11.4% | 0.05% | -13.6% |
| IWF | Sell | iShares Russell 1000 Growth | $797,000 | -15.3% | 6,696 | -19.0% | 0.05% | -16.7% |
| HRL | Buy | Hormel Foods Corp | $793,000 | +6.7% | 23,256 | +8.4% | 0.05% | +6.4% |
| SCEPRJ | Sell | SoCalEd 5.375. CUM cl 2025 QDIpfd | $794,000 | +1.1% | 28,111 | -3.4% | 0.05% | 0.0% |
| SYY | Buy | Sysco Corp | $791,000 | +2.5% | 15,716 | +5.8% | 0.05% | +2.0% |
| TDJ | Sell | Telephone & Data 7.0. Cl 3/16pfd | $794,000 | -0.8% | 31,002 | -1.9% | 0.05% | -2.0% |
| VIG | Buy | Vanguard Dividend Appreciation | $802,000 | +14.4% | 8,650 | +11.0% | 0.05% | +11.1% |
| SAP | Sell | SAP SE-Sponsored ADR | $802,000 | +5.0% | 7,665 | -1.5% | 0.05% | +2.0% |
| ED | Sell | Consolidated Edison Inc | $782,000 | -3.7% | 9,672 | -7.5% | 0.05% | -5.8% |
| Buy | Ivanhoe Mines Ltd | $778,000 | -6.6% | 241,500 | +0.6% | 0.05% | -7.5% | |
| MHPRC | Buy | Maiden Holdings 7.125.PrpCl 12pfd | $780,000 | +5.7% | 29,450 | +3.5% | 0.05% | +4.3% |
| ECCA | Sell | EaglePoint Credit 7.75.2022 CUpfd | $778,000 | -60.3% | 30,196 | -59.9% | 0.05% | -60.8% |
| WFEPRACL | Sell | Wells Fargo 6.375. Cl 12/19 BBpfd | $781,000 | +1.0% | 28,759 | -2.3% | 0.05% | 0.0% |
| BPFHP | Buy | Boston Private Finl 6.95.Perppfd | $763,000 | +32.9% | 29,396 | +31.7% | 0.05% | +29.7% |
| COL | Sell | Rockwell Collins Inc. | $772,000 | +7.7% | 7,350 | -0.3% | 0.05% | +4.3% |
| Citigroup 5.35. Perp/Call 5/23pfd | $758,000 | +2.4% | 740,000 | 0.0% | 0.05% | 0.0% | ||
| PREPRG | Buy | Partner Re 6.50.Perp Cal 4/202pfd | $728,000 | +3.4% | 26,750 | +0.8% | 0.05% | +2.2% |
| So. Cal Edison 6.25. Perp/Callpfd | $728,000 | +0.6% | 650,000 | 0.0% | 0.05% | 0.0% | ||
| VRSK | Buy | Verisk Analytics Inc-Class A | $733,000 | +8.3% | 8,690 | +4.2% | 0.05% | +7.0% |
| PCG | Sell | P G & E Corp | $732,000 | -4.3% | 11,028 | -4.3% | 0.05% | -6.1% |
| CINF | Buy | Cincinnati Financial Corp | $734,000 | +8.1% | 10,132 | +7.9% | 0.05% | +7.0% |
| BMRC | Buy | Bank Of Marin Bancorp CA | $730,000 | -4.2% | 11,867 | +0.2% | 0.05% | -6.1% |
| XBI | Sell | SPDR S&P Biotech ETF | $736,000 | -11.9% | 9,541 | -20.8% | 0.05% | -13.2% |
| TWOPRA | Two Harbors Investments 8.125.pfd | $713,000 | +6.1% | 25,705 | 0.0% | 0.04% | +4.7% | |
| ARHPRCCL | Sell | Arch Capital 6.75. BBB QDI Clpfd | $724,000 | +0.8% | 28,226 | -1.1% | 0.04% | -2.2% |
| RSP | Sell | Guggenheim S&P Equal Weight | $697,000 | +1.5% | 7,524 | -0.6% | 0.04% | 0.0% |
| LEG | Buy | Leggett & Platt Inc | $699,000 | +17.9% | 13,308 | +12.9% | 0.04% | +15.8% |
| VGT | Vanguard Info Tech Vipers | $709,000 | +3.8% | 5,036 | 0.0% | 0.04% | 0.0% | |
| CIOPRA | Buy | City Office REIT 6.625. CUM Capfd | $696,000 | +16.8% | 27,537 | +15.9% | 0.04% | +15.8% |
| IOO | iShares S&P Global 100 | $695,000 | +3.1% | 8,246 | 0.0% | 0.04% | +2.3% | |
| BCR | Buy | CR Bard Inc | $691,000 | +27.7% | 2,187 | +0.5% | 0.04% | +22.9% |
| VWO | Sell | Vanguard Emerging Mkts | $694,000 | -1.8% | 16,991 | -4.5% | 0.04% | -4.4% |
| AGN | Sell | Allergan plc (new) | $681,000 | -1.0% | 2,801 | -2.7% | 0.04% | -2.3% |
| TGT | Sell | Target Corp | $671,000 | -87.7% | 12,824 | -87.0% | 0.04% | -88.0% |
| D | Dominion Resources Inc/Va | $677,000 | -1.2% | 8,833 | 0.0% | 0.04% | -4.5% | |
| GILD | Sell | Gilead Sciences Inc | $665,000 | -29.0% | 9,389 | -31.9% | 0.04% | -30.0% |
| CTDD | New | Qwest Corp 6.75. SrNote 6/57 Cpfd | $663,000 | – | 26,150 | +100.0% | 0.04% | – |
| BACPRICL | Buy | Bank of America 6.625.Prp Cl 1pfd | $649,000 | -0.5% | 25,092 | +0.0% | 0.04% | -2.4% |
