$1.46 Billion is the total value of KCM INVESTMENT ADVISORS LLC's 539 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 12.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FB | Buy | Facebook Inc | $38,141,000 | +12.3% | 297,353 | +0.1% | 2.61% | +10.2% |
| VZ | Buy | Verizon Communications Inc | $30,410,000 | -3.6% | 585,028 | +3.6% | 2.08% | -5.4% |
| AAPL | Buy | Apple Inc | $29,653,000 | +18.7% | 262,302 | +0.4% | 2.03% | +16.4% |
| WFC | Buy | Wells Fargo & Company | $29,314,000 | -6.2% | 662,018 | +0.3% | 2.01% | -8.0% |
| JNJ | Buy | Johnson & Johnson | $29,154,000 | -1.5% | 246,794 | +1.1% | 2.00% | -3.4% |
| PG | Buy | Procter & Gamble Co | $26,658,000 | +8.0% | 297,023 | +1.9% | 1.83% | +6.0% |
| CVX | Buy | Chevron Corp | $25,650,000 | +3.6% | 249,223 | +5.5% | 1.76% | +1.6% |
| GE | Buy | General Electric Co | $22,900,000 | -4.0% | 773,132 | +2.0% | 1.57% | -5.9% |
| MMM | Buy | 3M Company | $17,669,000 | +3.8% | 100,261 | +3.2% | 1.21% | +1.9% |
| WFCPRL | Buy | Wells Fargo 7.5% Cnv@$156 $100pfd | $17,146,000 | +5.1% | 13,096 | +4.3% | 1.18% | +3.1% |
| COST | Buy | Costco Wholesale Corp | $17,040,000 | -0.5% | 111,732 | +2.5% | 1.17% | -2.3% |
| MSFT | Buy | Microsoft Corp | $16,455,000 | +25.2% | 285,680 | +11.2% | 1.13% | +22.7% |
| BMY | Buy | Bristol-Myers Squibb Co | $16,161,000 | -24.2% | 299,716 | +3.3% | 1.11% | -25.6% |
| DIS | Buy | Disney Co./Walt The | $16,108,000 | -1.2% | 173,465 | +4.1% | 1.10% | -3.1% |
| KMB | Buy | Kimberly-Clark Corp | $15,812,000 | -3.1% | 125,350 | +5.6% | 1.08% | -4.9% |
| INTC | Buy | Intel Corp | $15,462,000 | +15.3% | 409,579 | +0.2% | 1.06% | +13.1% |
| ADP | Buy | Automatic Data Processing | $15,424,000 | -1.0% | 174,876 | +3.1% | 1.06% | -2.9% |
| CCI | Buy | Crown Castle Intl Corp | $14,695,000 | -1.2% | 155,979 | +6.4% | 1.01% | -3.1% |
| VTI | Buy | Vanguard Total Stock Market | $14,655,000 | +6.1% | 131,636 | +2.1% | 1.00% | +3.9% |
| NEE | Buy | NextEra Energy Inc | $13,880,000 | -3.8% | 113,476 | +2.6% | 0.95% | -5.7% |
| XLE | Sell | SPDR Energy Select Sector | $13,591,000 | +3.3% | 192,476 | -0.1% | 0.93% | +1.3% |
| O | Buy | Realty Income Corp | $12,886,000 | +0.0% | 192,529 | +3.7% | 0.88% | -1.9% |
| CLX | Buy | Clorox Company | $12,778,000 | -5.9% | 102,075 | +4.1% | 0.88% | -7.6% |
| WM | Buy | Waste Management Inc | $12,447,000 | +0.2% | 195,217 | +4.2% | 0.85% | -1.7% |
| PGX | Buy | PowerShares Preferred Portfoli | $12,156,000 | +26.3% | 803,462 | +27.2% | 0.83% | +23.8% |
| ECL | Buy | Ecolab Inc | $11,674,000 | +5.4% | 95,906 | +2.6% | 0.80% | +3.4% |
| XOM | Buy | Exxon Mobil Corp | $11,666,000 | -5.9% | 133,662 | +1.1% | 0.80% | -7.6% |
| HD | Buy | Home Depot Inc | $11,410,000 | +8.9% | 88,668 | +8.0% | 0.78% | +6.8% |
| MCD | Buy | McDonald's Corp | $11,298,000 | -3.2% | 97,940 | +1.0% | 0.77% | -5.1% |
| SDY | Sell | SPDR S&P Dividend | $11,259,000 | -0.2% | 133,460 | -0.7% | 0.77% | -2.0% |
| WBA | Buy | Walgreens Boots Alliance Inc | $10,786,000 | -0.7% | 133,783 | +2.6% | 0.74% | -2.6% |
| MO | Buy | Altria Group Inc | $10,269,000 | -7.5% | 162,409 | +0.9% | 0.70% | -9.3% |
| CL | Buy | Colgate-Palmolive Co | $10,217,000 | +4.2% | 137,801 | +2.9% | 0.70% | +2.2% |
| EIX | Buy | Edison International | $10,151,000 | -3.4% | 140,492 | +3.8% | 0.70% | -5.2% |
| ABBV | Buy | AbbVie Inc | $10,058,000 | +3.4% | 159,476 | +1.5% | 0.69% | +1.5% |
| MDY | Sell | SPDR S&P MidCap 400 ETF Trust | $9,987,000 | +3.2% | 35,379 | -0.5% | 0.68% | +1.2% |
| PFE | Buy | Pfizer Inc | $9,696,000 | +4.2% | 286,281 | +8.3% | 0.66% | +2.3% |
| PFF | Sell | iShares S&P US Preferred Stock | $9,663,000 | -1.0% | 244,642 | -0.1% | 0.66% | -2.9% |
| XLK | Buy | SPDR Technology Select Sector | $9,534,000 | +10.7% | 199,538 | +0.5% | 0.65% | +8.5% |
| WFCPRJCL | Sell | Wells Fargo 8.00% Prp Cl12/17pfd | $9,513,000 | -3.9% | 352,188 | -1.2% | 0.65% | -5.8% |
| CMCSA | Buy | Comcast Corp-Cl A | $9,367,000 | +3.3% | 141,196 | +1.5% | 0.64% | +1.3% |
| PEP | Sell | PepsiCo Inc | $9,302,000 | -0.2% | 85,515 | -2.8% | 0.64% | -2.0% |
| ABT | Sell | Abbott Laboratories | $9,283,000 | +6.7% | 219,497 | -0.8% | 0.64% | +4.6% |
| MRK | Buy | Merck & Co. Inc. | $9,192,000 | +10.9% | 147,292 | +2.4% | 0.63% | +8.8% |
| UPS | Sell | United Parcel Service-Cl B | $8,948,000 | +0.9% | 81,818 | -0.6% | 0.61% | -1.1% |
| T | Buy | AT&T Inc | $8,892,000 | -2.0% | 218,949 | +4.2% | 0.61% | -3.9% |
| JPM | Sell | JPMorgan Chase & Co | $8,758,000 | +6.1% | 131,527 | -1.0% | 0.60% | +4.0% |
| NKE | Buy | Nike Inc -Cl B | $8,709,000 | -3.2% | 165,422 | +1.5% | 0.60% | -5.1% |
| CPRJ | Buy | Citigroup 7.125% Flt Aftr 9/23pfd | $8,281,000 | +8.1% | 285,943 | +7.5% | 0.57% | +6.2% |
| TGT | Buy | Target Corp | $8,011,000 | +2.8% | 116,642 | +4.5% | 0.55% | +0.7% |
| AHLPRBCL | Sell | Aspen Insurance 7.25% Call07/2pfd | $7,604,000 | -3.4% | 293,692 | -1.7% | 0.52% | -5.3% |
| DD | Sell | Du Pont (E.I.) De Nemours | $7,512,000 | +2.6% | 112,167 | -0.8% | 0.52% | +0.6% |
| CHSCL | Buy | CHS Chemical 7.50% Cl 1/2025 Cpfd | $7,376,000 | +12.4% | 249,783 | +9.4% | 0.51% | +10.5% |
| MDT | Sell | Medtronic PLC | $7,219,000 | -2.3% | 83,556 | -1.9% | 0.50% | -4.1% |
| SPY | Sell | SPDR S&P 500 Index Trust Serie | $7,203,000 | -2.6% | 33,303 | -5.6% | 0.49% | -4.4% |
| DVY | Sell | iShares DJ Select Dividend Ind | $7,045,000 | +0.2% | 82,212 | -0.3% | 0.48% | -1.8% |
| GOOGL | Buy | Alphabet Inc-Cl A | $6,932,000 | +22.7% | 8,621 | +7.4% | 0.48% | +20.3% |
| GPC | Buy | Genuine Parts Co | $6,916,000 | +5.2% | 68,854 | +6.1% | 0.47% | +3.3% |
| VNO | Buy | Vornado Realty Trust | $6,887,000 | +8.0% | 68,050 | +6.8% | 0.47% | +5.8% |
| HCP | Buy | HCP Inc REIT | $6,843,000 | +21.6% | 180,322 | +13.4% | 0.47% | +19.3% |
| APD | Buy | Air Products & Chemicals Inc | $6,702,000 | +7.7% | 44,577 | +1.7% | 0.46% | +5.5% |
| XLV | Sell | SPDR Health Care Select Sector | $6,679,000 | +0.3% | 92,627 | -0.2% | 0.46% | -1.5% |
| SBUX | Buy | Starbucks Corp | $6,647,000 | -1.6% | 122,770 | +3.8% | 0.46% | -3.4% |
| OXY | Buy | Occidental Petroleum Corp | $6,584,000 | +5.3% | 90,289 | +9.1% | 0.45% | +3.2% |
| GIS | Sell | General Mills Inc | $6,479,000 | -10.6% | 101,426 | -0.2% | 0.44% | -12.3% |
| XLY | Sell | SPDR Consumer Discretionary Se | $6,450,000 | +2.2% | 80,580 | -0.3% | 0.44% | +0.2% |
| PREPRH | Sell | Partner Re 7.25% Call 06/21 BBpfd | $6,347,000 | -1.6% | 211,291 | -1.3% | 0.44% | -3.5% |
| COP | Sell | ConocoPhillips | $6,176,000 | -7.5% | 142,071 | -7.2% | 0.42% | -9.4% |
| BAC | Sell | Bank of America Corp | $6,085,000 | +13.8% | 388,833 | -3.5% | 0.42% | +11.8% |
| KMI | Sell | Kinder Morgan Inc | $6,051,000 | +18.6% | 261,601 | -4.0% | 0.42% | +16.6% |
| SWK | Sell | Stanley Black & Decker Inc | $5,996,000 | +9.9% | 48,758 | -0.6% | 0.41% | +7.9% |