| WTM | White Mountains Insurance Grou | $650,000 | -1.2% | 748 | 0.0% | 0.04% | -2.4% | |
| New | GasLog LP 8.625.fxd/flt Cum Qpfd | $657,000 | – | 25,700 | +100.0% | 0.04% | – | |
| GAINM | Sell | Gladstone Investment 6.25. CUMpfd | $652,000 | -8.0% | 25,550 | -7.9% | 0.04% | -8.9% |
| GSPRA | Sell | GoldmanSachs Lib.75 Min3.75. Cpfd | $650,000 | -2.1% | 26,993 | -3.6% | 0.04% | -2.4% |
| DUK | Sell | Duke Energy Corp | $653,000 | -11.9% | 7,817 | -13.5% | 0.04% | -12.8% |
| PLD | Sell | ProLogis Inc | $657,000 | +6.7% | 11,204 | -5.6% | 0.04% | +5.1% |
| GS | Buy | Goldman Sachs Group Inc | $662,000 | +15.9% | 2,985 | +20.1% | 0.04% | +13.9% |
| PNR | Buy | Pentair PLC | $631,000 | +18.4% | 9,486 | +11.7% | 0.04% | +17.6% |
| WABC | Sell | Westamerica Bancorportaion | $639,000 | -1.7% | 11,399 | -2.1% | 0.04% | -4.8% |
| DPS | Sell | Dr Pepper Snapple Group Inc | $629,000 | -8.7% | 6,903 | -1.8% | 0.04% | -11.4% |
| DOV | Buy | Dover Corp | $630,000 | +10.9% | 7,853 | +11.1% | 0.04% | +8.3% |
| ESS | Buy | Essex Property Trust Inc | $628,000 | +50.6% | 2,440 | +35.6% | 0.04% | +44.4% |
| UMHPRB | Buy | UMH Properties 8.0. Perp Cum Cpfd | $606,000 | +4.8% | 22,030 | +2.1% | 0.04% | +2.7% |
| ESRX | Sell | Express Scripts Holding Co. | $603,000 | -21.7% | 9,439 | -19.2% | 0.04% | -22.4% |
| DOW | Buy | Dow Chemical | $592,000 | -0.7% | 9,385 | +0.0% | 0.04% | -2.6% |
| EBAYL | Sell | EBAY 6.00. Sr Notes Call 3/1/2pfd | $583,000 | -5.4% | 21,300 | -8.6% | 0.04% | -5.1% |
| WY | Buy | Weyerhaeuser Co | $588,000 | -1.5% | 17,561 | +0.0% | 0.04% | -2.6% |
| Citigroup Inc 6.125. Perp Callpfd | $590,000 | +1.2% | 550,000 | 0.0% | 0.04% | 0.0% | ||
| WDC | New | Western Digital Corp | $584,000 | – | 6,586 | +100.0% | 0.04% | – |
| GWW | Buy | Grainger (W.W.) Inc | $568,000 | -16.7% | 3,147 | +7.4% | 0.04% | -18.2% |
| UZB | Sell | US Celllular SrNts 7.25. 2063pfd | $578,000 | -5.9% | 21,900 | -5.2% | 0.04% | -7.7% |
| TPVZCL | Buy | TriplePoint Venture 6.75. Callpfd | $582,000 | +11.1% | 22,750 | +11.0% | 0.04% | +9.1% |
| PEIPRB | Sell | Penn RealEstate 7.375.CUM Perppfd | $568,000 | -3.4% | 22,296 | -4.5% | 0.04% | -5.3% |
| Buy | Wells Fargo & Company Perp/Calpfd | $581,000 | +20.8% | 560,000 | +21.7% | 0.04% | +16.1% | |
| DEO | Buy | Diageo Plc-Sponsored ADR | $562,000 | +7.9% | 4,686 | +3.9% | 0.04% | +6.1% |
| SMH | Sell | Semiconductor ETF VanEck Vecto | $558,000 | -22.4% | 6,812 | -24.5% | 0.04% | -23.9% |
| REGN | Sell | Regeneron Pharmaceuticals Inc | $554,000 | +23.1% | 1,127 | -3.0% | 0.04% | +20.7% |
| IEV | Sell | iShares S&P Europe 350 | $557,000 | +1.8% | 12,565 | -3.8% | 0.04% | 0.0% |
| MSPRA | Sell | Morgan Stanley 3MoLib.70bp 4.Fpfd | $541,000 | -4.1% | 22,884 | -4.2% | 0.03% | -5.6% |
| VCR | Vanguard Consumer Discretionar | $543,000 | +2.5% | 3,824 | 0.0% | 0.03% | 0.0% | |
| VGK | New | Vanguard European Vipers | $537,000 | – | 9,743 | +100.0% | 0.03% | – |
| DKS | Sell | Dick's Sporting Goods Inc | $532,000 | -19.9% | 13,357 | -2.1% | 0.03% | -21.4% |
| AFFT | Sell | Amtrust Financial 7.50.Nts 205pfd | $521,000 | -1.5% | 20,490 | -3.3% | 0.03% | -2.9% |
| CTAS | Buy | Cintas Corp | $532,000 | +12.7% | 4,219 | +13.0% | 0.03% | +10.0% |
| NEWTZ | NewTek Business Svs 7.50. Ntspfd | $532,000 | -0.2% | 20,111 | 0.0% | 0.03% | -2.9% | |
| PUKPR | Prudential PLC 6.75. PrpCl 9/0pfd | $520,000 | +2.0% | 19,602 | 0.0% | 0.03% | 0.0% | |
| CIMPRB | Buy | Chimera Investment Corp 8. Calpfd | $513,000 | +4.1% | 20,052 | +3.4% | 0.03% | 0.0% |
| IWM | Sell | iShares Russell 2000 Index Fun | $512,000 | -0.8% | 3,636 | -3.1% | 0.03% | -3.0% |
| AEP | Sell | American Electric Power | $511,000 | +1.6% | 7,360 | -1.8% | 0.03% | 0.0% |
| SLB | Sell | Schlumberger Ltd | $504,000 | -21.1% | 7,648 | -6.6% | 0.03% | -22.0% |
| ALL | Buy | Allstate Corp | $511,000 | +8.5% | 5,780 | +0.0% | 0.03% | +6.7% |
| MTBPRC | M&T Bank 6.375. Cl 11/18 BBB-pfd | $503,000 | +0.8% | 484 | 0.0% | 0.03% | 0.0% | |
| HTPRD | Buy | Hersha Hospitality 6.50. NR Capfd | $494,000 | +9.3% | 19,554 | +8.7% | 0.03% | +6.9% |
| BACPRYCL | Sell | Bank of America 6.5. Prp Cl 1/pfd | $495,000 | -2.9% | 18,395 | -5.1% | 0.03% | -6.1% |
| IJR | Sell | iShares S&P SmallCap 600 | $493,000 | -2.6% | 7,026 | -3.9% | 0.03% | -3.1% |
| NSC | Sell | Norfolk Southern Corp | $471,000 | -10.1% | 3,870 | -17.3% | 0.03% | -9.1% |
| TJX | Sell | TJX Companies Inc | $478,000 | -10.0% | 6,620 | -1.5% | 0.03% | -11.8% |
| SLRACL | Solar Capital 6.75. Cl 11/17pfd | $478,000 | +1.1% | 18,673 | 0.0% | 0.03% | 0.0% | |
| CLNSPRE | Buy | Colony NorthStar 8.75. CUM Calpfd | $474,000 | +17.0% | 17,543 | +13.9% | 0.03% | +15.4% |
| GSLC | Buy | Goldman Sach Active Beta US La | $462,000 | +122.1% | 9,596 | +115.8% | 0.03% | +123.1% |
| CLNSPRI | New | Colony NorthStar 7.125. CUM Capfd | $463,000 | – | 18,125 | +100.0% | 0.03% | – |
| TXN | Sell | Texas Instruments Inc | $456,000 | -16.3% | 5,926 | -12.4% | 0.03% | -17.1% |
| RDSA | Buy | Royal Dutch Shell Plc-ADR A | $460,000 | +2.7% | 8,655 | +1.8% | 0.03% | 0.0% |
| QCOM | Buy | Qualcomm Inc | $463,000 | +7.7% | 8,391 | +11.9% | 0.03% | +7.4% |
| BAX | Buy | Baxter International Inc. | $462,000 | +20.3% | 7,625 | +2.9% | 0.03% | +16.0% |
| LULU | Sell | Lululemon Athletica Inc | $463,000 | +2.0% | 7,760 | -11.4% | 0.03% | 0.0% |
| ARESPRA | Buy | Ares Management 7. Call 6/21 Bpfd | $460,000 | +126.6% | 17,252 | +122.9% | 0.03% | +123.1% |
| CLNSPRCCL | Buy | Colony Northstar 8.875. CUM Capfd | $443,000 | +1.4% | 17,159 | +0.8% | 0.03% | 0.0% |
| VNQ | Sell | Vanguard REIT | $449,000 | -31.6% | 5,394 | -32.1% | 0.03% | -33.3% |
| UZA | US Cellular 6.95.SrNT 2060 Clpfd | $439,000 | 0.0% | 17,175 | 0.0% | 0.03% | 0.0% | |
| NUE | Buy | Nucor Corp | $450,000 | +11.9% | 7,774 | +15.4% | 0.03% | +7.7% |
| NVDA | New | NVIDIA Corp | $448,000 | – | 3,100 | +100.0% | 0.03% | – |
| IJJ | iShares S&P Midcap 400/Value | $453,000 | 0.0% | 3,050 | 0.0% | 0.03% | -3.4% | |
| TAP | New | Molson Coors Brewing Co -B | $438,000 | – | 5,071 | +100.0% | 0.03% | – |
| CFG | Sell | Citizens Financial Group | $428,000 | -16.2% | 12,009 | -18.7% | 0.03% | -18.2% |
| LLL | L3 Technologies Inc | $435,000 | +1.2% | 2,601 | 0.0% | 0.03% | 0.0% | |
| RILYL | B Riley Financial 7.50. SenNtspfd | $426,000 | -0.9% | 16,370 | 0.0% | 0.03% | 0.0% | |
| REGPRGCL | Sell | Regency Centers 6.00. BBB- Calpfd | $421,000 | -2.3% | 16,706 | -1.4% | 0.03% | -7.1% |
| JCI | Sell | Johnson Controls Intl PLC | $408,000 | -70.7% | 9,408 | -71.5% | 0.03% | -70.8% |
| DTKCL | Buy | Deutsche Bnk 7.6. Prp Cl 2/18pfd | $415,000 | +5.1% | 15,855 | +4.4% | 0.03% | +4.0% |
| JMPB | JMP Group 8.00. SrDeb Due1/202pfd | $414,000 | +0.5% | 16,264 | 0.0% | 0.03% | 0.0% | |
| CHSCO | Buy | CHS Chemicals 7.875. Perp cl 2pfd | $412,000 | +46.1% | 14,247 | +46.9% | 0.03% | +44.4% |
| C | Sell | Citigroup Inc | $408,000 | +8.2% | 6,101 | -3.2% | 0.03% | +8.3% |
| RPAIPRACL | Retail Properties of Amer 7.0.pfd | $394,000 | +0.3% | 15,400 | 0.0% | 0.02% | 0.0% | |
| RYF | Sell | Guggenheim S&P Equal Weight Fi | $399,000 | -22.8% | 10,094 | -26.3% | 0.02% | -24.2% |