| HON | Buy | Honeywell International Inc | $5,818,000 | +0.6% | 49,900 | +0.4% | 0.40% | -1.2% |
| CVS | Sell | CVS Health Corp | $5,666,000 | -8.3% | 63,668 | -1.4% | 0.39% | -10.2% |
| SCHD | Buy | Schwab US Dividend Equity ETF | $5,532,000 | +2.9% | 130,748 | +0.7% | 0.38% | +0.8% |
| IBB | Buy | iShares Nasdaq Biotech Index F | $5,501,000 | +15.7% | 19,005 | +2.8% | 0.38% | +13.6% |
| Sell | Wachovia (WFC) Perp/Call 2/11pfd | $5,481,000 | -1.5% | 5,495,000 | -1.7% | 0.38% | -3.3% | |
| WMB | Sell | Williams Cos Inc | $5,408,000 | +35.5% | 175,988 | -4.6% | 0.37% | +33.0% |
| WEC | Sell | WEC Energy Group Inc | $5,385,000 | -8.3% | 89,932 | -0.0% | 0.37% | -10.0% |
| BANCPRD | Buy | BancOfCalifornia 7.375% Ca2020pfd | $5,358,000 | -0.6% | 203,275 | +1.0% | 0.37% | -2.7% |
| MSPRE | Buy | Morgan Stanley 7.125%Flt Aftr1pfd | $5,338,000 | +13.3% | 180,901 | +13.9% | 0.37% | +11.2% |
| KO | Buy | Coca-Cola Co/The | $5,286,000 | -5.9% | 124,912 | +0.8% | 0.36% | -7.9% |
| Sell | First Republic 7.0% Cl 12/18 Bpfd | $5,130,000 | -5.2% | 187,927 | -1.9% | 0.35% | -6.9% | |
| GOOG | Sell | Alphabet Inc-Cl C | $5,118,000 | +10.6% | 6,584 | -1.5% | 0.35% | +8.7% |
| LLY | Sell | Eli Lilly & Co | $5,033,000 | +0.0% | 62,715 | -1.8% | 0.34% | -2.0% |
| XLP | Buy | SPDR Consumer Staples Select S | $4,953,000 | -2.3% | 93,089 | +1.2% | 0.34% | -4.2% |
| SE | Sell | Spectra Energy Corp | $4,933,000 | +15.1% | 115,394 | -1.3% | 0.34% | +13.0% |
| IBM | Sell | Intl Business Machines Corp | $4,810,000 | -12.2% | 30,282 | -16.1% | 0.33% | -13.8% |
| XLI | Buy | SPDR Industrial Select Sector | $4,781,000 | +5.0% | 81,898 | +0.7% | 0.33% | +3.1% |
| LMT | Buy | Lockheed Martin Corp | $4,789,000 | +3.8% | 19,978 | +7.5% | 0.33% | +1.9% |
| KFICL | Sell | KKR Financial 7.50% SrNts Callpfd | $4,609,000 | -5.0% | 179,049 | -1.8% | 0.32% | -6.8% |
| ORCL | Sell | Oracle Corp | $4,578,000 | -6.5% | 116,543 | -2.5% | 0.31% | -8.2% |
| BGCACL | Sell | BGC Partners 8.125% 2042 Callpfd | $4,587,000 | -5.6% | 176,740 | -2.0% | 0.31% | -7.4% |
| TD | Buy | Toronto Dominion Bank | $4,576,000 | +7.8% | 103,074 | +4.3% | 0.31% | +5.7% |
| NSRGY | Sell | Nestle Sa-Spons ADR For Reg | $4,487,000 | +1.4% | 56,784 | -0.7% | 0.31% | -0.3% |
| CSCO | Buy | Cisco Systems Inc | $4,494,000 | +11.3% | 141,674 | +0.7% | 0.31% | +9.2% |
| ACN | Buy | Accenture PLC-Cl A | $4,416,000 | +8.8% | 36,145 | +0.9% | 0.30% | +6.7% |
| ABB | Buy | ABB Ltd-Spon ADR | $4,313,000 | +16.3% | 191,595 | +2.5% | 0.30% | +14.3% |
| CHSPPRACL | Sell | Chesapeake Lodging 7.75% PerpCpfd | $4,316,000 | -5.0% | 166,636 | -3.2% | 0.30% | -6.6% |
| DHR | Buy | Danaher Corp | $4,123,000 | -22.2% | 52,602 | +0.2% | 0.28% | -23.5% |
| UN | Buy | Unilever N V -NY Shares | $4,051,000 | -1.7% | 87,873 | +0.1% | 0.28% | -3.5% |
| LOW | Sell | Lowe's Cos Inc | $3,889,000 | -16.6% | 53,851 | -8.5% | 0.27% | -18.1% |
| QQQ | Sell | Powershares QQQ NASDAQ 100 Tru | $3,830,000 | +10.3% | 32,264 | -0.1% | 0.26% | +7.8% |
| AFSIC | Buy | Amtrust Financial 7.625%CUM QDpfd | $3,758,000 | +0.1% | 144,923 | +0.5% | 0.26% | -1.5% |
| NVS | Sell | Novartis Ag-ADR | $3,698,000 | -4.4% | 46,839 | -0.1% | 0.25% | -6.3% |
| WFM | Sell | Whole Foods Market Inc | $3,583,000 | -13.5% | 126,397 | -2.2% | 0.25% | -14.9% |
| TRV | Buy | Travelers Cos Inc/The | $3,510,000 | -2.4% | 30,639 | +1.4% | 0.24% | -4.0% |
| BRKB | Sell | Berkshire Hathaway Inc-Cl B | $3,426,000 | -7.3% | 23,712 | -7.1% | 0.24% | -8.9% |
| CTV | Sell | Quest USWestSnNotes 6.875% CLpfd | $3,408,000 | +2.6% | 126,000 | -0.7% | 0.23% | +0.9% |
| WSM | Buy | Williams-Sonoma Inc | $3,362,000 | +24.5% | 65,825 | +27.1% | 0.23% | +21.7% |
| SRE | Buy | Sempra Energy | $3,360,000 | +15.2% | 31,343 | +22.5% | 0.23% | +12.7% |
| APTS | Buy | Preferred Apartment Communitie | $3,339,000 | -6.8% | 247,150 | +1.5% | 0.23% | -8.4% |
| RHHBY | Buy | Roche Holdings LTD-Spons ADR | $3,332,000 | -3.3% | 107,595 | +2.9% | 0.23% | -5.4% |
| SNY | Sell | Sanofi-ADR | $3,300,000 | -9.0% | 86,416 | -0.2% | 0.23% | -10.7% |
| KHC | Buy | Kraft Heinz Co/The | $3,266,000 | +10.9% | 36,488 | +9.6% | 0.22% | +8.7% |
| UTX | Buy | United Technologies Corp | $3,189,000 | -0.8% | 31,385 | +0.1% | 0.22% | -2.7% |
| XLF | Sell | SPDR Financial Select Sector | $3,134,000 | -16.0% | 162,402 | -0.5% | 0.22% | -17.6% |
| TANNL | Buy | TravelCenters America 8.00%SrNpfd | $3,143,000 | +3.7% | 122,475 | +1.6% | 0.22% | +1.4% |
| CTUCL | Sell | CenturyLink Quest 7.0%SnNts Clpfd | $3,139,000 | +0.3% | 119,551 | -0.4% | 0.22% | -1.8% |
| BDX | Buy | Becton Dickinson & Co | $3,125,000 | +14.9% | 17,389 | +8.5% | 0.21% | +12.6% |
| BACPRWCL | Sell | Bank of America 6.625% Prp/Clpfd | $3,092,000 | -1.9% | 114,223 | -0.7% | 0.21% | -3.6% |
| CERN | Sell | Cerner Corp | $3,037,000 | +0.7% | 49,181 | -4.5% | 0.21% | -1.4% |
| NGHCO | Buy | National General Ins7.50%Call4pfd | $3,038,000 | +2.6% | 116,745 | +0.3% | 0.21% | +0.5% |
| AEKCL | Sell | AEGON 8.00% 2042 Notes Call 08pfd | $3,010,000 | -5.8% | 112,751 | -1.9% | 0.21% | -7.6% |
| MAR | Buy | Marriott International-Cl A | $2,911,000 | +8.1% | 43,233 | +6.6% | 0.20% | +6.4% |
| USB | Buy | U S Bancorp | $2,917,000 | +15.4% | 68,006 | +8.5% | 0.20% | +13.0% |
| INNPRBCL | Sell | Summit Hotel 7.875% Perp CUM Cpfd | $2,854,000 | -4.2% | 108,477 | -2.4% | 0.20% | -5.8% |
| AFSIP | Buy | Amtrust Financial 7.5% QDI Calpfd | $2,844,000 | +2.5% | 110,015 | +3.0% | 0.20% | +0.5% |
| CAT | Sell | Caterpillar Inc | $2,827,000 | +16.2% | 31,843 | -0.7% | 0.19% | +14.1% |
| CB | Sell | Chubb Ltd (new) | $2,788,000 | -4.5% | 22,190 | -0.6% | 0.19% | -6.4% |
| PM | Buy | Philip Morris International | $2,741,000 | -2.9% | 28,189 | +1.5% | 0.19% | -4.6% |
| HSEBCL | Sell | HSBC Hldgs 8.0% Prp Cl 12/15 Bpfd | $2,750,000 | -5.4% | 105,310 | -3.9% | 0.19% | -7.4% |
| Buy | JPMorgan 7.9% Perp/Call 4/18 -pfd | $2,728,000 | +16.3% | 2,655,000 | +15.4% | 0.19% | +14.0% | |
| NGHCP | Buy | National General Ins7.50%Call7pfd | $2,678,000 | +4.7% | 103,395 | +2.8% | 0.18% | +2.8% |
| AMGN | Sell | Amgen Inc | $2,635,000 | +8.0% | 15,796 | -1.5% | 0.18% | +6.5% |
| GD | Buy | General Dynamics Corp | $2,606,000 | +15.6% | 16,795 | +3.7% | 0.18% | +13.3% |
| SIVB | SVB Financial Group | $2,609,000 | +16.2% | 23,600 | 0.0% | 0.18% | +14.0% | |
| ZBH | Sell | Zimmer Biomet Holdings Inc | $2,579,000 | +6.9% | 19,838 | -1.0% | 0.18% | +4.7% |
| MDLZ | Buy | Mondelez International | $2,580,000 | -2.7% | 58,777 | +0.8% | 0.18% | -4.3% |
| PX | Sell | Praxair Inc | $2,569,000 | +1.6% | 21,260 | -5.5% | 0.18% | -0.6% |
| WHR | Buy | Whirlpool Corp | $2,532,000 | -2.6% | 15,613 | +0.1% | 0.17% | -4.4% |
| VO | Sell | Vanguard Mid-Cap | $2,509,000 | -26.3% | 19,380 | -29.6% | 0.17% | -27.7% |
| MKC | Buy | McCormick & Co-Non Votung Shrs | $2,507,000 | -5.7% | 25,089 | +0.7% | 0.17% | -7.5% |
| MS | Buy | Morgan Stanley | $2,498,000 | +25.0% | 77,926 | +1.3% | 0.17% | +22.1% |
| VYM | Sell | Vanguard High Div Yield | $2,486,000 | -1.3% | 34,467 | -2.2% | 0.17% | -3.4% |
| BACPRL | Buy | Bank of America $1000pv 7.25%pfd | $2,459,000 | +835.0% | 2,014 | +815.5% | 0.17% | +838.9% |
| GE Cap Corp 5.00% Perp/Call 1/pfd | $2,468,000 | +0.2% | 2,317,000 | 0.0% | 0.17% | -1.7% | ||
| CTBB | New | Qwest Corp 6.5% Sr Note 9/56 Cpfd | $2,448,000 | – | 94,715 | +100.0% | 0.17% | – |
| AVVCL | Sell | Aviva 8.25% 12/2041 Called 12/pfd | $2,442,000 | -8.9% | 95,708 | -6.1% | 0.17% | -10.7% |
| V | Buy | Visa Inc-Class A Shares | $2,427,000 | +21.4% | 29,345 | +8.8% | 0.17% | +18.6% |
| NTTNP | New | National General 7.5% QDI NA Cpfd | $2,424,000 | – | 93,335 | +100.0% | 0.17% | – |
| BCE | Buy | BCE Inc | $2,357,000 | +0.3% | 51,031 | +2.7% | 0.16% | -1.2% |
| CTWCL | Sell | Quest USWestSnNote7.5% 2051 Clpfd | $2,344,000 | -53.1% | 91,784 | -52.6% | 0.16% | -53.9% |
| KTN | Sell | AON Cap 8.205% 1/27 Non-Call Bpfd | $2,326,000 | +1.0% | 69,906 | -1.4% | 0.16% | -1.2% |
| PEG | Buy | Public Service Enterprise Grou | $2,308,000 | +1.9% | 55,126 | +13.4% | 0.16% | 0.0% |
| TWX | Buy | Time Warner Inc | $2,302,000 | +12.5% | 28,914 | +3.9% | 0.16% | +10.5% |
| Sell | First Republic Bank 6.70% Cl20pfd | $2,293,000 | -1.7% | 89,486 | -0.1% | 0.16% | -3.7% | |
| VAR | Sell | Varian Medical Systems Inc | $2,274,000 | +18.4% | 22,843 | -2.2% | 0.16% | +16.4% |
| CMREPRC | Sell | Costamare 8.50% CUM QDI Perp Cpfd | $2,264,000 | +11.9% | 102,310 | -2.9% | 0.16% | +9.9% |
| TDE | Sell | Telephone & Data 6.875% Cl 11/pfd | $2,249,000 | -12.6% | 87,425 | -10.9% | 0.15% | -14.4% |
| CRM | Buy | Salesforce.Com Inc | $2,227,000 | +1.2% | 31,225 | +12.7% | 0.15% | -0.6% |
| BANCPRCCL | Buy | BancOfCalifornia 8.00% Cal2018pfd | $2,211,000 | +0.8% | 82,377 | +0.8% | 0.15% | -0.7% |
| ANTM | Sell | Anthem Inc | $2,186,000 | -6.6% | 17,448 | -2.1% | 0.15% | -8.5% |
| SO | Sell | Southern Co | $2,178,000 | -9.6% | 42,466 | -5.5% | 0.15% | -11.3% |
| LH | Sell | Laboratory Corp Of Amer Hldgs | $2,156,000 | +4.8% | 15,679 | -0.7% | 0.15% | +2.8% |
| MHNB | Sell | Maiden Hldgs 8.00%rSNts 2042 cpfd | $2,131,000 | -4.2% | 83,088 | -2.2% | 0.15% | -5.8% |
| TM | Sell | Toyota Motor Corp -Spon ADR | $2,118,000 | +12.5% | 18,250 | -3.1% | 0.14% | +9.8% |
| UNP | Sell | Union Pacific Corp | $2,056,000 | +5.0% | 21,079 | -6.1% | 0.14% | +2.9% |
| DFSPRBCL | Sell | Discover Financial 6.50%Perp Qpfd | $2,045,000 | -2.1% | 78,423 | -0.7% | 0.14% | -4.1% |
| IR | Buy | Ingersoll-Rand PLC | $2,013,000 | +10.1% | 29,633 | +3.2% | 0.14% | +7.8% |
| PANW | Buy | Palo Alto Networks | $2,016,000 | +63.8% | 12,653 | +26.0% | 0.14% | +60.5% |
| VB | Sell | Vanguard Small-Cap Vipers | $2,003,000 | -42.1% | 16,396 | -45.2% | 0.14% | -43.4% |
| SSWPRE | Sell | Seaspan 8.25% Perp CUM QDI Calpfd | $2,004,000 | -3.4% | 80,179 | -0.9% | 0.14% | -5.5% |
| MHPRA | Buy | Maiden Holdings 8.25%Prp Cl8/2pfd | $1,972,000 | -1.6% | 75,932 | +0.5% | 0.14% | -3.6% |
| UL | Sell | Unilever Plc-Sponsored ADR | $1,960,000 | -3.6% | 41,359 | -2.6% | 0.13% | -5.6% |
| SOHOB | New | Sotherly Hotels 8% Cum Perp Cpfd | $1,955,000 | – | 74,901 | +100.0% | 0.13% | – |
| BRGPRA | Buy | BlueRock Residential Growth 8.pfd | $1,937,000 | 0.0% | 73,180 | +0.4% | 0.13% | -1.5% |
| CNP | Buy | CenterPoint Energy Inc | $1,939,000 | -2.9% | 83,466 | +0.4% | 0.13% | -4.3% |
| ECCA | Sell | EaglePoint Credit 7.75%2022 CUpfd | $1,933,000 | +2.7% | 73,767 | -0.0% | 0.13% | 0.0% |
| Sell | Charles Schwab 7% Perp/Call 2/pfd | $1,914,000 | +1.7% | 1,632,000 | -0.9% | 0.13% | -0.8% | |
| GSPRJ | Sell | Goldman 5.5% Flt Aftr 5/23 Clpfd | $1,913,000 | +0.8% | 71,359 | -0.4% | 0.13% | -1.5% |
| OEF | Sell | iShares S&P 100 Index Fund | $1,915,000 | +3.2% | 19,961 | -0.1% | 0.13% | +0.8% |
| SLGPRI | Sell | SL Green Realty 6.5% Perp CUMpfd | $1,895,000 | +0.2% | 71,825 | -0.8% | 0.13% | -1.5% |
| AFSIM | Buy | Amtrust Financial 7.75% QDI Capfd | $1,895,000 | +34.4% | 70,700 | +31.0% | 0.13% | +31.3% |
| BA | Buy | Boeing Co | $1,882,000 | +9.7% | 14,287 | +8.2% | 0.13% | +7.5% |
| SCHX | Buy | Schwab US Large-Cap ETF | $1,881,000 | +4.0% | 36,447 | +0.3% | 0.13% | +2.4% |
| FOX | Buy | Twenty-First Century Fox-B (fo | $1,886,000 | -8.6% | 76,247 | +0.6% | 0.13% | -10.4% |
| GLD | Sell | SPDR Gold Trust | $1,860,000 | -1.0% | 14,806 | -0.3% | 0.13% | -3.1% |
| EMR | Buy | Emerson Electric Co | $1,841,000 | +5.9% | 33,770 | +1.3% | 0.13% | +3.3% |
| JPMPRBCL | Sell | JPMorgan Chase 6.70%Perp/Callpfd | $1,841,000 | -0.4% | 65,093 | -0.5% | 0.13% | -2.3% |
| NGHCZ | Buy | National General Ins 7.62% Calpfd | $1,829,000 | +12.1% | 70,417 | +9.2% | 0.12% | +9.6% |
| GILD | Sell | Gilead Sciences Inc | $1,803,000 | -30.1% | 22,782 | -26.3% | 0.12% | -31.1% |
| JPMorgan 6.0% Perp/Call 8/23 -pfd | $1,809,000 | +2.5% | 1,735,000 | 0.0% | 0.12% | +0.8% | ||
| GBLIZ | New | Global Indemnity SrNts7.75% Capfd | $1,781,000 | – | 69,020 | +100.0% | 0.12% | – |
| GOODM | Buy | Gladstone Commercial 7.00% CUMpfd | $1,772,000 | +52.4% | 69,800 | +52.7% | 0.12% | +49.4% |
| OFCPRL | Sell | Corporate Office Prop 7.375% Cpfd | $1,767,000 | -2.3% | 68,240 | -2.1% | 0.12% | -4.0% |
| LHOPRHCL | Sell | LaSalle Hotel 7.50% Perp CUM Cpfd | $1,772,000 | -1.4% | 69,965 | -1.6% | 0.12% | -4.0% |
| UZC | Buy | US Cellular 7.25% SrNts12/2064pfd | $1,750,000 | +21.0% | 64,702 | +15.1% | 0.12% | +18.8% |
| ARGD | Sell | Argo Group 6.5% Sr Notes Callpfd | $1,738,000 | -2.2% | 67,118 | -0.7% | 0.12% | -4.0% |
| FNY | Buy | First Trust Mid Cap Growth Alp | $1,710,000 | +14.8% | 55,173 | +11.2% | 0.12% | +12.5% |
| SCHB | Buy | Schwab US Broad Market ETF | $1,698,000 | +5.0% | 32,450 | +0.9% | 0.12% | +2.7% |
| PCAR | Sell | Paccar Inc | $1,657,000 | +10.4% | 28,187 | -2.6% | 0.11% | +8.6% |
| JCI | New | Johnson Controls Intl PLC | $1,616,000 | – | 34,731 | +100.0% | 0.11% | – |
| UNH | Sell | UnitedHealth Group Inc | $1,590,000 | -6.1% | 11,360 | -5.3% | 0.11% | -7.6% |
| COFPRDCL | Sell | Capital One Finl 6.7%Prp Callpfd | $1,561,000 | -2.3% | 55,482 | -1.7% | 0.11% | -4.5% |
| WMT | Buy | Wal-Mart Stores Inc | $1,564,000 | +1.4% | 21,693 | +2.7% | 0.11% | -0.9% |
| CAG | Buy | ConAgra Foods Inc | $1,527,000 | -0.9% | 32,409 | +0.5% | 0.10% | -2.8% |
| AHTPRF | New | Ashford Hospitality 7.375% NRpfd | $1,516,000 | – | 58,450 | +100.0% | 0.10% | – |
| TANNZ | Sell | TravelCenters SnNotes 8% 10/20pfd | $1,477,000 | -0.4% | 58,165 | -1.1% | 0.10% | -2.9% |
| DLRPRHCL | Sell | Digital Realty 7.375% Perp CUMpfd | $1,457,000 | -9.4% | 52,988 | -4.7% | 0.10% | -10.7% |
| FDL | Buy | First Trust Morningstar Divide | $1,459,000 | +1.7% | 53,496 | +0.0% | 0.10% | 0.0% |