| PDM | Piedmont Office Realty Trust | $401,000 | -1.2% | 19,000 | 0.0% | 0.02% | -3.8% | |
| PSA | Sell | Public Storage Inc | $405,000 | -9.4% | 1,940 | -4.9% | 0.02% | -13.8% |
| TCBIL | Sell | Texas Capitl Bancshares6.50. 2pfd | $403,000 | -9.4% | 15,851 | -9.7% | 0.02% | -10.7% |
| RFPRA | Sell | Regions Financial 6.375. Cl 12pfd | $397,000 | -3.4% | 15,450 | -2.5% | 0.02% | -3.8% |
| AFSIN | Sell | Amtrust Financial 6.95. QDI Capfd | $396,000 | -7.7% | 16,772 | -12.1% | 0.02% | -7.4% |
| SHOPRE | Buy | Sunstone Hotel 6.95. Prp/Cl 3/pfd | $399,000 | +8.4% | 15,407 | +6.4% | 0.02% | +4.2% |
| CBLEQ | Buy | CBL & Associates 6.625. Perp Cpfd | $402,000 | +4.4% | 17,304 | +4.8% | 0.02% | 0.0% |
| BCSPRDCL | Sell | Barclays 8.125. Perp/Cl 3/14 Bpfd | $391,000 | -1.3% | 14,700 | -3.9% | 0.02% | 0.0% |
| ARIPRC | Buy | Apollo Cmmrl Real Est 8.00. CUpfd | $387,000 | +56.0% | 15,232 | +55.9% | 0.02% | +50.0% |
| MOH | New | Molina Healthcare Inc | $386,000 | – | 5,578 | +100.0% | 0.02% | – |
| MDLQ | Buy | Medley Capital7.25.SrNts Due24pfd | $390,000 | +6.6% | 15,550 | +8.4% | 0.02% | +4.3% |
| RYE | Sell | Guggenheim S&P Equal Weight En | $389,000 | -36.6% | 7,368 | -29.0% | 0.02% | -38.5% |
| GGPPRA | GGP Inc 6.375. Call 2/2018 CUMpfd | $377,000 | -1.6% | 14,800 | 0.0% | 0.02% | 0.0% | |
| XAR | Buy | SPDR S&P Aerospace & Defense E | $381,000 | +5.2% | 5,416 | +0.0% | 0.02% | +4.3% |
| LW | Sell | Lamb Weston Holdings Inc | $364,000 | -2.4% | 8,263 | -6.8% | 0.02% | -4.2% |
| RZA | Buy | Reinsurance Group of Amer 6.2.pfd | $367,000 | +8.9% | 12,300 | +4.2% | 0.02% | +4.5% |
| LBTYA | Sell | Liberty Global PLC-A | $374,000 | -35.4% | 11,632 | -28.0% | 0.02% | -37.8% |
| LUV | Sell | Southwest Airlines | $369,000 | -19.4% | 5,935 | -30.4% | 0.02% | -20.7% |
| CLNSPRB | Buy | Colony NorthStar 8.25. CUM Calpfd | $360,000 | 0.0% | 14,118 | +0.1% | 0.02% | 0.0% |
| DISH | Buy | DISH Network Corp | $364,000 | +27.7% | 5,799 | +29.4% | 0.02% | +27.8% |
| WHLRD | Buy | Wheeler RealEstate 8.75.CUM Pupfd | $370,000 | -9.8% | 16,064 | +1.9% | 0.02% | -11.5% |
| Citigroup 5.875. Perp/Call 3/2pfd | $367,000 | +1.7% | 350,000 | 0.0% | 0.02% | 0.0% | ||
| BFB | Buy | Brown-Forman Corp Cl B | $361,000 | +21.5% | 7,427 | +15.5% | 0.02% | +21.1% |
| PPH | VanEck Vectors Pharmaceutical | $366,000 | +7.3% | 6,193 | 0.0% | 0.02% | +4.5% | |
| CHSCM | Buy | CHS Chemicals 6.75. Perp cl 20pfd | $366,000 | +1.9% | 12,929 | +0.8% | 0.02% | 0.0% |
| ES | Sell | Eversource Energy | $370,000 | +1.6% | 6,094 | -1.5% | 0.02% | 0.0% |
| FTNT | Buy | Fortinet Inc | $374,000 | +1.6% | 9,990 | +4.2% | 0.02% | -4.2% |
| WFCPRQ | Wells Fargo 5.85.Flt Aftr 9/23pfd | $346,000 | +3.9% | 12,525 | 0.0% | 0.02% | +4.8% | |
| MPC | Sell | Marathon Petroleum Corp | $348,000 | +1.5% | 6,644 | -2.2% | 0.02% | 0.0% |
| CBLDQ | Buy | CBL&Assoc Properties 7.375.CUMpfd | $349,000 | +7.1% | 15,008 | +10.3% | 0.02% | +4.8% |
| PMTPRA | Buy | PennyMac Mtg 8.125. 2024 Liborpfd | $348,000 | +31.8% | 13,759 | +31.7% | 0.02% | +29.4% |
| AMHPRD | Sell | American Homes 4Rent 6.50. Perpfd | $347,000 | -9.6% | 13,399 | -6.8% | 0.02% | -12.0% |
| PEIPRC | Buy | Penn RealEstate 7.20.CUM Perppfd | $356,000 | +31.9% | 13,268 | +31.2% | 0.02% | +29.4% |
| MGRCL | Sell | Affiliated Mgrs 6.375. A- Callpfd | $345,000 | -6.8% | 13,600 | -6.1% | 0.02% | -8.3% |
| FCHPRA | New | Felcor Lodging $1.95 Cnv@$32.2pfd | $331,000 | – | 11,849 | +100.0% | 0.02% | – |
| STT | State Street Corp | $334,000 | +12.5% | 3,725 | 0.0% | 0.02% | +10.5% | |