| BIIB | Sell | Biogen Inc | $1,451,000 | +27.4% | 4,634 | -1.6% | 0.10% | +23.8% |
| IJH | Sell | iShares S&P Midcap 400 | $1,451,000 | -2.7% | 9,381 | -6.0% | 0.10% | -4.8% |
| COWNL | Sell | Cowen 8.25% Senior Notes Due 1pfd | $1,439,000 | -5.5% | 54,306 | -5.8% | 0.10% | -6.6% |
| SSWPRG | Buy | Seaspan 8.20% Perp CUM QDI Calpfd | $1,423,000 | +21.0% | 57,025 | +21.9% | 0.10% | +19.5% |
| CTAA | Buy | Quest USWest 7.0% SrNts 2056 2pfd | $1,404,000 | +72.1% | 50,800 | +65.5% | 0.10% | +68.4% |
| CTXCL | Sell | Quest USWest SnNotes 7.0% 2052pfd | $1,397,000 | -4.3% | 54,550 | -2.7% | 0.10% | -5.9% |
| MYL | Buy | Mylan NV | $1,366,000 | -1.0% | 35,833 | +12.3% | 0.09% | -2.1% |
| IRETPRB | Sell | Investors REIT 7.95% Perp CUMpfd | $1,362,000 | -3.5% | 52,790 | -1.9% | 0.09% | -6.1% |
| USBPRM | Sell | US Bancorp 6.5% Flt Aftr 1/22pfd | $1,348,000 | -2.3% | 44,739 | -0.1% | 0.09% | -4.2% |
| HGH | Sell | Hartford Finl 7.875% 2042 callpfd | $1,346,000 | -3.7% | 42,669 | -3.8% | 0.09% | -6.1% |
| IYT | Buy | iShares DJ US Transport Index | $1,327,000 | +8.9% | 9,137 | +0.6% | 0.09% | +7.1% |
| DE | Sell | Deere & Co | $1,320,000 | +5.3% | 15,466 | -0.1% | 0.09% | +2.3% |
| SPGI | Buy | S&P Global Inc | $1,316,000 | +17.9% | 10,402 | +0.0% | 0.09% | +15.4% |
| KFHCL | Sell | KKR Financial 8.375% BBB Callepfd | $1,301,000 | -3.8% | 50,965 | -1.4% | 0.09% | -5.3% |
| SCHM | Buy | Schwab US Mid-Cap ETF | $1,304,000 | +3.7% | 29,959 | +0.0% | 0.09% | +1.1% |
| AXP | Sell | American Express Co | $1,277,000 | -1.8% | 19,944 | -6.8% | 0.09% | -3.3% |
| GSK | Buy | GlaxoSmithKline Plc-ADR | $1,288,000 | +2.3% | 29,863 | +2.8% | 0.09% | 0.0% |
| FRC | Buy | First Republic Bank/San Franci | $1,272,000 | +186.5% | 16,495 | +160.1% | 0.09% | +180.6% |
| DLNGPRA | Sell | Dynagas LNG 9.0% QDI CUM cl 2pfd | $1,270,000 | -2.7% | 50,781 | -11.0% | 0.09% | -4.4% |
| XLB | Sell | SPDR Materials Select Sector | $1,274,000 | -3.8% | 26,690 | -6.6% | 0.09% | -6.5% |
| NLYPRECL | New | Annaly Capital 7.625% CUM Cl 8pfd | $1,254,000 | – | 49,542 | +100.0% | 0.09% | – |
| NSS | Buy | NuStar Logistics 7.625%Nts Clpfd | $1,239,000 | +5.4% | 48,475 | +2.4% | 0.08% | +3.7% |
| GLOGPRA | Buy | GaslLog Ltd 8.75% Ser A CUM QDpfd | $1,246,000 | +25.9% | 49,390 | +21.5% | 0.08% | +23.2% |
| BANCPRE | Buy | BancOfCalifornia 7.00% Cal2021pfd | $1,208,000 | +106.5% | 45,983 | +107.6% | 0.08% | +102.4% |
| VEA | Buy | Vanguard Developed Mkts | $1,183,000 | +16.3% | 31,620 | +10.0% | 0.08% | +14.1% |
| CLNYPRC | Buy | Colony Financial7.125%Perp CUMpfd | $1,184,000 | +12.4% | 47,776 | +6.1% | 0.08% | +9.5% |
| THGA | Buy | Hanover Insurance6.35% Cl3/18pfd | $1,179,000 | +22.8% | 45,790 | +23.2% | 0.08% | +20.9% |
| ETN | Buy | Eaton Corp PLC | $1,099,000 | +26.0% | 16,722 | +14.5% | 0.08% | +23.0% |
| EPD | Sell | Enterprise Products Partners | $1,083,000 | -9.8% | 39,211 | -4.5% | 0.07% | -11.9% |
| CLNYPRA | Sell | Colony Financial8.50% Perp CUMpfd | $1,070,000 | +0.1% | 41,708 | -0.5% | 0.07% | -2.7% |
| TMKPRC | Torchmark Crp 6.125% SubDebCalpfd | $1,049,000 | +2.9% | 38,550 | 0.0% | 0.07% | +1.4% | |
| IYF | Sell | iShares DJ US Financial Sect | $1,051,000 | +4.5% | 11,677 | -0.3% | 0.07% | +2.9% |
| M | Sell | Macy's Inc | $1,041,000 | +2.0% | 28,109 | -7.5% | 0.07% | 0.0% |
| AMZN | Buy | Amazon.com Inc | $1,031,000 | +24.1% | 1,231 | +6.0% | 0.07% | +22.4% |
| QUAL | Buy | iShares MSCI USA Quality Facto | $1,015,000 | +4.3% | 15,044 | +2.0% | 0.07% | +2.9% |
| YHOO | Sell | Yahoo! Inc | $1,010,000 | +10.3% | 23,435 | -3.9% | 0.07% | +7.8% |
| IYE | iShares DJ US Energy Sector | $1,009,000 | +1.7% | 25,865 | 0.0% | 0.07% | 0.0% | |
| AGNCP | Sell | AGNC Investment Corp 8.0% Perppfd | $989,000 | -1.0% | 37,857 | -0.9% | 0.07% | -2.9% |
| XLU | Sell | SPDR Utilities Select Sector | $989,000 | -13.5% | 20,181 | -7.4% | 0.07% | -15.0% |
| DPS | Sell | Dr Pepper Snapple Group Inc | $989,000 | -7.1% | 10,828 | -1.7% | 0.07% | -8.1% |
| ITW | Buy | Illinois Tool Works | $986,000 | +18.1% | 8,225 | +2.6% | 0.07% | +17.2% |
| ADBE | Sell | Adobe Systems Inc | $985,000 | +12.1% | 9,074 | -1.1% | 0.07% | +11.5% |
| DTZCL | Sell | DTE Energy 6.5% Jr Sub Call 12pfd | $983,000 | -34.1% | 38,450 | -33.0% | 0.07% | -35.6% |
| DIA | SPDR Dow Jones Industrial Aver | $982,000 | +2.2% | 5,371 | 0.0% | 0.07% | 0.0% | |
| PBB | Buy | Prospect Captl 6.25% 6/24 SrNtpfd | $959,000 | +322.5% | 37,400 | +306.5% | 0.07% | +312.5% |
| INNPRCCL | Sell | Summit Hotel7.125%Perp CUM Calpfd | $936,000 | -1.3% | 36,363 | -0.6% | 0.06% | -3.0% |
| IFF | Intl Flavors & Fragrances | $936,000 | +13.3% | 6,550 | 0.0% | 0.06% | +10.3% | |
| BX | Buy | Blackstone Group/The | $923,000 | +123.5% | 36,146 | +114.8% | 0.06% | +117.2% |
| SCG | Scana Corp | $910,000 | -4.3% | 12,574 | 0.0% | 0.06% | -6.1% | |
| EFA | Sell | iShares MSCI EAFE Index | $909,000 | -8.0% | 15,373 | -13.1% | 0.06% | -10.1% |
| IYZ | Buy | iShares DJ US Telecommunicatio | $900,000 | -3.1% | 27,941 | +0.1% | 0.06% | -4.6% |
| CPRN | Sell | Citigroup Tst 7.875% Cl2015 Lipfd | $892,000 | +0.7% | 33,895 | -0.3% | 0.06% | -1.6% |
| IBKCO | Buy | IberiaBank Corp 6.60% Call 5/1pfd | $888,000 | +41.9% | 33,290 | +39.3% | 0.06% | +38.6% |
| TCCBCL | Sell | Triancgle Capitl 6.375%Sr Notepfd | $886,000 | -0.7% | 34,075 | -1.1% | 0.06% | -1.6% |
| VERPRF | Sell | VEREIT Inc 6.70% Perp CUM Cl 2pfd | $872,000 | +0.2% | 32,733 | -2.6% | 0.06% | -1.6% |
| CAA | Sell | CalAtlantic Group | $869,000 | -15.5% | 26,000 | -7.1% | 0.06% | -16.7% |
| DKS | Dick's Sporting Goods Inc | $861,000 | +25.9% | 15,188 | 0.0% | 0.06% | +22.9% | |
| SCEPRJ | SoCalEd 5.375% CUM cl 2025 QDIpfd | $845,000 | +4.2% | 29,111 | 0.0% | 0.06% | +1.8% | |
| Sell | Citigroup Inc 5.95% Perp Callpfd | $848,000 | +1.7% | 820,000 | -3.0% | 0.06% | 0.0% | |
| ESRX | Sell | Express Scripts Holding Co. | $844,000 | -8.3% | 11,971 | -1.3% | 0.06% | -9.4% |
| TDJ | Sell | Telephone & Data 7.0% Cl 3/16pfd | $837,000 | -2.4% | 32,342 | -3.3% | 0.06% | -5.0% |
| ADM | Sell | Archer-Daniels-Midland Co | $833,000 | -3.0% | 19,761 | -1.3% | 0.06% | -5.0% |
| SCHW | Buy | Schwab (Charles) Corp | $832,000 | +28.8% | 26,343 | +3.3% | 0.06% | +26.7% |
| NXPI | Buy | NXP Semiconductors Nv | $812,000 | +49.0% | 7,960 | +14.4% | 0.06% | +47.4% |
| A | Agilent Technologies Inc | $822,000 | +6.1% | 17,465 | 0.0% | 0.06% | +3.7% | |
| SAP | Sell | SAP SE-Sponsored ADR | $814,000 | +19.2% | 8,910 | -2.2% | 0.06% | +16.7% |
| PCG | Buy | P G & E Corp | $808,000 | +27.4% | 13,214 | +33.2% | 0.06% | +25.0% |
| AFL | Buy | Aflac Inc | $809,000 | +0.2% | 11,250 | +0.6% | 0.06% | -1.8% |
| PREPRG | Partner Re 6.50%Perp Cal 4/202pfd | $785,000 | -1.5% | 27,500 | 0.0% | 0.05% | -3.6% | |
| So. Cal Edison 6.25% Perp/Callpfd | $782,000 | +0.5% | 700,000 | 0.0% | 0.05% | 0.0% | ||
| WFEPRACL | Wells Fargo 6.375% Cl 12/19 BBpfd | $795,000 | -3.8% | 30,000 | 0.0% | 0.05% | -6.9% | |
| AET | Buy | Aetna Inc | $781,000 | +0.6% | 6,769 | +6.5% | 0.05% | 0.0% |
| GXP | Buy | Great Plains Energy Inc | $791,000 | -9.7% | 28,980 | +0.6% | 0.05% | -11.5% |
| RJDCL | Sell | Raymond James Final 6.90% 2042pfd | $776,000 | -7.8% | 30,014 | -5.9% | 0.05% | -10.2% |
| FDX | Sell | FedEx Corp | $770,000 | +8.8% | 4,410 | -5.4% | 0.05% | +8.2% |
| BMRC | Buy | Bank Of Marin Bancorp/CA | $771,000 | +2.8% | 15,503 | +0.0% | 0.05% | +1.9% |
| CORRPRA | Buy | CoreEnergy 7.375% Pfd - Par Capfd | $753,000 | +12.7% | 30,417 | +7.0% | 0.05% | +10.6% |
| TSLA | Sell | Tesla Motors Inc | $759,000 | -4.0% | 3,720 | -0.1% | 0.05% | -5.5% |
| MHPRC | Buy | Maiden Holdings 7.125%PrpCl 12pfd | $764,000 | +9.1% | 29,290 | +7.1% | 0.05% | +6.1% |
| DUK | Buy | Duke Energy Corp | $766,000 | -5.9% | 9,564 | +0.8% | 0.05% | -8.8% |
| GAINM | New | Gladstone Investment 6.25% CUMpfd | $763,000 | – | 30,000 | +100.0% | 0.05% | – |
| ECCZCL | Buy | EaglePoint Credit 7%SrNts 12/3pfd | $739,000 | +7.1% | 28,800 | +8.9% | 0.05% | +6.2% |
| XLG | Sell | Guggenheim Russell Top 50 ETF | $748,000 | -17.3% | 4,896 | -20.2% | 0.05% | -19.0% |
| HRL | Buy | Hormel Foods Corp | $748,000 | +3.9% | 19,710 | +0.2% | 0.05% | +2.0% |
| XLRE | New | SPDR Real Estate Sector | $744,000 | – | 22,689 | +100.0% | 0.05% | – |
| SYY | Buy | Sysco Corp | $736,000 | -2.5% | 15,016 | +0.9% | 0.05% | -5.7% |
| IWF | Buy | iShares Russell 1000 Growth | $709,000 | +3.8% | 6,809 | +0.1% | 0.05% | +2.1% |
| BRGPRC | New | BlueRock Residential Growth 7.pfd | $713,000 | – | 27,219 | +100.0% | 0.05% | – |
| Sell | Citigroup 5.35% Perp/Call 5/23pfd | $713,000 | +2.0% | 720,000 | -3.4% | 0.05% | 0.0% | |
| WTM | White Mountains Insurance Grou | $697,000 | -1.4% | 840 | 0.0% | 0.05% | -2.0% | |
| VIG | Buy | Vanguard Dividend Appreciation | $704,000 | +10.5% | 8,385 | +9.6% | 0.05% | +6.7% |
| VWO | Sell | Vanguard Emerging Mkts | $693,000 | +5.3% | 18,404 | -1.4% | 0.05% | +2.2% |
| FTV | New | Fortive Corp | $679,000 | – | 13,333 | +100.0% | 0.05% | – |
| BACPRICL | Buy | Bank of America 6.625%Prp Cl 1pfd | $692,000 | +6.3% | 26,178 | +8.3% | 0.05% | +4.4% |
| AGNCB | New | AGNC Investment Corp 7.75% Perpfd | $690,000 | – | 26,883 | +100.0% | 0.05% | – |
| NRFPRD | Buy | NorthStar Realty Fin 8.50% CUMpfd | $692,000 | +78.4% | 26,865 | +71.7% | 0.05% | +74.1% |
| SLB | Sell | Schlumberger Ltd | $686,000 | -3.7% | 8,728 | -3.1% | 0.05% | -6.0% |
| CELG | Sell | Celgene Corp | $677,000 | +4.0% | 6,472 | -1.9% | 0.05% | +2.2% |
| ARHPRCCL | Sell | Arch Capital 6.75% BBB QDI Clpfd | $678,000 | -16.2% | 26,461 | -13.2% | 0.05% | -19.3% |
| WABC | Buy | Westamerica Bancorportaion | $672,000 | +4.0% | 13,209 | +0.7% | 0.05% | +2.2% |
| GSPRA | Sell | GoldmanSachs Lib+75 Min3.75% Cpfd | $659,000 | +7.7% | 29,189 | -1.7% | 0.04% | +4.7% |
| D | Buy | Dominion Resources Inc/Va | $654,000 | -3.1% | 8,801 | +1.5% | 0.04% | -4.3% |
| MBBYF | Buy | Mobileye NV | $651,000 | +12.0% | 15,301 | +21.6% | 0.04% | +9.8% |
| ED | Buy | Consolidated Edison Inc | $641,000 | +7.2% | 8,518 | +14.5% | 0.04% | +4.8% |
| PLD | Buy | ProLogis Inc | $641,000 | +21.2% | 11,967 | +10.9% | 0.04% | +18.9% |
| HAR | Harman International | $641,000 | +17.6% | 7,595 | 0.0% | 0.04% | +15.8% | |
| 1/100 Berkshire Hathaway A (10 | $649,000 | -0.3% | 300 | 0.0% | 0.04% | -2.2% | ||
| IOO | Sell | iShares S&P Global 100 | $641,000 | +3.4% | 8,546 | -1.2% | 0.04% | +2.3% |
| CHKP | Sell | Check Point Software Tech | $633,000 | -3.7% | 8,151 | -1.2% | 0.04% | -6.5% |
| DKTCL | Sell | Deutsche Bank 8.05% PrpCl6/18pfd | $630,000 | -67.6% | 25,871 | -66.3% | 0.04% | -68.4% |
| VRSK | Buy | Verisk Analytics Inc-Class A | $622,000 | +7.2% | 7,650 | +7.0% | 0.04% | +4.9% |
| COL | Buy | Rockwell Collins Inc. | $622,000 | +67.2% | 7,375 | +68.6% | 0.04% | +65.4% |
| CINF | Buy | Cincinnati Financial Corp | $620,000 | +0.8% | 8,226 | +0.2% | 0.04% | -2.3% |
| PEIPRB | Sell | Penn RealEstate 7.375%CUM Perppfd | $616,000 | -15.4% | 23,767 | -14.4% | 0.04% | -17.6% |
| UMHPRB | Buy | UMH Propertyies 8.0% Perp Cumpfd | $600,000 | +3.3% | 21,787 | +0.3% | 0.04% | 0.0% |
| STJ | Sell | St Jude Medical Inc | $596,000 | -22.6% | 7,478 | -24.2% | 0.04% | -24.1% |
| CLNYPRB | Buy | Colony Financial7.50% Perp CUMpfd | $604,000 | +2.0% | 24,014 | +1.0% | 0.04% | 0.0% |
| PUKPR | Sell | Prudential PLC 6.75% PrpCl 9/0pfd | $597,000 | -2.5% | 22,827 | -1.3% | 0.04% | -4.7% |
| IVV | Buy | iShares S&P 500 Index Fund | $583,000 | +9.4% | 2,682 | +5.9% | 0.04% | +8.1% |
| AXSPRCCL | Sell | Axis Capital 6.875% Cl 4/17 QDpfd | $587,000 | -3.1% | 22,922 | -0.9% | 0.04% | -4.8% |
| AGN | Sell | Allergan plc (new) | $588,000 | -6.1% | 2,555 | -5.7% | 0.04% | -9.1% |
| CIOPRA | New | City Office REIT 6.625% CUM Capfd | $583,000 | – | 23,500 | +100.0% | 0.04% | – |
| MSPRA | Buy | Morgan Stanley 3MoLib+70bp 4%Fpfd | $579,000 | +24.5% | 23,884 | +6.3% | 0.04% | +25.0% |
| VGT | Sell | Vanguard Info Tech Vipers | $563,000 | +11.7% | 4,681 | -0.5% | 0.04% | +11.4% |
| GWW | Sell | Grainger (W.W.) Inc | $574,000 | -5.6% | 2,555 | -4.5% | 0.04% | -7.1% |
| TJX | Sell | TJX Companies Inc | $564,000 | -5.8% | 7,549 | -2.7% | 0.04% | -7.1% |
| Buy | Citigroup Inc 6.125% Perp Callpfd | $572,000 | +126.1% | 550,000 | +120.0% | 0.04% | +116.7% | |
| EBAYL | Buy | EBAY 6.00% Sr Notes Call 3/1/2pfd | $573,000 | +17.4% | 21,100 | +14.9% | 0.04% | +14.7% |
| VNQ | Sell | Vanguard REIT | $563,000 | -14.3% | 6,485 | -12.4% | 0.04% | -15.2% |
| BACPRYCL | Buy | Bank of America 6.5% Prp Cl 1/pfd | $562,000 | -0.5% | 20,824 | +0.0% | 0.04% | 0.0% |
| SSWPRH | New | Seaspan 7.875% Perp Cum QDI Capfd | $550,000 | – | 21,900 | +100.0% | 0.04% | – |
| PSA | Buy | Public Storage Inc | $557,000 | +130.2% | 2,497 | +163.4% | 0.04% | +123.5% |
| TROW | Buy | T Rowe Price Group Inc | $557,000 | -6.9% | 8,370 | +2.2% | 0.04% | -9.5% |
| RSP | Buy | Guggenheim S&P Equal Weight | $550,000 | +10.0% | 6,574 | +5.6% | 0.04% | +8.6% |
| LEG | Buy | Leggett & Platt Inc | $553,000 | -6.9% | 12,135 | +4.4% | 0.04% | -9.5% |
| DOW | Buy | Dow Chemical | $553,000 | +7.2% | 10,662 | +2.8% | 0.04% | +5.6% |
| IWM | Buy | iShares Russell 2000 Index Fun | $544,000 | +17.5% | 4,383 | +8.9% | 0.04% | +15.6% |
| FRCPRBCL | First Republic Bank 6.2% Cl 6/pfd | $542,000 | -3.2% | 21,060 | 0.0% | 0.04% | -5.1% | |
| TXN | Buy | Texas Instruments Inc | $542,000 | +27.5% | 7,716 | +13.7% | 0.04% | +23.3% |
| IEV | Sell | iShares S&P Europe 350 | $545,000 | -0.7% | 13,850 | -4.7% | 0.04% | -2.6% |
| IJR | Sell | iShares S&P SmallCap 600 | $520,000 | -3.7% | 4,190 | -9.9% | 0.04% | -5.3% |
| UZB | Sell | US Celllular SrNts 7.25% 2063pfd | $531,000 | -0.2% | 19,900 | -1.0% | 0.04% | -2.7% |