| PBIPRB | Pitney Bowes 6.7. Cl 3/7/18 BBpfd | $334,000 | +1.8% | 12,500 | 0.0% | 0.02% | 0.0% | |
| AFSIB | Buy | Amtrust Financial 7.25. CUM QDpfd | $312,000 | +6.1% | 12,803 | +1.1% | 0.02% | +5.3% |
| IYW | iShares Goldman Sachs Tech I | $323,000 | +3.5% | 2,310 | 0.0% | 0.02% | 0.0% | |
| LRCX | Buy | Lam Research Corp | $318,000 | +12.8% | 2,248 | +2.5% | 0.02% | +11.1% |
| YUM | Sell | Yum! Brands Inc | $314,000 | +7.9% | 4,258 | -6.6% | 0.02% | +5.3% |
| IHI | Sell | iShares DJ US Medical Device | $324,000 | +9.5% | 1,945 | -0.4% | 0.02% | +5.3% |
| NLYPRCCL | Buy | Annaly Capital 7.625. Perp Clpfd | $322,000 | +3.2% | 12,474 | +1.1% | 0.02% | 0.0% |
| DGX | Sell | Quest Diagnostics | $314,000 | +5.7% | 2,825 | -6.6% | 0.02% | +5.3% |
| EEM | Buy | iShares MSCI Emerging Markets | $308,000 | +6.9% | 7,435 | +1.8% | 0.02% | +5.6% |
| VDC | Vanguard Consumer Staples Vipe | $301,000 | +0.3% | 2,135 | 0.0% | 0.02% | 0.0% | |
| RPAI | Retail Properties of America | $304,000 | -15.3% | 24,893 | 0.0% | 0.02% | -17.4% | |
| ALLPRCCL | Sell | AllState 6.75 2049 Call 10/201pfd | $297,000 | -1.0% | 10,990 | -2.7% | 0.02% | 0.0% |
| PH | Buy | Parker-Hannifin Corp | $310,000 | +3.3% | 1,938 | +3.5% | 0.02% | 0.0% |
| NYMTO | Buy | New York MtgTrust 7.875.Perp Cpfd | $306,000 | +5.2% | 12,316 | +0.9% | 0.02% | 0.0% |
| MDLX | Medley Capitl 6.875.Notes Due2pfd | $297,000 | -2.3% | 12,300 | 0.0% | 0.02% | 0.0% | |
| AFFS | Amtrust Financial 7.25. SrNt Cpfd | $305,000 | -0.3% | 12,200 | 0.0% | 0.02% | -5.0% | |
| J | Buy | Jacobs Engineering Group Inc | $311,000 | -1.3% | 5,711 | +0.1% | 0.02% | -5.0% |
| IHF | iShares DJ US Health Car Pro | $305,000 | +10.5% | 2,055 | 0.0% | 0.02% | +5.6% | |
| GSK | Sell | GlaxoSmithKline Plc-ADR | $292,000 | -73.1% | 6,780 | -73.7% | 0.02% | -73.9% |
| TMO | Sell | Thermo Fisher Scientific Inc | $295,000 | +12.2% | 1,688 | -1.3% | 0.02% | +5.9% |
| BLK | Buy | Blackrock Inc | $289,000 | +13.8% | 683 | +3.0% | 0.02% | +12.5% |
| FNK | First Trust Mid Cap Value ETF | $293,000 | -0.3% | 8,783 | 0.0% | 0.02% | -5.3% | |
| KEYS | Keysight Technologies Inc | $295,000 | +7.7% | 7,584 | 0.0% | 0.02% | 0.0% | |
| ABRPRC | Buy | Arbor Realty 8.50. CUM Perp Capfd | $281,000 | +2.2% | 10,857 | +1.6% | 0.02% | 0.0% |
| JWN | Sell | Nordstrom Inc | $280,000 | -3.8% | 5,851 | -6.4% | 0.02% | -5.3% |
| VLO | Buy | Valero Energy Corp | $274,000 | +31.1% | 4,061 | +28.6% | 0.02% | +30.8% |
| PKW | PowerShares Buyback Achievers | $270,000 | +3.4% | 5,026 | 0.0% | 0.02% | 0.0% | |
| ROP | Sell | Roper Technologies Inc | $266,000 | +1.1% | 1,149 | -9.7% | 0.02% | 0.0% |
| LHOPRJ | Sell | LaSalle Hotel 6.3. Call 5/2021pfd | $269,000 | -3.9% | 10,609 | -6.9% | 0.02% | -5.6% |
| SIEGY | Buy | Siemens Ag-Spons ADR | $275,000 | +4.2% | 3,974 | +3.1% | 0.02% | 0.0% |
| IP | Buy | International Paper Co | $271,000 | +16.8% | 4,792 | +5.1% | 0.02% | +13.3% |
| GM | General Motors Co | $266,000 | -1.1% | 7,605 | 0.0% | 0.02% | 0.0% | |
| UDR | UDR Inc | $276,000 | +7.4% | 7,080 | 0.0% | 0.02% | +6.2% | |
| ENHPRC | Sell | Endurance Specialty 6.35. Cl 1pfd | $265,000 | -1.9% | 9,900 | -3.9% | 0.02% | 0.0% |
| EA | Electronic Arts Inc | $268,000 | +18.1% | 2,531 | 0.0% | 0.02% | +13.3% | |
| CNI | Canadian Natl Railway Co | $267,000 | +9.9% | 3,290 | 0.0% | 0.02% | +6.2% | |
| ABC | Sell | AmerisourceBergen Corp | $279,000 | -17.2% | 2,950 | -22.6% | 0.02% | -22.7% |
| AVGO | Sell | Broadcom Ltd | $273,000 | +0.4% | 1,170 | -5.6% | 0.02% | 0.0% |