| DEO | Buy | Diageo Plc-Sponsored ADR | $525,000 | +15.4% | 4,528 | +12.4% | 0.04% | +12.5% |
| WY | Sell | Weyerhaeuser Co | $530,000 | -41.0% | 16,602 | -45.0% | 0.04% | -42.9% |
| MTBPRC | M&T Bank 6.375% Cl 11/18 BBB-pfd | $514,000 | +0.4% | 494 | 0.0% | 0.04% | -2.8% | |
| AFFT | Buy | Amtrust Financial 7.50%Nts 205pfd | $506,000 | +13.5% | 18,601 | +8.1% | 0.04% | +12.9% |
| QCOM | Buy | Qualcomm Inc | $513,000 | +39.0% | 7,488 | +8.7% | 0.04% | +34.6% |
| SHW | Sell | Sherwin-Williams Co | $514,000 | -6.0% | 1,859 | -0.2% | 0.04% | -7.9% |
| TPVZCL | TriplePoint Venture BDC 6.75%pfd | $505,000 | 0.0% | 19,750 | 0.0% | 0.04% | 0.0% | |
| LULU | Buy | Lululemon Athletica Inc | $504,000 | -13.7% | 8,260 | +4.4% | 0.04% | -14.6% |
| UZA | US Cellular 6.95%SrNT 2060 Clpfd | $499,000 | +2.0% | 18,985 | 0.0% | 0.03% | 0.0% | |
| AEP | Buy | American Electric Power | $499,000 | +2.3% | 7,767 | +11.5% | 0.03% | 0.0% |
| BCSPRACL | Barclays Bank 7.1% Prp Call 12pfd | $486,000 | 0.0% | 18,891 | 0.0% | 0.03% | -2.9% | |
| MFC | Sell | Manulife Financial Corp | $488,000 | +0.2% | 34,598 | -2.8% | 0.03% | -2.9% |
| NEWTZ | Buy | NewTek Business Svs 7.50% Ntspfd | $484,000 | +5.0% | 18,811 | +4.4% | 0.03% | +3.1% |
| SLRACL | Sell | Solar Capital 6.75% Cl 11/17pfd | $487,000 | +1.2% | 18,873 | -0.5% | 0.03% | -2.9% |
| Wells Fargo & Company Perp/Calpfd | $480,000 | -0.2% | 460,000 | 0.0% | 0.03% | -2.9% | ||
| VCR | Buy | Vanguard Consumer Discretionar | $480,000 | +10.6% | 3,814 | +7.1% | 0.03% | +10.0% |
| RDSA | Sell | Royal Dutch Shell Plc-ADR A | $471,000 | -12.6% | 9,400 | -3.7% | 0.03% | -15.8% |
| REGN | Sell | Regeneron Pharmaceuticals Inc | $467,000 | +8.9% | 1,162 | -5.3% | 0.03% | +6.7% |
| RPAI | Retail Properties of America | $460,000 | -0.6% | 27,393 | 0.0% | 0.03% | 0.0% | |
| VFC | Buy | VF Corporation | $469,000 | -5.4% | 8,373 | +3.7% | 0.03% | -8.6% |
| DLRPRFCL | Buy | Digital Realty 6.625% Perp CUMpfd | $460,000 | -0.4% | 17,843 | +2.3% | 0.03% | 0.0% |
| BCSPRDCL | Sell | Barclays 8.125% Perp/Cl 3/14 Bpfd | $461,000 | -9.4% | 17,700 | -10.2% | 0.03% | -11.1% |
| EVERPRA | Sell | EverBank Financial 6.75% Perppfd | $468,000 | -19.4% | 18,206 | -19.4% | 0.03% | -22.0% |
| NSC | Buy | Norfolk Southern Corp | $471,000 | +30.5% | 4,857 | +14.4% | 0.03% | +28.0% |
| CAH | Buy | Cardinal Health Inc | $449,000 | 0.0% | 5,778 | +0.3% | 0.03% | 0.0% |
| PPG | Buy | PPG Industries Inc | $452,000 | +3.9% | 4,372 | +4.7% | 0.03% | +3.3% |
| RTN | Buy | Raytheon Company | $457,000 | +74.4% | 3,355 | +73.8% | 0.03% | +72.2% |
| PNR | Buy | Pentair PLC | $451,000 | +10.5% | 7,020 | +0.3% | 0.03% | +6.9% |
| REGPRGCL | Regency Centers 6.00% Perp CUMpfd | $449,000 | -1.5% | 17,400 | 0.0% | 0.03% | -3.1% | |
| HTPRD | Buy | Hersha Hospitality 6.50% NR Capfd | $446,000 | +15.2% | 17,550 | +14.7% | 0.03% | +14.8% |
| JMPB | Sell | JMP Group 8.00% SrDeb Due1/202pfd | $441,000 | +0.7% | 17,364 | -0.2% | 0.03% | -3.2% |
| TCBIL | Buy | Texas Capitl Bancshares6.50% 2pfd | $443,000 | +0.9% | 17,201 | +2.4% | 0.03% | -3.2% |
| CUBEPRA | Sell | CubeSmart 7.75%CUM Called 11/2pfd | $440,000 | -5.0% | 17,472 | -2.7% | 0.03% | -6.2% |
| RFPRA | Regions Financial 6.375% Cl 12pfd | $436,000 | -3.3% | 16,850 | 0.0% | 0.03% | -6.2% | |
| DOV | Buy | Dover Corp | $436,000 | +6.6% | 5,917 | +0.3% | 0.03% | +3.4% |
| CMREPRB | Buy | Costamare 7.625% CUM QDI Perppfd | $435,000 | +25.4% | 19,023 | +1.5% | 0.03% | +25.0% |
| YUM | Yum! Brands Inc | $423,000 | +9.6% | 4,658 | 0.0% | 0.03% | +7.4% | |
| JWN | Sell | Nordstrom Inc | $423,000 | +33.9% | 8,154 | -1.8% | 0.03% | +31.8% |
| Ivanhoe Mines Ltd | $422,000 | +126.9% | 240,000 | 0.0% | 0.03% | +123.1% | ||
| IJJ | Sell | iShares S&P Midcap 400/Value | $428,000 | +2.1% | 3,217 | -1.6% | 0.03% | 0.0% |
| ESS | Essex Property Trust Inc | $421,000 | -2.3% | 1,890 | 0.0% | 0.03% | -3.3% | |
| SPG | Buy | Simon Property Group Inc | $418,000 | +1.0% | 2,017 | +5.8% | 0.03% | 0.0% |
| RPAIPRACL | Sell | Retail Properties of Amer 7.0%pfd | $428,000 | -3.4% | 16,400 | -3.0% | 0.03% | -6.5% |
| LRCX | Buy | Lam Research Corp | $419,000 | +29.7% | 4,427 | +15.3% | 0.03% | +26.1% |
| WHLRD | New | Wheeler RealEstate 8.75%CUM Pupfd | $416,000 | – | 16,300 | +100.0% | 0.03% | – |
| SHOPRE | Buy | Sunstone Hotel 6.95% Prp/Cl 3/pfd | $404,000 | +54.8% | 14,779 | +49.3% | 0.03% | +55.6% |
| BCR | Buy | CR Bard Inc | $408,000 | +3.8% | 1,818 | +8.7% | 0.03% | +3.7% |
| LLL | L-3 Communications Holdings | $407,000 | +2.8% | 2,701 | 0.0% | 0.03% | 0.0% | |
| PDM | Piedmont Office Realty Trust | $414,000 | +1.2% | 19,000 | 0.0% | 0.03% | -3.4% | |
| TEVA | Sell | Teva Pharmaceutical-Sp ADR | $410,000 | -12.4% | 8,912 | -4.4% | 0.03% | -15.2% |
| LUV | Buy | Southwest Airlines | $387,000 | +27.7% | 9,953 | +28.8% | 0.03% | +28.6% |
| AMHPRD | Buy | American Homes 4Rent 6.50% Perpfd | $392,000 | +7.7% | 14,650 | +5.8% | 0.03% | +8.0% |
| BAX | Buy | Baxter International Inc. | $398,000 | +9.3% | 8,367 | +3.8% | 0.03% | +8.0% |
| ALL | Buy | Allstate Corp | $400,000 | -1.0% | 5,775 | +0.0% | 0.03% | -3.6% |
| XBI | Buy | SPDR S&P Biotech ETF | $384,000 | +53.6% | 5,790 | +25.5% | 0.03% | +52.9% |
| MHOPRACL | Buy | M / I Homes 9.75% Pfd Call 11/pfd | $385,000 | +6.9% | 15,215 | +6.1% | 0.03% | +4.0% |
| HES | Sell | Hess Corp | $375,000 | -13.4% | 7,000 | -2.8% | 0.03% | -13.3% |
| AFSIN | New | Amtrust Financial 6.95% QDI Capfd | $381,000 | – | 15,000 | +100.0% | 0.03% | – |
| PPH | Sell | VanEck Vectors Pharmaceutical | $382,000 | -5.2% | 6,643 | -3.3% | 0.03% | -7.1% |
| GS | Goldman Sachs Group Inc | $386,000 | +8.4% | 2,395 | 0.0% | 0.03% | +4.0% | |
| EEM | Buy | iShares MSCI Emerging Markets | $385,000 | +13.2% | 10,267 | +3.8% | 0.03% | +8.3% |
| GGPPRA | General Growth Prop 6.375% Clpfd | $383,000 | -3.3% | 14,800 | 0.0% | 0.03% | -7.1% | |
| DTKCL | Sell | Deutsche Bnk 7.6% Prp Cl 2/18pfd | $386,000 | -60.9% | 16,246 | -58.7% | 0.03% | -62.3% |
| PSX | Buy | Phillips 66 | $365,000 | +2.8% | 4,527 | +1.2% | 0.02% | 0.0% |
| ENHPRC | Sell | Endurance Specialty 6.35% Cl 1pfd | $359,000 | -4.3% | 12,820 | -7.2% | 0.02% | -3.8% |
| CHSCM | Buy | CHS Chemicals 6.75% Perp cl 20pfd | $367,000 | +4.0% | 12,830 | +3.7% | 0.02% | 0.0% |
| GLTR | Sell | ETFS Physical Precious Metals | $370,000 | -0.5% | 5,550 | -1.8% | 0.02% | -3.8% |
| CBLEQ | Buy | CBL & Associates 6.625% Perp Cpfd | $360,000 | +37.9% | 14,246 | +35.0% | 0.02% | +38.9% |
| F | Sell | Ford Motor Co | $352,000 | -24.3% | 29,168 | -21.1% | 0.02% | -25.0% |
| New | Citigroup 5.875% Perp/Call 3/2pfd | $354,000 | – | 350,000 | +100.0% | 0.02% | – | |
| RZA | Sell | Reinsurance Group of Amer 6.2%pfd | $345,000 | -5.0% | 12,000 | -1.6% | 0.02% | -4.0% |