| PAGP | New | Plains GP Holdings LP | $262,000 | – | 10,000 | +100.0% | 0.02% | – |
| 1/100 Berkshire Hathaway A (10 | $255,000 | +2.0% | 1 | 0.0% | 0.02% | 0.0% | ||
| MHPRD | New | Maiden Holdings 6.70.Prp Cl 6/pfd | $253,000 | – | 10,000 | +100.0% | 0.02% | – |
| GRPN | Groupon Inc | $261,000 | -2.2% | 68,000 | 0.0% | 0.02% | -5.9% | |
| AME | Sell | Ametek Inc | $248,000 | +10.7% | 4,101 | -1.0% | 0.02% | +14.3% |
| EXPE | New | Expedia Inc | $256,000 | – | 1,716 | +100.0% | 0.02% | – |
| DKTCL | Deutsche Bank 8.05. PrpCl6/18pfd | $250,000 | +0.4% | 9,405 | 0.0% | 0.02% | 0.0% | |
| CI | Sell | Cigna Corp | $252,000 | +10.5% | 1,503 | -3.5% | 0.02% | +6.7% |
| TCOPRJ | Sell | Taubman Centers 6.5. CUM NA Clpfd | $249,000 | -4.6% | 9,905 | -3.8% | 0.02% | -5.9% |
| SCHF | Schwab Intl Equity ETF | $251,000 | +6.4% | 7,904 | 0.0% | 0.02% | +6.7% | |
| ARCC | Sell | Ares Capital Corp | $249,000 | -7.1% | 15,204 | -1.5% | 0.02% | -5.9% |
| ALK | Sell | Alaska Air Group | $259,000 | -16.7% | 2,889 | -14.4% | 0.02% | -20.0% |
| SPG | Sell | Simon Property Group Inc | $251,000 | -28.1% | 1,552 | -23.5% | 0.02% | -27.3% |
| XEL | Xcel Energy Inc | $251,000 | +3.3% | 5,461 | 0.0% | 0.02% | 0.0% | |
| FNSR | New | Finisar Corporation | $260,000 | – | 10,000 | +100.0% | 0.02% | – |
| F | Sell | Ford Motor Co | $259,000 | -7.8% | 23,160 | -4.1% | 0.02% | -11.1% |
| AFC | Allied Capital ARCC6.875. 4/20pfd | $252,000 | -0.4% | 9,798 | 0.0% | 0.02% | 0.0% | |
| VV | Sell | Vanguard Large-Cap Vipers ETF | $253,000 | -10.9% | 2,275 | -13.5% | 0.02% | -11.1% |
| PSX | Sell | Phillips 66 | $254,000 | -12.1% | 3,069 | -16.0% | 0.02% | -11.1% |
| PEIPRACL | Buy | Penn Real Estate 8.25. CIM Perpfd | $248,000 | +1.6% | 9,784 | +0.8% | 0.02% | 0.0% |
| PSBPRTCL | Sell | PS Business Parks 6.0. Cl 5/20pfd | $249,000 | -5.0% | 9,874 | -5.2% | 0.02% | -5.9% |
| BABA | New | Alibaba Group Holding-SP ADR | $234,000 | – | 1,663 | +100.0% | 0.02% | – |
| DTE | DTE Energy Company | $238,000 | +3.9% | 2,247 | 0.0% | 0.02% | 0.0% | |
| IUSV | iShares Core US Value | $235,000 | +0.9% | 4,608 | 0.0% | 0.02% | 0.0% | |
| BK | Buy | Bank Of New York Mellon Corp | $241,000 | +14.2% | 4,714 | +5.6% | 0.02% | +15.4% |
| SPKEP | New | Spark Energy 8.75. Call 2022 Qpfd | $234,000 | – | 8,850 | +100.0% | 0.02% | – |
| ECCB | Sell | EaglePoint Credit 7.75. Due 10pfd | $241,000 | -75.8% | 9,300 | -75.7% | 0.02% | -76.6% |
| FTV | Sell | Fortive Corp | $238,000 | +0.8% | 3,763 | -3.8% | 0.02% | 0.0% |
| GLTR | ETFS Physical Precious Metals | $243,000 | -3.2% | 3,940 | 0.0% | 0.02% | -6.2% | |
| LHOPRI | Buy | LaSalle Hotel 6.375. Call 3/20pfd | $244,000 | +1.7% | 9,664 | +0.1% | 0.02% | 0.0% |
| NEWTL | NewTek Business Svs 7.0.Nts dupfd | $246,000 | +0.4% | 9,640 | 0.0% | 0.02% | -6.2% | |
| ROK | Sell | Rockwell Automation Inc | $220,000 | +1.9% | 1,360 | -2.0% | 0.01% | 0.0% |
| FNF | New | Fidelity Natl Finl | $222,000 | – | 4,959 | +100.0% | 0.01% | – |
| KMX | CarMax Inc | $221,000 | +6.8% | 3,500 | 0.0% | 0.01% | +7.7% | |
| CSX | Sell | CSX Corp | $224,000 | +9.3% | 4,110 | -6.8% | 0.01% | +7.7% |
| HTGXCL | Sell | Hercules Capital 6.25.SrNts 24pfd | $227,000 | -2.6% | 8,900 | -2.2% | 0.01% | -6.7% |
| GJVCL | News Corp 7.00. 12/1/2095 callpfd | $218,000 | -2.2% | 8,503 | 0.0% | 0.01% | 0.0% | |
| IWP | Buy | iShares Russell Midcap Growth | $228,000 | +7.0% | 2,110 | +2.6% | 0.01% | 0.0% |
| IWD | iShares Russell 1000 Value | $219,000 | +1.4% | 1,882 | 0.0% | 0.01% | 0.0% | |
| WTFCM | Buy | WinTrust Financial 6.50. Callpfd | $229,000 | +2.2% | 8,294 | +0.2% | 0.01% | 0.0% |
| ALLE | Sell | Allegion PLC | $231,000 | +3.1% | 2,848 | -3.8% | 0.01% | 0.0% |
| MFAPRB | Buy | MFA Financial 7.5. Prp Cl 4/15pfd | $229,000 | +1.8% | 9,026 | +0.6% | 0.01% | 0.0% |
| MASI | Masimo Corporation | $220,000 | -2.2% | 2,415 | 0.0% | 0.01% | 0.0% | |
| MPW | Medical Properties Trust Inc | $218,000 | 0.0% | 16,919 | 0.0% | 0.01% | 0.0% | |
| METPRA | MetLife 3MoLibor.100 Min 4.0.pfd | $219,000 | +1.9% | 8,666 | 0.0% | 0.01% | 0.0% | |
| CTY | Sell | Quest USWest Sr Nts6.125.Nts Cpfd | $217,000 | -5.7% | 8,670 | -6.5% | 0.01% | -6.7% |
| New | Goldman Sachs 5.375 Perp/Callpfd | $202,000 | – | 190,000 | +100.0% | 0.01% | – | |
| ALLYPRA | New | Ally 8.125. Call CUM Called 5/pfd | $204,000 | – | 7,800 | +100.0% | 0.01% | – |
| IWS | New | iShares Russell Midcap Value | $200,000 | – | 2,380 | +100.0% | 0.01% | – |
| IVE | iShares S&P 500 Value Index Fu | $210,000 | +1.0% | 2,000 | 0.0% | 0.01% | 0.0% | |
| AON | New | Aon PLC | $214,000 | – | 1,610 | +100.0% | 0.01% | – |
| GLW | New | Corning Inc | $212,000 | – | 7,039 | +100.0% | 0.01% | – |
| BBTPRECL | Buy | BB&T Capital 5.625. Call 8/201pfd | $202,000 | +0.5% | 7,951 | +0.1% | 0.01% | 0.0% |
| FANH | Buy | Fanhua Inc-Sponsored ADR | $200,000 | +37.9% | 23,374 | +39.1% | 0.01% | +44.4% |
| Citigroup Inc Fix-to-Float Perpfd | $213,000 | +1.9% | 200,000 | 0.0% | 0.01% | 0.0% | ||
| DON | Buy | WisdomTree MidCap Div Index | $215,000 | 0.0% | 2,204 | +0.0% | 0.01% | -7.1% |
| OXLCN | Sell | Oxford Lane Cap8.125. Called 7pfd | $201,000 | -8.2% | 8,013 | -5.9% | 0.01% | -7.1% |
| EQR | New | Equity Residential | $210,000 | – | 3,185 | +100.0% | 0.01% | – |
| SYK | Sell | Stryker Corp | $210,000 | -7.1% | 1,515 | -11.7% | 0.01% | -7.1% |
| VHT | New | Vanguard Health Care Vipers | $214,000 | – | 1,450 | +100.0% | 0.01% | – |
| CPRCCL | Sell | Citigroup 5.8. B1 Call 4/18 QDpfd | $207,000 | -5.5% | 7,956 | -5.8% | 0.01% | -7.1% |
| SRHIF | Sell | Sprott Resource Holdings Inc | $166,000 | -33.1% | 1,371,927 | -13.2% | 0.01% | -37.5% |
| FCX | Sell | Freeport McMoRan Inc-B | $126,000 | -14.3% | 10,520 | -4.5% | 0.01% | -11.1% |
| EMX | Eurasian Minerals Inc | $50,000 | -2.0% | 54,086 | 0.0% | 0.00% | 0.0% | |
| SVM | Silvercorp Metals Inc | $32,000 | -8.6% | 10,000 | 0.0% | 0.00% | 0.0% | |
| CERS | Cerus Corp | $25,000 | -44.4% | 10,000 | 0.0% | 0.00% | -33.3% | |
| EDTXF | Spectral Medical Inc | $8,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | |
| TVLYQ | Tri-Valley Corporation | $0 | – | 30,600 | 0.0% | 0.00% | – | |
| Li & Fung Ltd | $4,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| Encounter Technologies Inc | $0 | – | 62,000 | 0.0% | 0.00% | – | ||
| Global Brands Group Holding | $1,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| AGCBF | Amarillo Gold Corp | $4,000 | 0.0% | 13,000 | 0.0% | 0.00% | – | |
| ADMP | Exit | Adamis Pharmaceuticals Corp | $0 | – | -12,000 | -100.0% | -0.00% | – |
| FTR | Exit | Frontier Communications Corp | $0 | – | -48,227 | -100.0% | -0.01% | – |
| POT | Exit | Potash Corp Of Saskatchewan | $0 | – | -10,895 | -100.0% | -0.01% | – |
| PAYX | Exit | Paychex Inc | $0 | – | -3,467 | -100.0% | -0.01% | – |
| HPE | Exit | Hewlett Packard Enterprise | $0 | – | -8,824 | -100.0% | -0.01% | – |
| FC | Exit | Franklin Covey Co | $0 | – | -10,000 | -100.0% | -0.01% | – |
| VREX | Exit | Varex Imaging Corp | $0 | – | -6,199 | -100.0% | -0.01% | – |