| MGRCL | Affiliated Mgrs Grp 6.375% SrNpfd | $346,000 | -1.7% | 13,183 | 0.0% | 0.02% | -4.0% | |
| ES | Buy | Eversource Energy | $354,000 | -2.5% | 6,530 | +7.8% | 0.02% | -4.0% |
| GRPN | Groupon Inc | $350,000 | +58.4% | 68,000 | 0.0% | 0.02% | +60.0% | |
| AHLPRACL | Sell | Aspen Insurance 7.401% Call 07pfd | $349,000 | -25.4% | 13,773 | -26.0% | 0.02% | -27.3% |
| FTNT | Buy | Fortinet Inc | $347,000 | +20.9% | 9,390 | +3.5% | 0.02% | +20.0% |
| MDVN | Sell | Medivation Inc | $354,000 | +2.6% | 4,355 | -23.8% | 0.02% | 0.0% |
| CTAS | Buy | Cintas Corp | $336,000 | +15.1% | 2,986 | +0.2% | 0.02% | +15.0% |
| SSWPRD | Seaspan 7.95% 12/2049 Call 1/2pfd | $329,000 | -2.4% | 13,177 | 0.0% | 0.02% | -4.2% | |
| PBIPRB | Pitney Bowes 6.7% Cl 3/7/18 BBpfd | $333,000 | -2.3% | 12,500 | 0.0% | 0.02% | -4.2% | |
| AFSIB | Buy | Amtrust Financial 7.25% CUM QDpfd | $302,000 | +2.0% | 11,733 | +2.5% | 0.02% | 0.0% |
| AFFS | Buy | Amtrust Financial 7.25% SrNt Cpfd | $307,000 | +5.5% | 11,800 | +3.5% | 0.02% | +5.0% |
| DON | Buy | WisdomTree MidCap Div Index | $304,000 | +18.8% | 3,340 | +16.8% | 0.02% | +16.7% |
| XON | Buy | Intrexon Corp | $302,000 | +14.8% | 10,770 | +0.9% | 0.02% | +16.7% |
| J | Sell | Jacobs Engineering Group Inc | $312,000 | -10.9% | 6,028 | -14.2% | 0.02% | -12.5% |
| Bank of America 5.20% Perp/Calpfd | $306,000 | +3.7% | 315,000 | 0.0% | 0.02% | 0.0% | ||
| MPC | Marathon Petroleum Corp | $310,000 | +6.9% | 7,644 | 0.0% | 0.02% | +5.0% | |
| CG | Sell | Carlyle Group/The | $307,000 | -35.9% | 19,700 | -33.2% | 0.02% | -36.4% |
| POT | Sell | Potash Corp Of Saskatchewan | $309,000 | -0.3% | 18,915 | -0.9% | 0.02% | -4.5% |
| DGX | Quest Diagnostics | $288,000 | +4.0% | 3,406 | 0.0% | 0.02% | +5.3% | |
| WFCPRQ | Sell | Wells Fargo 5.85%Flt Aftr 9/23pfd | $298,000 | -6.6% | 11,150 | -3.5% | 0.02% | -9.1% |
| PSBPRTCL | Buy | PS Business Parks 6.0% Cl 5/20pfd | $285,000 | -2.1% | 11,144 | +0.1% | 0.02% | 0.0% |
| ABRPRC | Buy | Arbor Realty 8.50% CUM Perp Capfd | $290,000 | +16.5% | 11,114 | +13.2% | 0.02% | +17.6% |
| NRFPRE | New | NorthStar Realty Fin 8.75% CUMpfd | $292,000 | – | 11,436 | +100.0% | 0.02% | – |
| NYMTO | Buy | New York MtgTrust 7.875%Perp Cpfd | $286,000 | +3.2% | 11,994 | +0.7% | 0.02% | +5.3% |
| OPRFCL | Buy | Realty Income 6.625% Call 2/17pfd | $298,000 | -0.3% | 11,422 | +0.1% | 0.02% | -4.8% |
| CHSCO | Sell | CHS Chemicals 7.875% Perp cl 2pfd | $290,000 | -2.0% | 9,797 | -3.9% | 0.02% | -4.8% |
| VV | Vanguard Large-Cap Vipers ETF | $297,000 | +3.1% | 3,000 | 0.0% | 0.02% | 0.0% | |
| IWR | Buy | iShares Russell Midcap | $296,000 | +9.2% | 1,698 | +5.5% | 0.02% | +5.3% |
| INZCL | Sell | ING Grp NV 7.20%Pfd Perp/Cl l2pfd | $291,000 | -5.5% | 11,218 | -3.9% | 0.02% | -9.1% |
| HPE | Buy | Hewlett Packard Enterprise | $293,000 | +55.9% | 12,868 | +25.0% | 0.02% | +53.8% |
| VDC | Vanguard Consumer Staples Vipe | $292,000 | -3.0% | 2,135 | 0.0% | 0.02% | -4.8% | |
| BFB | Buy | Brown-Forman Corp -Cl B | $271,000 | -4.6% | 5,717 | +100.9% | 0.02% | -5.0% |
| C | Sell | Citigroup Inc | $272,000 | +11.0% | 5,754 | -0.5% | 0.02% | +11.8% |
| TCOPRJ | Buy | Taubman Centers 6.5% CUM NA Clpfd | $277,000 | +4.5% | 10,588 | +3.8% | 0.02% | 0.0% |
| PAYX | Buy | Paychex Inc | $284,000 | +37.9% | 4,903 | +41.4% | 0.02% | +35.7% |
| GJVCL | News Corp 7.00% 12/1/2095 callpfd | $270,000 | +1.1% | 10,303 | 0.0% | 0.02% | 0.0% | |
| FTR | Buy | Frontier Communications Corp | $274,000 | -15.7% | 65,818 | +0.0% | 0.02% | -17.4% |
| GM | Buy | General Motors Co | $274,000 | +17.1% | 8,625 | +4.1% | 0.02% | +18.8% |
| LHOPRJ | LaSalle Hotel 6.3% Call 5/2021pfd | $272,000 | -1.1% | 10,600 | 0.0% | 0.02% | 0.0% | |
| IYW | iShares Goldman Sachs Tech I | $275,000 | +13.2% | 2,310 | 0.0% | 0.02% | +11.8% | |
| TMO | Sell | Thermo Fisher Scientific Inc | $269,000 | +1.9% | 1,691 | -5.4% | 0.02% | 0.0% |
| FNK | Sell | First Trust Mid Cap Value ETF | $261,000 | +2.0% | 8,783 | -4.2% | 0.02% | 0.0% |
| BLK | Sell | Blackrock Inc | $266,000 | +1.5% | 735 | -3.9% | 0.02% | 0.0% |
| NUE | Buy | Nucor Corp | $257,000 | +0.4% | 5,205 | +0.5% | 0.02% | 0.0% |
| CBLDQ | New | CBL&Assoc Properties 7.375%CUMpfd | $266,000 | – | 10,622 | +100.0% | 0.02% | – |
| HTGY | Buy | Hercules Capital 7% 9/2019 BBBpfd | $259,000 | +13.6% | 10,171 | +14.0% | 0.02% | +12.5% |
| NLYPRCCL | Buy | Annaly Capital 7.625% Perp Clpfd | $258,000 | 0.0% | 10,131 | +0.5% | 0.02% | 0.0% |
| PKW | Buy | PowerShares Buyback Achievers | $257,000 | +4.9% | 5,419 | +0.2% | 0.02% | +5.9% |
| BACPRE | Bank of America 4.0%Min Floatpfd | $253,000 | +0.8% | 10,308 | 0.0% | 0.02% | -5.6% | |
| SIEGY | Buy | Siemens Ag-Spons ADR | $245,000 | +17.8% | 2,092 | +3.2% | 0.02% | +13.3% |
| PEIPRACL | Sell | Penn Real Estate 8.25% CIM Perpfd | $248,000 | -3.5% | 9,657 | -1.0% | 0.02% | -5.6% |
| PH | New | Parker-Hannifin Corp | $242,000 | – | 1,924 | +100.0% | 0.02% | – |
| NRFPRB | Buy | NorthStar Realty Fin 8.25% CUMpfd | $247,000 | +14.4% | 9,750 | +11.8% | 0.02% | +13.3% |
| NOC | New | Northrop Grumman Corp | $246,000 | – | 1,149 | +100.0% | 0.02% | – |
| TAP | Sell | Molson Coors Brewing Co -B | $252,000 | -17.1% | 2,296 | -23.7% | 0.02% | -19.0% |
| METPRA | MetLife 3MoLibor+100 Min 4.0%pfd | $246,000 | -0.8% | 9,666 | 0.0% | 0.02% | 0.0% | |
| MPW | Medical Properties Trust Inc | $254,000 | -2.7% | 17,169 | 0.0% | 0.02% | -5.6% | |
| UDR | UDR Inc | $255,000 | -2.3% | 7,080 | 0.0% | 0.02% | -5.6% | |
| KEYS | Keysight Technologies Inc | $248,000 | +8.8% | 7,831 | 0.0% | 0.02% | +6.2% | |
| IHF | iShares DJ US Health Car Pro | $255,000 | -2.3% | 2,052 | 0.0% | 0.02% | -5.6% | |
| RDVY | Sell | First Trust Rising Dividend Ac | $252,000 | -6.0% | 11,384 | -13.4% | 0.02% | -10.5% |
| ALLE | Sell | Allegion PLC | $243,000 | -4.0% | 3,532 | -3.0% | 0.02% | -5.6% |
| XAR | New | SPDR S&P Aerospace & Defense E | $254,000 | – | 4,359 | +100.0% | 0.02% | – |
| ALLPRCCL | Sell | AllState 6.75 2049 Call 10/201pfd | $252,000 | -7.7% | 9,289 | -4.1% | 0.02% | -10.5% |
| AFC | Sell | Allied Capital ARCC6.875% 4/20pfd | $241,000 | -1.6% | 9,398 | -2.1% | 0.02% | 0.0% |
| ABC | Sell | AmerisourceBergen Corp | $240,000 | -0.4% | 2,973 | -2.1% | 0.02% | -5.9% |
| EQR | Equity Residential | $231,000 | -6.5% | 3,585 | 0.0% | 0.02% | -5.9% | |
| MFAPRB | Buy | MFA Financial 7.5% Prp Cl 4/15pfd | $228,000 | +3.6% | 8,868 | +0.5% | 0.02% | +6.7% |
| CI | Sell | Cigna Corp | $240,000 | -57.0% | 1,845 | -57.7% | 0.02% | -59.0% |
| CPRCCL | Citigroup 5.8% B1 Call 4/18 QDpfd | $229,000 | -1.7% | 8,850 | 0.0% | 0.02% | 0.0% | |
| STT | New | State Street Corp | $228,000 | – | 3,280 | +100.0% | 0.02% | – |
| BBTPRECL | Buy | BB&T Capital 5.625% Call 8/201pfd | $230,000 | +5.0% | 8,924 | +7.3% | 0.02% | +6.7% |
| AVGO | New | Broadcom Ltd | $232,000 | – | 1,342 | +100.0% | 0.02% | – |
| CTY | Quest USWest Sr Nts6.125%Nts Cpfd | $237,000 | 0.0% | 9,300 | 0.0% | 0.02% | -5.9% | |
| ROP | Roper Technologies Inc | $232,000 | +6.9% | 1,273 | 0.0% | 0.02% | +6.7% | |
| NRFPRC | Buy | Northstar Realty Fin 8.875% CUpfd | $239,000 | +9.1% | 9,358 | +6.9% | 0.02% | +6.7% |
| WTFCM | Buy | WinTrust Financial 6.50% Callpfd | $219,000 | +3.3% | 7,455 | +0.1% | 0.02% | 0.0% |
| EA | New | Electronic Arts Inc | $217,000 | – | 2,544 | +100.0% | 0.02% | – |
| HTGXCL | New | Hercules Capital 6.25%SrNts 24pfd | $213,000 | – | 8,300 | +100.0% | 0.02% | – |
| IP | New | International Paper Co | $226,000 | – | 4,718 | +100.0% | 0.02% | – |
| XEL | Xcel Energy Inc | $225,000 | -8.2% | 5,461 | 0.0% | 0.02% | -11.8% | |
| IUSV | Buy | iShares Core US Value | $212,000 | +2.9% | 4,608 | +200.0% | 0.02% | +7.1% |
| CNI | Sell | Canadian Natl Railway Co | $224,000 | +4.2% | 3,420 | -6.0% | 0.02% | 0.0% |
| NVO | Buy | Novo-Nordisk A/S-Spons ADR | $215,000 | -9.3% | 5,179 | +17.6% | 0.02% | -11.8% |
| OXLCN | New | Oxford Lane Cap8.125% Cl6/2017pfd | $221,000 | – | 8,513 | +100.0% | 0.02% | – |
| AFSI | Sell | AmTrust Financial Services | $215,000 | -21.8% | 8,001 | -28.8% | 0.02% | -21.1% |
| Citigroup Inc Fix-to-Float Perpfd | $207,000 | +4.0% | 200,000 | 0.0% | 0.01% | 0.0% | ||
| IWP | New | iShares Russell Midcap Growth | $201,000 | – | 2,067 | +100.0% | 0.01% | – |
| XYL | New | Xylem Inc | $205,000 | – | 3,910 | +100.0% | 0.01% | – |
| DTE | Buy | DTE Energy Company | $210,000 | +3.4% | 2,247 | +9.8% | 0.01% | 0.0% |
| MIDD | New | Middleby Corp | $203,000 | – | 1,644 | +100.0% | 0.01% | – |
| RHI | Robert Half Intl Inc | $208,000 | -0.5% | 5,483 | 0.0% | 0.01% | -6.7% | |
| NEWTL | New | NewTek Business Svs 7.0%Nts dupfd | $207,000 | – | 8,090 | +100.0% | 0.01% | – |
| NRFPRA | Sell | Northstar Realty Fin 8.75% CUMpfd | $207,000 | -10.8% | 8,113 | -13.3% | 0.01% | -12.5% |
| PAA | New | Plains All American Pipeline L | $204,000 | – | 6,482 | +100.0% | 0.01% | – |
| SCPZF | Sprott Resource Corp | $190,000 | -19.8% | 526,834 | 0.0% | 0.01% | -23.5% | |
| FC | Franklin Covey Co | $178,000 | +16.3% | 10,000 | 0.0% | 0.01% | +9.1% | |
| FCX | Sell | Freeport McMoRan Inc-B | $160,000 | -19.6% | 14,740 | -17.4% | 0.01% | -21.4% |
| ARCC | New | Ares Capital Corp | $161,000 | – | 10,417 | +100.0% | 0.01% | – |
| HPQ | New | HP Inc | $164,000 | – | 10,556 | +100.0% | 0.01% | – |
| KKR | New | KKR & Co LP | $148,000 | – | 10,400 | +100.0% | 0.01% | – |
| EWS | iShares MSCI Singapore Index | $111,000 | 0.0% | 10,200 | 0.0% | 0.01% | 0.0% | |
| New | Sierra Vista Bk **Stk Election | $109,000 | – | 20,000 | +100.0% | 0.01% | – | |
| WARM | Cool Technologies Inc | $60,000 | +114.3% | 333,333 | 0.0% | 0.00% | +100.0% | |
| EMX | Eurasian Minerals Inc | $58,000 | +28.9% | 54,086 | 0.0% | 0.00% | +33.3% | |
| CERS | Cerus Corp | $62,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | |
| SVM | Silvercorp Metals Inc | $32,000 | +39.1% | 10,000 | 0.0% | 0.00% | 0.0% | |
| EDTXF | Spectral Medical Inc | $31,000 | +72.2% | 25,000 | 0.0% | 0.00% | +100.0% | |
| TGB | Taseko Mines Ltd | $19,000 | -5.0% | 40,000 | 0.0% | 0.00% | 0.0% | |
| ITKG | Integral Technologies Inc | $2,000 | -33.3% | 17,000 | 0.0% | 0.00% | – | |
| AGCBF | Amarillo Gold Corp | $4,000 | +33.3% | 13,000 | 0.0% | 0.00% | – | |
| Exit | Scandium International Mining | $0 | – | -23,400 | -100.0% | 0.00% | – | |
| VOYT | Voyant International Corp | $0 | – | 53,652 | 0.0% | 0.00% | – | |
| Li & Fung Ltd | $5,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| Global Brands Group Holding | $1,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| TVLYQ | Tri-Valley Corporation | $0 | – | 15,600 | 0.0% | 0.00% | – | |
| Encounter Technologies Inc | $0 | – | 62,000 | 0.0% | 0.00% | – | ||
| Exit | Sierra Vista Bank | $0 | – | -20,000 | -100.0% | -0.01% | – | |
| AMLP | Exit | Alerian MLP ETF | $0 | – | -11,616 | -100.0% | -0.01% | – |
| ICLR | Exit | ICON PLC | $0 | – | -2,904 | -100.0% | -0.01% | – |
| IWS | Exit | iShares Russell Midcap Value | $0 | – | -2,780 | -100.0% | -0.01% | – |
| SYK | Exit | Stryker Corp | $0 | – | -1,900 | -100.0% | -0.02% | – |
| VHT | Exit | Vanguard Health Care Vipers | $0 | – | -1,850 | -100.0% | -0.02% | – |
| KMIPRA | Exit | Kinder Morgan 9.75%CnvPfd 10/2pfd | $0 | – | -5,172 | -100.0% | -0.02% | – |
| AON | Exit | Aon PLC | $0 | – | -2,341 | -100.0% | -0.02% | – |
| EMC | Exit | EMC Corp Mass | $0 | – | -12,917 | -100.0% | -0.02% | – |
| BEN | Exit | Franklin Resources Inc | $0 | – | -11,031 | -100.0% | -0.03% | – |
| DXBCL | Exit | Deutsche Bk Tst6.55%Perp Cl 5/pfd | $0 | – | -18,877 | -100.0% | -0.03% | – |
| AGNCB | Exit | American Capital Agncy 7.75% Ppfd | $0 | – | -26,703 | -100.0% | -0.05% | – |
| PSAPRRCL | Exit | Public Storage 6.35% Called 7/pfd | $0 | – | -28,601 | -100.0% | -0.05% | – |
| CTQCL | Exit | CenturyLink Quest7.375% 6/51 Cpfd | $0 | – | -35,230 | -100.0% | -0.07% | – |
| AHTPRECL | Exit | Ashford Hospitality 9.0% Callepfd | $0 | – | -38,073 | -100.0% | -0.07% | – |
| HTSPRA | Exit | Hatteras Financial 7.625% CUMpfd | $0 | – | -50,908 | -100.0% | -0.09% | – |
| GBLIZ | Exit | Global Indemnity SrNts7.75% Capfd | $0 | – | -62,695 | -100.0% | -0.11% | – |
| JCI | Exit | Johnson Controls Inc | $0 | – | -39,194 | -100.0% | -0.12% | – |
| VNOPRJCL | Exit | Vornado Realty 6.875% BBB- Calpfd | $0 | – | -90,760 | -100.0% | -0.17% | – |
| DLRPRECL | Exit | Digital Realty 7.0% Perp Callpfd | $0 | – | -120,113 | -100.0% | -0.21% | – |
| PEBPRBCL | Exit | Pebblebrook Hotel 8.00% Calledpfd | $0 | – | -142,897 | -100.0% | -0.25% | – |
| GAS | Exit | AGL Resources Inc | $0 | – | -58,371 | -100.0% | -0.27% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 42 | Q3 2023 | 7.8% |
| SPDR Technology Select Sector | 42 | Q3 2023 | 5.4% |
| MICROSOFT CORP | 42 | Q3 2023 | 4.6% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 2.2% |
| COSTCO WHSL CORP NEW | 42 | Q3 2023 | 3.1% |
| CHEVRON CORP NEW | 42 | Q3 2023 | 2.4% |
| VERIZON COMMUNICATIONS INC | 42 | Q3 2023 | 2.5% |
| WELLS FARGO CO NEW | 42 | Q3 2023 | 2.7% |
| PROCTER & GAMBLE CO | 42 | Q3 2023 | 1.8% |
| Vanguard Total Stock Mk Vipers | 42 | Q3 2023 | 3.0% |
View KCM INVESTMENT ADVISORS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| NETWORK EQUIPMENT TECHNOLOGIES INC | August 15, 2007 | 11,000 | 0.0% |
| ALEXANDERS J CORP | February 14, 2006 | 177,100 | 2.7% |
| ALEXANDERS J CORP | February 20, 2004 | 846,200 | 13.2% |
View KCM INVESTMENT ADVISORS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-07 |
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-09 |
| 13F-HR | 2023-01-31 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-14 |
View KCM INVESTMENT ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.