| PAA | Exit | Plains All American Pipeline L | $0 | – | -6,392 | -100.0% | -0.01% | – |
| MIDD | Exit | Middleby Corp | $0 | – | -1,648 | -100.0% | -0.01% | – |
| KKR | Exit | KKR & Co LP | $0 | – | -12,400 | -100.0% | -0.01% | – |
| TEVA | Exit | Teva Pharmaceutical-Sp ADR | $0 | – | -6,769 | -100.0% | -0.01% | – |
| NOC | Exit | Northrop Grumman Corp | $0 | – | -949 | -100.0% | -0.01% | – |
| TROW | Exit | T Rowe Price Group Inc | $0 | – | -3,427 | -100.0% | -0.02% | – |
| CLNSPRA | Exit | Colony NorthStar 8.75 CUM Calpfd | $0 | – | -10,568 | -100.0% | -0.02% | – |
| RHI | Exit | Robert Half Intl Inc | $0 | – | -6,108 | -100.0% | -0.02% | – |
| RDVY | Exit | First Trust Rising Dividend Ac | $0 | – | -11,384 | -100.0% | -0.02% | – |
| OPRFCL | Exit | Realty Income 6.625- Called 4pfd | $0 | – | -12,540 | -100.0% | -0.02% | – |
| Exit | Bank of America 5.20- Perp/Calpfd | $0 | – | -315,000 | -100.0% | -0.02% | – | |
| HES | Exit | Hess Corp | $0 | – | -7,000 | -100.0% | -0.02% | – |
| AMT | Exit | American Tower Corp | $0 | – | -2,885 | -100.0% | -0.02% | – |
| DLRPRFCL | Exit | Digital Realty 6.625 BB- Callpfd | $0 | – | -17,695 | -100.0% | -0.03% | – |
| AXSPRCCL | Exit | Axis Capital 6.875 Called4/17/pfd | $0 | – | -21,272 | -100.0% | -0.03% | – |
| FRCPRBCL | Exit | First Republic Bank 6.2- Cl 6/pfd | $0 | – | -21,060 | -100.0% | -0.03% | – |
| EVERPRA | Exit | EverBank Financial 6.75- Perppfd | $0 | – | -25,783 | -100.0% | -0.04% | – |
| ECCZCL | Exit | EaglePoint Credit 7-SrNts 12/3pfd | $0 | – | -27,700 | -100.0% | -0.05% | – |
| NXPI | Exit | NXP Semi itted for Tende | $0 | – | -8,490 | -100.0% | -0.06% | – |
| YHOO | Exit | Yahoo! Inc | $0 | – | -20,535 | -100.0% | -0.06% | – |
| MBBYF | Exit | Mobileye NV | $0 | – | -16,963 | -100.0% | -0.07% | – |
| CLNSPRFCL | Exit | Colony NorthStar 8.50 CUM Calpfd | $0 | – | -42,470 | -100.0% | -0.07% | – |
| PANW | Exit | Palo Alto Networks | $0 | – | -9,999 | -100.0% | -0.07% | – |
| OFCPRL | Exit | Corporate Office Prop 7.375 Cpfd | $0 | – | -65,080 | -100.0% | -0.10% | – |
| LHOPRHCL | Exit | LaSalle Hotel 7.50- Perp Callepfd | $0 | – | -66,297 | -100.0% | -0.11% | – |
| MHNB | Exit | Maiden Hldgs 8.00-rSNts 2042 cpfd | $0 | – | -80,176 | -100.0% | -0.13% | – |
| WFM | Exit | Whole Foods Market Inc | $0 | – | -105,199 | -100.0% | -0.20% | – |
| KFICL | Exit | KKR Financial 7.50- SrNts Callpfd | $0 | – | -123,573 | -100.0% | -0.20% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-08-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 42 | Q3 2023 | 7.8% |
| SPDR Technology Select Sector | 42 | Q3 2023 | 5.4% |
| MICROSOFT CORP | 42 | Q3 2023 | 4.6% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 2.2% |
| COSTCO WHSL CORP NEW | 42 | Q3 2023 | 3.1% |
| CHEVRON CORP NEW | 42 | Q3 2023 | 2.4% |
| VERIZON COMMUNICATIONS INC | 42 | Q3 2023 | 2.5% |
| WELLS FARGO CO NEW | 42 | Q3 2023 | 2.7% |
| PROCTER & GAMBLE CO | 42 | Q3 2023 | 1.8% |
| Vanguard Total Stock Mk Vipers | 42 | Q3 2023 | 3.0% |
View KCM INVESTMENT ADVISORS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| NETWORK EQUIPMENT TECHNOLOGIES INC | August 15, 2007 | 11,000 | 0.0% |
| ALEXANDERS J CORP | February 14, 2006 | 177,100 | 2.7% |
| ALEXANDERS J CORP | February 20, 2004 | 846,200 | 13.2% |
View KCM INVESTMENT ADVISORS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-07 |
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-09 |
| 13F-HR | 2023-01-31 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-14 |
View KCM INVESTMENT ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.